SEC Info - Kirk Randal J, et al. - ‘SC 13D’ on 3/20/15 re: AmpliPhi Biosciences Corp

Kirk Randal J, et al. – ‘SC 13D’ on 3/20/15 re: AmpliPhi Biosciences Corp – ‘EX-4’

On: Friday, 3/20/15, at 4:21pm ET · Accession #: 1140361-15-12832 · File #: 5-44887

As Of Filer Filing For·On·As Docs:Size Issuer Agent 3/20/15 Kirk Randal J SC 13D 2:168K AmpliPhi Biosciences Corp Broadridge Fin’l So… Inc Intrexon Corp NRM VII Holdings I, LLC Third Security, LLC

Document/Exhibit Description Pages Size 1: SC 13D Randal J Kirk SC 13D 3-16-2015 (Ampliphi HTML 86K Biosciences Corp) 2: EX-4 Instrument Defining the Rights of Security Holders HTML 8K

Exhibit 4

Joint Filing Agreement

In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them a Statement on Schedule 13D (including amendments thereto) with regard to the common stock of AmpliPhi Biosciences Corporation, and further agree that this Joint Filing Agreement be included as an exhibit to such joint filings. In evidence thereof, the undersigned, being duly authorized, hereby execute this agreement as of the 20^th day of March, 2015.

	/s/ *Randal J. Kirk*
	Randal J. Kirk

	THIRD SECURITY, LLC


	By:	/s/ *Randal J. Kirk*
		Randal J. Kirk
		Manager

	NRM VII HOLDINGS I, LLC


	By:	/s/ *Randal J. Kirk*
		Randal J. Kirk
		Manager

	INTREXON CORPORATION


	By:	/s/ *Randal J. Kirk*
		Randal J. Kirk
		Chief Executive Officer

Kirk Randal J, et al. – ‘SC 13D’ on 3/20/15 re: AmpliPhi Biosciences Corp – ‘EX-4’

On: Friday, 3/20/15, at 4:21pm ET · Accession #: 1140361-15-12832 · File #: 5-44887

Previous ‘SC 13D’: ‘SC 13D/A’ on 2/10/15 · Next: ‘SC 13D/A’ on 6/9/15 · Latest: ‘SC 13D/A’ on 6/30/23

General Statement of Beneficial Ownership — Sch. 13D
Filing Table of Contents

EX-4 — Instrument Defining the Rights of Security Holders

This Exhibit is an HTML Document rendered as filed. [ Alternative Formats ]

Kirk Randal J, et al. – ‘SC 13D’ on 3/20/15 re: AmpliPhi Biosciences Corp – ‘EX-4’

On: Friday, 3/20/15, at 4:21pm ET · Accession #: 1140361-15-12832 · File #: 5-44887

Previous ‘SC 13D’: ‘SC 13D/A’ on 2/10/15 · Next: ‘SC 13D/A’ on 6/9/15 · Latest: ‘SC 13D/A’ on 6/30/23

General Statement of Beneficial Ownership — Sch. 13DFiling Table of Contents

EX-4 — Instrument Defining the Rights of Security Holders

This Exhibit is an HTML Document rendered as filed. [ Alternative Formats ]

General Statement of Beneficial Ownership — Sch. 13D
Filing Table of Contents