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As Of Filer Filing For·On·As Docs:Size Issuer Agent 2/10/15 Kirk Randal J SC 13D/A 1:86K Ziopharm Oncology Inc Summit Fin’l Printing Intrexon Corp |
Document/Exhibit Description Pages Size 1: SC 13D/A Randal J. Kirk Sc 13Da No 6 2-9-2015 (Ziopharm HTML 44K Oncology, Inc)
1
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NAMES OF REPORTING PERSONS
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I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)
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☐
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(b)
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☒
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS (SEE INSTRUCTIONS)
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PF
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
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☐
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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United States
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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7
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SOLE VOTING POWER
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1,467,110
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8
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SHARED VOTING POWER
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17,830,305
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SOLE DISPOSITIVE POWER
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1,467,110
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10
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SHARED DISPOSITIVE POWER
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17,830,305
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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19,297,415
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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16.9%
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14
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TYPE OF REPORTING PERSON
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IN
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1
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NAMES OF REPORTING PERSONS
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I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
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Intrexon Corporation
I.R.S. IDENTIFICATION NO.: 26-0084895
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)
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☐
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(b)
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☒
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS (SEE INSTRUCTIONS)
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WC
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
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☐
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Virginia
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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7
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SOLE VOTING POWER
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0
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8
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SHARED VOTING POWER
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17,830,305
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9
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SOLE DISPOSITIVE POWER
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0
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10
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SHARED DISPOSITIVE POWER
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17,830,305
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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17,830,305
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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15.6%
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14
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TYPE OF REPORTING PERSON
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CO
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Reporting Person
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Amount of Common Stock
Beneficially Owned |
Percent
of Class |
Sole Power
to Vote or Direct the Vote |
Shared
Power to Vote or Direct the Vote |
Sole Power to
Dispose or to Direct the Disposition |
Shared Power to
Dispose or to Direct the Disposition |
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19,297,415
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16.9
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%
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1,467,110
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17,830,305
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1,467,110
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17,830,305
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Intrexon Corporation
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17,830,305
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15.6
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%
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—
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17,830,305
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—
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17,830,305
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Exhibit 1 | Joint Filing Agreement, dated as of February 10, 2015, by and between Mr. Kirk and Intrexon |
/s/ Randal J. Kirk
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INTREXON CORPORATION
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By:
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/s/ Randal J. Kirk
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Chief Executive Officer
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Exhibit 1 | Joint Filing Agreement, dated as of February 10, 2015, by and between Mr. Kirk and Intrexon |
/s/ Randal J. Kirk
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INTREXON CORPORATION
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By:
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/s/ Randal J. Kirk
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Chief Executive Officer
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This ‘SC 13D/A’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed on: | 2/10/15 | |||
2/9/15 | ||||
2/2/15 | 424B5, 8-K, S-3ASR | |||
1/30/15 | ||||
10/31/13 | 4, SC 13D/A | |||
10/29/13 | 4, 8-K | |||
11/9/12 | 4, SC 13D/A | |||
11/7/12 | 4 | |||
1/25/12 | 8-K, SC 13D/A | |||
1/20/12 | 4, 424B5, 8-K, FWP | |||
8/16/11 | SC 13D/A | |||
8/9/11 | 10-Q/A, 4 | |||
2/11/11 | SC 13D/A, SC 13G/A | |||
2/3/11 | 4, 8-K | |||
1/20/11 | 8-K, SC 13D | |||
1/12/11 | 3, 4, 8-K | |||
List all Filings |