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Newtyn Management, LLC – ‘13F-HR’ for 6/30/19 – ‘INFO-TABLE’

On:  Wednesday, 8/14/19, at 4:04pm ET   ·   Effective:  8/14/19   ·   For:  6/30/19   ·   Accession #:  905718-19-692   ·   File #:  28-15390

Previous ‘13F-HR’:  ‘13F-HR’ on 5/15/19 for 3/31/19   ·   Next:  ‘13F-HR’ on 11/14/19 for 9/30/19   ·   Latest:  ‘13F-HR’ on 5/15/20 for 3/31/20

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 8/14/19  Newtyn Management, LLC            13F-HR      6/30/19    2:17K                                    Lowenstein Sandler PC/FA

Quarterly Holdings or Combination Report by a Money Manager   —   Form 13F
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 13F-HR      Quarterly Holdings or Combination Report by a       HTML      5K 
                Money Manager -- primary_doc.xml                                 
 2: INFO-TABLE  Information Table of Securities Holdings -- Form    HTML     15K 
                13F -- infotable.xml                                             


‘INFO-TABLE’   —   Information Table of Securities Holdings — Form 13F — infotable.xml





This ‘INFO-TABLE’ Document is an XML Data File that may be rendered in various formats:

Information Table  –  Plain Text  –  EDGAR System  –  SEC Website  –  XML Data  –  <?xml?> File
 

 
SEC Info rendering:  Portfolio Securities Holdings Info Table — Form 13F
 

Newtyn Management, LLC  
 NY

Form 13F Holdings Report   ·   For:  6/30/19   ·   Assets:  $549,151,800   ·   History:  Assets Under Management
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Security Market ValueªShares or PrincipalInvestment
Discretion
Other 
Managersº
Voting Authority
Issuer NameIssue ClassOpt.CUSIP/CINS$1000sWeightAmountS/PPriceSoleSharedNone
Sort in ascending orderSort in ascending orderSort in ascending orderSort in ascending orderIn descending orderSort in ascending orderSort in descending orderSort in ascending order   List(S/P Amounts or For All)
ADIENT PLCORD SHSG0084W·10·170,868  12.90%2,920,000Sh.24.27   SoleSole
PG&E CORPCOM69331C·10·867,144  12.23%2,929,485Sh.22.92   SoleSole
ALTABA INCCOM021346·10·156,144  10.22%809,345Sh.69.37   SoleSole
TILRAY INCDEBT 5.000%10/0U8961E·AA·445,992  8.38%57,000,000Pr.80.7%   Sole340,490
ADTALEM GLOBAL ED INCCOM00737L·10·328,201  5.14%626,000Sh.45.05   SoleSole
CORTEVA INCCOM22052L·10·425,874  4.71%875,000Sh.29.57   SoleSole
LIBERTY MEDIA CORP DELAWARECOM A SIRIUSXM531229·40·925,215  4.59%666,874Sh.37.81   SoleSole
GARRETT MOTION INCCOM366505·10·523,793  4.33%1,550,000Sh.15.35   SoleSole
SPIRIT AEROSYSTEMS HLDGS INCCOM CL A848574·10·922,377  4.07%275,000Sh.81.37   SoleSole
EXACT SCIENCES CORPCOM30063P·10·517,706  3.22%150,000Sh.118.04   SoleSole
SKYLINE CHAMPION CORPORATIONCOM830830·10·517,113  3.12%625,000Sh.27.38   SoleSole
ISHARES TRRUSSELL 2000 ETFPut464287·65·515,814a2.88%1,017,000Sh.15.55   SoleNone
SPECTRUM BRANDS HLDGS INC NECOM84790A·10·513,439  2.45%249,937Sh.53.77   SoleSole
RAFAEL HLDGS INCCOM CL B75062E·10·612,626  2.30%439,172Sh.28.75   SoleSole
CUSTOMERS BANCORP INCCOM23204G·10·011,693  2.13%556,810Sh.21.00   SoleSole
NI HLDGS INCCOM65342T·10·610,126  1.84%575,000Sh.17.61   SoleSole
RETAIL VALUE INCCOM76133Q·10·29,855  1.79%283,200Sh.34.80   SoleSole
TUSCAN HOLDINGS CORPCOM90069K·10·49,158  1.67%925,000Sh.9.90   SoleSole
CAMPING WORLD HLDGS INCCL A13462K·10·99,005  1.64%725,000Sh.12.42   SoleSole
PETMED EXPRESS INCCOM716382·10·68,242  1.50%525,999Sh.15.67   SoleSole
VIRTUS INVT PARTNERS INCCOM92828Q·10·98,055  1.47%75,000Sh.107.40   SoleSole
MERRIMACK PHARMACEUTICALS INCOM NEW590328·20·97,333  1.34%1,212,144Sh.6.05   SoleSole
CORPORACION AMER ARPTS S ACOML1995B·10·76,938  1.26%859,673Sh.8.07   SoleSole
TILRAY INCCOM CL 288688T·10·05,792  1.05%124,400Sh.46.56   SoleSole
ADIENT PLCORD SHSPutG0084W·10·14,541a0.83%1,871,000Sh.2.43   SoleNone
NET 1 UEPS TECHNOLOGIES INCCOM NEW64107N·20·63,616  0.66%903,951Sh.4.00   SoleSole
APPLIED OPTOELECTRONICS INCCOM03823U·10·23,557  0.65%346,050Sh.10.28   SoleSole
NII HLDGS INCCOM PAR62913F·50·83,126  0.57%1,849,900Sh.1.69   SoleSole
PG&E CORPCOMCall69331C·10·82,292a0.42%1,000,000Sh.2.29   SoleNone
SPDR S&P 500 ETF TRTR UNITPut78462F·10·31,890a0.34%64,500Sh.29.30   SoleNone
FORWARD PHARMA A/SSPONSORED ADR34986J·10·51,161  0.21%1,127,200Sh.1.03   SoleSole
TILRAY INCCOM CL 2Put88688T·10·0466a0.08%100,000Sh.4.66   SoleNone
29 Issuers32 Issues32 Holdings:  $549,151,800ªSole Manager
____________
 ª  The market values of 5 Holdings (usually Options) were adjusted (a), due to conflicting security prices in other Filings.  [ Show Data As Filed ]
 º  Other Included Managers with whom investment discretion is shared as to any Holding:  No Other Included Managers

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Filing Submission 0000905718-19-000692   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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