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Newtyn Management, LLC – ‘13F-HR’ for 6/30/19 – ‘INFO-TABLE’

On:  Wednesday, 8/14/19, at 4:04pm ET   ·   Effective:  8/14/19   ·   For:  6/30/19   ·   Accession #:  905718-19-692   ·   File #:  28-15390

Previous ‘13F-HR’:  ‘13F-HR’ on 5/15/19 for 3/31/19   ·   Next:  ‘13F-HR’ on 11/14/19 for 9/30/19   ·   Latest:  ‘13F-HR’ on 2/14/24 for 12/31/23

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 8/14/19  Newtyn Management, LLC            13F-HR      6/30/19    2:17K                                    Lowenstein Sandler PC/FA

Quarterly Holdings and Combination Report by a Money Manager   —   Form 13F
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 13F-HR      Quarterly Holdings and Combination Report by a      HTML      3K 
                Money Manager -- primary_doc.xml                                 
 2: INFO-TABLE  Portfolio Securities Holdings Info Table --         HTML      3K 
                infotable.xml                                                    


‘INFO-TABLE’   —   Portfolio Securities Holdings Info Table — infotable.xml




        

This ‘INFO-TABLE’ Document is an XML Data File that may be rendered in various formats:

  Information Table    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
Plain Text rendering:  Portfolio Securities Holdings Info Table
 
                                                                                                                                                                                
Information Table
 
Info Table:
Name of Issuer:  ADIENT PLC
Title of Class:  ORD SHS
CUSIP:  G0084W-10-1
Value:  70,868
Shrs or Prn Amt:
Ssh Prnamt:  2920000
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  2920000
Shared:  0
None:  0
Info Table:
Name of Issuer:  ADIENT PLC
Title of Class:  ORD SHS
CUSIP:  G0084W-10-1
Value:  45,409
Shrs or Prn Amt:
Ssh Prnamt:  1871000
Ssh Prnamt Type:  SH
Put Call:  Put
Investment Discretion:  SOLE
Voting Authority:
Sole:  0
Shared:  0
None:  1871000
Info Table:
Name of Issuer:  ADTALEM GLOBAL ED INC
Title of Class:  COM
CUSIP:  00737L-10-3
Value:  28,201
Shrs or Prn Amt:
Ssh Prnamt:  626000
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  626000
Shared:  0
None:  0
Info Table:
Name of Issuer:  ALTABA INC
Title of Class:  COM
CUSIP:  021346-10-1
Value:  56,144
Shrs or Prn Amt:
Ssh Prnamt:  809345
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  809345
Shared:  0
None:  0
Info Table:
Name of Issuer:  APPLIED OPTOELECTRONICS INC
Title of Class:  COM
CUSIP:  03823U-10-2
Value:  3,557
Shrs or Prn Amt:
Ssh Prnamt:  346050
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  346050
Shared:  0
None:  0
Info Table:
Name of Issuer:  CAMPING WORLD HLDGS INC
Title of Class:  CL A
CUSIP:  13462K-10-9
Value:  9,005
Shrs or Prn Amt:
Ssh Prnamt:  725000
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  725000
Shared:  0
None:  0
Info Table:
Name of Issuer:  CORPORACION AMER ARPTS S A
Title of Class:  COM
CUSIP:  L1995B-10-7
Value:  6,938
Shrs or Prn Amt:
Ssh Prnamt:  859673
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  859673
Shared:  0
None:  0
Info Table:
Name of Issuer:  CORTEVA INC
Title of Class:  COM
CUSIP:  22052L-10-4
Value:  25,874
Shrs or Prn Amt:
Ssh Prnamt:  875000
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  875000
Shared:  0
None:  0
Info Table:
Name of Issuer:  CUSTOMERS BANCORP INC
Title of Class:  COM
CUSIP:  23204G-10-0
Value:  11,693
Shrs or Prn Amt:
Ssh Prnamt:  556810
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  556810
Shared:  0
None:  0
Info Table:
Name of Issuer:  EXACT SCIENCES CORP
Title of Class:  COM
CUSIP:  30063P-10-5
Value:  17,706
Shrs or Prn Amt:
Ssh Prnamt:  150000
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  150000
Shared:  0
None:  0
Info Table:
Name of Issuer:  FORWARD PHARMA A/S
Title of Class:  SPONSORED ADR
CUSIP:  34986J-10-5
Value:  1,161
Shrs or Prn Amt:
Ssh Prnamt:  1127200
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  1127200
Shared:  0
None:  0
Info Table:
Name of Issuer:  GARRETT MOTION INC
Title of Class:  COM
CUSIP:  366505-10-5
Value:  23,793
Shrs or Prn Amt:
Ssh Prnamt:  1550000
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  1550000
Shared:  0
None:  0
Info Table:
Name of Issuer:  ISHARES TR
Title of Class:  RUSSELL 2000 ETF
CUSIP:  464287-65-5
Value:  158,144
Shrs or Prn Amt:
Ssh Prnamt:  1017000
Ssh Prnamt Type:  SH
Put Call:  Put
Investment Discretion:  SOLE
Voting Authority:
Sole:  0
Shared:  0
None:  1017000
Info Table:
Name of Issuer:  LIBERTY MEDIA CORP DELAWARE
Title of Class:  COM A SIRIUSXM
CUSIP:  531229-40-9
Value:  25,215
Shrs or Prn Amt:
Ssh Prnamt:  666874
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  666874
Shared:  0
None:  0
Info Table:
Name of Issuer:  MERRIMACK PHARMACEUTICALS IN
Title of Class:  COM NEW
CUSIP:  590328-20-9
Value:  7,333
Shrs or Prn Amt:
Ssh Prnamt:  1212144
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  1212144
Shared:  0
None:  0
Info Table:
Name of Issuer:  NET 1 UEPS TECHNOLOGIES INC
Title of Class:  COM NEW
CUSIP:  64107N-20-6
Value:  3,616
Shrs or Prn Amt:
Ssh Prnamt:  903951
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  903951
Shared:  0
None:  0
Info Table:
Name of Issuer:  NI HLDGS INC
Title of Class:  COM
CUSIP:  65342T-10-6
Value:  10,126
Shrs or Prn Amt:
Ssh Prnamt:  575000
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  575000
Shared:  0
None:  0
Info Table:
Name of Issuer:  NII HLDGS INC
Title of Class:  COM PAR
CUSIP:  62913F-50-8
Value:  3,126
Shrs or Prn Amt:
Ssh Prnamt:  1849900
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  1849900
Shared:  0
None:  0
Info Table:
Name of Issuer:  PETMED EXPRESS INC
Title of Class:  COM
CUSIP:  716382-10-6
Value:  8,242
Shrs or Prn Amt:
Ssh Prnamt:  525999
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  525999
Shared:  0
None:  0
Info Table:
Name of Issuer:  PG&E CORP
Title of Class:  COM
CUSIP:  69331C-10-8
Value:  67,144
Shrs or Prn Amt:
Ssh Prnamt:  2929485
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  2929485
Shared:  0
None:  0
Info Table:
Name of Issuer:  PG&E CORP
Title of Class:  COM
CUSIP:  69331C-10-8
Value:  22,920
Shrs or Prn Amt:
Ssh Prnamt:  1000000
Ssh Prnamt Type:  SH
Put Call:  Call
Investment Discretion:  SOLE
Voting Authority:
Sole:  0
Shared:  0
None:  1000000
Info Table:
Name of Issuer:  RAFAEL HLDGS INC
Title of Class:  COM CL B
CUSIP:  75062E-10-6
Value:  12,626
Shrs or Prn Amt:
Ssh Prnamt:  439172
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  439172
Shared:  0
None:  0
Info Table:
Name of Issuer:  RETAIL VALUE INC
Title of Class:  COM
CUSIP:  76133Q-10-2
Value:  9,855
Shrs or Prn Amt:
Ssh Prnamt:  283200
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  283200
Shared:  0
None:  0
Info Table:
Name of Issuer:  SKYLINE CHAMPION CORPORATION
Title of Class:  COM
CUSIP:  830830-10-5
Value:  17,113
Shrs or Prn Amt:
Ssh Prnamt:  625000
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  625000
Shared:  0
None:  0
Info Table:
Name of Issuer:  SPDR S&P 500 ETF TR
Title of Class:  TR UNIT
CUSIP:  78462F-10-3
Value:  18,899
Shrs or Prn Amt:
Ssh Prnamt:  64500
Ssh Prnamt Type:  SH
Put Call:  Put
Investment Discretion:  SOLE
Voting Authority:
Sole:  0
Shared:  0
None:  64500
Info Table:
Name of Issuer:  SPECTRUM BRANDS HLDGS INC NE
Title of Class:  COM
CUSIP:  84790A-10-5
Value:  13,439
Shrs or Prn Amt:
Ssh Prnamt:  249937
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  249937
Shared:  0
None:  0
Info Table:
Name of Issuer:  SPIRIT AEROSYSTEMS HLDGS INC
Title of Class:  COM CL A
CUSIP:  848574-10-9
Value:  22,377
Shrs or Prn Amt:
Ssh Prnamt:  275000
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  275000
Shared:  0
None:  0
Info Table:
Name of Issuer:  TILRAY INC
Title of Class:  COM CL 2
CUSIP:  88688T-10-0
Value:  5,792
Shrs or Prn Amt:
Ssh Prnamt:  124400
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  124400
Shared:  0
None:  0
Info Table:
Name of Issuer:  TILRAY INC
Title of Class:  DEBT 5.000%10/0
CUSIP:  U8961E-AA-4
Value:  45,992
Shrs or Prn Amt:
Ssh Prnamt:  57000000
Ssh Prnamt Type:  PRN
Investment Discretion:  SOLE
Voting Authority:
Sole:  340490
Shared:  0
None:  0
Info Table:
Name of Issuer:  TILRAY INC
Title of Class:  COM CL 2
CUSIP:  88688T-10-0
Value:  4,656
Shrs or Prn Amt:
Ssh Prnamt:  100000
Ssh Prnamt Type:  SH
Put Call:  Put
Investment Discretion:  SOLE
Voting Authority:
Sole:  0
Shared:  0
None:  100000
Info Table:
Name of Issuer:  TUSCAN HOLDINGS CORP
Title of Class:  COM
CUSIP:  90069K-10-4
Value:  9,158
Shrs or Prn Amt:
Ssh Prnamt:  925000
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  925000
Shared:  0
None:  0
Info Table:
Name of Issuer:  VIRTUS INVT PARTNERS INC
Title of Class:  COM
CUSIP:  92828Q-10-9
Value:  8,055
Shrs or Prn Amt:
Ssh Prnamt:  75000
Ssh Prnamt Type:  SH
Investment Discretion:  SOLE
Voting Authority:
Sole:  75000
Shared:  0
None:  0


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