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Newtyn Management, LLC – ‘13F-HR’ for 6/30/19 – ‘INFO-TABLE’

On:  Wednesday, 8/14/19, at 4:04pm ET   ·   Effective:  8/14/19   ·   For:  6/30/19   ·   Accession #:  905718-19-692   ·   File #:  28-15390

Previous ‘13F-HR’:  ‘13F-HR’ on 5/15/19 for 3/31/19   ·   Next:  ‘13F-HR’ on 11/14/19 for 9/30/19   ·   Latest:  ‘13F-HR’ on 2/14/24 for 12/31/23

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 8/14/19  Newtyn Management, LLC            13F-HR      6/30/19    2:17K                                    Lowenstein Sandler PC/FA

Quarterly Holdings and Combination Report by a Money Manager   —   Form 13F
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 13F-HR      Quarterly Holdings and Combination Report by a      HTML      3K 
                Money Manager -- primary_doc.xml                                 
 2: INFO-TABLE  Portfolio Securities Holdings Info Table --         HTML      3K 
                infotable.xml

‘INFO-TABLE’   —   Portfolio Securities Holdings Info Table — infotable.xml



        

This ‘INFO-TABLE’ Document is an XML Data File that may be rendered in various formats:

  Information Table    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
XML Data rendering:  Portfolio Securities Holdings Info Table
 
                                                                                                                                                                                
<?xml version="1.0" encoding="windows-1252"?>
<informationTable xsi:schemaLocation="http://www.sec.gov/edgar/document/thirteenf/informationtable eis_13FDocument.xsd" xmlns="http://www.sec.gov/edgar/document/thirteenf/informationtable" xmlns:n1="http://www.sec.gov/edgar/document/thirteenf/informationtable" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance">
<infoTable>
<nameOfIssuer> ADIENT PLC </nameOfIssuer>
<titleOfClass> ORD SHS </titleOfClass>
<cusip> G0084W101 </cusip>
<value> 70868 </value>
<shrsOrPrnAmt>
<sshPrnamt> 2920000 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 2920000 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> ADIENT PLC </nameOfIssuer>
<titleOfClass> ORD SHS </titleOfClass>
<cusip> G0084W101 </cusip>
<value> 45409 </value>
<shrsOrPrnAmt>
<sshPrnamt> 1871000 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<putCall> Put </putCall>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 0 </Sole>
<Shared> 0 </Shared>
<None> 1871000 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> ADTALEM GLOBAL ED INC </nameOfIssuer>
<titleOfClass> COM </titleOfClass>
<cusip> 00737L103 </cusip>
<value> 28201 </value>
<shrsOrPrnAmt>
<sshPrnamt> 626000 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 626000 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> ALTABA INC </nameOfIssuer>
<titleOfClass> COM </titleOfClass>
<cusip> 021346101 </cusip>
<value> 56144 </value>
<shrsOrPrnAmt>
<sshPrnamt> 809345 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 809345 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> APPLIED OPTOELECTRONICS INC </nameOfIssuer>
<titleOfClass> COM </titleOfClass>
<cusip> 03823U102 </cusip>
<value> 3557 </value>
<shrsOrPrnAmt>
<sshPrnamt> 346050 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 346050 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> CAMPING WORLD HLDGS INC </nameOfIssuer>
<titleOfClass> CL A </titleOfClass>
<cusip> 13462K109 </cusip>
<value> 9005 </value>
<shrsOrPrnAmt>
<sshPrnamt> 725000 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 725000 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> CORPORACION AMER ARPTS S A </nameOfIssuer>
<titleOfClass> COM </titleOfClass>
<cusip> L1995B107 </cusip>
<value> 6938 </value>
<shrsOrPrnAmt>
<sshPrnamt> 859673 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 859673 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> CORTEVA INC </nameOfIssuer>
<titleOfClass> COM </titleOfClass>
<cusip> 22052L104 </cusip>
<value> 25874 </value>
<shrsOrPrnAmt>
<sshPrnamt> 875000 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 875000 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> CUSTOMERS BANCORP INC </nameOfIssuer>
<titleOfClass> COM </titleOfClass>
<cusip> 23204G100 </cusip>
<value> 11693 </value>
<shrsOrPrnAmt>
<sshPrnamt> 556810 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 556810 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> EXACT SCIENCES CORP </nameOfIssuer>
<titleOfClass> COM </titleOfClass>
<cusip> 30063P105 </cusip>
<value> 17706 </value>
<shrsOrPrnAmt>
<sshPrnamt> 150000 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 150000 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> FORWARD PHARMA A/S </nameOfIssuer>
<titleOfClass> SPONSORED ADR </titleOfClass>
<cusip> 34986J105 </cusip>
<value> 1161 </value>
<shrsOrPrnAmt>
<sshPrnamt> 1127200 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 1127200 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> GARRETT MOTION INC </nameOfIssuer>
<titleOfClass> COM </titleOfClass>
<cusip> 366505105 </cusip>
<value> 23793 </value>
<shrsOrPrnAmt>
<sshPrnamt> 1550000 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 1550000 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> ISHARES TR </nameOfIssuer>
<titleOfClass> RUSSELL 2000 ETF </titleOfClass>
<cusip> 464287655 </cusip>
<value> 158144 </value>
<shrsOrPrnAmt>
<sshPrnamt> 1017000 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<putCall> Put </putCall>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 0 </Sole>
<Shared> 0 </Shared>
<None> 1017000 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> LIBERTY MEDIA CORP DELAWARE </nameOfIssuer>
<titleOfClass> COM A SIRIUSXM </titleOfClass>
<cusip> 531229409 </cusip>
<value> 25215 </value>
<shrsOrPrnAmt>
<sshPrnamt> 666874 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 666874 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> MERRIMACK PHARMACEUTICALS IN </nameOfIssuer>
<titleOfClass> COM NEW </titleOfClass>
<cusip> 590328209 </cusip>
<value> 7333 </value>
<shrsOrPrnAmt>
<sshPrnamt> 1212144 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 1212144 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> NET 1 UEPS TECHNOLOGIES INC </nameOfIssuer>
<titleOfClass> COM NEW </titleOfClass>
<cusip> 64107N206 </cusip>
<value> 3616 </value>
<shrsOrPrnAmt>
<sshPrnamt> 903951 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 903951 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> NI HLDGS INC </nameOfIssuer>
<titleOfClass> COM </titleOfClass>
<cusip> 65342T106 </cusip>
<value> 10126 </value>
<shrsOrPrnAmt>
<sshPrnamt> 575000 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 575000 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> NII HLDGS INC </nameOfIssuer>
<titleOfClass> COM PAR </titleOfClass>
<cusip> 62913F508 </cusip>
<value> 3126 </value>
<shrsOrPrnAmt>
<sshPrnamt> 1849900 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 1849900 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> PETMED EXPRESS INC </nameOfIssuer>
<titleOfClass> COM </titleOfClass>
<cusip> 716382106 </cusip>
<value> 8242 </value>
<shrsOrPrnAmt>
<sshPrnamt> 525999 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 525999 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> PG&E CORP </nameOfIssuer>
<titleOfClass> COM </titleOfClass>
<cusip> 69331C108 </cusip>
<value> 67144 </value>
<shrsOrPrnAmt>
<sshPrnamt> 2929485 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 2929485 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> PG&E CORP </nameOfIssuer>
<titleOfClass> COM </titleOfClass>
<cusip> 69331C108 </cusip>
<value> 22920 </value>
<shrsOrPrnAmt>
<sshPrnamt> 1000000 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<putCall> Call </putCall>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 0 </Sole>
<Shared> 0 </Shared>
<None> 1000000 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> RAFAEL HLDGS INC </nameOfIssuer>
<titleOfClass> COM CL B </titleOfClass>
<cusip> 75062E106 </cusip>
<value> 12626 </value>
<shrsOrPrnAmt>
<sshPrnamt> 439172 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 439172 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> RETAIL VALUE INC </nameOfIssuer>
<titleOfClass> COM </titleOfClass>
<cusip> 76133Q102 </cusip>
<value> 9855 </value>
<shrsOrPrnAmt>
<sshPrnamt> 283200 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 283200 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> SKYLINE CHAMPION CORPORATION </nameOfIssuer>
<titleOfClass> COM </titleOfClass>
<cusip> 830830105 </cusip>
<value> 17113 </value>
<shrsOrPrnAmt>
<sshPrnamt> 625000 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 625000 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> SPDR S&P 500 ETF TR </nameOfIssuer>
<titleOfClass> TR UNIT </titleOfClass>
<cusip> 78462F103 </cusip>
<value> 18899 </value>
<shrsOrPrnAmt>
<sshPrnamt> 64500 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<putCall> Put </putCall>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 0 </Sole>
<Shared> 0 </Shared>
<None> 64500 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> SPECTRUM BRANDS HLDGS INC NE </nameOfIssuer>
<titleOfClass> COM </titleOfClass>
<cusip> 84790A105 </cusip>
<value> 13439 </value>
<shrsOrPrnAmt>
<sshPrnamt> 249937 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 249937 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> SPIRIT AEROSYSTEMS HLDGS INC </nameOfIssuer>
<titleOfClass> COM CL A </titleOfClass>
<cusip> 848574109 </cusip>
<value> 22377 </value>
<shrsOrPrnAmt>
<sshPrnamt> 275000 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 275000 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> TILRAY INC </nameOfIssuer>
<titleOfClass> COM CL 2 </titleOfClass>
<cusip> 88688T100 </cusip>
<value> 5792 </value>
<shrsOrPrnAmt>
<sshPrnamt> 124400 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 124400 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> TILRAY INC </nameOfIssuer>
<titleOfClass> DEBT 5.000%10/0 </titleOfClass>
<cusip> U8961EAA4 </cusip>
<value> 45992 </value>
<shrsOrPrnAmt>
<sshPrnamt> 57000000 </sshPrnamt>
<sshPrnamtType> PRN </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 340490 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> TILRAY INC </nameOfIssuer>
<titleOfClass> COM CL 2 </titleOfClass>
<cusip> 88688T100 </cusip>
<value> 4656 </value>
<shrsOrPrnAmt>
<sshPrnamt> 100000 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<putCall> Put </putCall>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 0 </Sole>
<Shared> 0 </Shared>
<None> 100000 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> TUSCAN HOLDINGS CORP </nameOfIssuer>
<titleOfClass> COM </titleOfClass>
<cusip> 90069K104 </cusip>
<value> 9158 </value>
<shrsOrPrnAmt>
<sshPrnamt> 925000 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 925000 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
<infoTable>
<nameOfIssuer> VIRTUS INVT PARTNERS INC </nameOfIssuer>
<titleOfClass> COM </titleOfClass>
<cusip> 92828Q109 </cusip>
<value> 8055 </value>
<shrsOrPrnAmt>
<sshPrnamt> 75000 </sshPrnamt>
<sshPrnamtType> SH </sshPrnamtType>
</shrsOrPrnAmt>
<investmentDiscretion> SOLE </investmentDiscretion>
<votingAuthority>
<Sole> 75000 </Sole>
<Shared> 0 </Shared>
<None> 0 </None>
</votingAuthority>
</infoTable>
</informationTable>


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