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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 8/14/19 Newtyn Management, LLC 13F-HR 6/30/19 2:17K Lowenstein Sandler PC/FA |
Document/Exhibit Description Pages Size 1: 13F-HR Quarterly Holdings and Combination Report by a HTML 3K Money Manager -- primary_doc.xml 2: INFO-TABLE Portfolio Securities Holdings Info Table -- HTML 3K infotable.xml
Newtyn Management, LLC
| NY | |
Security | Market Valueª | Shares or Principal | Investment Discretion | Other Managersº | Voting Authority | ||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|
Issuer Name | Issue Class | Opt. | CUSIP/CINS | $1000s | Weight | Amount | S/P | Price | Sole | Shared | None | ||
↓List | (S/P Amounts or For All) | ||||||||||||
ADIENT PLC | ORD SHS | – | G0084W·10·1 | 70,868 | 12.90% | 2,920,000 | Sh. | 24.27 | Sole | – | Sole | – | – |
ADTALEM GLOBAL ED INC | COM | – | 00737L·10·3 | 28,201 | 5.14% | 626,000 | Sh. | 45.05 | Sole | – | Sole | – | – |
ALTABA INC | COM | – | 021346·10·1 | 56,144 | 10.22% | 809,345 | Sh. | 69.37 | Sole | – | Sole | – | – |
APPLIED OPTOELECTRONICS INC | COM | – | 03823U·10·2 | 3,557 | 0.65% | 346,050 | Sh. | 10.28 | Sole | – | Sole | – | – |
CAMPING WORLD HLDGS INC | CL A | – | 13462K·10·9 | 9,005 | 1.64% | 725,000 | Sh. | 12.42 | Sole | – | Sole | – | – |
CORPORACION AMER ARPTS S A | COM | – | L1995B·10·7 | 6,938 | 1.26% | 859,673 | Sh. | 8.07 | Sole | – | Sole | – | – |
CORTEVA INC | COM | – | 22052L·10·4 | 25,874 | 4.71% | 875,000 | Sh. | 29.57 | Sole | – | Sole | – | – |
CUSTOMERS BANCORP INC | COM | – | 23204G·10·0 | 11,693 | 2.13% | 556,810 | Sh. | 21.00 | Sole | – | Sole | – | – |
EXACT SCIENCES CORP | COM | – | 30063P·10·5 | 17,706 | 3.22% | 150,000 | Sh. | 118.04 | Sole | – | Sole | – | – |
FORWARD PHARMA A/S | SPONSORED ADR | – | 34986J·10·5 | 1,161 | 0.21% | 1,127,200 | Sh. | 1.03 | Sole | – | Sole | – | – |
GARRETT MOTION INC | COM | – | 366505·10·5 | 23,793 | 4.33% | 1,550,000 | Sh. | 15.35 | Sole | – | Sole | – | – |
LIBERTY MEDIA CORP DELAWARE | COM A SIRIUSXM | – | 531229·40·9 | 25,215 | 4.59% | 666,874 | Sh. | 37.81 | Sole | – | Sole | – | – |
MERRIMACK PHARMACEUTICALS IN | COM NEW | – | 590328·20·9 | 7,333 | 1.34% | 1,212,144 | Sh. | 6.05 | Sole | – | Sole | – | – |
NET 1 UEPS TECHNOLOGIES INC | COM NEW | – | 64107N·20·6 | 3,616 | 0.66% | 903,951 | Sh. | 4.00 | Sole | – | Sole | – | – |
NI HLDGS INC | COM | – | 65342T·10·6 | 10,126 | 1.84% | 575,000 | Sh. | 17.61 | Sole | – | Sole | – | – |
NII HLDGS INC | COM PAR | – | 62913F·50·8 | 3,126 | 0.57% | 1,849,900 | Sh. | 1.69 | Sole | – | Sole | – | – |
PETMED EXPRESS INC | COM | – | 716382·10·6 | 8,242 | 1.50% | 525,999 | Sh. | 15.67 | Sole | – | Sole | – | – |
PG&E CORP | COM | – | 69331C·10·8 | 67,144 | 12.23% | 2,929,485 | Sh. | 22.92 | Sole | – | Sole | – | – |
RAFAEL HLDGS INC | COM CL B | – | 75062E·10·6 | 12,626 | 2.30% | 439,172 | Sh. | 28.75 | Sole | – | Sole | – | – |
RETAIL VALUE INC | COM | – | 76133Q·10·2 | 9,855 | 1.79% | 283,200 | Sh. | 34.80 | Sole | – | Sole | – | – |
SKYLINE CHAMPION CORPORATION | COM | – | 830830·10·5 | 17,113 | 3.12% | 625,000 | Sh. | 27.38 | Sole | – | Sole | – | – |
SPECTRUM BRANDS HLDGS INC NE | COM | – | 84790A·10·5 | 13,439 | 2.45% | 249,937 | Sh. | 53.77 | Sole | – | Sole | – | – |
SPIRIT AEROSYSTEMS HLDGS INC | COM CL A | – | 848574·10·9 | 22,377 | 4.07% | 275,000 | Sh. | 81.37 | Sole | – | Sole | – | – |
TILRAY INC | COM CL 2 | – | 88688T·10·0 | 5,792 | 1.05% | 124,400 | Sh. | 46.56 | Sole | – | Sole | – | – |
TILRAY INC | DEBT 5.000%10/0 | – | U8961E·AA·4 | 45,992 | 8.38% | 57,000,000 | Pr. | 80.7% | Sole | – | 340,490 | – | – |
TUSCAN HOLDINGS CORP | COM | – | 90069K·10·4 | 9,158 | 1.67% | 925,000 | Sh. | 9.90 | Sole | – | Sole | – | – |
VIRTUS INVT PARTNERS INC | COM | – | 92828Q·10·9 | 8,055 | 1.47% | 75,000 | Sh. | 107.40 | Sole | – | Sole | – | – |
PG&E CORP | COM | Call | 69331C·10·8 | 2,292a | 0.42% | 1,000,000 | Sh. | 2.29 | Sole | – | – | – | None |
ADIENT PLC | ORD SHS | Put | G0084W·10·1 | 4,541a | 0.83% | 1,871,000 | Sh. | 2.43 | Sole | – | – | – | None |
ISHARES TR | RUSSELL 2000 ETF | Put | 464287·65·5 | 15,814a | 2.88% | 1,017,000 | Sh. | 15.55 | Sole | – | – | – | None |
SPDR S&P 500 ETF TR | TR UNIT | Put | 78462F·10·3 | 1,890a | 0.34% | 64,500 | Sh. | 29.30 | Sole | – | – | – | None |
TILRAY INC | COM CL 2 | Put | 88688T·10·0 | 466a | 0.08% | 100,000 | Sh. | 4.66 | Sole | – | – | – | None |
— 29 Issuers — | — 32 Issues — | — 32 Holdings: $549,151,800ª — | — Sole Manager — | ||||||||||
____________ ª The market values of 5 Holdings (usually Options) were adjusted (a), due to conflicting security prices in other Filings. [ Show Data As Filed ] º Other Included Managers with whom investment discretion is shared as to any Holding: No Other Included Managers |