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Lehman Brothers Holdings Inc. Plan Trust – ‘SC 13G/A’ on 2/14/05 re: Amersham PLC

On:  Monday, 2/14/05, at 2:07pm ET   ·   Accession #:  806085-5-26   ·   File #:  5-77948

Previous ‘SC 13G’:  ‘SC 13G’ on 12/23/04   ·   Next:  ‘SC 13G/A’ on 2/14/05   ·   Latest:  ‘SC 13G’ on 7/27/12

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer

 2/14/05  Lehman Brothers Holdings Inc … Tr SC 13G/A               1:18K  Amersham PLC

Amendment to Statement of Beneficial Ownership   —   Schedule 13G
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13G/A    Amersham Plc Amendment No.1 to Schedule 13G           10±    34K 


Document Table of Contents

Page (sequential) | (alphabetic) Top
 
11st Page   -   Filing Submission
"Item 1(a). Name of Issuer:
"Item 1(b). Address of Issuer's Principal Executive Offices:
"Item 2(a). Name of Person(s) Filing:
"Item 2(b). Address of Principal Business Office:
"Item 2(c). Citizenship or Place of Organization:
"Item 2(d). Title of Class of Securities:
"Item 2(e). CUSIP Number:
"Item 3. If this statement is filed pursuant to Rules 13d-1(b) or 13d-2(b) or (c), check whether the person filing is a:
"Item 4. Ownership
"Item 5. Ownership of Five Percent or Less of a Class
"Item 6. Ownership of More than Five Percent on Behalf of Another Person
"Item 7. Identification and Classification of the Subsidiary which Acquired the Security being Reported on by the Parent Holding Company or Control Person
"Item 8. Identification and Classification of Members of the Group
"Item 9. Notice of Dissolution of Group
"Item 10. Certification


SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.1) Amersham plc (Name of Issuer) Ordinary Shares of 5 pence each (Title of Class of Securities) G03282103 (CUSIP Number) December 31, 2004 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) CUSIP No. .............................................................G03282103 1) Name of Reporting Person.......................Lehman Brothers Holdings Inc. S.S. or I.R.S. Identification No. of Above Person................13-3216325 2) Check the Appropriate Box if a Member of a Group.................(a) [ ] (b) [ ] 3) SEC Use Only 4) Citizenship or Place of Organization...............................Delaware Number of Shares Beneficially Owned by Each Reporting Person With: 5) Sole Voting Power.......................................................-0- 6) Shared Voting Power.....................................................-0- 7) Sole Dispositive Power..................................................-0- 8) Shared Dispositive Power................................................-0- 9) Aggregate Amount Beneficially Owned by Each Reporting Person............-0- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares......[ ] 11) Percent of Class Represented by Amount in Row 9..........................0% 12) Type of Reporting Person.................................................HC CUSIP No. .............................................................G03282103 1) Name of Reporting Person..............................Lehman Brothers U.K. Holdings(Delaware) Inc. S.S. or I.R.S. Identification No. of Above Person................22-3335453 2) Check the Appropriate Box if a Member of a Group.................(a) [ ] (b) [ ] 3) SEC Use Only 4) Citizenship or Place of Organization...............................Delaware Number of Shares Beneficially Owned by Each Reporting Person With: 5) Sole Voting Power.......................................................-0- 6) Shared Voting Power.....................................................-0- 7) Sole Dispositive Power..................................................-0- 8) Shared Dispositive Power................................................-0- 9) Aggregate Amount Beneficially Owned by Each Reporting Person............-0- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares......[ ] 11) Percent of Class Represented by Amount in Row 9..........................0% 12) Type of Reporting Person.................................................CO CUSIP No. .............................................................G03282103 1) Name of Reporting Person................................Lehman Brothers LuxembourgInvestments Sarl S.S. or I.R.S. Identification No. of Above Person.......................N/A 2) Check the Appropriate Box if a Member of a Group.................(a) [ ] (b) [ ] 3) SEC Use Only 4) Citizenship or Place of Organization.............................Luxembourg Number of Shares Beneficially Owned by Each Reporting Person With: 5) Sole Voting Power.......................................................-0- 6) Shared Voting Power.....................................................-0- 7) Sole Dispositive Power..................................................-0- 8) Shared Dispositive Power................................................-0- 9) Aggregate Amount Beneficially Owned by Each Reporting Person............-0- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares......[ ] 11) Percent of Class Represented by Amount in Row 9..........................0% 12) Type of Reporting Person.................................................CO CUSIP No. .............................................................G03282103 1) Name of Reporting Person....................................Lehman Brothers Spain Holdings Limited S.S. or I.R.S. Identification No. of Above Person.......................N/A 2) Check the Appropriate Box if a Member of a Group.................(a) [ ] (b) [ ] 3) SEC Use Only 4) Citizenship or Place of Organization......................................................United Kingdom Number of Shares Beneficially Owned by Each Reporting Person With: 5) Sole Voting Power.......................................................-0- 6) Shared Voting Power.....................................................-0- 7) Sole Dispositive Power..................................................-0- 8) Shared Dispositive Power................................................-0- 9) Aggregate Amount Beneficially Owned by Each Reporting Person............-0- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares......[ ] 11) Percent of Class Represented by Amount in Row 9..........................0% 12) Type of Reporting Person.................................................CO CUSIP No. .............................................................G03282103 1) Name of Reporting Person..........................................Lehman Brothers UK Holdings Ltd. S.S. or I.R.S. Identification No. of Above Person.......................N/A 2) Check the Appropriate Box if a Member of a Group.................(a) [ ] (b) [ ] 3) SEC Use Only 4) Citizenship or Place of Organization......................................................United Kingdom Number of Shares Beneficially Owned by Each Reporting Person With: 5) Sole Voting Power.......................................................-0- 6) Shared Voting Power.....................................................-0- 7) Sole Dispositive Power..................................................-0- 8) Shared Dispositive Power................................................-0- 9) Aggregate Amount Beneficially Owned by Each Reporting Person............-0- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares......[ ] 11) Percent of Class Represented by Amount in Row 9..........................0% 12) Type of Reporting Person.................................................CO CUSIP No. .............................................................G03282103 1) Name of Reporting Person........................Lehman Brothers Holdings Plc S.S. or I.R.S. Identification No. of Above Person................52-2038706 2) Check the Appropriate Box if a Member of a Group.................(a) [ ] (b) [ ] 3) SEC Use Only 4) Citizenship or Place of Organization.........................United Kingdom Number of Shares Beneficially Owned by Each Reporting Person With: 5) Sole Voting Power.......................................................-0- 6) Shared Voting Power.....................................................-0- 7) Sole Dispositive Power..................................................-0- 8) Shared Dispositive Power................................................-0- 9) Aggregate Amount Beneficially Owned by Each Reporting Person............-0- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares......[ ] 11) Percent of Class Represented by Amount in Row 9..........................0% 12) Type of Reporting Person.................................................CO CUSIP No. .............................................................G03282103 1) Name of Reporting Person.....................................Lehman Brothers International(Europe) S.S. or I.R.S. Identification No. of Above Person.......................N/A 2) Check the Appropriate Box if a Member of a Group.................(a) [ ] (b) [ ] 3) SEC Use Only 4) Citizenship or Place of Organization......................................................United Kingdom Number of Shares Beneficially Owned by Each Reporting Person With: 5) Sole Voting Power.......................................................-0- 6) Shared Voting Power.....................................................-0- 7) Sole Dispositive Power..................................................-0- 8) Shared Dispositive Power................................................-0- 9) Aggregate Amount Beneficially Owned by Each Reporting Person............-0- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares......[ ] 11) Percent of Class Represented by Amount in Row 9..........................0% 12) Type of Reporting Person.................................................CO Item 1(a). Name of Issuer: Amersham plc Item 1(b). Address of Issuer's Principal Executive Offices: Little Chalfont Bucks X0 MP79NA Item 2(a). Name of Person(s) Filing: Lehman Brothers Holdings Inc. Lehman Brothers U.K. Holdings (Delaware) Inc. Lehman Brothers Luxembourg Investments Sarl Lehman Brothers Spain Holdings Limited Lehman Brothers UK Holdings Ltd. Lehman Brothers Holdings Plc Lehman Brothers International (Europe) Item 2(b). Address of Principal Business Office: Lehman Brothers Holdings Inc. 745 Seventh Avenue New York, New York 10019 Lehman Brothers U.K. Holdings (Delaware) Inc. 745 Seventh Avenue New York, New York 10019 Lehman Brothers Luxembourg Investments Sarl 7, Val Sainte-Croix L-1371 Luxembourg Lehman Brothers Spain Holdings Limited 25 Bank Street London, E14 5LE England Lehman Brothers UK Holdings Ltd. 25 Bank Street London, E14 5LE England Lehman Brothers Holdings Plc 25 Bank Street London, E14 5LE England Lehman Brothers International (Europe) 25 Bank Street London, E14 5LE England Item 2(c). Citizenship or Place of Organization: Lehman Brothers Holdings Inc. ("Holdings") is a corporation organized under the laws of the State of Delaware. Lehman Brothers U.K. Holdings (Delaware) Inc. ("LB UK Holdings") is a corporation organized under the laws of the State of Delaware. Lehman Brothers Luxembourg Investments Sarl ("LB Sarl") is a corporation organized under the laws of Luxembourg. Lehman Brothers Spain Holdings Limited ("LB Spain Holdings") is a corporation organized under the laws of the United Kingdom. Lehman Brothers UK Holdings Ltd. ("LB UK Ltd.") is a corporation organized under the laws of the United Kingdom. Lehman Brothers Holdings Plc ("LBH Plc") is a corporation organized under the laws of the United Kingdom. Lehman Brothers International (Europe) ("LBIE") is a corporation organized under the laws of the United Kingdom. Item 2(d). Title of Class of Securities: Ordinary Shares of 5 pence each Item 2(e). CUSIP Number: G03282103 Item 3. If this statement is filed pursuant to Rules 13d-1(b) or 13d-2(b) or (c), check whether the person filing is a: (a) [ ] A broker or dealer under Section 15 of the 1934 Act (b) [ ] A bank as defined in Section 3(a)(6) of the 1934 Act (c) [ ] An insurance company as defined in Section 3(a)(19) of the 1934 Act (d) [ ] An investment company registered under Section 8 of the Investment Company Act of 1940 (e) [ ] An investment advisor in accordance with Rule 13d-1(b)(1)(ii)(E) (f) [ ] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F) (g) [ ] A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G) (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (i) [ ] A church plan that is excluded from the definition of investment company under Section 3(c)(14)Of the Investment Company Act of 1940 (j) [ ] A group, in accordance with Rule 13d-1(b)(1)(ii)(J) Item 4. Ownership (a) Amount Beneficially Owned See Item 9 of cover page. (b) Percent of Class: See Item 11 of cover page. (c) Number of shares as to which the person has: (i) sole power to vote or to direct the vote (ii) shared power to vote or to direct the vote (iii) sole power to dispose or to direct the disposition (iv) shared power to dispose or to direct the disposition See Items 5-8 of cover page. Item 5. Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [X]. Item 6. Ownership of More than Five Percent on Behalf of Another Person Not Applicable Item 7. Identification and Classification of the Subsidiary which Acquired the Security being Reported on by the Parent Holding Company or Control Person LBIE was the actual owner of 41,374,861 Ordinary Shares of 5 pence each. LBIE is a wholly-owned subsidiary of LBH Plc, which is a wholly-owned subsidiary of LB UK Ltd., which is a wholly-owned subsidiary of LB UK Holdings, which is a wholly-owned subsidiary of LB Sarl, which is a wholly-owned subsidiary of LB Spain Holdings which is a wholly-owned subsidiary of Holdings. Under the rules and regulations of the Securities and Exchange Commission, Holdings, LB UK Holdings, LB UK Ltd., LB Sarl, LB Spain Holdings and LBH Plc may have been deemed to have been the beneficial owners of the Ordinary Shares of 5 pence each which were owned by LBIE. Item 8. Identification and Classification of Members of the Group Not Applicable Item 9. Notice of Dissolution of Group Not Applicable Item 10. Certification [ ] By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. [X] By signing below I hereby certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. After reasonable inquiry and to the best of the undersigned's knowledge and belief, the undersigned hereby certifies that the information set forth in this statement is true, complete and correct. Dated: February 14, 2005 LEHMAN BROTHERS HOLDINGS INC. By: /s/ Barrett S. DiPaolo Name: Barrett S. DiPaolo Title: Vice President LEHMAN BROTHERS U.K. HOLDINGS (DELAWARE) INC. By: /s/ Barrett S. DiPaolo Name: Barrett S. DiPaolo Title: Authorized Signatory LEHMAN BROTHERS UK HOLDINGS LTD. By: /s/ Barrett S. DiPaolo Name: Barrett S. DiPaolo Title: Authorized Signatory LEHMAN BROTHERS LUXEMBOURG INVESTMENTS SARL By: /s/ Barrett S. DiPaolo Name: Barrett S. DiPaolo Title: Authorized Signatory LEHMAN BROTHERS SPAIN HOLDINGS LIMITED By: /s/ Barrett S. DiPaolo Name: Barrett S. DiPaolo Title: Authorized Signatory LEHMAN BROTHERS HOLDINGS PLC By: /s/ Barrett S. DiPaolo Name: Barrett S. DiPaolo Title: Authorized Signatory LEHMAN BROTHERS INTERNATIONAL (EUROPE) By: /s/ Barrett S. DiPaolo Name: Barrett S. DiPaolo Title: Authorized Signatory EXHIBIT A - JOINT FILING AGREEMENT The undersigned hereby agree that the Statement on Schedule 13G filed herewith (and any amendments thereto), is being filed jointly with the Securities and Exchange Commission pursuant to Rule 13d-1(k) (1) under the Securities Exchange Act of 1934, as amended, on behalf of each such person. Dated: February 14, 2005 LEHMAN BROTHERS HOLDINGS INC. By: /s/ Barrett S. DiPaolo Name: Barrett S. DiPaolo Title: Vice President LEHMAN BROTHERS U.K. HOLDINGS (DELAWARE) INC. By: /s/ Barrett S. DiPaolo Name: Barrett S. DiPaolo Title: Authorized Signatory LEHMAN BROTHERS UK HOLDINGS LTD. By: /s/ Barrett S. DiPaolo Name: Barrett S. DiPaolo Title: Authorized Signatory LEHMAN BROTHERS LUXEMBOURG INVESTMENTS SARL By: /s/ Barrett S. DiPaolo Name: Barrett S. DiPaolo Title: Authorized Signatory LEHMAN BROTHERS SPAIN HOLDINGS LIMITED By: /s/ Barrett S. DiPaolo Name: Barrett S. DiPaolo Title: Authorized Signatory LEHMAN BROTHERS HOLDINGS PLC By: /s/ Barrett S. DiPaolo Name: Barrett S. DiPaolo Title: Authorized Signatory LEHMAN BROTHERS INTERNATIONAL (EUROPE) By: /s/ Barrett S. DiPaolo Name: Barrett S. DiPaolo Title: Authorized Signatory

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘SC 13G/A’ Filing    Date    Other Filings
Filed on:2/14/0510-K,  13F-HR,  13F-HR/A,  4,  SC 13G,  SC 13G/A
12/31/0411-K,  13F-HR,  13F-HR/A
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Filing Submission 0000806085-05-000026   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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