SEC Info - Domini Social Trust - ‘NSAR-B’ for 7/31/97

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Domini Social Trust – ‘NSAR-B’ for 7/31/97

As of: Thursday, 10/9/97 · For: 7/31/97 · Accession #: 1035347-97-80 · File #: 811-05824

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

10/09/97  Domini Social Index Portfolio     NSAR-B      7/31/97    3:10K                                    Dorsey Christine D/FA

Annual Report by an Investment Company — Form N-SAR — ICA’40
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: NSAR-B      N-SAR (3.0)                                            5     21K 
 3: EX-99       Internal Control Letter                                1      6K 
 2: EX-27       Financial Data Schedule                                2±     9K

‘NSAR-B’ — N-SAR (3.0)

SEC Info℠ rendering: Data from the Answer File, which may only contain updates to a prior Form N-SAR

Form N-SAR

Annual Report by an Investment Company

Report
Registrant: Domini Social Index Portfolio — List all N-SARs

Annual Report for the 2nd-half period ended at fiscal year end: 7/31/97

Were there any Answer File errors in the Filing? None FoundNone Found by SEC InfoNot Checked by the FilerOne or more Found by SEC Info
Was the Answer File completed by the Registrant? Yes

Is this an Amendment to a previous Report? No
Is this a change to a previous Report? No
Registrant
1. SEC CIK: 851681
SEC File #: 811-05824

Telephone #: 617-423-0800
2. Address: 6 St. James Avenue, 9th Floor
Boston, MA 02116
3. Is this the first Form N-SAR filed by the Registrant? No
4. Is this the final Form N-SAR filed by the Registrant? No
Funds/Series ↑Top of Form N-SAR
7. Is the Registrant a Funds/Series (multiple portfolios) company? No
Brokerage Commissions Paid on Portfolio Transactions
20. The brokers who received the largest amount of gross brokerage
commissions during the period:
20.1 Broker: Bear Stearns & Co.
IRS #: 13-3299429
Commissions paid ($000s): 42
20.2 Broker: Fidelity Capital Markets
Commissions paid ($000s): 29
20.3 Broker: Instinet
IRS #: 13-3443395
Commissions paid ($000s): 15
20.4 Broker: Goldman Sachs
IRS #: 13-2108880
Commissions paid ($000s): 7
20.5 Broker: Morgan Stanley
IRS #: 13-2655998
Commissions paid ($000s): 5
20.6 Broker: Capital Inst Serv
IRS #: 75-1565705
Commissions paid ($000s): 2
21. Total brokerage commissions paid by the Registrant during the period:
Aggregate paid ($000s): 102
Portfolio Transactions with Entities Acting as Principals
22. The entities acting as principals with whom the Registrant did the
largest amount of portfolio transactions, based on total value of
principal, during the period:
22.1 Entity: Bear Stearns
IRS #: 13-3299429
Registrant’s purchases ($000s): 4,616
22.2 Entity: Smith Barney
IRS #: 13-1912900
Registrant’s purchases ($000s): 4,569
22.3 Entity: Merrill Lynch Pierce Fenner & Smith
IRS #: 13-5674085
Registrant’s purchases ($000s): 1,523
22.4 Entity: Cantor Fitzgerald
IRS #: 13-3680187
Registrant’s purchases ($000s): 1,366
22.5 Entity: Goldman Sachs
IRS #: 13-5108880
Registrant’s purchases ($000s): 973
Registrant’s sales ($000s): 31
22.6 Entity: First Boston
Registrant’s purchases ($000s): 858
22.7 Entity: Morgan Stanley
IRS #: 13-2655998
Registrant’s purchases ($000s): 745
22.8 Entity: Salomon Brothers
Registrant’s purchases ($000s): 585
22.9 Entity: Robertson Stephen & Co.
IRS #: 94-2524501
Registrant’s purchases ($000s): 401
22.10 Entity: Montgomery Securities
IRS #: 94-1701676
Registrant’s purchases ($000s): 182
23. Total purchase/sale transactions by the Registrant during the period:
Aggregate purchases ($000s): 17,681
Aggregate sales ($000s): 1,646
Holdings of Securities Issued by Registrant’s/Series’ Brokers or Dealers
24. At period end, did the Registrant/Series hold any securities of the
Registrant’s/Series’ regular brokers or dealers, or of the parents of
such brokers or dealers, that derive more than 15% of gross revenue from
securities-related activities? No
Sales and Repurchases
28. Monthly total Net Asset Value (NAV) of sales and repurchases of the
Registrant’s/Series’ shares:
1st Month of period: ($000s)
Total NAV of shares sold:
New sales (including exchanges) ............................ 8,983
Reinvestment of dividends and distributions ................ –
Other ...................................................... –
Total NAV of shares redeemed & repurchased (inc. exchanges) .. 2,285
2nd Month:
Total NAV of shares sold:
New sales (including exchanges) ............................ 6,957
Reinvestment of dividends and distributions ................ –
Other ...................................................... –
Total NAV of shares redeemed & repurchased (inc. exchanges) .. 2,404
3rd Month:
Total NAV of shares sold:
New sales (including exchanges) ............................ 9,285
Reinvestment of dividends and distributions ................ 48
Other ...................................................... –
Total NAV of shares redeemed & repurchased (inc. exchanges) .. 6,134
4th Month:
Total NAV of shares sold:
New sales (including exchanges) ............................ 14,770
Reinvestment of dividends and distributions ................ –
Other ...................................................... –
Total NAV of shares redeemed & repurchased (inc. exchanges) .. 7,302
5th Month:
Total NAV of shares sold:
New sales (including exchanges) ............................ 17,907
Reinvestment of dividends and distributions ................ 439
Other ...................................................... –
Total NAV of shares redeemed & repurchased (inc. exchanges) .. 8,340
6th Month:
Total NAV of shares sold:
New sales (including exchanges) ............................ 32,094
Reinvestment of dividends and distributions ................ –
Other ...................................................... –
Total NAV of shares redeemed & repurchased (inc. exchanges) .. 10,307

Total of all months: ($000s)
Total NAV of shares sold:
New sales (including exchanges) ............................ 89,996
Reinvestment of dividends and distributions ................ 487
Other ...................................................... –
Total NAV of shares redeemed & repurchased (inc. exchanges) .. 36,772

Total NAV of the Registrant’s/Series’ share sales during the period
subject to a sales load ($000s): 0
Classification and Asset Allocation
62. Does the Registrant/Series invest primarily in debt securities,
including convertible debt securities, options & futures on debt
securities or indices of debt securities? No
Portfolio Turnover
71. Portfolio turnover rate for the period:
Purchases ($000s): 119,311
Sales ($000s): 2,083

Monthly average Value of portfolio ($000s): 160,217

Percent turnover (lesser of Purchases or Sales, divided by Value): 1%
Financial Info — Income and Expenses
72. The number of months covered by the values in Items 72 and 73: 12

Income ($000s)
Net interest income .............................................. –
Net dividend income .............................................. 2,658
Account maintenance fees ......................................... –
Net other income ................................................. –

Expenses ($000s)
Advisory fees .................................................... –
Administrator fees ............................................... –
Salaries and other compensation .................................. –
Shareholder Servicing Agent fees ................................. –
Custodian fees ................................................... –
Postage .......................................................... –
Printing expenses ................................................ –
Directors’ fees .................................................. –
Registration fees ................................................ –
Taxes ............................................................ –
Interest ......................................................... –
Bookkeeping fees paid to anyone performing this service .......... –
Auditing fees .................................................... –
Legal fees ....................................................... –
Marketing/distribution payments, incl. Rule 12b-1 plan payments .. –
Amortization of organization expenses ............................ –
Shareholder meeting expenses ..................................... –
Other expenses ................................................... 418
Total expenses ................................................... 418

Expense reimbursements ($000s): 0

Net investment income ($000s): 2,240

Realized capital gains ($000s): 433
Realized capital losses ($000s): 0

Net unrealized appreciation during the period ($000s): 74,541
Net unrealized depreciation during the period ($000s): 0

Total income dividends for which the record date passed during the
period ($000s): 0

Total capital gains distributions for which the record date passed
during the period ($000s): 0
73. Distributions per share for which the record date passed during the
period, shown in fractions of a cent, if so declared:

Dividends from net investment income: $0.0000

Distribution of capital gains: $0.0000
Other distributions: $0.0000
Financial Info — Condensed Balance Sheet Data
74. Assets ($000s)
Cash ............................................................. 3,566
Repurchase agreements ............................................ –
Short-term debt securities, other than repurchase agreements ..... –
Long-term debt securities, including convertible debt ............ –
Preferred, conv. preferred and adjustable-rate preferred stock ... –
Common stock ..................................................... 291,397
Options on equities .............................................. –
Options on all futures ........................................... –
Other investments ................................................ –
Receivables from portfolio instruments sold ...................... –
Receivables from affiliated persons .............................. –
Other receivables ................................................ 378
All other assets ................................................. –
Total assets ..................................................... 295,341

Liabilities ($000s)
Payables for portfolio instruments purchased ..................... 2,933
Amounts owed to affiliated persons ............................... –
Senior long-term debt ............................................ –
Other liabilities:
Reverse repurchase agreements .................................. –
Short sales .................................................... –
Written options ................................................ –
All other liabilities .......................................... 49

Equity ($000s)
Senior equity .................................................... –
Net assets of common shareholders ................................ 292,359

Number of shares outstanding (000s): 0

Net Asset Value (NAV) per share (to nearest cent): $0.00

Total number of shareholder accounts: 22

Total value of assets in segregated accounts ($000s): 0
75. Monthly average net assets during the period ($000s): 36,121
Additional Disclosures
77. Did the Registrant file any additional Exhibits with the filing of this
Report (listed here and filed either herewith — as one of the ‘EX-99.*’
↑Exhibits in this Filing — or separately and incorporated by reference)? Yes

EX-99.77B: Accountant’s Report re: Internal Controls? Yes

EX-99.77Q1: Other Disclosure? Yes
Subsidiaries
78. Does the Registrant have any wholly-owned investment company
subsidiaries whose operating and financial data are consolidated with
that of the Registrant in this Report? No
Fidelity Bond in Effect at Fiscal Year End
80. Insurer: National Union Fire Insurance Co.

Aggregate face amount of coverage for the Registrant/Series on all bonds
on which it is named as an insured ($000s): 750
81. Is the bond part of a joint fidelity bond(s) shared with other
investment companies or other entities? No
82. Does the mandatory coverage of the fidelity bond have a deductible? No
83. Were any claims with respect to this Registrant/Series filed under the
bond during the period? No
84. Were any losses incurred with respect to this Registrant/Series that
could have been filed as a claim under the fidelity bond but were not? No
85. Are the Registrant’s/Series’ Officers and Directors covered as Officers
and Directors of the Registrant/Series under any errors and omissions
insurance policy owned by the Registrant/Series or anyone else? Yes

Were any claims filed under such policy during the period with respect
to the Registrant/Series? No
Signature ↑Top of Form N-SAR
/s/ John R Elder
Name: John R Elder
Title: Treasurer

↑Top

Filing Submission 0001035347-97-000080 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Domini Social Trust – ‘NSAR-B’ for 7/31/97

As of: Thursday, 10/9/97 · For: 7/31/97 · Accession #: 1035347-97-80 · File #: 811-05824

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Annual Report by an Investment Company — Form N-SAR — ICA’40Filing Table of Contents

‘NSAR-B’ — N-SAR (3.0)

Annual Report by an Investment Company — Form N-SAR — ICA’40
Filing Table of Contents