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Testa Christopher P. – ‘4’ for 9/15/20 re: United Natural Foods Inc.

On:  Thursday, 9/17/20, at 5:41pm ET   ·   For:  9/15/20   ·   Accession #:  1020859-20-57   ·   File #:  1-15723

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 9/17/20  Testa Christopher P.              4                      1:15K  United Natural Foods Inc.         United Natural Foods Inc

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      3K 
                Securities by an Insider --                                      
                wf-form4_160037887298852.xml/3.6


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
Plain Text rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider — wf-form4_160037887298852.xml/3.6
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0306
Document Type:  4
Period of Report:  9/15/20
Not Subject to Section 16:  0
Issuer:
Issuer CIK:  1020859
Issuer Name:  UNITED NATURAL FOODS INC
Issuer Trading Symbol:  UNFI
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1557425
Owner Name:  TESTA CHRISTOPHER P.
Reporting Owner Address:
Owner Street 1:  C/O UNFI
Owner Street 2:  313 IRON HORSE WAY
Owner City:  PROVIDENCE
Owner State:  RI
Owner ZIP Code:  02908
Owner State Description:
Reporting Owner Relationship:
Is Director?  No
Is Officer?  Yes
Is Ten Percent Owner?  No
Is Other?  No
Officer Title:  President
Other Text:
Non-Derivative Table:
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  9/15/20
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Footnote ID:  F1
Transaction Amounts:
Transaction Shares:
Value:  25,000
Transaction Price Per Share:
Value:  0
Footnote ID:  F3
Transaction Acquired-Disposed Code:
Value:  A
Footnote ID:  F2
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  43,572
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  9/15/20
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  F
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  7,585
Transaction Price Per Share:
Value:  17.08
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  35,987
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  9/15/20
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Footnote ID:  F4
Transaction Amounts:
Transaction Shares:
Value:  1,350
Transaction Price Per Share:
Value:  0
Footnote ID:  F3
Transaction Acquired-Disposed Code:
Value:  A
Footnote ID:  F2
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  37,337
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  9/15/20
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  F
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  410
Transaction Price Per Share:
Value:  17.08
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  36,927
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  9/15/20
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Footnote ID:  F5
Transaction Amounts:
Transaction Shares:
Value:  1,345
Transaction Price Per Share:
Value:  0
Footnote ID:  F3
Transaction Acquired-Disposed Code:
Value:  A
Footnote ID:  F2
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  38,272
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  9/15/20
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  F
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  409
Transaction Price Per Share:
Value:  17.08
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  37,863
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Table:
Derivative Transaction:
Security Title:
Value:  Restricted Stock Unit
Conversion or Exercise Price:
Footnote ID:  F6
Transaction Date:
Value:  9/15/20
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  25,000
Transaction Price Per Share:
Value:  0
Transaction Acquired-Disposed Code:
Value:  A
Exercise Date:
Footnote ID:  F7
Expiration Date:
Footnote ID:  F7
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  25,000.0
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  0
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Transaction:
Security Title:
Value:  Restricted Stock Unit
Conversion or Exercise Price:
Footnote ID:  F6
Transaction Date:
Value:  9/15/20
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  1,350
Transaction Price Per Share:
Value:  0
Transaction Acquired-Disposed Code:
Value:  A
Exercise Date:
Footnote ID:  F8
Expiration Date:
Footnote ID:  F8
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  1,350.0
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  0
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Transaction:
Security Title:
Value:  Restricted Stock Unit
Conversion or Exercise Price:
Footnote ID:  F6
Transaction Date:
Value:  9/15/20
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  1,345
Transaction Price Per Share:
Value:  0
Transaction Acquired-Disposed Code:
Value:  A
Exercise Date:
Footnote ID:  F9
Expiration Date:
Footnote ID:  F9
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  1,345.0
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  1,345
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Footnotes:
Footnote - F1:  On September 15, 2020, 25,000 shares of United Natural Foods, Inc. (the "Company") restricted stock units ("RSUs") vested. The Company retained 7,585 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.
Footnote - F2:  Pursuant to the Company's Equity Grant and Settlement Policy, vested shares will not be delivered to the reporting person until the Company's trading window opens.
Footnote - F3:  RSUs convert into common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person.
Footnote - F4:  On September 15, 2020, 1,350 RSUs vested. The Company retained 410 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.
Footnote - F5:  On September 15, 2020, 1,345 RSUs vested. The Company retained 409 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.
Footnote - F6:  Each RSU represents the right to receive one share of the Company's common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.
Footnote - F7:  This RSU award was granted on September 16, 2016 and vests in one installment on the fourth anniversary of the date of grant. This Form 4 reflects the vesting of this RSU on September 15, 2020 as to 100% of the original grant amount.
Footnote - F8:  This RSU award was granted on September 15, 2016 and vests in four equal annual installments beginning on the on the first anniversary of the date of grant. This Form 4 reflects the vesting of this RSU on September 15, 2020 as to 100% of the original grant amount.
Footnote - F9:  This RSU award was granted on September 15, 2017 and vests in four equal annual installments beginning on the on the first anniversary of the date of grant. This Form 4 reflects the vesting of this RSU on September 15, 2020 as to 75% of the original grant amount.
Remarks:  Effective August 31, 2020, the issuer liquidated the United Natural Foods, Inc. 401(k) Plan's UNFI Stock Fund. Accordingly, the reporting person no longer holds shares through his 401k.
Owner Signature:
Signature Name:  /s/ Jill E. Sutton, Power-of-Attorney, in fact
Signature Date:  9/17/20


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