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As Of Filer Filing As/For/On Docs:Pgs Issuer Agent
8/19/04 Davis Anthony Lynn 3 8/09/04 1:4 Oneida Ltd 1005477
Ulrich Kevin Michael
Anchorage Advisors Management/LLC
Anchorage Capital Master Offshore/LTD
Anchorage Advisors/LLC
Document/Exhibit Description Pages Size
1: 3 Initial Statement of Beneficial Ownership of XML 10K
Securities
| FORM 3 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year)
8/9/04 |
3. Issuer Name and Ticker or Trading Symbol
ONEIDA LTD [ ONEI ] |
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| 4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Beneficially Owned | |||
|---|---|---|---|
| 1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
| Common Stock | 3,351,636 ( 1 ) ( 2 ) | D ( 3 ) | |
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Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities) |
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|---|---|---|---|---|---|---|---|
| 1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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| Explanation of Responses: |
| 1. Beneficial ownership of the reported shares was acquired by Anchorage Capital Master Offshore, Ltd. in connection with the financial restructuring of the Issuer. Such shares were acquired in exchange for a previously contracted debt. The Reporting Persons and certain other stockholders (the "Other Stockholders") which received Common Stock in connection with the restructuring may be deemed a "group" within the meaning of Section 13(d)(3) of the Securities Exchange Act of 1934, as amended (the "Act"), due to their one-time right to approve certain members of the Board of Directors of the Issuer. |
| 2. The Reporting Persons disclaim beneficial ownership of, and the filing of this Form 3 shall not be construed as an admission that the Reporting Persons are the beneficial owner of, or have any pecuniary interest in, any shares of the Issuer issued to, and held by, the Other Stockholders in connection with the restructuring, for the purposes of Rule 16a-1 under the Act or for any other purpose, and such shares are not included in the reported amount. |
| 3. The reported shares are beneficially owned by Anchorage Capital Master Offshore, Ltd. Anchorage Advisors, L.L.C. is the advisor to Anchorage Capital Master Offshore, Ltd. Anchorage Advisors Management, L.L.C. is the managing member of Anchorage Advisors, L.L.C. Anthony L. Davis and Kevin M. Ulrich are the managing members of Anchorage Advisors Management, L.L.C. Anchorage Advisors, L.L.C., Anchorage Advisors Management, L.L.C., Anthony L. Davis and Kevin M. Ulrich disclaim beneficial ownership of the reported shares except to the extent of their pecuniary interest therein. |
| /s/ Kevin M. Ulrich | 8/19/04 | |
| /s/ Anthony L. Davis | 8/19/04 | |
| /s/ Anthony L. Davis | 8/19/04 | |
| /s/ Anthony L. Davis | 8/19/04 | |
| /s/ Kevin M. Ulrich | 8/19/04 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||