SEC Info℠  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Davis Anthony Lynn, et al. – ‘3’ for 8/9/04 re: Oneida Ltd.

On:  Thursday, 8/19/04, at 4:16pm ET   ·   For:  8/9/04   ·   As:  10% Owner   ·   Accession #:  1005477-4-3020   ·   File #:  1-05452

Previous ‘3’:  None   ·   Next:  ‘3’ on 6/20/08 for 6/10/08   ·   Latest:  ‘3/A’ on 11/4/22 for 6/30/22

Find Words in Filings emoji
 		  in    Show  and   ↓Hints

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 8/19/04  Davis Anthony Lynn                3          10% Owner   1:10K  Oneida Ltd.                       CT EDGAR123/FA
          Ulrich Kevin Michael
          Anchorage Advisors Management, LLC
          Anchorage Capital Master Offshore, Ltd.
          Anchorage Advisors, LLC

Initial Statement of Beneficial Ownership of Securities by an Insider   —   Form 3   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 3           Initial Statement of Beneficial Ownership of        HTML      9K 
                Securities by an Insider -- edgar123.xml/2.2


        

This ‘3’ Document is an XML Data File that may be rendered in various formats:

  Form 3    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
SEC Info℠ rendering:  Initial Statement of Beneficial Ownership of Securities by an Insider
 
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Anchorage Capital Master Offshore, Ltd
(Last)(First)(Middle)
C/O ANCHORAGE ADVISORS, L.L.C.
650 MADISON AVENUE, 26TH FLOOR
(Street)
NEW YORKNY10022
(City)(State)(Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
8/9/04		3. Issuer Name and Ticker or Trading Symbol
ONEIDA LTD [ ONEI ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
DirectorX10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
XForm filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock3,351,636 (1) (2)D (3)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
1. Name and Address of Reporting Person*
Anchorage Capital Master Offshore, Ltd
(Last)(First)(Middle)
C/O ANCHORAGE ADVISORS, L.L.C.
650 MADISON AVENUE, 26TH FLOOR
(Street)
NEW YORKNY10022
(City)(State)(Zip)
1. Name and Address of Reporting Person*
Anchorage Advisors, LLC
(Last)(First)(Middle)
650 MADISON AVENUE, 26TH FLOOR
(Street)
NEW YORKNY10022
(City)(State)(Zip)
1. Name and Address of Reporting Person*
Anchorage Advisors Management, LLC
(Last)(First)(Middle)
650 MADISON AVENUE, 26TH FLOOR
(Street)
NEW YORKNY10022
(City)(State)(Zip)
1. Name and Address of Reporting Person*
Davis Anthony Lynn
(Last)(First)(Middle)
650 MADISON AVENUE, 26TH FLOOR
(Street)
NEW YORKNY10022
(City)(State)(Zip)
1. Name and Address of Reporting Person*
Ulrich Kevin Michael
(Last)(First)(Middle)
650 MADISON AVENUE, 26TH FLOOR
(Street)
NEW YORKNY10022
(City)(State)(Zip)
Explanation of Responses:
(1)  Beneficial ownership of the reported shares was acquired by Anchorage Capital Master Offshore, Ltd. in connection with the financial restructuring of the Issuer. Such shares were acquired in exchange for a previously contracted debt. The Reporting Persons and certain other stockholders (the "Other Stockholders") which received Common Stock in connection with the restructuring may be deemed a "group" within the meaning of Section 13(d)(3) of the Securities Exchange Act of 1934, as amended (the "Act"), due to their one-time right to approve certain members of the Board of Directors of the Issuer.
(2)  The Reporting Persons disclaim beneficial ownership of, and the filing of this Form 3 shall not be construed as an admission that the Reporting Persons are the beneficial owner of, or have any pecuniary interest in, any shares of the Issuer issued to, and held by, the Other Stockholders in connection with the restructuring, for the purposes of Rule 16a-1 under the Act or for any other purpose, and such shares are not included in the reported amount.
(3)  The reported shares are beneficially owned by Anchorage Capital Master Offshore, Ltd. Anchorage Advisors, L.L.C. is the advisor to Anchorage Capital Master Offshore, Ltd. Anchorage Advisors Management, L.L.C. is the managing member of Anchorage Advisors, L.L.C. Anthony L. Davis and Kevin M. Ulrich are the managing members of Anchorage Advisors Management, L.L.C. Anchorage Advisors, L.L.C., Anchorage Advisors Management, L.L.C., Anthony L. Davis and Kevin M. Ulrich disclaim beneficial ownership of the reported shares except to the extent of their pecuniary interest therein.
/s/ Kevin M. Ulrich 8/19/04
/s/ Anthony L. Davis 8/19/04
/s/ Anthony L. Davis 8/19/04
/s/ Anthony L. Davis 8/19/04
/s/ Kevin M. Ulrich 8/19/04
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

↑Top
Filing Submission 0001005477-04-003020   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
About — Privacy — Redactions — Help — Mon., Apr. 29, 9:38:20.2pm ET