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Paulson & Co. Inc. – ‘4’ for 6/24/20 re: BrightSphere Investment Group Inc.

On:  Friday, 6/26/20, at 6:01pm ET   ·   For:  6/24/20   ·   Accession #:  1013594-20-564   ·   File #:  1-38979

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 6/26/20  Paulson & Co. Inc.                4                      1:6K   BrightSphere Inv Group Inc.       Kleinberg Kaplan Wo… P C

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      3K 
                Securities by an Insider -- form4.xml/3.6                        




        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
XML Data rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 
                                                                                                                                                                                
<?xml version="1.0" encoding="windows-1252"?>
<ownershipDocument>
<schemaVersion> X0306 </schemaVersion>
<documentType> 4 </documentType>
<periodOfReport> 2020-06-24 </periodOfReport>
<issuer>
<issuerCik> 0001748824 </issuerCik>
<issuerName> BrightSphere Investment Group Inc. </issuerName>
<issuerTradingSymbol> BSIG </issuerTradingSymbol>
</issuer>
<reportingOwner>
<reportingOwnerId>
<rptOwnerCik> 0001035674 </rptOwnerCik>
<rptOwnerName> PAULSON & CO. INC. </rptOwnerName>
</reportingOwnerId>
<reportingOwnerAddress>
<rptOwnerStreet1> 1133 AVENUE OF THE AMERICAS </rptOwnerStreet1>
<rptOwnerStreet2> 33RD FLOOR </rptOwnerStreet2>
<rptOwnerCity> NEW YORK </rptOwnerCity>
<rptOwnerState> NY </rptOwnerState>
<rptOwnerZipCode> 10036 </rptOwnerZipCode>
<rptOwnerStateDescription></rptOwnerStateDescription>
</reportingOwnerAddress>
<reportingOwnerRelationship>
<isTenPercentOwner> true </isTenPercentOwner>
</reportingOwnerRelationship>
</reportingOwner>
<nonDerivativeTable>
<nonDerivativeTransaction>
<securityTitle>
<value> Common Stock, par value $0.001 per share </value>
<footnoteId id="F1"/>
</securityTitle>
<transactionDate>
<value> 2020-06-24 </value>
</transactionDate>
<transactionCoding>
<transactionFormType> 4 </transactionFormType>
<transactionCode> P </transactionCode>
<equitySwapInvolved> 0 </equitySwapInvolved>
</transactionCoding>
<transactionAmounts>
<transactionShares>
<value> 647263 </value>
</transactionShares>
<transactionPricePerShare>
<value> 9.79 </value>
</transactionPricePerShare>
<transactionAcquiredDisposedCode>
<value> A </value>
</transactionAcquiredDisposedCode>
</transactionAmounts>
<postTransactionAmounts>
<sharesOwnedFollowingTransaction>
<value> 20647815 </value>
</sharesOwnedFollowingTransaction>
</postTransactionAmounts>
<ownershipNature>
<directOrIndirectOwnership>
<value> I </value>
<footnoteId id="F1"/>
<footnoteId id="F2"/>
<footnoteId id="F3"/>
</directOrIndirectOwnership>
<natureOfOwnership>
<value> By Paulson & Co. Inc. </value>
</natureOfOwnership>
</ownershipNature>
</nonDerivativeTransaction>
<nonDerivativeTransaction>
<securityTitle>
<value> Common Stock, par value $0.001 per share </value>
<footnoteId id="F1"/>
</securityTitle>
<transactionDate>
<value> 2020-06-24 </value>
</transactionDate>
<transactionCoding>
<transactionFormType> 4 </transactionFormType>
<transactionCode> S </transactionCode>
<equitySwapInvolved> 0 </equitySwapInvolved>
</transactionCoding>
<transactionAmounts>
<transactionShares>
<value> 647263 </value>
</transactionShares>
<transactionPricePerShare>
<value> 9.79 </value>
</transactionPricePerShare>
<transactionAcquiredDisposedCode>
<value> D </value>
</transactionAcquiredDisposedCode>
</transactionAmounts>
<postTransactionAmounts>
<sharesOwnedFollowingTransaction>
<value> 20000552 </value>
</sharesOwnedFollowingTransaction>
</postTransactionAmounts>
<ownershipNature>
<directOrIndirectOwnership>
<value> I </value>
<footnoteId id="F1"/>
<footnoteId id="F2"/>
<footnoteId id="F3"/>
</directOrIndirectOwnership>
<natureOfOwnership>
<value> By Paulson & Co. Inc. </value>
</natureOfOwnership>
</ownershipNature>
</nonDerivativeTransaction>
</nonDerivativeTable>
<footnotes>
<footnote id="F1"> Paulson & Co. Inc. ("Paulson & Co.") is an investment advisor registered under the Investment Advisors Act of 1940. Paulson & Co. is the investment manager of investment funds (the "Funds"). John Paulson is the controlling person of Paulson. All securities reported on this Form 4 are owned by the Funds. </footnote>
<footnote id="F2"> Each of Paulson & Co. and John Paulson may be deemed to indirectly beneficially own the securities directly owned by the Funds. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the filing of this Form 4 shall not be deemed an admission by any person reporting on this Form 4 that such person, for purposes of Section 16 of the Act or otherwise, is the beneficial owner of any equity securities covered by this Form 4. </footnote>
<footnote id="F3"> Represent rebalancing transactions between the Funds. </footnote>
</footnotes>
<ownerSignature>
<signatureName> PAULSON & CO. INC. By: /s/ Stuart L. Merzer Stuart L. Merzer, General Counsel & Chief Compliance Officer </signatureName>
<signatureDate> 2020-06-26 </signatureDate>
</ownerSignature>
</ownershipDocument>


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Filing Submission 0001013594-20-000564   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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