SEC Info - Trustees of General Electric Pension Trust, et al. - ‘SC 13G/A’ on 2/14/02 re: Catalina Marketing Corp/DE

SEC Info℠

Home

Help

Please Sign In

Trustees of General Electric Pension Trust, et al. – ‘SC 13G/A’ on 2/14/02 re: Catalina Marketing Corp/DE

On: Thursday, 2/14/02 · Accession #: 950130-2-850 · File #: 5-42708

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 2/14/02  Trustees of Gen’l Elec Pension Tr SC 13G/A               1:13K  Catalina Marketing Corp/DE        Donnelley R R & S… 02/FA
          GE Asset Management Incorporated
          General Electric Company

Amendment to Statement of Beneficial Ownership — Schedule 13G
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13G/A    Amendment #3 to Schedule 13G                           9     27K

Document Table of Contents

Page	(sequential)	\|	(alphabetic)	Top
			Alternative Formats (Word, et al.) Certification Ownership Ownership of Five Percent or Less of a Class Schedule 13G
1	1st Page - Filing Submission
"	Schedule 13G
5	Item 4. Ownership
"	Item 5. Ownership of Five Percent or Less of a Class
6	Item 10. Certification

SC 13G/A 1st Page of 9 TOC ↑Top Previous Next ↓Bottom Just 1st
 
 UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

 Under the Securities Exchange Act of 1934

 (Amendment No. 3)

Catalina Marketing Corp.
--------------------------------------------------------------------------------
(Name of Issuer)

Common Stock
--------------------------------------------------------------------------------
(Title of Class of Securities)

 148867104
--------------
(CUSIP Number)

 December 31, 2001
--------------------------------------------------------------------------------
 (Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule 
is filed:                                                                       

[X]     Rule 13d-1(b)                                                         

[_]     Rule 13d-1(c)                                                         

[_]     Rule 13d-1(d)                                                         

The remainder of this cover page shall be filled out for a reporting person's   
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the       
disclosures provided in a prior cover page.                                     

The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of   
1934 ("Act") or otherwise subject to the liabilities of that section of the Act 
but shall be subject to all other provisions of the Act (however, see the       
Notes).                                                                         

SC 13G/A 2nd Page of 9 TOC 1st Previous Next ↓Bottom Just 2nd
CUSIP No. 148867104                                                             

--------------------------------------------------------------------------------
1.       NAMES OF REPORTING PERSONS.                                            
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).  

Trustees of General Electric Pension Trust                    
I.R.S. # 14-6015763                                           
--------------------------------------------------------------------------------
2.       CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)    

(a)  [_]                                                      

(b)  [X]                                                      
--------------------------------------------------------------------------------
3.       SEC USE ONLY                                                           

--------------------------------------------------------------------------------
4.       CITIZENSHIP OR PLACE OF ORGANIZATION                                   

State of New York                                             
--------------------------------------------------------------------------------
5.       SOLE VOTING POWER      

NUMBER OF                    None                                       
     SHARES             --------------------------------------------------------
BENEFICIALLY         6.       SHARED VOTING POWER                         
OWNED BY                                                              
EACH                      1,255,000                               
     REPORTING          --------------------------------------------------------
PERSON            7.       SOLE DISPOSITIVE POWER.                  
WITH:                                                             
None          
                        --------------------------------------------------------
  8.       SHARED DISPOSITIVE POWER.

1,255,000     
--------------------------------------------------------------------------------
9.       AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON           

1,255,000                                                     
--------------------------------------------------------------------------------
10.      CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES       
(SEE INSTRUCTIONS)                                            
[_]                                                           
--------------------------------------------------------------------------------
11.      PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)                      

    2.3% (8.0% if aggregated with the shares beneficially owned by the
other Reporting Persons (as defined in the Introductory Note))
--------------------------------------------------------------------------------
12.      TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)                            

EP                                                            
--------------------------------------------------------------------------------

Page 2 of 9 

SC 13G/A 3rd Page of 9 TOC 1st Previous Next ↓Bottom Just 3rd
CUSIP No. 148867104                                                             

--------------------------------------------------------------------------------
1.       NAMES OF REPORTING PERSONS.                                            
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).  

    GE Asset Management Incorporated as Investment Manager of GEPT (as
        defined below) and as Investment Adviser to certain other entities and
accounts I.R.S. #06-1238874                                   
--------------------------------------------------------------------------------
2.       CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)    

(a)  [_]                                                      

(b)  [X]                                                      
--------------------------------------------------------------------------------
3.       SEC USE ONLY                                                           

--------------------------------------------------------------------------------
4.       CITIZENSHIP OR PLACE OF ORGANIZATION                                   

State of Delaware                                             
--------------------------------------------------------------------------------
5.       SOLE VOTING POWER      

NUMBER OF                    3,171,089                                  
     SHARES             --------------------------------------------------------
BENEFICIALLY         6.       SHARED VOTING POWER                         
OWNED BY                                                              
EACH                      1,255,000                               
     REPORTING          --------------------------------------------------------
PERSON            7.       SOLE DISPOSITIVE POWER.                  
WITH:                                                             
3,171,089     
                        --------------------------------------------------------
  8.       SHARED DISPOSITIVE POWER.

1,255,000     
--------------------------------------------------------------------------------
9.       AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON           

4,426,089                                                     
--------------------------------------------------------------------------------
10.      CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES       
(SEE INSTRUCTIONS)                                            
[_]                                                           
--------------------------------------------------------------------------------
11.      PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)                      

8.0%                                                          
--------------------------------------------------------------------------------
12.      TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)                            

IA, CO                                                        
--------------------------------------------------------------------------------

Page 3 of 9 

SC 13G/A 4th Page of 9 TOC 1st Previous Next ↓Bottom Just 4th
CUSIP NO. 148867104                                                             
--------------------------------------------------------------------------------
1.       NAMES OF REPORTING PERSONS.                                            
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).  

General Electric Company                                      
I.R.S. # 14-0689340                                           
--------------------------------------------------------------------------------
2.       CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)    

(a)  [_]                                                      

(b)  [X]                                                      
--------------------------------------------------------------------------------
3.       SEC USE ONLY                                                           

--------------------------------------------------------------------------------
4.       CITIZENSHIP OR PLACE OF ORGANIZATION                                   

State of New York                                             
--------------------------------------------------------------------------------
5.       SOLE VOTING POWER      

NUMBER OF                    0                                          
     SHARES             --------------------------------------------------------
BENEFICIALLY         6.       SHARED VOTING POWER                         
OWNED BY                                                              
EACH                      Disclaimed (see 9 below)                
     REPORTING          --------------------------------------------------------
PERSON            7.       SOLE DISPOSITIVE POWER.                  
WITH:                                                             
0             
                        --------------------------------------------------------
  8.       SHARED DISPOSITIVE POWER.

          Disclaimed (see 9 below)
--------------------------------------------------------------------------------
9.       AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON           

   Beneficial ownership of all shares disclaimed by General Electric
Company                                                       
--------------------------------------------------------------------------------
10.      CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES       
(SEE INSTRUCTIONS)                                            
[X] Disclaimed (see 9 above)                                  
--------------------------------------------------------------------------------
11.      PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)                      

Not applicable (see 9 above)                                  
--------------------------------------------------------------------------------
12.      TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)                            

CO                                                            
--------------------------------------------------------------------------------

Page 4 of 9 

SC 13G/A 5th Page of 9 TOC 1st Previous Next ↓Bottom Just 5th
INTRODUCTORY NOTE: This Amendment No. 3 amends the Statement on Schedule 13G    
filed on behalf of General Electric Company, a New York corporation ("GE"), GE  
Asset Management Incorporated, a Delaware corporation and a wholly owned        
subsidiary of GE ("GEAM"), the Trustees of General Electric Pension Trust, a New
York common law trust ("GEPT"), and certain other entities on February 17, 1999,
as amended on February 14, 2000 and as amended on February 14, 2001 (as amended,
the "Schedule 13G"). This Amendment No. 3 is filed on behalf of GE, GEAM and    
GEPT. GEAM is a registered investment adviser and acts as Investment Manager of 
GEPT and as Investment Adviser to certain other entities and accounts. GEAM may 
be deemed to be the beneficial owner of 1,255,000 shares of Common Stock of     
Catalina Marketing Corp. (the "Issuer") owned by GEPT and of 3,171,089 shares of
Common Stock of the Issuer owned by such other entities and accounts. GEAM and  
GEPT each expressly disclaim that they are members of a "group." GE disclaims   
beneficial ownership of all shares and expressly disclaims that it is a member  
of a "group."                                                                   

The Items from Schedule 13G are hereby amended to read as follows:              

Item 4   Ownership                                                              
------------------                                                              

                                                                [Download Table]

                                                     GEPT      GEAM         GE     
                                                                                   
(a)  Amount beneficially owned                     1,255,000  4,426,089  Disclaimed
(b)  Percent of class                                 2.3%      8.0%     Disclaimed
(c)  No. of shares to which person has                                             
     (i)    sole power to vote or direct the vote     None    3,171,089     None   
     (ii)   shared power to vote or direct         1,255,000  1,255,000  Disclaimed
     (iii)  sole power to dispose or to direct                                     
            disposition                               None    3,171,089     None   
     (iv)   shared power to dispose or to direct                                   
            disposition                            1,255,000  1,255,000  Disclaimed

Item 5   Ownership of Five Percent or Less of a Class                           
-----------------------------------------------------                           

    If this statement is being filed to report the fact that as of the
        date hereof the reporting person has ceased to be the beneficial owner
 of more than five percent of the class of securities, check the
following:                                                    

[_]                                                           

 Page 5 of 9

SC 13G/A 6th Page of 9 TOC 1st Previous Next ↓Bottom Just 6th
Item 10  Certification                                                          
----------------------                                                          

  By signing below I certify that, to the best of my knowledge and
        belief, the securities referred to above were acquired and are held in
        the ordinary course of business and were not acquired and are not held
      for the purpose of or with the effect of changing or influencing the
       control of the issuer of the securities and were not acquired and are
    not held in connection with or as a participant in any transaction
having that purpose or effect.                                

Page 6 of 9 

SC 13G/A 7th Page of 9 TOC 1st Previous Next ↓Bottom Just 7th
 SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and  
correct.                                                                        

Dated: February 14, 2002                                                        

                            GENERAL ELECTRIC PENSION TRUST

                                    By:  GE Asset Management Incorporated,
                              its Investment Manager

                         By:  /s/ Michael M. Pastore
                                           -------------------------------------
                               Name:  Michael M. Pastore
                            Title:  Vice President

                              GE ASSET MANAGEMENT INCORPORATED

                         By:  /s/ Michael M. Pastore
                                           -------------------------------------
                              Name: Michael M. Pastore
                            Title:  Vice President

                      GENERAL ELECTRIC COMPANY

                    By:  /s/ John H. Myers
                                           -------------------------------------
                         Name: John H. Myers
                            Title:  Vice President

Page 7 of 9 

SC 13G/A 8th Page of 9 TOC 1st Previous Next ↓Bottom Just 8th
                                                                      Schedule I

JOINT FILING AGREEMENT

     This will confirm the agreement by and between all the undersigned that the
Schedule 13G on or about this date and any amendments thereto with respect to   
the beneficial ownership by the undersigned of shares of the Common Stock of    
Catalina Marketing Corp. is being filed on behalf of each of the undersigned.   

Dated: February 14, 2002                                                        

                            GENERAL ELECTRIC PENSION TRUST

                                   By: GE Asset Management Incorporated,
                            its Investment Manager

                         By:  /s/ Michael M. Pastore
                                           -------------------------------------
                              Name: Michael M. Pastore
                            Title:  Vice President

                              GE ASSET MANAGEMENT INCORPORATED

                         By:  /s/ Michael M. Pastore
                                           -------------------------------------
                              Name: Michael M. Pastore
                            Title:  Vice President

                      GENERAL ELECTRIC COMPANY

                    By:  /s/ John H. Myers
                                           -------------------------------------
                         Name: John H. Myers
                            Title:  Vice President

Page 8 of 9 

SC 13G/A Last Page of 9 TOC 1st Previous Next ↓Bottom Just 9th
                                                                     Schedule II

TRUSTEES OF GENERAL ELECTRIC PENSION TRUST

 3003 Summer Street, P.O. Box 7900
 Stamford, Connecticut 06904

     The names of the Trustees of General Electric Pension Trust are as follows:

Eugene K. Bolton

 Michael J. Cosgrove

 Ralph R. Layman

 Alan M. Lewis

Robert A. MacDougall

 John H. Myers

 Donald W. Torey

John J. Walker

Page 9 of 9

SC 13G/A	1st Page of 9	TOC	↑Top	Previous	Next	↓Bottom	Just 1st

SC 13G/A	2nd Page of 9	TOC	1st	Previous	Next	↓Bottom	Just 2nd

SC 13G/A	3rd Page of 9	TOC	1st	Previous	Next	↓Bottom	Just 3rd

SC 13G/A	4th Page of 9	TOC	1st	Previous	Next	↓Bottom	Just 4th

SC 13G/A	5th Page of 9	TOC	1st	Previous	Next	↓Bottom	Just 5th

SC 13G/A	6th Page of 9	TOC	1st	Previous	Next	↓Bottom	Just 6th

SC 13G/A	7th Page of 9	TOC	1st	Previous	Next	↓Bottom	Just 7th

SC 13G/A	8th Page of 9	TOC	1st	Previous	Next	↓Bottom	Just 8th

SC 13G/A	Last Page of 9	TOC	1st	Previous	Next	↓Bottom	Just 9th

Dates Referenced Herein and Documents Incorporated by Reference

		Referenced-On Page
This ‘SC 13G/A’ Filing	Date	First	Last	Other Filings

Filed on:	2/14/02	7	8	10-Q, SC 13G, SC 13G/A
	12/31/01	1		10-Q
	2/14/01	5		SC 13G, SC 13G/A
	2/14/00	5		10-Q, SC 13G, SC 13G/A
	2/17/99	5		SC 13G, SC 13G/A
				List all Filings

↑Top

Filing Submission 0000950130-02-000850 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Trustees of General Electric Pension Trust, et al. – ‘SC 13G/A’ on 2/14/02 re: Catalina Marketing Corp/DE

On: Thursday, 2/14/02 · Accession #: 950130-2-850 · File #: 5-42708

Previous ‘SC 13G’: ‘SC 13G/A’ on 2/6/02 · Next: ‘SC 13G/A’ on 2/14/02 · Latest: ‘SC 13G/A’ on 2/14/12

Amendment to Statement of Beneficial Ownership — Schedule 13GFiling Table of Contents

Document Table of Contents

Dates Referenced Herein and Documents Incorporated by Reference

Amendment to Statement of Beneficial Ownership — Schedule 13G
Filing Table of Contents