SEC Info - Virtu Financial, Inc. - ‘8-K/A’ for 12/18/16

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

FORM 8-K/A

CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934

Date of Report (date of earliest event reported): December 18, 2016

VIRTU FINANCIAL, INC.
(Exact name of registrant as specified in its charter)

Delaware (State or other jurisdiction of incorporation)	001-37352 (Commission File No.)	32-0420206 (IRS Employer Identification No.)
900 Third Avenue New York, NY 10022-1010 (Address of principal executive offices)

(212) 418-0100
(Registrant’s telephone number, including area code)

NOT APPLICABLE
(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

EXPLANATORY NOTE

This Amendment No. 1 on Form 8-K/A (this “Amendment”) is being filed by Virtu Financial, Inc. (the “Company”) to amend the Current Report on Form 8-K filed with the Securities and Exchange Commission on December 22, 2016 (the “Original Report”), to supplement the Original Report.

ITEM 5.02

DEPARTURE OF DIRECTORS OR CERTAIN OFFICERS; ELECTION OF DIRECTORS; APPOINTMENT OF CERTAIN OFFICERS; COMPENSATORY ARRANGEMENTS OF CERTAIN OFFICERS.

(b)

On February 3, 2017, Mr. Viola withdrew his nomination to serve as Secretary of the Army. As a result, Mr. Viola will remain as director and Executive Chairman of the board of directors of the Company (the “Board”) and as a member of Board’s Nominating and Corporate Governance Committee.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.

	Virtu Financial, Inc.

	By:	/s/ *Justin Waldie*
		Name: Justin Waldie
		Title: Senior Vice President, Secretary and General Counsel

Dated: February 9, 2017

This ‘8-K/A’ Filing	Date	Other Filings

Filed on:	2/9/17
	2/3/17
	12/22/16	4, 8-K
For Period End:	12/18/16	8-K
		List all Filings

Virtu Financial, Inc. – ‘8-K/A’ for 12/18/16

On: Thursday, 2/9/17, at 4:05pm ET · For: 12/18/16 · Accession #: 950142-17-266 · File #: 1-37352

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