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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 8/24/20 Grossman Bruce SC 13G 1:61K Qumu Corp. Paul Weiss Ri… LLP 01/FA |
Document/Exhibit Description Pages Size 1: SC 13G Statement of Acquisition of Beneficial Ownership HTML 34K by a "Passive" Investor
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Rule 13d-1(b)
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Rule 13d-1(c)
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Rule 13d-1(d)
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CUSIP No. 749063103
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SCHEDULE 13G
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Page 2 of 6
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1
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NAME OF REPORTING PERSON OR
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a) ☐
(b) ☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
USA
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NUMBER OF
SHARES
BENEFICIALLY OWNED
BY EACH REPORTING
PERSON
WITH
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5
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SOLE VOTING POWER
282,660
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6
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SHARED VOTING POWER
514,445
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7
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SOLE DISPOSITIVE POWER
282,660
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8
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SHARED DISPOSITIVE POWER
514,445
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
797,105
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10
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.9%
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12
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TYPE OF REPORTING PERSON
IN
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CUSIP No. 749063103
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SCHEDULE 13G
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Page 3 of 6
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Item 1.
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(a)
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Name of Issuer
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Qumu Corp.
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(b)
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Address of Issuer’s Principal Executive Offices
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510 1st Avenue North, Suite 305
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Item 2.
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(a)
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Name of Person Filing
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Bruce Grossman (the “Reporting Person”)
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(b)
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Address of Principal Business Office or, if none, Residence
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(c)
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Citizenship
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USA
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(d)
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Title of Class of Securities
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See cover page
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(e)
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CUSIP Number
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See cover page
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Item 3.
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If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
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(a)
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[__]
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Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o)
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(b)
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[__]
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Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c)
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(c)
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[__]
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Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c)
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(d)
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[__]
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Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8)
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(e)
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[__]
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An investment adviser in accordance with ss.240.13d-1(b)(1)(ii)(E)
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(f)
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[__]
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An employee benefit plan or endowment fund in accordance with ss.240.13d-1(b)(1)(ii)(F);
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(g)
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[__]
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A Parent holding company or control person in accordance with ss.240.13d-1(b)(1)(ii)(G);
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(h)
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[__]
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A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813)
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(i)
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[__]
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A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3)
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(j)
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[__]
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Group, in accordance with ss.240.13d-1(b)(1)(ii)(J).
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CUSIP No. 749063103
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SCHEDULE 13G
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Page 4 of 6
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(a)
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Amount Beneficially Owned
See row 9 of cover page |
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(b)
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Percent of Class
See row 11 of cover page
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(c)
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Number of Shares as to which such person has
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(i)
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Sole power to vote or to direct the vote:
See row 5 of cover page
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(ii)
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Shared power to vote or to direct the vote:
See row 6 of cover page
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(iii)
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Sole power to dispose or to direct the disposition of:
See row 7 of cover page
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(iv)
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Shared power to dispose or to direct the disposition of:
See row 8 of cover page
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CUSIP No. 749063103
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SCHEDULE 13G
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Page 5 of 6
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Item 7.
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person
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CUSIP No. 749063103
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SCHEDULE 13G
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Page 6 of 6
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/s/ Bruce Grossman
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Name: Bruce Grossman
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This ‘SC 13G’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed on: | 8/24/20 | |||
8/17/20 | ||||
7/30/20 | ||||
6/30/20 | 10-Q | |||
List all Filings |