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Kruttschnitt Theodore H III, et al. – ‘SC 13D/A’ on 8/28/96 re: Hanover Direct Inc

As of:  Wednesday, 8/28/96   ·   Accession #:  950123-96-4765   ·   File #:  5-34082

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 8/28/96  Kruttschnitt Theodore H III       SC 13D/A               1:14K  Hanover Direct Inc                RR Donnelley/FA
          Edmund R. Manwell
          J. David Hakman
          Kruttschnitt Theodore H III

Amendment to General Statement of Beneficial Ownership   —   Schedule 13D
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13D/A    Amendment No. 1 to Schedule 13D                       10     28K

Document Table of Contents

Page (sequential) | (alphabetic) Top
 
11st Page   -   Filing Submission
5Item 1. Security and Issuer
"Item 2. Identity and Background
"Item 3. Source and Amount of Funds or other Consideration
"Item 4. Purpose of the Transaction
6Item 5. Interest in Securities of the Issuer
7Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer
"Item 7. Material to be Filed as Exhibits 
SC 13D/A1st Page of 10TOC↑TopPreviousNext↓BottomJust 1st
 

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13D

 Under the Securities Exchange Act of 1934
(Amendment No. 11)

HANOVER DIRECT, INC.
(Name of Issuer)

 Common Stock, $0.66-2/3 par value
(Title of Class of Securities)

 440506 10 3
(CUSIP Number)

 Theodore H. Kruttschnitt, III
One Bay Plaza, Suite 850
 1350 Bayshore Boulevard
Burlingame, CA 94010

 (Name, Address and Telephone Number of Person
 Authorized to Receive Notices and Communications)

 August 23, 1996
(Date of Event which Requires Filing
of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report 
the acquisition which is the subject of this Schedule 13D, and is filing this   
schedule because of Rule 13d-1(b)(3) or (4), check the following box / / .      

Check the following box if a fee is being paid with this statement / / .        

(Continued on following page(s))

Page 1 of 10 Pages


SC 13D/A2nd Page of 10TOC1stPreviousNext↓BottomJust 2nd

CUSIP No.  440506 10 3                                                          

1        NAME OF REPORTING PERSON                                               
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON             

Theodore H. Kruttschnitt, III                                 
--------------------------------------------------------------------------------

2        CHECK THE APPROPRIATE BOX IF A MEMBER                     (a) /X/      

   OF A GROUP                                                (b) / /
--------------------------------------------------------------------------------

3        SEC USE ONLY                                                           
--------------------------------------------------------------------------------

4        SOURCE OF FUNDS                                               PF       
--------------------------------------------------------------------------------

5        CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS                 / /       

IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)                    
--------------------------------------------------------------------------------

6        CITIZENSHIP OR PLACE OF ORGANIZATION                        U.S.A.     
--------------------------------------------------------------------------------

NUMBER                  7        SOLE VOTING POWER              8,011,889*
     OF                    -----------------------------------------------------
SHARES                                                                    
BENEFICIALLY               8        SHARED VOTING POWER                         
    OWNED                  -----------------------------------------------------
BY                                                                    
 EACH                   9        SOLE DISPOSITIVE POWER         8,011,889*
  REPORTING                -----------------------------------------------------
PERSON                                                                    
WITH                   10       SHARED DISPOSITIVE POWER                
--------------------------------------------------------------------------------

11       AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING                  

      PERSON                                                    8,011,889*
--------------------------------------------------------------------------------

12       CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES            / /      

CERTAIN SHARES                                                
--------------------------------------------------------------------------------

13       PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)  5.64%              
--------------------------------------------------------------------------------

14       TYPE OF REPORTING PERSON                                      IN       

--------                                                                        
*        See Item 5 hereof.                                                     

 -2-


SC 13D/A3rd Page of 10TOC1stPreviousNext↓BottomJust 3rd

CUSIP No.  440506 10 3                                                          

1        NAME OF REPORTING PERSON                                               
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON             

J. David Hakman                                               
--------------------------------------------------------------------------------
2        CHECK THE APPROPRIATE BOX IF A MEMBER                    (a) /X/       

  OF A GROUP                                               (b) / /
--------------------------------------------------------------------------------

3        SEC USE ONLY                                                           
--------------------------------------------------------------------------------

4        SOURCE OF FUNDS                                             PF         
--------------------------------------------------------------------------------

5        CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS                 / /       

IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)                    
--------------------------------------------------------------------------------

6        CITIZENSHIP OR PLACE OF ORGANIZATION                       U.S.A.      
--------------------------------------------------------------------------------

NUMBER                  7        SOLE VOTING POWER               20,286*  
     OF                    -----------------------------------------------------
SHARES                                                                    
BENEFICIALLY               8        SHARED VOTING POWER                         
    OWNED                  -----------------------------------------------------
BY                                                                    
EACH                   9        SOLE DISPOSITIVE POWER          20,286* 
  REPORTING                -----------------------------------------------------
PERSON                                                                    
WITH                   10       SHARED DISPOSITIVE POWER                
--------------------------------------------------------------------------------

11       AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING                  

    PERSON                                                     20,286*

--------------------------------------------------------------------------------

12       CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES           / /       

CERTAIN SHARES                                                
--------------------------------------------------------------------------------

13       PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)          .01%       
--------------------------------------------------------------------------------

14       TYPE OF REPORTING PERSON                           IN                  

--------                                                                        
*        See Item 5 hereof.                                                     

 -3-


SC 13D/A4th Page of 10TOC1stPreviousNext↓BottomJust 4th

CUSIP No.  440506 10 3                                                          

1        NAME OF REPORTING PERSON                                               
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON             

Edmund R. Manwell                                             
--------------------------------------------------------------------------------

2        CHECK THE APPROPRIATE BOX IF A MEMBER                     (a) /X/      

   OF A GROUP                                                (b) / /
--------------------------------------------------------------------------------

3        SEC USE ONLY                                                           
--------------------------------------------------------------------------------

4        SOURCE OF FUNDS                                               PF       
--------------------------------------------------------------------------------

5        CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS                  / /      

IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)                    
--------------------------------------------------------------------------------

6        CITIZENSHIP OR PLACE OF ORGANIZATION                        U.S.A.     
--------------------------------------------------------------------------------

NUMBER                  7        SOLE VOTING POWER                20,579* 
     OF                    -----------------------------------------------------
SHARES                                                                    
BENEFICIALLY               8        SHARED VOTING POWER                         
    OWNED                  -----------------------------------------------------
BY                                                                    
EACH                   9        SOLE DISPOSITIVE POWER           20,579*
  REPORTING                -----------------------------------------------------
PERSON                                                                    
WITH                   10       SHARED DISPOSITIVE POWER                
--------------------------------------------------------------------------------

11       AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING                  

     PERSON                                                      20,579*
--------------------------------------------------------------------------------

12       CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES     / /             

CERTAIN SHARES                                                
--------------------------------------------------------------------------------

13       PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)  .01%               
--------------------------------------------------------------------------------

14       TYPE OF REPORTING PERSON                    IN                         

--------                                                                        
*        See Item 5 hereof.                                                     

 -4-


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Item 1.  Security and Issuer.                                                   

                 This Amendment No. 11 to Statement on Schedule 13D relates to
shares of Common Stock, par value $.66-2/3 per share (the "Common Stock"), of   
Hanover Direct, Inc., a Delaware corporation and the successor in interest to   
The Horn & Hardart Company (the "Company"), whose principal executive offices   
are located at 1500 Harbor Boulevard, Weehawken, New Jersey 07087.              

Item 2.  Identity and Background.                                               

         (a)-(c) Mr. Theodore H. Kruttschnitt, III's principal
occupation is investing and his business address is One Bay Plaza, 1350 Bayshore
Boulevard, Suite 850, Burlingame, California 94010.                             

                  Mr. J. David Hakman's principal occupation is serving as Chief
Executive Officer of Hakman Capital Corporation, an investment banking firm     
located at One Bay Plaza, 1350 Bayshore Boulevard, Suite 333, Burlingame,       
California 94010.                                                               

              Mr. Edmund R. Manwell's principal occupation is serving as
Senior Partner of the law firm of Manwell & Milton, 20 California Street, Third 
Floor, San Francisco, California 94111.                                         

       (d)-(f) During the last five years, none of Messrs.
Kruttschnitt, Hakman or Manwell has been convicted in a criminal proceeding     
(excluding traffic violations or similar misdemeanors) or was a party to a civil
proceeding of a judicial or administrative body of competent jurisdiction as a  
result of which such individual was or is subject to a judgment, decree or final
order enjoining future violations of, or prohibiting or mandating activities    
subject to, federal or state securities laws or finding any violation with      
respect to such laws. Messrs. Kruttschnitt, Hakman and Manwell are all United   
States citizens.                                                                

Item 3.  Source and Amount of Funds or other Consideration.                     

Not Applicable.                                               

Item 4.  Purpose of the Transaction.                                            

               On August 16, 1996, in connection with the Company's Rights
Offering, Mr. Kruttschnitt exercised the 2,706,002 rights distributed to him by 
the Company and thereby purchased 2,706,002 shares of the Company's Common      
Stock, par value $.66-2/3 per share, for an exercise price of $1.03 per share.  

 -5-


SC 13D/A6th Page of 10TOC1stPreviousNext↓BottomJust 6th

               On August 16, 1996, in connection with the Company's Rights
Offering, Mr. Hakman exercised the 6,852 rights distributed to him by the       
Company and thereby purchased 6,852 shares of the Company's Common Stock, par   
value $.66-2/3 per share, for an exercise price of $1.03 per share.             

               On August 16, 1996, in connection with the Company's Rights
Offering, Mr. Manwell exercised the 6,951 rights distributed to him by the      
Company and thereby purchased 6,951 shares of the Company's Common Stock, par   
value $.66-2/3 per share, for an exercise price of $1.03 per share.             

Item 5.  Interest in Securities of the Issuer.                                  

                Mr. Kruttschnitt is the beneficial owner of 8,011,889 shares
of Common Stock of the Company as determined in accordance with Rule 13d-3 of   
the Securities Exchange Act of 1934, as amended ("Rule 13d-3"). The 8,011,889   
shares of Common Stock represent, in accordance with Rule 13d-3, approximately  
5.64% of the 142,044,492 shares of Common Stock outstanding as of August 26,    
1996.                                                                           

               Messrs. Kruttschnitt, Hakman and Manwell as a group are the
beneficial owners of 8,052,754 shares of Common Stock of the Company, as        
determined in accordance with Rule 13d-3. The 8,052,754 shares of Common Stock  
represent, in accordance with Rule 13d-3, approximately 5.67% of the 142,044,492
shares of Common Stock outstanding as of August 26, 1996.                       

                  (b) Mr. Kruttschnitt has the sole power to vote and dispose of
all his 8,011,889 shares of Common Stock.                                       

                Mr. Hakman has the sole power to vote and dispose of all his
20,286 shares of Common Stock.                                                  

                 Mr. Manwell has the sole power to vote and dispose of all his
20,579 shares of Common Stock.                                                  

                 (c) In connection with the Company's pro rata distribution of
subscription rights to its shareholders, on July 19, 1996, Messrs. Kruttschnitt,
Hakman and Manwell each received, 2,706,002, 6,852 and 6,951 rights,            
respectively and, accordingly, purchased 2,706,002, 6,852 and 6,951 shares of   
Common Stock, par value $.66-2/3 per share of the Company, respectively at an   
exercise price of $1.03 per share.                                              

(d) and (e) Inapplicable.                   

 -6-


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Item 6.           Contracts, Arrangements, Understandings or                    
Relationships with Respect to Securities    
of the Issuer.                              

                  Reference is hereby made to Item 4 hereof for a description of
certain contracts, arrangements, understandings and relationships relating to   
the securities of the Company. Except as described therein, none of the         
Reporting Persons has any contract, arrangement, understanding or relations with
one or more security holders of the Company or others, with respect to the      
purchase, holding, voting or disposition of shares of Common Stock or other     
securities of the Company which are convertible or exercisable into such shares.
Each of such persons reserves the right to enter into any such contract,        
arrangement, understanding or relations in the future.                          

Item 7.  Material to be Filed as Exhibits.                                      

None.                                       

 -7-


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 SIGNATURE

                After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,     
complete and correct.                                                           

Date:  August 27, 1996                                                          

                                         /s/ Theodore H. Kruttschnitt, III
                                            ------------------------------------
                                     Theodore H. Kruttschnitt, III

 -8-


SC 13D/A9th Page of 10TOC1stPreviousNext↓BottomJust 9th

 SIGNATURE

                After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,     
complete and correct.                                                           

Date:  August 27, 1996                                                          

                                               /s/ Edmund R. Manwell
                                                    --------------------------
                                           Edmund R. Manwell

 -9-


SC 13D/ALast Page of 10TOC1stPreviousNext↓BottomJust 10th

 SIGNATURE

                After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,     
complete and correct.                                                           

Date:  August 27, 1996                                                          

                                             /s/ J. David Hakman
                                                  ------------------------
                                         J. David Hakman

-10-

Dates Referenced Herein   and   Documents Incorporated by Reference

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Filed on:8/28/96
8/27/96810
8/26/966
8/23/961
8/16/9656
7/19/966424B4,  8-K
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