SEC Info - Metropolitan Life Insurance Co/NY, et al. - ‘SC TO-I’ on 3/20/00 re: Conning Inc.

SEC Info℠

Home

Help

Please Sign In

Metropolitan Life Insurance Co/NY, et al. – ‘SC TO-I’ on 3/20/00 re: Conning Inc.

On: Monday, 3/20/00 · Accession #: 950123-0-2453 · File #: 5-53167

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 3/20/00  Metropolitan Life Insurance Co/NY SC TO-I               19:768K Conning Inc.                      RR Donnelley/FA
          CC Merger Sub Inc
          Metropolitan Life Insurance Co/NY

Tender-Offer Statement — Issuer Tender Offer — Schedule TO
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC TO-I     Schedule to                                            5     28K 
 2: EX-99.A.1   Offer to Purchase                                     56    288K 
11: EX-99.A.10  Form of Summary Advertisement                          6     28K 
 3: EX-99.A.2   Form of Letter of Transmittal                         12     67K 
 4: EX-99.A.3   Form of Notice of Guaranteed Delivery                  2     17K 
 5: EX-99.A.4   Form of Letter to Brokers                              4±    17K 
 6: EX-99.A.5   Form of Letter to Clients                              3     19K 
 7: EX-99.A.6   Text of Proposal Letter                                2     14K 
 8: EX-99.A.7   Text of Press Release                                  2±    12K 
 9: EX-99.A.8   Text of Joint Press Release                            2±    12K 
10: EX-99.A.9   Guidelines for Certification of Taxpayer Id            4±    17K 
12: EX-99.C.1   Fairness Opinion of Salomon Smith Barney, Inc.         3     18K 
13: EX-99.C.2   Opinion of Credit Suisse First Boston Corporation      2     15K 
14: EX-99.C.3   Report of Salomon Smith Barney, Inc.                  50    150K 
15: EX-99.D.1   Agreement and Plan of Merger                          45    177K 
16: EX-99.D.2   Investment Advisory Agreement                          5     17K 
17: EX-99.D.3   Assignment and Assumption Agreement                   10     43K 
18: EX-99.D.4   Limited Partnership Agreement                         61    261K 
19: EX-99.D.5   Side Letter                                            3     15K

Filing Submission 0000950123-00-002453 – SGML Text

Original SGML Text submitted by:	Donnelley Financial Solutions/FA (as Filing Agent)

⇓Show all <DOCUMENT> <TEXT> elements below – 768K ↑Top ↓Bottom

<SUBMISSION>
<SECRELEASE-DATETIME>		20000321-144014	 ⇐ Metadata from SEC Info (ET)
<SECWEBSITE-DATETIME>		20000321-144014	 ⇐ Metadata from SEC Info (ET)
<ACCESSION-NUMBER>		0000950123-00-002453
<TYPE>				SC TO-I
<PUBLIC-DOCUMENT-COUNT>		19
<FILING-DATE>			20000320
<GROUP-MEMBERS>			CC MERGER SUB INC
<GROUP-MEMBERS>			METROPOLITAN LIFE INSURANCE CO/NY

<SUBJECT-COMPANY>
<COMPANY-DATA>
<CONFORMED-NAME>		CONNING CORP
<CIK>				0000801051
<ASSIGNED-SIC>			6282
<IRS-NUMBER>			431719355  ⇒ 43-1719355 or 431-71-9355
<STATE-OF-INCORPORATION>	MO
<FISCAL-YEAR-END>		1231
</COMPANY-DATA>
<FILING-VALUES>
<FORM-TYPE>			SC TO-I
<ACT>				34
<FILE-NUMBER>			005-53167
<FILM-NUMBER>			573896
</FILING-VALUES>
<BUSINESS-ADDRESS>
<STREET1>			700 MARKET ST
<CITY>				ST LOUIS
<STATE>				MO
<ZIP>				63101
<PHONE>				3144440498
</BUSINESS-ADDRESS>
<MAIL-ADDRESS>
<STREET1>			CONNING CORP
<STREET2>			700 MARKET ST
<CITY>				ST LOUIS
<STATE>				MO
<ZIP>				63101
</MAIL-ADDRESS>
</SUBJECT-COMPANY>

<FILED-BY>
<COMPANY-DATA>
<CONFORMED-NAME>		METROPOLITAN LIFE INSURANCE CO/NY
<CIK>				0000728618
<ASSIGNED-SIC>			6411
<IRS-NUMBER>			135581829  ⇒ 13-5581829 or 135-58-1829
<STATE-OF-INCORPORATION>	NY
<FISCAL-YEAR-END>		0930
</COMPANY-DATA>
<FILING-VALUES>
<FORM-TYPE>			SC TO-I
</FILING-VALUES>
<BUSINESS-ADDRESS>
<STREET1>			ONE MADISON AVE
<CITY>				NEW YORK
<STATE>				NY
<ZIP>				10010
<PHONE>				2125785914
</BUSINESS-ADDRESS>
<MAIL-ADDRESS>
<STREET1>			ONE MADISON AVENUE LAW DEPARTMENT
<CITY>				NEW YORK
<STATE>				NY
<ZIP>				10010-3690
</MAIL-ADDRESS>
</FILED-BY>

<DOCUMENT>
<TYPE>		SC TO-I
<SEQUENCE>	1
<DESCRIPTION>	SCHEDULE TO
<TEXT>
       Show <TEXT>: 266 lines (widest: 96 characters) - 13K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-99.A.1
<SEQUENCE>	2
<DESCRIPTION>	OFFER TO PURCHASE
<TEXT>
       Show <TEXT>: 3,865 lines (widest: 102 characters) - 228K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-99.A.2
<SEQUENCE>	3
<DESCRIPTION>	FORM OF LETTER OF TRANSMITTAL
<TEXT>
       Show <TEXT>: 855 lines (widest: 128 characters) - 49K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-99.A.3
<SEQUENCE>	4
<DESCRIPTION>	FORM OF NOTICE OF GUARANTEED DELIVERY
<TEXT>
       Show <TEXT>: 151 lines (widest: 126 characters) - 8K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-99.A.4
<SEQUENCE>	5
<DESCRIPTION>	FORM OF LETTER TO BROKERS
<TEXT>
       Show <TEXT>: 164 lines (widest: 80 characters) - 9K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-99.A.5
<SEQUENCE>	6
<DESCRIPTION>	FORM OF LETTER TO CLIENTS
<TEXT>
       Show <TEXT>: 207 lines (widest: 80 characters) - 11K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-99.A.6
<SEQUENCE>	7
<DESCRIPTION>	TEXT OF PROPOSAL LETTER
<TEXT>
       Show <TEXT>: 99 lines (widest: 80 characters) - 5K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-99.A.7
<SEQUENCE>	8
<DESCRIPTION>	TEXT OF PRESS RELEASE
<TEXT>
       Show <TEXT>: 74 lines (widest: 80 characters) - 5K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-99.A.8
<SEQUENCE>	9
<DESCRIPTION>	TEXT OF JOINT PRESS RELEASE
<TEXT>
       Show <TEXT>: 58 lines (widest: 79 characters) - 4K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-99.A.9
<SEQUENCE>	10
<DESCRIPTION>	GUIDELINES FOR CERTIFICATION OF TAXPAYER ID
<TEXT>
       Show <TEXT>: 174 lines (widest: 80 characters) - 9K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-99.A.10
<SEQUENCE>	11
<DESCRIPTION>	FORM OF SUMMARY ADVERTISEMENT
<TEXT>
       Show <TEXT>: 298 lines (widest: 80 characters) - 19K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-99.C.1
<SEQUENCE>	12
<DESCRIPTION>	FAIRNESS OPINION OF SALOMON SMITH BARNEY, INC.
<TEXT>
       Show <TEXT>: 134 lines (widest: 80 characters) - 8K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-99.C.2
<SEQUENCE>	13
<DESCRIPTION>	OPINION OF CREDIT SUISSE FIRST BOSTON CORPORATION
<TEXT>
       Show <TEXT>: 112 lines (widest: 80 characters) - 7K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-99.C.3
<SEQUENCE>	14
<DESCRIPTION>	REPORT OF SALOMON SMITH BARNEY, INC.
<TEXT>
       Show <TEXT>: 1,844 lines (widest: 132 characters) - 108K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-99.D.1
<SEQUENCE>	15
<DESCRIPTION>	AGREEMENT AND PLAN OF MERGER
<TEXT>
       Show <TEXT>: 2,457 lines (widest: 118 characters) - 154K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-99.D.2
<SEQUENCE>	16
<DESCRIPTION>	INVESTMENT ADVISORY AGREEMENT
<TEXT>
       Show <TEXT>: 182 lines (widest: 80 characters) - 9K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-99.D.3
<SEQUENCE>	17
<DESCRIPTION>	ASSIGNMENT AND ASSUMPTION AGREEMENT
<TEXT>
       Show <TEXT>: 542 lines (widest: 90 characters) - 31K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-99.D.4
<SEQUENCE>	18
<DESCRIPTION>	LIMITED PARTNERSHIP AGREEMENT
<TEXT>
       Show <TEXT>: 3,444 lines (widest: 115 characters) - 209K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-99.D.5
<SEQUENCE>	19
<DESCRIPTION>	SIDE LETTER
<TEXT>
       Show <TEXT>: 114 lines (widest: 80 characters) - 6K bytes  
</TEXT>
</DOCUMENT>

</SUBMISSION>

↑Top

Filing Submission 0000950123-00-002453 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Metropolitan Life Insurance Co/NY, et al. – ‘SC TO-I’ on 3/20/00 re: Conning Inc.

On: Monday, 3/20/00 · Accession #: 950123-0-2453 · File #: 5-53167

Tender-Offer Statement — Issuer Tender Offer — Schedule TOFiling Table of Contents

Tender-Offer Statement — Issuer Tender Offer — Schedule TO
Filing Table of Contents