SEC Info - Goldman Sachs Group Inc, et al. - ‘SC 13D/A’ on 3/17/04 re: Goldman Sachs Group Inc

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Goldman Sachs Group Inc, et al. – ‘SC 13D/A’ on 3/17/04 re: Goldman Sachs Group Inc

On: Wednesday, 3/17/04, at 5:22pm ET · Accession #: 950123-4-3440 · File #: 5-56295

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 3/17/04  Goldman Sachs Group Inc           SC 13D/A               1:146K Goldman Sachs Group Inc           RR Donnelley/FA
          Group Members Listed in Filing

Amendment to General Statement of Beneficial Ownership — Schedule 13D
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13D/A    Amendment No.50 to Schedule 13D                       69    373K

Document Table of Contents

Page	(sequential)	\|	(alphabetic)	Top
			Alternative Formats (Word, et al.) Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer Corporations Description of All Transactions in the Common Stock Effected by the Covered Persons in the Past 60 Days and Not Previously Reported on Schedule 13D Description of Shares as to Which There Is A Right to Acquire Exercisable Within 60 Days GS Inc Identity and Background Information Regarding the Shareholders' Committee Information Required as to Certain Proceedings Interest in Securities of the Issuer Limited Liability Companies Partnerships Planned Disposition of Securities of the Issuer by Covered Persons Purpose of Transactions Security and Issuer Source and Amount of Funds or Other Consideration Transfer Restrictions Trusts Waivers
1	1st Page - Filing Submission
29	Trusts
45	Partnerships
46	Limited Liability Companies
"	Corporations
48	Item 1. Security and Issuer
"	Item 2. Identity and Background
"	Item 3. Source and Amount of Funds or Other Consideration
49	Item 4. Purpose of Transactions
50	Item 5. Interest in Securities of the Issuer
"	Item 6. Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer
51	Transfer Restrictions
52	Waivers
53	Information Regarding the Shareholders' Committee
54	GS Inc
60	Items 2(D) and 2(E). Information Required as to Certain Proceedings
61	Item 4. Planned Disposition of Securities of the Issuer by Covered Persons
62	Item 5(A). Description of Shares as to Which There Is A Right to Acquire Exercisable Within 60 Days
63	Item 5(C). Description of All Transactions in the Common Stock Effected by the Covered Persons in the Past 60 Days and Not Previously Reported on Schedule 13D

SC 13D/A 1st Page of 69 TOC ↑Top Previous Next ↓Bottom Just 1st
 
SECURITIES EXCHANGE COMMISSION
Washington, D.C. 20549

File No. 005-56295

 ---------------------------------------

SCHEDULE 13D/A
(Rule 13d-101)

Amendment No. 50

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO
RULE 13d-1(a) AND AMENDMENTS THERETO FILED
 PURSUANT TO RULE 13d-2(a)

 The Goldman Sachs Group, Inc.

 ---------------------
(Name of Issuer)

Common Stock, par value $.01 per share

 ---------------------------
(Title of Class of Securities)

 38141G 10 4

 ---------------------
(CUSIP Number)

 Gregory K. Palm
 Esta E. Stecher
 James B. McHugh
 The Goldman Sachs Group, Inc.
 85 Broad Street
New York, New York 10004
 Telephone: (212) 902-1000

--------------------
(Name, Address and Telephone Number of Persons Authorized to
 Receive Notices and Communications)

 March 9, 2004

--------------------
 (Date of Event which Requires Filing of this Statement)

 If the filing person has previously filed a statement on Schedule 13G
to report the acquisition that is the subject of this Schedule 13D, and is
filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the
  following box [ ].

(Continued on following pages)

SC 13D/A 2nd Page of 69 TOC 1st Previous Next ↓Bottom Just 2nd
CUSIP NO. 38141G 10 4                                13D                        

1.   NAMES OF REPORTING PERSONS: Each of the persons identified on Appendix A.  

2.   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP                           
     As to a group consisting solely of Covered Persons (1)             (a)  [x]
     As to a group consisting of persons other than Covered Persons     (b)  [x]

3.   SEC USE ONLY                                                               

4.   SOURCE OF FUNDS: OO as to Covered Shares (1), OO and PF as to Uncovered    
Shares (2)                                                            
(Applies to each person listed on Appendix A.)                        

5.   CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED                [ ]
     PURSUANT TO ITEM 2(d) OR 2(e)(Applies to each person listed on Appendix A.)

6.   CITIZENSHIP OR PLACE OF ORGANIZATION United States unless otherwise        
indicated on Appendix A.                                              

7. SOLE VOTING POWER (See Item 6)   

NUMBER OF         As to Covered Shares, 0                         
SHARES           As to Uncovered Shares, as stated in Appendix A
BENEFICIALLY                                                          
  OWNED BY       8. SHARED VOTING POWER  (See Item 6) (Applies to each
REPORTING                 person listed on Appendix A.)             
PERSON                                                          
    WITH            161,445,271 Covered Shares held by Covered Persons
                     54,220 Uncovered Shares held by Covered Persons (3)
                  1,357,050 other Uncovered Shares held by Covered
Persons (4)               

  9. SOLE DISPOSITIVE POWER (See Item 6)
    As to Covered Shares, less than 1%
                 As to Uncovered Shares, as stated in Appendix A

      10. SHARED DISPOSITIVE POWER (See Item 6):
As to Covered Shares, 0     
                   As to Uncovered Shares, as stated in Appendix A

11.  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON               

162,856,541 (5)                                                       

12.  CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN             

[ ] SHARES                                                            

13.  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)                         

31.97%                                                                

14.  TYPE OF REPORTING PERSON: OO as to persons listed in Appendix A            
under the captions "Trusts" and "Limited Liability Companies";        
PN as to persons listed in Appendix A under the caption               
"Partnerships"; CO as to persons listed in Appendix A under the       
caption "Corporations"; IN as to all other persons listed in          
Appendix A.                                                           

-------------------------                                                       

(1)      For a definition of this term, please see Item 2.                      

(2)      For a definition of this term, please see Item 3.                      

(3)      These are Uncovered Shares also described in Row 7 which each Covered  
Person is deemed to beneficially own by application of Rule   
        13d-5(b)(1), but do not include the Uncovered Shares described in note
    4. Each Covered Person disclaims beneficial ownership of Uncovered
Shares held by each other Covered Person.                     

(4)      These are Uncovered Shares held by 75 private charitable foundations   
       established by 75 Covered Persons each of whom is a co-trustee of one
     or more of such private charitable foundations and may be deemed to
       beneficially own such Uncovered Shares. Each other Covered Person may
       be deemed to beneficially own such Uncovered Shares by application of
 Rule 13d-5(b)(1). Each such Covered Person disclaims beneficial
        ownership of such Uncovered Shares, and each other Covered Person also
disclaims beneficial ownership of such Uncovered Shares.      

(5)      Of these shares, 26,565,855 are deemed beneficially owned under Rule   
13d-3(d)(1) because a Covered Person has the right to acquire 
         beneficial ownership within 60 days of the date hereof. See Annex D for
     a description of these shares. The remaining 136,290,686 shares are
        beneficially owned by the Covered Persons as of the date hereof within
the meaning of Rule 13d-3(a).                                 

 2

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                                                                      APPENDIX A

                                                        [Enlarge/Download Table]

                                               ITEM 7     ITEM 8      ITEM 9       ITEM 10  
                                 ITEM 6         SOLE      SHARED       SOLE         SHARED  
                               CITIZENSHIP     VOTING     VOTING    DISPOSITIVE  DISPOSITIVE
                             (UNITED STATES   POWER OF   POWER OF    POWER OF      POWER OF 
          ITEM 1            UNLESS OTHERWISE  UNCOVERED  UNCOVERED   UNCOVERED    UNCOVERED 
NAMES OF REPORTING PERSONS     INDICATED)      SHARES     SHARES      SHARES        SHARES  
--------------------------  ----------------  ---------  ---------  -----------  -----------
                                                                                            
Julian D. Abel                     UK             0          0          0             0     
Bradley I. Abelow                                 0          0          0             0     
Peter C. Aberg                                    0          0          0             0     
Daniel A. Abut                 Argentina          0          0          0             0     
Hilary E. Ackermann                               0          0          0             0     
John J. Adair                                     0          0          0             0     
Jeffrey D. Adams                                  0          0          0             0     
Alberto F. Ades                Argentina          0          0          0             0     
Ben I. Adler                                      0          0          0             0     
Olusegun O. Aganga                 UK             0          0          0             0     
Mark E. Agne                                      0          0          0             0     
Gregory A. Agran                                  0          0          0             0     
Raanan A. Agus                                    0          0          0             0     
Syed H. Ahmad                   Pakistan          0          0          0             0     
Jonathan R. Aisbitt                UK             0          0          0             0     
Yusuf A. Aliredha               Bahrain           0          0          0             0     
Andrew M. Alper                                   0          0          0             0     
Philippe J. Altuzarra            France           0          0          0             0     
Ignacio Alvarez-Rendueles        Spain            0          0          0             0     
Rebecca Amitai                                    0          0          0             0     
Thomas K. Amster                                  0          0          0             0     
Elizabeth D. Anderson                             0          0          0             0     
Jason R. Anderson                                 0          0          0             0     
John G. Andrews                  USA/UK           0          0          0             0     
Francois Andriot                 France           0          0          0             0     
Douglas M. Angstrom                               0          0          0             0     
Arnaud M. Apffel                 France           0          0          0             0     
Lori B. Appelbaum                                 0          0          0             0     
William W. Archer                                 0          0          0             0     
Jesus A. Arias                   Spain            0          0          0             0     
Philip S. Armstrong                UK             0          0          0             0     
Anton J. Arriola                 Spain            0          0          0             0     
John A. Ashdown                    UK             0          0          0             0     
Akio Asuke                       Japan            0          0          0             0     
David M. Atkinson                  UK             0          0          0             0     
Neil Z. Auerbach                                  0          0          0             0     
Armen A. Avanessians                              0          0          0             0     
Dean C. Backer                                    0          0          0             0     
William A. Badia                                  0          0          0             0     
Charles Baillie                                   0          0          0             0     
Bernardo Bailo                   Italy            0          0          0             0     
Andrew G. Baird                    UK             0          0          0             0     
Mona H. Baird                                     0          0          0             0     
Michiel J. Bakker           The Netherlands       0          0          0             0     
Mark E. Bamford                                   0          0          0             0     
William J. Bannon                                 0          0          0             0     
John S. Barakat                                   0          0          0             0     
Indrajit Bardhan                 India            0          0          0             0     

3 

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                                                        [Enlarge/Download Table]

                                               ITEM 7     ITEM 8      ITEM 9       ITEM 10  
                                 ITEM 6         SOLE      SHARED       SOLE         SHARED  
                               CITIZENSHIP     VOTING     VOTING    DISPOSITIVE  DISPOSITIVE
                             (UNITED STATES   POWER OF   POWER OF    POWER OF      POWER OF 
          ITEM 1            UNLESS OTHERWISE  UNCOVERED  UNCOVERED   UNCOVERED    UNCOVERED 
NAMES OF REPORTING PERSONS     INDICATED)      SHARES     SHARES      SHARES        SHARES  
--------------------------  ----------------  ---------  ---------  -----------  -----------
                                                                                            
Scott B. Barringer                                0          0          0             0     
Steven M. Barry                                   0          0          0             0     
Christopher M. Barter                             0          0          0             0     
Stacy Bash-Polley                                 0          0          0             0     
Gareth W. Bater                    UK             0          0          0             0     
Christopher A. Bates                              0          0          0             0     
David Baum                                        0          0          0             0     
Andrew T. Bednar                                  0          0          0             0     
Frank A. Bednarz                                  0          0          0             0     
Jonathan A. Beinner                               0          0          0             0     
Douglas S. Bell                    UK             0          0          0             0     
Janet L. Bell                                     0          0          0             0     
Ron E. Beller                                     0          0          0             0     
Driss Ben-Brahim                Morocco           0          0          0             0     
Jordan M. Bender                                  0          0          0             0     
Anna Maria J. Bentley              UK             0          0          0             0     
Susan M. Benz                                     0          0          0             0     
Kenneth Berents                                   0          0          0             0     
Michael G. Berini                                 0          0          0             0     
Milton R. Berlinski         The Netherlands       0          0          0             0     
Andrew S. Berman                                  0          0          0             0     
Frances R. Bermanzohn                             0          0          0             0     
Paul D. Bernard                                   0          0          0             0     
Stuart N. Bernstein                               0          0          0             0     
Robert A. Berry                    UK             0          0          0             0     
John D. Bertuzzi                                  0          0          0             0     
Elizabeth E. Beshel                               0          0          0             0     
Andrew M. Bevan                    UK             0          0          0             0     
Jean-Luc Biamonti                Monaco           0          0          0             0     
James J. Birch                     UK             0          0          0             0     
Gary D. Black                                     0          0          0             0     
Lloyd C. Blankfein                                0          0          0             0     
Abraham Bleiberg                 Mexico           0          0          0             0     
David W. Blood                                    0          0          0             0     
Randall A. Blumenthal                             0          0          0             0     
David R. Boles                                    0          0          0             0     
Marjorie Boliscar                                 0          0          0             0     
Oliver R. Bolitho                  UK             0          0          0             0     
Michael F. Bonte-Friedheim      Germany           0          0          0             0     
Johannes M. Boomaars        The Netherlands       0          0          0             0     
Douglas L. Borden                                 0          0          0             0     
Antonio Borges                  Portugal          0          0          0             0     
J. Theodore Borter                                0          0          0             0     
Alastair M. Borthwick              UK             0          0          0             0     
Alison L. Bott                     UK             0          0          0             0     
Charles W.A. Bott                  UK             0          0          0             0     
Sally A. Boyle                     UK             0          0          0             0     
George M. Brady                                   0          0          0             0     
Mairtin Brady                   Ireland           0          0          0             0     
Lester R. Brafman                                 0          0          0             0     

4 

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                                                ITEM 7     ITEM 8      ITEM 9       ITEM 10  
                                  ITEM 6         SOLE      SHARED       SOLE         SHARED  
                                CITIZENSHIP     VOTING     VOTING    DISPOSITIVE  DISPOSITIVE
                              (UNITED STATES   POWER OF   POWER OF    POWER OF      POWER OF 
          ITEM 1             UNLESS OTHERWISE  UNCOVERED  UNCOVERED   UNCOVERED    UNCOVERED 
NAMES OF REPORTING PERSONS      INDICATED)      SHARES     SHARES      SHARES        SHARES  
--------------------------   ----------------  ---------  ---------  -----------  -----------
                                                                                             
Benjamin S. Bram                                   0          0          0             0     
Graham Branton                      UK             0          0          0             0     
Thomas C. Brasco                                   0          0          0             0     
Alan J. Brazil                                     0          0          0             0     
John Breyo                                         0          0          0             0     
Timothy J. Bridges                  UK             0          0          0             0     
Victoria A. Bridges                                0          0          0             0     
Peter L. Briger, Jr.                               0          0          0             0     
Craig W. Broderick                                 0          0          0             0     
Richard J. Bronks                   UK             0          0          0             0     
Julia A. Bronson                                   0          0          0             0     
Holger Bross                     Germany           0          0          0             0     
Cynthia A. Brower                                  0          0          0             0     
Julian J. Brown                     UK             0          0          0             0     
Kathleen Brown                                     0          0          0             0     
Melissa R. Brown                                   0          0          0             0     
Peter D. Brundage                                  0          0          0             0     
John J. Bu                                         0          0          0             0     
Lawrence R. Buchalter                              0          0          0             0     
David D. Buckley                    UK             0          0          0             0     
Mark J. Buisseret                   UK             0          0          0             0     
Steven M. Bunson                                   0          0          0             0     
Timothy B. Bunting                  UK             0          0          0             0     
Nicholas F. Burgin                                 0          0          0             0     
Andrew J. Burke-Smith             Canada           0          0          0             0     
Randall S. Burkert                               142          0        142             0     
Michael S. Burton                   UK             0          0          0             0     
Joseph M. Busuttil                                 0          0          0             0     
George H. Butcher III                              0          0          0             0     
Mary D. Byron                                      0          0          0             0     
Jin Yong Cai                      China            0          0          0             0     
Sebastiano Calabro                                 0          0          0             0     
Lawrence V. Calcano                                0          0          0             0     
Elizabeth V. Camp                                  0          0          0             0     
John D. Campbell                                   0          0          0             0     
Richard M. Campbell-Breeden         UK             0          0          0             0     
Philippe L. Camu                 Belgium           0          0          0             0     
David E. Cantillon               Ireland           0          0          0             0     
Sally W. Cantwell                   UK             0        600 (6)      0           600 (6) 
Gerald J. Cardinale                                0          0          0             0     
Mark M. Carhart                                    0          0          0             0     
Mariafrancesca Carli              Italy            0          0          0             0     
Valentino D. Carlotti                              0          0          0             0     
Anthony H. Carpet                                  0          0          0             0     
Michael J. Carr                                    0          0          0             0     
Christopher J. Carrera                            10          0         10             0     
Mark Carroll                                       0          0          0             0     

--------------------------                                                      
(6)      Shared with family members.                                            

5 

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                                               ITEM 7     ITEM 8      ITEM 9       ITEM 10  
                                 ITEM 6         SOLE      SHARED       SOLE         SHARED  
                               CITIZENSHIP     VOTING     VOTING    DISPOSITIVE  DISPOSITIVE
                             (UNITED STATES   POWER OF   POWER OF    POWER OF      POWER OF 
          ITEM 1            UNLESS OTHERWISE  UNCOVERED  UNCOVERED   UNCOVERED    UNCOVERED 
NAMES OF REPORTING PERSONS     INDICATED)      SHARES     SHARES      SHARES        SHARES  
--------------------------  ----------------  ---------  ---------  -----------  -----------
                                                                                            
Virginia E. Carter                                0          0          0             0     
Mary Ann Casati                                   0          0          0             0     
Chris Casciato                                    0          0          0             0     
John W. Cembrook                                  0          0          0             0     
Eduardo Centola                  Brazil           0          0          0             0     
Robert J. Ceremsak, Jr.                           0          0          0             0     
Lik Shuen David Chan           Hong Kong          0          0          0             0     
Kuo-Chun Chang                   Taiwan           0          0          0             0     
Amy L. Chasen                                     0          0          0             0     
Sacha A. Chiaramonte            Germany           0          0          0             0     
Andrew A. Chisholm               Canada           0          0          0             0     
W. Reed Chisholm II                             499          0        499             0     
Thomas V. Cholnoky                                0          0          0             0     
Robert J. Christie                                0          0          0             0     
Jane P. Chwick                                    0          0          0             0     
James R. Cielinski                                0          0          0             0     
Peter T. Cirenza                                  0          0          0             0     
Geoffrey G. Clark                Canada           0          0          0             0     
James B. Clark                                    0          0          0             0     
Kent A. Clark                    Canada           0          0          0             0     
Alexander Classen             Switzerland         0          0          0             0     
Catherine M. Claydon             Canada           0          0          0             0     
Zachariah Cobrinik                                0          0          0             0     
Kelly C. Coffey                                   0          0          0             0     
Abby Joseph Cohen                                 0          0          0             0     
Alan M. Cohen                                     0          0          0             0     
Lawrence A. Cohen                               200          0        200             0     
Marc I. Cohen                                     0          0          0             0     
Gary D. Cohn                                      0          0          0             0     
Christopher A. Cole                               0          0          0             0     
Timothy J. Cole                                   0          0          0             0     
Colin Coleman                 South Africa        0          0          0             0     
Marcus R. Colwell                                 0          0          0             0     
Peter H. Comisar                                  0          0          0             0     
Laura C. Conigliaro                               0          0          0             0     
Thomas V. Conigliaro                            670          0        670             0     
William J. Conley, Jr.                          417          0        417             0     
Thomas G. Connolly            Ireland/USA         0          0          0             0     
Frank T. Connor                                   0          0          0             0     
Karen R. Cook                      UK             0          0          0             0     
Edith W. Cooper                                   0          0          0             0     
Philip A. Cooper                                  0          0          0             0     
Kenneth W. Coquillette                            0          0          0             0     
Carlos A. Cordeiro                                0          0          0             0     
Colin J. Corgan                                   0          0          0             0     
David W. Corley                                   0          0          0             0     
Thomas W. Cornacchia                              0          0          0             0     
Henry Cornell                                     0          0          0             0     
E. Gerald Corrigan                                0          0          0             0     
Claudio Costamagna               Italy            0          0          0             0     
Marta Z. Cotton                                   0          0          0             0     

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                                                  ITEM 7     ITEM 8      ITEM 9       ITEM 10  
                                   ITEM 6          SOLE      SHARED       SOLE         SHARED  
                                 CITIZENSHIP      VOTING     VOTING    DISPOSITIVE  DISPOSITIVE
                               (UNITED STATES    POWER OF   POWER OF    POWER OF      POWER OF 
          ITEM 1              UNLESS OTHERWISE   UNCOVERED  UNCOVERED   UNCOVERED    UNCOVERED 
NAMES OF REPORTING PERSONS       INDICATED)       SHARES     SHARES      SHARES        SHARES  
--------------------------    ----------------   ---------  ---------  -----------  -----------
                                                                                               
James A. Coufos                                      0          0          0             0     
Frank L. Coulson, Jr.                                0          0          0             0     
Kenneth Courtis                                      0          0          0             0     
Eric J. Coutts                       UK              0          0          0             0     
Beverley M. Covell                   UK              0          0          0             0     
Randolph L. Cowen                                    0          0          0             0     
Brahm S. Cramer                    Canada            0          0          0             0     
Nicholas P. Crapp                    UK              0          0          0             0     
Michael J. Crinieri                                  0          0          0             0     
Craig W. Crossman                Australia           0          0          0             0     
Neil D. Crowder                                      0          0          0             0     
Michael L. Crowl                                     0          0          0             0     
Eduardo A. Cruz                                      0          0          0             0     
Jeffrey R. Currie                                    0          0          0             0     
John P. Curtin, Jr.                                  0          0          0             0     
John W. Curtis                                       0          0          0             0     
Matthew H. Cyzer                     UK              0          0          0             0     
Michael D. Daffey                Australia           0          0          0             0     
Stephen C. Daffron                                   0          0          0             0     
Linda S. Daines                                      0          0          0             0     
Paul B. Daitz                                        0          0          0             0     
John S. Daly                      Ireland            0          0          0             0     
Stephen D. Daniel                  Canada            0          0          0             0     
Philip M. Darivoff                                   0          0          0             0     
Frederick C. Darling                                 0          0          0             0     
Matthew S. Darnall                                   0          0          0             0     
David H. Dase                                        0          0          0             0     
Timothy D. Dattels                 Canada            0          0          0             0     
Gavyn Davies                         UK              0          0          0             0     
Stephen Davies                       UK              0          0          0             0     
Katherine R. Davisson                                0          0          0             0     
Oral W. Dawe                       Canada            0          0          0             0     
Diego De Giorgi                    Italy             0          0          0             0     
Michael G. De Lathauwer           Belgium            0          0          0             0     
Francois-Xavier De Mallmann  France/Switzerland      0          0          0             0     
Jean A. De Pourtales             France/UK           0          0          0             0     
Giorgio De Santis                  Italy             0          0          0             0     
Luigi de Vecchi                    Italy             0          0          0             0     
David A. Dechman                                     0          0          0             0     
Daniel L. Dees                                       0          0          0             0     
Bradley S. DeFoor                                    0          0          0             0     
Mark Dehnert                                         0          0          0             0     
Paul C. Deighton                     UK              0          0          0             0     
Alvaro del Castano                 Spain             0          0          0             0     
James Del Favero                 Australia           0          0          0             0     
Juan A. Del Rivero                 Spain             0          0          0             0     
Robert V. Delaney, Jr.                               0          0          0             0     
Joseph Della Rosa                                    0          0          0             0     
Thomas F. Dempsey                                    0          0          0             0     
Roger E. Denby-Jones                 UK              0          0          0             0     

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                                               ITEM 7     ITEM 8      ITEM 9       ITEM 10  
                                 ITEM 6         SOLE      SHARED       SOLE         SHARED  
                               CITIZENSHIP     VOTING     VOTING    DISPOSITIVE  DISPOSITIVE
                             (UNITED STATES   POWER OF   POWER OF    POWER OF      POWER OF 
          ITEM 1            UNLESS OTHERWISE  UNCOVERED  UNCOVERED   UNCOVERED    UNCOVERED 
NAMES OF REPORTING PERSONS     INDICATED)      SHARES     SHARES      SHARES        SHARES  
--------------------------  ----------------  ---------  ---------  -----------  -----------
                                                                                            
Neil V. DeSena                                    0          0          0             0     
Martin R. Devenish                 UK             0          0          0             0     
Andrew C. Devenport                UK             0          0          0             0     
Stephen D. Dias                    UK             0          0          0             0     
Armando A. Diaz                                   0          0          0             0     
Alexander C. Dibelius           Germany           0          0          0             0     
David G. Dick                      UK             0          0          0             0     
James D. Dilworth                                 0          0          0             0     
Simon P. Dingemans                 UK             0          0          0             0     
Joseph P. DiSabato                                0          0          0             0     
Michele I. Docharty                               0          0          0             0     
Paula A. Dominick                                 0          0          0             0     
Noel B. Donohoe                 Ireland           0          0          0             0     
Suzanne O. Donohoe                                0          0          0             0     
James H. Donovan                                  0          0          0             0     
Jana Hale Doty                                    0          0          0             0     
Robert G. Doumar, Jr.                             0          0          0             0     
Thomas M. Dowling                                 0          0          0             0     
John O. Downing                                   0          0          0             0     
Mario Draghi                     Italy            0          0          0             0     
Michael B. Dubno                                  0          0          0             0     
Connie K. Duckworth                               0          0          0             0     
William C. Dudley                                 0          0          0             0     
Donald J. Duet                                    0          0          0             0     
Brian J. Duffy                                    0          0          0             0     
Brian Duggan                                      0          0          0             0     
C. Steven Duncker                                 0          0          0             0     
Karlo J. Duvnjak                 Canada           0          0          0             0     
Jay S. Dweck                                      0          0          0             0     
Michael L. Dweck                                  0          0          0             0     
Gordon E. Dyal                                    0          0          0             0     
Isabelle Ealet                   France           0          0          0             0     
Glenn P. Earle                     UK             0          0          0             0     
David C. Earling                                  0          0          0             0     
Seaborn S. Eastland                               0          0          0             0     
Kenneth M. Eberts III                             0          0          0             0     
Paul S. Efron                                     0          0          0             0     
Herbert E. Ehlers                                 0          0          0             0     
Robert K. Ehudin                                  0          0          0             0     
John E. Eisenberg                                 0          0          0             0     
Edward K. Eisler                Austria           0          0          0             0     
Jason H. Ekaireb                   UK             0          0          0             0     
Gregory H. Ekizian                                0          0          0             0     
Aubrey J. Ellis                                   0          0          0             0     
Kathy G. Elsesser                                 0          0          0             0     
Glenn D. Engel                                    0          0          0             0     
Peter C. Enns                    Canada           0          0          0             0     
Katherine B. Enquist                              0          0          0             0     
L. Brooks Entwistle                               0          0          0             0     
Earl S. Enzer                                     0          0          0             0     

8 

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                                               ITEM 7     ITEM 8      ITEM 9       ITEM 10  
                                 ITEM 6         SOLE      SHARED       SOLE         SHARED  
                               CITIZENSHIP     VOTING     VOTING    DISPOSITIVE  DISPOSITIVE
                             (UNITED STATES   POWER OF   POWER OF    POWER OF      POWER OF 
          ITEM 1            UNLESS OTHERWISE  UNCOVERED  UNCOVERED   UNCOVERED    UNCOVERED 
NAMES OF REPORTING PERSONS     INDICATED)      SHARES     SHARES      SHARES        SHARES  
--------------------------  ----------------  ---------  ---------  -----------  -----------
                                                                                            
Christopher H. Eoyang                             0          0          0             0     
Christian Erickson                                0          0          0             0     
Fred W. Esiri                      UK             0          0          0             0     
James P. Esposito                                 0          0          0             0     
Michael P. Esposito                               0          0          0             0     
George C. Estey                  Canada           0          0          0             0     
Bruce J. Evans                                    0          0          0             0     
J. Michael Evans                 Canada           0          0          0             0     
W. Mark Evans                    Canada           0          0          0             0     
Charles P. Eve                     UK             0          0          0             0     
Elizabeth C. Fascitelli                           0          0          0             0     
Jeffrey F. Fastov                                 0          0          0             0     
Douglas L. Feagin                                 0          0          0             0     
Regina M. Feeney                                  0          0          0             0     
Pieter Maarten Feenstra     The Netherlands       0          0          0             0     
Norman Feit                                       0          0          0             0     
Steven M. Feldman                                 0          0          0             0     
Laurie R. Ferber                                  0          0          0             0     
Luca D. Ferrari                                   0          0          0             0     
John A. Ferro, Jr.                                0          0          0             0     
Gail S. Fierstein                                 0          0          0             0     
Gregory A. Finck                                  0          0          0             0     
David A. Fishman                                  0          0          0             0     
Lawton W. Fitt                                    0          0          0             0     
Stephen C. Fitzgerald          Australia          0          0          0             0     
Daniel M. FitzPatrick                             0          0          0             0     
James A. Fitzpatrick                              0          0          0             0     
Pierre-Henri Flamand             France           0          0          0             0     
Alexander W. Fletcher              UK             0          0          0             0     
Mark C. Fletcher                   UK             0          0          0             0     
Mark B. Florian                                   0          0          0             0     
Timothy B. Flynn                                  0          0          0             0     
Elisabeth Fontenelli                              0          0          0             0     
David B. Ford                                     0        134 (7)      0           134 (7) 
Elizabeth J. Ford                                 0          0          0             0     
Edward C. Forst                                   0          0          0             0     
Colleen A. Foster                                 0          0          0             0     
George B. Foussianes                              0          0          0             0     
Linda M. Fox                                      0          0          0             0     
Stephen H. Frank                                  0          0          0             0     
Oliver L. Frankel                                 0          0          0             0     
Jeffrey S. Frase                                  0          0          0             0     
Orit P. Freedman                 Israel           0          0          0             0     
Matthew T. Fremont-Smith                          0          0          0             0     
Christopher G. French              UK             0          0          0             0     
Timothy G. Freshwater              UK             0          0          0             0     
Jacob Y. Friedman                                 0          0          0             0     

--------------------------                                                      
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9 

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                                               ITEM 7     ITEM 8       ITEM 9       ITEM 10  
                                 ITEM 6         SOLE      SHARED        SOLE         SHARED  
                               CITIZENSHIP     VOTING     VOTING     DISPOSITIVE  DISPOSITIVE
                             (UNITED STATES   POWER OF   POWER OF     POWER OF      POWER OF 
          ITEM 1            UNLESS OTHERWISE  UNCOVERED  UNCOVERED    UNCOVERED    UNCOVERED 
NAMES OF REPORTING PERSONS     INDICATED)      SHARES     SHARES       SHARES        SHARES  
--------------------------  ----------------  ---------  ---------   -----------  -----------
                                                                                             
Richard A. Friedman                               0          0           0             0     
Kieu L. Frisby                                    0          0           0             0     
Matthias K. Frisch            Switzerland         0          0           0             0     
Robert K. Frumkes                                 0          0           0             0     
C. Douglas Fuge                                   0          0           0             0     
Shirley Fung                       UK             0          0           0             0     
Timothy T. Furey                                  0          0           0             0     
Enrico S. Gaglioti                                0          0           0             0     
Timur F. Galen                                    0          0           0             0     
Maryann L. Gallivan                               0       2000 (8)       0          2000 (8) 
Gonzalo R. Garcia                Chile            0          0           0             0     
Guillermo Garcia                 Mexico           0          0           0             0     
James R. Garvey                 Ireland           0          0           0             0     
Joseph D. Gatto                                   0          0           0             0     
Richard A. Genna                                  0          0           0             0     
Hywel D. George                    UK             0          0           0             0     
Peter C. Gerhard                                  0          0           0             0     
Kenneth K. Gershenfeld                            0          0           0             0     
Rajiv A. Ghatalia                India            0          0           0             0     
Robert R. Gheewalla                               0          0           0             0     
Nomi Ghez                      Israel/USA         0          0           0             0     
Scott A. Gieselman                                0          0           0             0     
Gary T. Giglio                                    0          0           0             0     
H. John Gilbertson, Jr.                           0          0           0             0     
Nicholas G. Giordano                              0        300 (9)       0           300 (9) 
Joseph H. Gleberman                               0          0           0             0     
Justin G. Gmelich                                 0          0           0             0     
Richard J. Gnodde               Ireland/          0          0           0             0     
                              South Africa                                                   
Jeffrey B. Goldenberg                             0      2,860 (10)      0         2,860 (10)
Rachel C. Golder                                  0          0           0             0     
Jacob D. Goldfield                                0          0           0             0     
Daniel C. Goldwater                UK             0          0           0             0     
James S. Golob                                    0          0           0             0     
Gregg A. Gonsalves                                0          0           0             0     
Amy O. Goodfriend                                 0          0           0             0     
Larry J. Goodwin                                  0          0           0             0     
Andrew M. Gordon                                  0          0           0             0     
Robert D. Gottlieb                                0          0           0             0     
Gregory M. Gould                                  0          0           0             0     
Frank J. Governali                                0          0           0             0     
Lorenzo Grabau                   Italy            0          0           0             0     
Geoffrey T. Grant                                 0          0           0             0     
William M. Grathwohl                              0          0           0             0     
Pedro Gonzalez Grau              Spain            0          0           0             0     
Eldridge F. Gray                                  0          0           0             0     

--------------------------                                                      
(8)      Shared with family members.                                            

(9)      Shared with family members.                                            

(10)     Shared with family members.                                            

10

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                                               ITEM 7     ITEM 8       ITEM 9       ITEM 10  
                                 ITEM 6         SOLE      SHARED        SOLE         SHARED  
                               CITIZENSHIP     VOTING     VOTING     DISPOSITIVE  DISPOSITIVE
                             (UNITED STATES   POWER OF   POWER OF     POWER OF      POWER OF 
          ITEM 1            UNLESS OTHERWISE  UNCOVERED  UNCOVERED    UNCOVERED    UNCOVERED 
NAMES OF REPORTING PERSONS     INDICATED)      SHARES     SHARES       SHARES        SHARES  
--------------------------  ----------------  ---------  ---------   -----------  -----------
                                                                                             
Michael J. Graziano                               0          0           0             0     
Carmen A. Greco                                   0          0           0             0     
Stefan Green                   Australia          0          0           0             0     
David J. Greenwald                                0          0           0             0     
Louis S. Greig                     UK             0          0           0             0     
William W. Gridley                                0          0           0             0     
Peter W. Grieve                                   0          0           0             0     
Christopher Grigg                  UK             0          0           0             0     
Edward Sebastian Grigg         UK/France          0          0           0             0     
Michael J. Grimaldi                               0          0           0             0     
Douglas C. Grip                                   0          0           0             0     
Peter Gross                                       0          0           0             0     
David J. Grounsell                 UK             0          0           0             0     
Eric P. Grubman                                   0          0           0             0     
Edward J. Guay                                    0          0           0             0     
Kevin J. Guidotti                                 0          0           0             0     
Arun M. Gunewardena            Sri Lanka          0          0           0             0     
Vishal Gupta                     India            0          0           0             0     
Celeste A. Guth                                   0          0           0             0     
Vladimir M. Gutin                                 0          0           0             0     
Joseph D. Gutman                                  0          0           0             0     
Douglas A. Guzman                Canada           0          0           0             0     
Erol Hakanoglu                   Turkey           0          0           0             0     
Elizabeth M. Hammack                              0          0           0             0     
David R. Hansen                Australia          0          0           0             0     
Mary L. Harmon                                    0          0           0             0     
Roger C. Harper                                   0          0           0             0     
Robert S. Harrison                                0          0           0             0     
Valerie J. Harrison                UK             0          0           0             0     
Shelley A. Hartman                                0          0           0             0     
Paul R. Harvey                                    0          0           0             0     
Taizo Hasebe                     Japan            0          0           0             0     
Rumiko Hasegawa                  Japan            0          0           0             0     
A. John Hass                                      0          0           0             0     
Stephen J. Hay                     UK             0          0           0             0     
Kuniyoshi Hayashi                Japan            0          0           0             0     
Keith L. Hayes                     UK             0          0           0             0     
Edward A. Hazel                                 860        300 (11)    860           300 (11)
Thomas J. Healey                                  0          0           0             0     
Robert C. Heathcote                UK             0          0           0             0     
Sylvain M. Hefes                 France           0          0           0             0     
Douglas C. Heidt                                  0          0           0             0     
David B. Heller                                   0          0           0             0     
Steven M. Heller                                  0          0           0             0     
William L. Hemphill                               0          0           0             0     
Ruud G. Hendriks            The Netherlands       0          0           0             0     
David P. Hennessey                                0          0           0             0     

--------------------------                                                      
(11)     Shared with family members.                                            

11

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                                                ITEM 7     ITEM 8      ITEM 9       ITEM 10  
                                  ITEM 6         SOLE      SHARED       SOLE         SHARED  
                                CITIZENSHIP     VOTING     VOTING    DISPOSITIVE  DISPOSITIVE
                              (UNITED STATES   POWER OF   POWER OF    POWER OF      POWER OF 
          ITEM 1             UNLESS OTHERWISE  UNCOVERED  UNCOVERED   UNCOVERED    UNCOVERED 
NAMES OF REPORTING PERSONS      INDICATED)      SHARES     SHARES      SHARES        SHARES  
--------------------------   ----------------  ---------  ---------  -----------  -----------
                                                                                             
R. Douglas Henderson                               0          0          0             0     
David L. Henle                                     0        600          0           600     
Mary C. Henry                                      0          0          0             0     
Benoit Herault                    France           0          0          0             0     
Peter C. Herbert                                   0          0          0             0     
Bruce A. Heyman                                    0          0          0             0     
Stephen Hickey                                     0          0          0             0     
Melina E. Higgins                                  0          0          0             0     
Robert E. Higgins                                  0          0          0             0     
Joanne M. Hill                                     0          0          0             0     
Michael I. Hill                     UK             0          0          0             0     
M. Roch Hillenbrand                                0          0          0             0     
Donald W. Himpele                                  0          0          0             0     
Kenneth L. Hirsch                                  0          0          0             0     
Kenneth W. Hitchner                                0          0          0             0     
Maykin Ho                                          0          0          0             0     
Timothy E. Hodgson                Canada           0          0          0             0     
Axel Hoerger                     Germany           0          0          0             0     
Jacquelyn M. Hoffman-Zehner       Canada           0          0          0             0     
Christopher G. Hogg          New Zealand/USA       0          0          0             0     
Svein R. Hogset                   Norway           0          0          0             0     
Simon N. Holden                     UK             0          0          0             0     
Margaret J. Holen                                  0          0          0             0     
Daniel E. Holland III                              0          0          0             0     
Teresa E. Holliday                                 0          0          0             0     
Peter Hollmann                   Germany           0          0          0             0     
Philip Holzer                    Germany           0          0          0             0     
Gregory T. Hoogkamp                                0          0          0             0     
Sean C. Hoover                                     0          0          0             0     
Shin Horie                        Japan            0          0          0             0     
Jay D. Horine                                      0          0          0             0     
Robert D. Hormats                                  0          0          0             0     
Robert G. Hottensen, Jr.                         578          0        578             0     
Thomas J. Houle                                    0          0          0             0     
Michael R. Housden                  UK             0          0          0             0     
Robert Howard                                      0          0          0             0     
Mark Howard-Johnson                                0          0          0             0     
Zu Liu Frederick Hu               China            0          0          0             0     
Paul J. Huchro                                     0          0          0             0     
James A. Hudis                                     0          0          0             0     
Terry P. Hughes                  Ireland           0          0          0             0     
Bimaljit S. Hundal                  UK             0          0          0             0     
Edith A. Hunt                                      0          0          0             0     
Susan J. Hunt                       UK             0          0          0             0     
Janet T. Hurley                                    0          0          0             0     
Fern Hurst                                         0          0          0             0     
Robert J. Hurst                                  100          0        100             0     
Elizabeth A. Husted                                0          0          0             0     
Walter V. Hutcherson                               0          0          0             0     
Phillip S. Hylander                 UK             0          0          0             0     

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                                               ITEM 7     ITEM 8       ITEM 9       ITEM 10  
                                 ITEM 6         SOLE      SHARED        SOLE         SHARED  
                               CITIZENSHIP     VOTING     VOTING     DISPOSITIVE  DISPOSITIVE
                             (UNITED STATES   POWER OF   POWER OF     POWER OF      POWER OF 
          ITEM 1            UNLESS OTHERWISE  UNCOVERED  UNCOVERED    UNCOVERED    UNCOVERED 
NAMES OF REPORTING PERSONS     INDICATED)      SHARES     SHARES       SHARES        SHARES  
--------------------------  ----------------  ---------  ---------   -----------  -----------
                                                                                             
John S. Iglehart                                  0          0           0             0     
Robert F. Incorvaia                               0          0           0             0     
Toni-Dara Infante                                 0          0           0             0     
Francis J. Ingrassia                              0          0           0             0     
Timothy J. Ingrassia                              0          0           0             0     
Zubin P. Irani                   India            0          0           0             0     
Hideki Ishibashi                 Japan            0          0           0             0     
Raymond J. Iwanowski                              0          0           0             0     
Walter A. Jackson                                 0          0           0             0     
William L. Jacob III                              0          0           0             0     
Arthur L. Jacobson, Jr.                           0          0           0             0     
James A. Jacobson                                 0          0           0             0     
Richard I. Jaffee                                 0          0           0             0     
Stefan J. Jentzsch              Germany           0          0           0             0     
Andrew R. Jessop                   UK             0          0           0             0     
Dan H. Jester                                     0          0           0             0     
Thomas Jevon                                      0          0           0             0     
Daniel J. Jick                                    0          0           0             0     
David M. Jimenez-Blanco          Spain            0          0           0             0     
Peter T. Johnston                               523          0         523             0     
Andrew J. Jonas                                   0          0           0             0     
Adrian M. Jones                 Ireland           0          0           0             0     
Emerson P. Jones                                  0          0           0             0     
Robert C. Jones                                   0          0           0             0     
Terrence O. Jones                                 0          0           0             0     
William J. Jones                                  0          0           0             0     
Kevin M. Jordan                                   0          0           0             0     
Mei L. Joseph                  Singapore          0          0           0             0     
Roy R. Joseph                    Guyana           0          0           0             0     
Kenneth L. Josselyn                               0          0           0             0     
Chansoo Joung                                     0          0           0             0     
Andrew J. Kaiser                                  0          0           0             0     
Ann F. Kaplan                                    21          0          21             0     
Barry A. Kaplan                                   0          0           0             0     
David A. Kaplan                                   0          0           0             0     
Jason S. Kaplan                                   0          0           0             0     
Robert S. Kaplan                                  0          0           0             0     
Scott B. Kapnick                                  0      1,666 (12)      0         1,666 (12)
Atul Kapur                       India            0          0           0             0     
Erland S. Karlsson               Sweden           0          0           0             0     
James M. Karp                                     0          0           0             0     
Toshinobu Kasai                  Japan            0          0           0             0     
Shunji Katayama                  Japan            0          0           0             0     
Richard Katz                                      0          0           0             0     
Robert J. Katz                                    0          0           0             0     
James C. Katzman                                  0          0           0             0     
David K. Kaugher                                  0          0           0             0     

--------------------------                                                      
(12)     Shared with family members.                                            

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                                               ITEM 7     ITEM 8      ITEM 9       ITEM 10  
                                 ITEM 6         SOLE      SHARED       SOLE         SHARED  
                               CITIZENSHIP     VOTING     VOTING    DISPOSITIVE  DISPOSITIVE
                             (UNITED STATES   POWER OF   POWER OF    POWER OF      POWER OF 
          ITEM 1            UNLESS OTHERWISE  UNCOVERED  UNCOVERED   UNCOVERED    UNCOVERED 
NAMES OF REPORTING PERSONS     INDICATED)      SHARES     SHARES      SHARES        SHARES  
--------------------------  ----------------  ---------  ---------  -----------  -----------
                                                                                            
Alan S. Kava                                      0          0          0             0     
Larry M. Kellerman                                0          0          0             0     
John L. Kelly                                     0          0          0             0     
Carsten Kengeter                Germany           0          0          0             0     
Kevin W. Kennedy                                  0          0          0             0     
Gioia M. Kennett                                  0          0          0             0     
James P. Kenney                                   0          0          0             0     
William J. Kenney                                 0          0          0             0     
Thomas J. Kenny                                   0          0          0             0     
Steven E. Kent                                    0          0          0             0     
Steven Kerr                                       0          0          0             0     
John G. Ketterer III                              0          0          0             0     
Lawrence S. Keusch                                0          0          0             0     
Rustom N. Khandalavala                            0          0          0             0     
Philippe Khuong-Huu              France           0          0          0             0     
Peter D. Kiernan III                              0          0          0             0     
Sun Bae Kim                      Canada           0          0          0             0     
Douglas W. Kimmelman                            445          0        445             0     
Masaaki Kimura                South Korea         0          0          0             0     
Colin E. King                    Canada         429          0        429             0     
Jonathan S. King                   UK             0          0          0             0     
Robert C. King, Jr.                               0          0          0             0     
Timothy M. Kingston                               0          0          0             0     
Shigeki Kiritani                 Japan            0          0          0             0     
Ewan M. Kirk                       UK             0          0          0             0     
Remy Klammers                    France           0          0          0             0     
Daniel H. Klebes II                               0          0          0             0     
Michael Klimek                                    0          0          0             0     
Michael K. Klingher                               0          0          0             0     
Frederick J. Knecht                               0          0          0             0     
Bradford C. Koenig                                0          0          0             0     
Andreas Koernlein               Germany           0          0          0             0     
Mark J. Kogan                                     0          0          0             0     
Yasuro K. Koizumi                Japan            0          0          0             0     
J. Christopher A. Kojima         Canada           0          0          0             0     
Kazuaki Kojima                   Japan            0          0          0             0     
Jonathan L. Kolatch                               0          0          0             0     
Jeffrey A. Kolitch                                0          0          0             0     
Richard E. Kolman                                 0          0          0             0     
Takahiro Komatsu                 Japan            0          0          0             0     
Robert A. Koort                                   0          0          0             0     
Philip J. Kopp III                                0          0          0             0     
David J. Kostin                                   0          0          0             0     
Koji Kotaka                      Japan            0          0          0             0     
John D. Kramer                                    0          0          0             0     
Peter S. Kraus                                   15          0         15             0     
Srihari Kumar                    India            0          0          0             0     
Mary Lyn Valkenburg Kurish                        0          0          0             0     
Eiichiro Kuwana                  Japan            0          0          0             0     
Tak Sing Kenneth Kwok          Hong Kong          0          0          0             0     

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                                               ITEM 7     ITEM 8      ITEM 9       ITEM 10  
                                 ITEM 6         SOLE      SHARED       SOLE         SHARED  
                               CITIZENSHIP     VOTING     VOTING    DISPOSITIVE  DISPOSITIVE
                             (UNITED STATES   POWER OF   POWER OF    POWER OF      POWER OF 
          ITEM 1            UNLESS OTHERWISE  UNCOVERED  UNCOVERED   UNCOVERED    UNCOVERED 
NAMES OF REPORTING PERSONS     INDICATED)      SHARES     SHARES      SHARES        SHARES  
--------------------------  ----------------  ---------  ---------  -----------  -----------
                                                                                            
Joon Kwun                     South Korea         0          0          0             0     
Peter Labbat                                      0          0          0             0     
Brian J. Lahey                                    0          0          0             0     
Peggy A. Lamb                                     0          0          0             0     
Simon M. Lamb                      UK             0          0          0             0     
David G. Lambert                                  0          0          0             0     
Joseph A. LaNasa III                              0          0          0             0     
Eric S. Lane                                      0          0          0             0     
Thomas K. Lane                                    0          0          0             0     
Rudolf N. Lang                  Germany           0          0          0             0     
Jonathan A. Langer                                0          0          0             0     
Michiel P. Lap              The Netherlands       0          0          0             0     
Gary R. Lapidus                                   0          0          0             0     
Bruce M. Larson                                   0          0          0             0     
Thomas D. Lasersohn                               0          0          0             0     
Anthony D. Lauto                                  0          0          0             0     
John J. Lauto                                     0          0          0             0     
Matthew Lavicka                                   0          0          0             0     
Peter T. Lawler                                   0          0          0             0     
David N. Lawrence                                 0          0          0             0     
Hugh J. Lawson                                    0          0          0             0     
Peter J. Layton                                   0          0          0             0     
Susan R. Leadem                                   0          0          0             0     
Andrew D. Learoyd                  UK             0          0          0             0     
Brian J. Lee                                      0          0          0             0     
Cham Chung Ken Lee             Hong Kong          0          0          0             0     
Chan-Keun Lee                 South Korea         0          0          0             0     
George C. Lee                                     0          0          0             0     
Gregory D. Lee                 Australia          0          0          0             0     
Ronald Lee                                        0          0          0             0     
Kenneth H. M. Leet                                0          0          0             0     
Richard O. Leggett                                0          0          0             0     
Tim Leissner                     Brazil           0          0          0             0     
Todd W. Leland                                    0          0          0             0     
Paulo C. Leme                                     0          0          0             0     
Gregg R. Lemkau                                   0          0          0             0     
Remco O. Lenterman          The Netherlands       0          0          0             0     
Deborah R. Leone                                  0          0          0             0     
Hughes B. Lepic                  France           0          0          0             0     
Johan H. Leven                   Sweden           0          0          0             0     
Ronald S. Levin                                   0          0          0             0     
Allan S. Levine                                   0          0          0             0     
Brian T. Levine                                   0          0          0             0     
Jack Levy                                         0          0          0             0     
Richard J. Levy                    UK             0          0          0             0     
Tobin V. Levy                                     0          0          0             0     
P. Jeremy Lewis                                   0          0          0             0     
Mark E. Leydecker                                 0          0          0             0     
Matthew G. L'Heureux                              0          0          0             0     
George C. Liberopoulos         Canada/USA         0          0          0             0     

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                                               ITEM 7     ITEM 8      ITEM 9       ITEM 10  
                                 ITEM 6         SOLE      SHARED       SOLE         SHARED  
                               CITIZENSHIP     VOTING     VOTING    DISPOSITIVE  DISPOSITIVE
                             (UNITED STATES   POWER OF   POWER OF    POWER OF      POWER OF 
          ITEM 1            UNLESS OTHERWISE  UNCOVERED  UNCOVERED   UNCOVERED    UNCOVERED 
NAMES OF REPORTING PERSONS     INDICATED)      SHARES     SHARES      SHARES        SHARES  
--------------------------  ----------------  ---------  ---------  -----------  -----------
                                                                                            
Gwen R. Libstag                                   0          0          0             0     
Stephen C. Lichtenauer                            0          0          0             0     
Roger A. Liddell                   UK             0          0          0             0     
Richard J. Lieb                                   0          0          0             0     
Lisette M. Lieberman                            775          0        775             0     
Mitchell J. Lieberman                             0          0          0             0     
Richerd C. Lightburn                              0          0          0             0     
Terence Tayseop Lim           South Korea         0          0          0             0     
Ryan D. Limaye                                    0          0          0             0     
Josephine Linden                   UK             0          0          0             0     
Lawrence H. Linden                                0          0          0             0     
Anthony W. Ling                    UK             0          0          0             0     
Roger E. Linnemann, Jr.                           0          0          0             0     
Bonnie S. Litt                                    0          0          0             0     
Robert Litterman                                  0          0          0             0     
Robert H. Litzenberger                            0          0          0             0     
Julia Liu                                         0          0          0             0     
David McD. A. Livingstone      Australia          0          0          0             0     
Jill E. Lohrfink                                  0          0          0             0     
Douglas F. Londal                                 0          0          0             0     
Joseph Longo                                      0          0          0             0     
Jonathan M. Lopatin                               0          0          0             0     
Francisco Lopez-Balboa                            0          0          0             0     
Victor M. Lopez-Balboa                            0          0          0             0     
Antigone Loudiadis                 UK             0          0          0             0     
Kevin L. Lundeen                                  0          0          0             0     
Mark A. Lynch                      UK             0          0          0             0     
Michael R. Lynch                                  0          0          0             0     
Thomas R. Lynch                                   0          0          0             0     
Peter J. Lyon                                     0          0          0             0     
Peter B. MacDonald                 UK             0          0          0             0     
Mark G. Machin                     UK             0          0          0             0     
Paula B. Madoff                                   0          0          0             0     
Shogo Maeda                      Japan            0          0          0             0     
Christopher J. Magarro                            0          0          0             0     
John A. Mahoney                                   0          0          0             0     
Sean O. Mahoney                                   0          0          0             0     
Russell E. Makowsky                               0          0          0             0     
Keith A. Malas                                    0          0          0             0     
Aadarsh K. Malde                   UK             0          0          0             0     
Puneet Malhi                       UK             0          0          0             0     
Peter G. C. Mallinson              UK             0          0          0             0     
John V. Mallory                                   0          0          0             0     
Kathleen M. Maloney                               0          0          0             0     
Jean E. Manas                    Greece           0          0          0             0     
Charles G. R. Manby                UK             0          0          0             0     
Robert S. Mancini                                 0          0          0             0     
Barry A. Mannis                                   0          0          0             0     
Simon I. Mansfield                                0          0          0             0     
Elizabeth C. Marcellino                           0          0          0             0     

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                                               ITEM 7     ITEM 8       ITEM 9       ITEM 10  
                                 ITEM 6         SOLE      SHARED        SOLE         SHARED  
                               CITIZENSHIP     VOTING     VOTING     DISPOSITIVE  DISPOSITIVE
                             (UNITED STATES   POWER OF   POWER OF     POWER OF      POWER OF 
          ITEM 1            UNLESS OTHERWISE  UNCOVERED  UNCOVERED    UNCOVERED    UNCOVERED 
NAMES OF REPORTING PERSONS     INDICATED)      SHARES     SHARES       SHARES        SHARES  
--------------------------  ----------------  ---------  ---------   -----------  -----------
                                                                                             
Joseph C. Marconi                                 0          0           0             0     
Ronald G. Marks                                   0          0           0             0     
Robert J. Markwick                 UK             0          0           0             0     
Nicholas I. Marovich                              0          0           0             0     
Alexander M. Marshall              UK             0          0           0             0     
David J. Marshall                                 0          0           0             0     
Allan S. Marson                    UK             0          0           0             0     
Paul A. Marson                     UK             0          0           0             0     
Eff W. Martin                                     0          0           0             0     
Alison J. Mass                                    0          0           0             0     
Robert A. Mass                                    0          0           0             0     
John J. Masterson                                 0          0           0             0     
David J. Mastrocola                               0          0           0             0     
Blake W. Mather                                   0          0           0             0     
Kathy M. Matsui                                   0          0           0             0     
Naomi Matsuoka                   Japan            0          0           0             0     
Thomas H. Mattox                                  0          0           0             0     
George N. Mattson                                 0          0           0             0     
Jason E. Maynard                                  0          0           0             0     
Thomas J. McAdam                                 92          0          92             0     
Richard F. McArdle                                0          0           0             0     
John J. McCabe                                    0          0           0             0     
Theresa E. McCabe                                 0          0           0             0     
James P. McCarthy                                 0          0           0             0     
Joseph M. McConnell                               0          0           0             0     
Ian R. McCormick                   UK             0          0           0             0     
Lynn M. McCormick                                 0          0           0             0     
Gordon R. McCulloch                UK             0          0           0             0     
Dermot W. McDonogh              Ireland           0          0           0             0     
Mark E. McGoldrick                                0          0           0             0     
Joseph P. McGrath, Jr.                            0          0           0             0     
Stephen J. McGuinness                             0          0           0             0     
John C. McIntire                                  0          0           0             0     
Matthew B. McLennan            Australia          0          0           0             0     
John W. McMahon                                   0          0           0             0     
Geraldine F. McManus                              0          0           0             0     
Gerald C. McNamara, Jr.                           0          0           0             0     
James A. McNamara                                 0        215 (13)      0           215 (13)
Richard P. McNeil               Jamaica           0          0           0             0     
Audrey A. McNiff                                  0          0           0             0     
John P. McNulty                                   0          0           0             0     
Stuart G. McPherson                UK             0          0           0             0     
Robert A. McTamaney                               0          0           0             0     
E. Scott Mead                                   160          0         160             0     
Lance P. Meaney                                   0          0           0             0     
Sharon I. Meers                                   0          0           0             0     
David M. Meerschwam         The Netherlands       0          0           0             0     
Sanjeev K. Mehra                 India            0          0           0             0     

--------------------------                                                      
(13)     Shared with family members.                                            

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                                               ITEM 7     ITEM 8       ITEM 9       ITEM 10  
                                 ITEM 6         SOLE      SHARED        SOLE         SHARED  
                               CITIZENSHIP     VOTING     VOTING     DISPOSITIVE  DISPOSITIVE
                             (UNITED STATES   POWER OF   POWER OF     POWER OF      POWER OF 
          ITEM 1            UNLESS OTHERWISE  UNCOVERED  UNCOVERED    UNCOVERED    UNCOVERED 
NAMES OF REPORTING PERSONS     INDICATED)      SHARES     SHARES       SHARES        SHARES  
--------------------------  ----------------  ---------  ---------   -----------  -----------
                                                                                             
Stephen J. Mellas                                 0          0           0             0     
Andrew J. Melnick                                 0          0           0             0     
Bruce H. Mendelsohn                             100        400 (14)    100           400 (14)
Michael A. Mendelson                              0          0           0             0     
Bernard A. Mensah                  UK             0          0           0             0     
Garry E. Menzel                    UK             0          0           0             0     
T. Willem Mesdag                                  0          0           0             0     
Andrew L. Metcalfe                 UK             0          0           0             0     
Julian R. Metherell                UK             0          0           0             0     
Olivier F. Meyohas               France           0          0           0             0     
Michael R. Miele                                  0          0           0             0     
Therese L. Miller                                 0          0           0             0     
Michael J. Millette                               0          0           0             0     
James E. Milligan                                 0          0           0             0     
Milton R. Millman                                 0          0           0             0     
Eric M. Mindich                                   0          0           0             0     
Luciana D. Miranda               Brazil           0          0           0             0     
Edward S. Misrahi                Italy            0          0           0             0     
Kristi L. Mitchem                                 0          0           0             0     
Gregory C. Mitsch                                 0          0           0             0     
Masatoki J. Mitsumata            Japan            0          0           0             0     
Wataru Mizoguchi                 Japan            0          0           0             0     
Steven T. Mnuchin                                 0          0           0             0     
Masanori Mochida                 Japan            0          0           0             0     
Timothy H. Moe                                    0          0           0             0     
Douglas D. Moffitt                                0          0           0             0     
Philip J. Moffitt              Australia          0          0           0             0     
Scott E. Molin                                    0          0           0             0     
Karsten N. Moller               Denmark           0          0           0             0     
Thomas K. Montag                                  0          0           0             0     
William C. Montgomery                             0          0           0             0     
Wayne L. Moore                                    0          0           0             0     
J. Ronald Morgan, III                             0          0           0             0     
Yukihiro Moroe                   Japan            0          0           0             0     
James P. Morris                                   0          0           0             0     
R. Scott Morris                                   0          0           0             0     
Robert B. Morris III                              0          0           0             0     
Simon P. Morris                    UK             0          0           0             0     
Thomas C. Morrow                                  0          0           0             0     
Jeffrey M. Moslow                                 0          0           0             0     
Sharmin Mossavar-Rahmani           UK             0          0           0             0     
Gregory T. Mount                                  0          0           0             0     
Ian Mukherjee                      UK             0          0           0             0     
Edward A. Mule                                    0          0           0             0     
Donald R. Mullen                                  0          0           0             0     
Eric D. Mullins                                   0          0           0             0     
Donald J. Mulvihill                               0          0           0             0     

--------------------------                                                      
(14)     Shared with family members.                                            

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                                               ITEM 7      ITEM 8       ITEM 9       ITEM 10  
                                 ITEM 6         SOLE       SHARED        SOLE         SHARED  
                               CITIZENSHIP     VOTING      VOTING     DISPOSITIVE  DISPOSITIVE
                             (UNITED STATES   POWER OF    POWER OF     POWER OF      POWER OF 
          ITEM 1            UNLESS OTHERWISE  UNCOVERED   UNCOVERED    UNCOVERED    UNCOVERED 
NAMES OF REPORTING PERSONS     INDICATED)      SHARES      SHARES       SHARES        SHARES  
--------------------------  ----------------  ---------   ---------   -----------  -----------
                                                                                              
Patrick E. Mulvihill            Ireland           0           0           0             0     
Alvise J. Munari                   UK             0           0           0             0     
Robert G. Munro                    UK             0           0           0             0     
Rie Murayama                     Japan            0           0           0             0     
Richard A. Murley                  UK             0           0           0             0     
Philip D. Murphy                                  0           0           0             0     
Thomas S. Murphy, Jr.                             0           0           0             0     
Arjun N. Murti                                    0           0           0             0     
Gaetano J. Muzio                                  0           0           0             0     
Marc O. Nachmann                Germany           0           0           0             0     
Kota Nakako                      Japan            0           0           0             0     
Avi M. Nash                                       0           0           0             0     
Kevin D. Naughton                                 0           0           0             0     
Mark J. Naylor                     UK             0           0           0             0     
Jeffrey P. Nedelman                               0           0           0             0     
Daniel M. Neidich                                58           0          58             0     
Kipp M. Nelson                                    0           0           0             0     
Leslie S. Nelson                                  0           0           0             0     
Robin Neustein                                    0           0           0             0     
Claire M. Ngo                                     0           0           0             0     
Duncan L. Niederauer                              0           0           0             0     
Theodore E. Niedermayer        USA/France         0           0           0             0     
Erik F. Nielsen                 Denmark           0           0           0             0     
Hideya Niimi                     Japan            0           0           0             0     
Susan M. Noble                     UK             0           0           0             0     
Markus J. Noe-Nordberg          Austria           0           0           0             0     
Suok J. Noh                                       0           0           0             0     
David J. Nolan                 Australia          0           0           0             0     
Suzanne M. Nora Johnson                           0           0           0             0     
Christopher K. Norton                             0           0           0             0     
Craig J. Nossel             USA/South Africa      0           0           0             0     
Anthony J. Noto                                   0           0           0             0     
Michael E. Novogratz                              0           0           0             0     
Jay S. Nydick                                     0           0           0             0     
Katherine K. Oakley                               0           0           0             0     
Eric M. Oberg                                     0           0           0             0     
Alok Oberoi                      India            0      10,000 (15)      0        10,000 (15)
Gavin G. O'Connor                                 0           0           0             0     
Fergal J. O'Driscoll            Ireland           0           0           0             0     
L. Peter O'Hagan                 Canada           0           0           0             0     
Terence J. O'Neill                 UK             0           0           0             0     
Timothy J. O'Neill                                0           0           0             0     
Richard T. Ong                  Malaysia          0           0           0             0     
Taneki Ono                       Japan            0           0           0             0     
Donald C. Opatrny, Jr.                            0           0           0             0     
Peter C. Oppenheimer               UK             0           0           0             0     
Daniel P. Opperman                                0           0           0             0     

--------------------------                                                      
(15)     Shared with family members.                                            

19

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                                               ITEM 7     ITEM 8       ITEM 9       ITEM 10  
                                 ITEM 6         SOLE      SHARED        SOLE         SHARED  
                               CITIZENSHIP     VOTING     VOTING     DISPOSITIVE  DISPOSITIVE
                             (UNITED STATES   POWER OF   POWER OF     POWER OF      POWER OF 
          ITEM 1            UNLESS OTHERWISE  UNCOVERED  UNCOVERED    UNCOVERED    UNCOVERED 
NAMES OF REPORTING PERSONS     INDICATED)      SHARES     SHARES       SHARES        SHARES  
--------------------------  ----------------  ---------  ---------   -----------  -----------
                                                                                             
Daniel B. O'Rourke                                0          0           0             0     
Roderick S. Orr                    UK             0          0           0             0     
Calum M. Osborne                   UK             0          0           0             0     
Robert J. O'Shea                                  0          0           0             0     
Joel D. Ospa                                      0          0           0             0     
Greg M. Ostroff                                   0          0           0             0     
Nigel M. O'Sullivan                UK             0          0           0             0     
James B. Otness                                   0          0           0             0     
Terence M. O'Toole                                0          0           0             0     
Brett R. Overacker                                0          0           0             0     
Todd G. Owens                                     0          0           0             0     
Fumiko Ozawa                     Japan            0          0           0             0     
Robert J. Pace                                    0          0           0             0     
Robert W. Pack                     UK             0          0           0             0     
Helen Paleno                                      0          0           0             0     
Gregory K. Palm                                   0          0           0             0     
Bryant F. Pantano                                 0          0           0             0     
Massimo Pappone                  Italy            0          0           0             0     
James R. Paradise                  UK             0          0           0             0     
Lisa L. Parisi                                    0          0           0             0     
Simon Y. Park                                     0          0           0             0     
Geoffrey M. Parker                                0          0           0             0     
Archie W. Parnell                               100        100 (16)    100           100 (16)
Simon C. Parry-Wingfield           UK             0          0           0             0     
Ketan J. Patel                     UK             0          0           0             0     
Sheila H. Patel                                   0          0           0             0     
Douglas S. Patterson                              0          0           0             0     
Henry M. Paulson, Jr.                             0          0           0             0     
Arthur J. Peponis                               288          0         288             0     
David E. Perlin                                   0          0           0             0     
John M. Perlowski                                 0          0           0             0     
David B. Philip                                   0          0           0             0     
Todd J. Phillips                                  0          0           0             0     
Stephen R. Pierce                                 0          0           0             0     
Philip J. Pifer                                   0          0           0             0     
Steven M. Pinkos                                  0          0           0             0     
Scott M. Pinkus                                   0          0           0             0     
Timothy C. Plaut                Germany           0          0           0             0     
Carol V. Pledger                   UK             0          0           0             0     
Andrea Ponti                   Italy/USA          0          0           0             0     
Ellen R. Porges                                   0          0           0             0     
Wiet H.M. Pot               The Netherlands       0          0           0             0     
Michael J. Poulter                 UK             0          0           0             0     
John J. Powers                                    0          0           0             0     
Richard H. Powers                                 0          0           0             0     
Gilberto Pozzi                   Italy            0          0           0             0     
Alberto Pravettoni               Italy            0          0           0             0     

--------------------------                                                      

(16)     Shared with family members.                                            

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                                               ITEM 7     ITEM 8       ITEM 9       ITEM 10  
                                 ITEM 6         SOLE      SHARED        SOLE         SHARED  
                               CITIZENSHIP     VOTING     VOTING     DISPOSITIVE  DISPOSITIVE
                             (UNITED STATES   POWER OF   POWER OF     POWER OF      POWER OF 
          ITEM 1            UNLESS OTHERWISE  UNCOVERED  UNCOVERED    UNCOVERED    UNCOVERED 
NAMES OF REPORTING PERSONS     INDICATED)      SHARES     SHARES       SHARES        SHARES  
--------------------------  ----------------  ---------  ---------   -----------  -----------
                                                                                             
Michael A. Price                                  0          0           0             0     
Scott S. Prince                                   0          0           0             0     
Anthony J. Principato                            56          0          56             0     
Steven D. Pruett                                  0          0           0             0     
Andrew F. Pyne                                    0          0           0             0     
Kevin A. Quinn                                    0          0           0             0     
Stephen D. Quinn                                  0          0           0             0     
William M. Quinn                                  0          0           0             0     
B. Andrew Rabin                                   0          0           0             0     
Jean Raby                        Canada           0          0           0             0     
John J. Rafter                  Ireland           0          0           0             0     
Jonathan C. Raleigh                               0          0           0             0     
Dioscoro-Roy I. Ramos         Philippines         0          0           0             0     
Charlotte P. Ransom                UK             0          0           0             0     
Michael G. Rantz                                  0          0           0             0     
Krishna S. Rao                   India            0          0           0             0     
Philip A. Raper                    UK             0          0           0             0     
Alan M. Rapfogel                                  0          0           0             0     
Sandy C. Rattray                   UK             0          0           0             0     
Joseph Ravitch                                    0          0           0             0     
Sara E. Recktenwald                               0          0           0             0     
Girish V. Reddy                                   0          0           0             0     
Nicholas T. Reid                   UK             0          0           0             0     
David Reilly                       UK             0          0           0             0     
Gene Reilly                                       0          0           0             0     
Arthur J. Reimers III                             0          0           0             0     
Filip A. Rensky                                   0          0           0             0     
Jeffrey A. Resnick                                0          0           0             0     
Richard J. Revell                  UK             0          0           0             0     
Peter Richards                     UK             0          0           0             0     
Jean-Manuel Richier              France           0          0           0             0     
Michael J. Richman                                0          0           0             0     
Thomas S. Riggs III                               0          0           0             0     
James P. Riley, Jr.                               0          0           0             0     
Kirk L. Rimer                                     0          0           0             0     
Kimberly E. Ritrievi                              0          0           0             0     
Louisa G. Ritter                                  0          0           0             0     
Paul M. Roberts                    UK             0          0           0             0     
Richard T. Roberts                                8          0           8             0     
William M. Roberts                                0          0           0             0     
Simon M. Robertson                 UK             0          0           0             0     
Juliet A. Robinson                 UK             0          0           0             0     
Nigel C. B. Robinson               UK             0          0           0             0     
Normann G. Roesch               Germany           0          0           0             0     
Marina L. Roesler              USA/Brazil         0          0           0             0     
James H. Rogan                                    0          0           0             0     
J. David Rogers                                   0        200 (17)      0           200 (17)

--------------------------                                                      
(17)     Shared with family members.                                            

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                                               ITEM 7     ITEM 8      ITEM 9       ITEM 10  
                                 ITEM 6         SOLE      SHARED       SOLE         SHARED  
                               CITIZENSHIP     VOTING     VOTING    DISPOSITIVE  DISPOSITIVE
                             (UNITED STATES   POWER OF   POWER OF    POWER OF      POWER OF 
          ITEM 1            UNLESS OTHERWISE  UNCOVERED  UNCOVERED   UNCOVERED    UNCOVERED 
NAMES OF REPORTING PERSONS     INDICATED)      SHARES     SHARES      SHARES        SHARES  
--------------------------  ----------------  ---------  ---------  -----------  -----------
                                                                                            
John F. W. Rogers                                 0          0          0             0     
Emmanuel Roman                   France           0          0          0             0     
Eileen P. Rominger                                0          0          0             0     
Andrew A. Root                   Canada           0          0          0             0     
Pamela P. Root                                    0          0          0             0     
Clifton P. Rose             New Zealand/USA       0          0          0             0     
Ralph F. Rosenberg                                0          0          0             0     
David J. Rosenblum                                0          0          0             0     
Jacob D. Rosengarten                              0          0          0             0     
Richard J. Rosenstein                             0          0          0             0     
Ivan Ross                                         0          0          0             0     
Lisa A. Rotenberg                                 0          0          0             0     
Marc A. Rothenberg                                0          0          0             0     
Stuart M. Rothenberg                              0          0          0             0     
Michael S. Rotter                                 0          0          0             0     
Thomas A. Roupe                                   0          0          0             0     
Michael S. Rubinoff                               0          0          0             0     
Paul M. Russo                                     0          0          0             0     
John P. Rustum                Ireland/USA         0          0          0             0     
Richard M. Ruzika                                 0          0          0             0     
David C. Ryan                                     0          0          0             0     
David M. Ryan                  Australia          0          0          0             0     
Jeri Lynn Ryan                                    0          0          0             0     
John C. Ryan                                      0          0          0             0     
John J. Ryan                                      0          0          0             0     
Michael D. Ryan                                   0          0          0             0     
Pamela S. Ryan                                    0      1,000          0         1,000     
Katsunori Sago                   Japan            0          0          0             0     
Pablo J. Salame                 Ecuador           0          0          0             0     
Roy J. Salameh                                    0          0          0             0     
J. Michael Sanders                                0          0          0             0     
Allen Sangines-Krause            Mexico         212          0        212             0     
Richard A. Sapp                                   0          0          0             0     
Neil I. Sarnak                                    0          0          0             0     
Joseph Sassoon                   Israel           0          0          0             0     
Atsuko Sato                      Japan            0          0          0             0     
Tsutomu Sato                     Japan          240          0        240             0     
Muneer A. Satter                                  0          0          0             0     
Marc P. Savini                                    0          0          0             0     
Jonathan S. Savitz                                0          0          0             0     
Peter Savitz                                      0          0          0             0     
James E. Sawtell                   UK             0          0          0             0     
Josephine Scesney                                 0          0          0             0     
Paul S. Schapira                 Italy            0          0          0             0     
P. Sheridan Schechner                         1,000          0      1,000             0     
Marcus Schenck                  Germany           0          0          0             0     
Susan J. Scher                                    0          0          0             0     
Gary B. Schermerhorn                              0          0          0             0     
Stephen M. Scherr                                 0          0          0             0     
Clare R. Scherrer                                 0          0          0             0     

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                                                ITEM 7     ITEM 8        ITEM 9       ITEM 10  
                                 ITEM 6          SOLE      SHARED         SOLE         SHARED  
                               CITIZENSHIP      VOTING     VOTING      DISPOSITIVE  DISPOSITIVE
                             (UNITED STATES    POWER OF   POWER OF      POWER OF      POWER OF 
          ITEM 1            UNLESS OTHERWISE   UNCOVERED  UNCOVERED     UNCOVERED    UNCOVERED 
NAMES OF REPORTING PERSONS     INDICATED)       SHARES     SHARES        SHARES        SHARES  
--------------------------  ----------------   ---------  ---------    -----------  -----------
                                                                                               
Howard B. Schiller                                 0          0            0             0     
Erich P. Schlaikjer                                0          0            0             0     
Daniel Schmitz                  Germany            0          0            0             0     
Vivian C. Schneck-Last                             0          0            0             0     
Jeffrey W. Schroeder                               0          0            0             0     
Matthew L. Schroeder                               0          0            0             0     
Antoine Schwartz                 France            0          0            0             0     
Eric S. Schwartz                                   0          0            0             0     
Harvey M. Schwartz                                 0          0            0             0     
Mark Schwartz                                      0          0            0             0     
Thomas M. Schwartz                                 0      1,900 (18)       0         1,900 (18)
Steven M. Scopellite                               0          0            0             0     
David J. Scudellari                                0          0            0             0     
John A. Sebastian                                  0          0            0             0     
Peter A. Seccia                                    0          0            0             0     
Charles B. Seelig, Jr.                             0          0            0             0     
Peter A. Seibold                                   0          0            0             0     
Karen D. Seitz                                     0          0            0             0     
Peter D. Selman                    UK              0          0            0             0     
Anik Sen                           UK              0          0            0             0     
Randolph Sesson, Jr.                               0          0            0             0     
Steven M. Shafran                                  0          0            0             0     
Lisa M. Shalett                                    0          0            0             0     
Richard S. Sharp                   UK              0          0            0             0     
John P. Shaughnessy                                0          0            0             0     
Daniel M. Shefter                                  0          0            0             0     
David G. Shell                                     0          0            0             0     
Heather K. Shemilt               Canada            0          0            0             0     
James M. Sheridan                             32,500          0       32,500             0     
Richard G. Sherlund                                0          0            0             0     
Michael S. Sherwood                UK              0          0            0             0     
Masaru Shibata                   Japan             0          0            0             0     
David A. Shiffman                                  0          0            0             0     
Kunihiko Shiohara                Japan             0          0            0             0     
Abraham Shua                                       0          0            0             0     
Susan E. Sidd                                      0          0            0             0     
Michael H. Siegel                                  0          0            0             0     
Leslie C. Sillcox                                  0          0            0             0     
Ralph J. Silva                                     0          0            0             0     
Harry Silver                                       0          0            0             0     
Howard A. Silverstein                              0          0            0             0     
Gavin Simms                        UK              0          0            0             0     
Victor R. Simone, Jr.                              0          0            0             0     
David T. Simons                                    0          0            0             0     
Christine A. Simpson                               0          0            0             0     
David A. Simpson                   UK              0          0            0             0     
Dinakar Singh                                      0          0            0             0     
Ravi M. Singh                                      0          0            0             0     

--------------------------                                                      

(18)     Shared with family members.                                            

23

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                                               ITEM 7     ITEM 8       ITEM 9       ITEM 10  
                                 ITEM 6         SOLE      SHARED        SOLE         SHARED  
                               CITIZENSHIP     VOTING     VOTING     DISPOSITIVE  DISPOSITIVE
                             (UNITED STATES   POWER OF   POWER OF     POWER OF      POWER OF 
          ITEM 1            UNLESS OTHERWISE  UNCOVERED  UNCOVERED    UNCOVERED    UNCOVERED 
NAMES OF REPORTING PERSONS     INDICATED)      SHARES     SHARES       SHARES        SHARES  
--------------------------  ----------------  ---------  ---------   -----------  -----------
                                                                                             
Ravi Sinha                     India/USA          0          0           0             0     
Edward M. Siskind                                 0          0           0             0     
Christian J. Siva-Jothy            UK             0          0           0             0     
Mark F. Slaughter                                 0          0           0             0     
Guy C. Slimmon                     UK             0          0           0             0     
Jeffrey S. Sloan                                  0          0           0             0     
Linda J. Slotnick                                 0          0           0             0     
Cody J. Smith                                     0      1,000 (19)      0         1,000 (19)
Derek S. Smith                                    0          0           0             0     
Michael M. Smith                                  0          0           0             0     
Sarah E. Smith                     UK             0          0           0             0     
Trevor A. Smith                    UK             0          0           0             0     
John E. Smollen                                   0          0           0             0     
Jonathan S. Sobel                                 0          0           0             0     
David M. Solomon                                  0          0           0             0     
Judah C. Sommer                                   0          0           0             0     
Chong Hon Andrew Song                             0          0           0             0     
Theodore T. Sotir                                 0          0           0             0     
Sergio E. Sotolongo                               0          0           0             0     
Vickrie C. South                                  0          0           0             0     
Daniel L. Sparks                                  0          0           0             0     
Nicholas J. Spencer                UK             0          0           0             0     
Claudia Spiess                Switzerland         0          0           0             0     
Marc A. Spilker                                   0          0           0             0     
Howard Q. Spooner                  UK             0          0           0             0     
Joseph F. Squeri                                  0          0           0             0     
Alec P. Stais                                     0          0           0             0     
Christoph W. Stanger            Austria           0          0           0             0     
Daniel W. Stanton                                 0          0           0             0     
Keith G. Starkey                   UK             0          0           0             0     
Esta E. Stecher                                   0          0           0             0     
Cathrine Steck                                    0          0           0             0     
Fredric E. Steck                                  0          0           0             0     
Robert K. Steel                                   0          0           0             0     
Jean-Michel Steg                 France           0          0           0             0     
Laurence Stein                South Africa        0          0           0             0     
Joseph P. Stevens                                 0          0           0             0     
Chase O. Stevenson                                0          0           0             0     
Richard J. Stingi                                 0          0           0             0     
Raymond S. Stolz                                  0          0           0             0     
Timothy T. Storey                Canada           0          0           0             0     
George C. Strachan                                0          0           0             0     
Patrick M. Street                  UK             0          0           0             0     
Raymond B. Strong, III                            0          0           0             0     
Steven H. Strongin                                0          0           0             0     
Nobumichi Sugiyama               Japan            0          0           0             0     
Christopher P. Sullivan       USA/Ireland         0          0           0             0     

--------------------------                                                      
(19)     Shared with family members.                                            

24

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                                                 ITEM 7     ITEM 8      ITEM 9       ITEM 10  
                                  ITEM 6          SOLE      SHARED       SOLE         SHARED  
                                CITIZENSHIP      VOTING     VOTING    DISPOSITIVE  DISPOSITIVE
                              (UNITED STATES    POWER OF   POWER OF    POWER OF      POWER OF 
          ITEM 1             UNLESS OTHERWISE   UNCOVERED  UNCOVERED   UNCOVERED    UNCOVERED 
NAMES OF REPORTING PERSONS      INDICATED)       SHARES     SHARES      SHARES        SHARES  
--------------------------   ----------------   ---------  ---------  -----------  -----------
                                                                                              
Patrick Sullivan                                    0          0          0             0     
Johannes R. Sulzberger           Austria            0          0          0             0     
Hsueh J. Sung                     Taiwan            0          0          0             0     
Howard B. Surloff                                   0          0          0             0     
Richard J. Sussman                                  0          0          0             0     
Peter D. Sutherland S.C.         Ireland            0          0          0             0     
Watanan Suthiwartnarueput        Thailand           0          0          0             0     
Gary J. Sveva                                       0          0          0             0     
Eric S. Swanson                                     0          0          0             0     
Gene T. Sykes                                       0          0          0             0     
Morgan C. Sze                                       0          0          0             0     
Shahriar Tadjbakhsh                                 0          0          0             0     
Kunio Tahara                      Japan             0          0          0             0     
Thomas P. Takacs                                  972          0        972             0     
Ronald K. Tanemura                UK/USA            0          0          0             0     
Kui F. Tang                    China (PRC)          0          0          0             0     
Caroline H. Taylor                  UK              0          0          0             0     
Greg W. Tebbe                                       0          0          0             0     
Roland W. Tegeder                Germany            0          0          0             0     
Thomas D. Teles                                     0          0          0             0     
David H. Tenney                                     0          0          0             0     
Mark R. Tercek                                      0          0          0             0     
Donald F. Textor                                    0          0          0             0     
John L. Thornton                                    0          0          0             0     
Stephen M. Thurer                                   0          0          0             0     
Nicolas F. Tiffou                 France            0          0          0             0     
Elena B. Titova             Russian Federation      0          0          0             0     
Daisuke Toki                      Japan             0          0          0             0     
Peter K. Tomozawa                                   0          0          0             0     
Massimo Tononi                    Italy             0          0          0             0     
Brian J. Toolan                                     0          0          0             0     
Serena Torielli                   Italy             0          0          0             0     
John R. Tormondsen                                  0          0          0             0     
Frederick Towfigh                                   0          0          0             0     
John L. Townsend III                                0          0          0             0     
Mark J. Tracey                      UK              0          0          0             0     
Stephen S. Trevor                                   0          0          0             0     
Byron D. Trott                                      0          0          0             0     
Michael A. Troy                                     0          0          0             0     
Daniel Truell                       UK              0          0          0             0     
Donald J. Truesdale                                 0          0          0             0     
Irene Y. Tse                    Hong Kong           0          0          0             0     
Robert B. Tudor III                                 0          0          0             0     
Thomas E. Tuft                                      0          0          0             0     
John Tumilty                        UK              0          0          0             0     
Barry S. Turkanis                                   0          0          0             0     
Malcolm B. Turnbull             Australia           0          0          0             0     
Christopher H. Turner                               0          0          0             0     
Gareth N. Turner                  Canada            0          0          0             0     
Greg A. Tusar                                       0          0          0             0     

25

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                                               ITEM 7     ITEM 8       ITEM 9       ITEM 10  
                                 ITEM 6         SOLE      SHARED        SOLE         SHARED  
                               CITIZENSHIP     VOTING     VOTING     DISPOSITIVE  DISPOSITIVE
                             (UNITED STATES   POWER OF   POWER OF     POWER OF      POWER OF 
          ITEM 1            UNLESS OTHERWISE  UNCOVERED  UNCOVERED    UNCOVERED    UNCOVERED 
NAMES OF REPORTING PERSONS     INDICATED)      SHARES     SHARES       SHARES        SHARES  
--------------------------  ----------------  ---------  ---------   -----------  -----------
                                                                                             
Eiji Ueda                        Japan            0          0           0             0     
Scott B. Ullem                                    0          0           0             0     
Kaysie P. Uniacke                                 0          0           0             0     
Can Uran                                          0          0           0             0     
John E. Urban                                     0          0           0             0     
Lucas van Praag                    UK             0          0           0             0     
Hugo H. Van Vredenburch     The Netherlands       0          0           0             0     
Frederick G. Van Zijl                             0          0           0             0     
Lee G. Vance                                      0          0           0             0     
Ashok Varadhan                                    0          0           0             0     
Corrado P. Varoli                Canada           0          0           0             0     
John J. Vaske                                     0          0           0             0     
Philip J. Venables                 UK             0          0           0             0     
Robin A. Vince                     UK             0          0           0             0     
David A. Viniar                                   0          0           0             0     
Andrea A. Vittorelli             Italy            0          0           0             0     
Alejandro Vollbrechthausen       Mexico           0          0           0             0     
Barry S. Volpert                                 20          0          20             0     
Casper W. Von Koskull           Finland           0          0           0             0     
David H. Voon                                     0          0           0             0     
Robert T. Wagner                                  0          0           0             0     
John E. Waldron                                   0          0           0             0     
George H. Walker IV                               0         10 (20)      0            10 (20)
Joann B. Walker                                   0          0           0             0     
Thomas B. Walker III                              0          0           0             0     
Robert P. Wall                                    0          0           0             0     
Steven A. Wallace                  UK             0          0           0             0     
Berent A. Wallendahl             Norway           0          0           0             0     
David R. Walton                    UK             0          0           0             0     
Hsueh-Ming Wang                                   0          0           0             0     
Theodore T. Wang              China (PRC)         0          0           0             0     
Patrick J. Ward                                   0          0           0             0     
Michael W. Warren                  UK             0          0           0             0     
Peter J. Warren                    UK             0          0           0             0     
Haruko Watanuki                  Japan            0          0           0             0     
Jerry T. Wattenberg                               0          0           0             0     
Mark K. Weeks                      UK             0          0           0             0     
David M. Weil                                     0          0           0             0     
Theodor Weimer                  Germany           0          0           0             0     
John S. Weinberg                                  0          0           0             0     
Peter A. Weinberg                                 0          0           0             0     
Gregg S. Weinstein                                0          0           0             0     
Scott R. Weinstein                                0          0           0             0     
Mark S. Weiss                                     0          0           0             0     
Richard A. Weissmann                              0          0           0             0     
George W. Wellde, Jr.                             0          0           0             0     
Christopher S. Wendel                             0          0           0             0     

--------------------------                                                      
(20)     Shared with family members.                                            

26

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                                                 ITEM 7     ITEM 8      ITEM 9       ITEM 10  
                                  ITEM 6          SOLE      SHARED       SOLE         SHARED  
                                CITIZENSHIP      VOTING     VOTING    DISPOSITIVE  DISPOSITIVE
                              (UNITED STATES    POWER OF   POWER OF    POWER OF      POWER OF 
          ITEM 1             UNLESS OTHERWISE   UNCOVERED  UNCOVERED   UNCOVERED    UNCOVERED 
NAMES OF REPORTING PERSONS      INDICATED)       SHARES     SHARES      SHARES        SHARES  
--------------------------   ----------------   ---------  ---------  -----------  -----------
                                                                                              
Martin M. Werner                  Mexico            0          0          0             0     
Richard T. Wertz                                    0          0          0             0     
Lance N. West                                       0          0          0             0     
Matthew Westerman                   UK              0          0          0             0     
Barbara A. White                                    0          0          0             0     
Eileen M. White                                     0          0          0             0     
Melanie J. White                    UK              0          0          0             0     
William Wicker                                      0          0          0             0     
A. Carver Wickman                                   0          0          0             0     
Elisha Wiesel                                       0          0          0             0     
C. Howard Wietschner                                0          0          0             0     
David D. Wildermuth                                 0          0          0             0     
Edward R. Wilkinson                                83          0         83             0     
Kevin L. Willens                                    0          0          0             0     
Susan A. Willetts                                   0          0          0             0     
Anthony G. Williams                 UK              0          0          0             0     
Christopher G. Williams             UK              0          0          0             0     
Gary W. Williams                                    0          0          0             0     
Meurig R. Williams                  UK              0          0          0             0     
Todd A. Williams                                   90          0         90             0     
John S. Willian                                     0          0          0             0     
Kenneth W. Willman                                  0          0          0             0     
Keith R. Wills                      UK              0          0          0             0     
Deborah B. Wilkens             Germany/USA          0          0          0             0     
Andrew F. Wilson               New Zealand          0          0          0             0     
Kendrick R. Wilson III                              0          0          0             0     
Kurt D. Winkelmann                                  0          0          0             0     
Jon Winkelried                                      0          0          0             0     
Steven J. Wisch                                     0          0          0             0     
Michael S. Wishart                                  0          0          0             0     
Samuel J. Wisnia                  France            0          0          0             0     
Richard E. Witten                                   0          0          0             0     
Alexander D. Wohl                                   0          0          0             0     
William H. Wolf, Jr.                                0          0          0             0     
Melinda B. Wolfe                                    0          0          0             0     
Tracy R. Wolstencroft                               0          0          0             0     
Jon A. Woodruf                                      0          0          0             0     
Neil J. Wright                      UK              0          0          0             0     
Denise A. Wyllie                    UK              0          0          0             0     
Zi Wang Xu                  Canada/China (PRC)      0          0          0             0     
Richard A. Yacenda                                  0          0          0             0     
Tetsufumi Yamakawa                Japan             0          0          0             0     
Yasuyo Yamazaki                   Japan             0          0          0             0     
Anne Yang                                           0          0          0             0     
Danny O. Yee                                        0          0          0             0     
Shinichi Yokote                   Japan             0          0          0             0     
Jaime E. Yordan                                     0          0          0             0     
W. Thomas York, Jr.                                 0          0          0             0     
Wassim G. Younan                 Lebanon            0          0          0             0     

27

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                                                       ITEM 7     ITEM 8         ITEM 9       ITEM 10      
                                         ITEM 6         SOLE      SHARED          SOLE         SHARED      
                                       CITIZENSHIP     VOTING     VOTING       DISPOSITIVE  DISPOSITIVE    
                                     (UNITED STATES   POWER OF   POWER OF       POWER OF      POWER OF     
          ITEM 1                    UNLESS OTHERWISE  UNCOVERED  UNCOVERED      UNCOVERED    UNCOVERED     
NAMES OF REPORTING PERSONS             INDICATED)      SHARES     SHARES         SHARES        SHARES      
--------------------------          ----------------  ---------  ---------     -----------  -----------    
                                                                                                           
Paul M. Young                                             0              0         0                 0     
William J. Young                                          0              0         0                 0     
Sanaz Zaimi                                UK             0              0         0                 0     
Michael J. Zamkow                                         0             40 (21)    0                40 (21)
Peter J. Zangari                                          0              0         0                 0     
Paolo Zannoni                            Italy            0              0         0                 0     
Yoel Zaoui                               France           0              0         0                 0     
Gregory H. Zehner                                         0              0         0                 0     
Jide J. Zeitlin                                           0              0         0                 0     
Gregory Zenna                                             0              0         0                 0     
Yi Kevin Zhang                        China (PRC)         0              0         0                 0     
Joan H. Zief                                              0              0         0                 0     
John W. Ziegler                                           0              0         0                 0     
Joseph R. Zimmel                                          0              0         0                 0     
James P. Ziperski                                         0              0         0                 0     
Barry L. Zubrow                                           0              0         0                 0     
Mark A. Zurack                                            0              0         0                 0     

Shares held by 75 private                 N/A             0      1,357,050         0         1,357,050     
charitable foundations established                                                                         
by  75 Covered Persons each of                                                                             
whom is a co-trustee of one or                                                                             
more of such private charitable                                                                            
foundations(22)                                                                                            

--------------------------                                                      
(21)     Shared with family members.                                            

(22)     Each Covered Person disclaims beneficial ownership of all such shares  
of Common Stock.                                              

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                                            ITEM 6        ITEM 7     ITEM 8      ITEM 9      ITEM 10   
                                           PLACE OF        SOLE      SHARED       SOLE        SHARED   
                                         ORGANIZATION     VOTING     VOTING    DISPOSITIVE  DISPOSITIVE
                                          (NEW YORK      POWER OF   POWER OF     POWER OF     POWER OF 
          ITEM 1                       UNLESS OTHERWISE  UNCOVERED  UNCOVERED   UNCOVERED    UNCOVERED 
NAMES OF REPORTING PERSONS               INDICATED)       SHARES      SHARES      SHARES       SHARES  
--------------------------             ----------------  ---------  ---------  -----------  -----------
                                                                                                       
TRUSTS                                                                                                 

2002 Avi M. Nash Grantor Retained                                                                      
     Annuity Trust                                            0         0          0            0      
2002 Danny O. Yee Grantor Retained                                                                     
     Annuity Trust                                            0         0          0            0      
2002 Douglas W. Kimmelman Grantor                                                                      
     Retained Annuity Trust                                   0         0          0            0      
2002 James M. Sheridan Grantor                                                                         
     Retained Annuity Trust                                   0         0          0            0      
2002 Mary Ann Casati Grantor Retained                                                                  
     Annuity Trust                                            0         0          0            0      
2002 Scott S. Prince Grantor Retained                                                                  
     Annuity Trust                                            0         0          0            0      
2003 Scott S. Prince Grantor Retained                                                                  
    Annuity Trust                                             0         0          0            0      
2003 Danny O. Yee Grantor Retained                                                                     
     Annuity Trust                                            0         0          0            0      
The Abby Joseph Cohen 2000 Family                                                                      
    Trust                                                     0         0          0            0      
The Abby Joseph Cohen 2002 Annuity                                                                     
     Trust I                                                  0         0          0            0      
The Abby Joseph Cohen 2002 Annuity                                                                     
     Trust II                                                 0         0          0            0      
The Abby Joseph Cohen 2003 Annuity                                                                     
     Trust I                                                  0         0          0            0      
The Abby Joseph Cohen 2003 Annuity                                                                     
     Trust II                                                 0         0          0            0      
The Adina R. Lopatin 2000 Trust                               0         0          0            0      
The Alexander H. Witten 2000 Trust                            0         0          0            0      
The Alexander I. Berlinski 2000 Trust                         0         0          0            0      
The Alexander Litzenberger Remainder                                                                   
    Trust                                                     0         0          0            0      
The Alexandra D. Steel 2000 Trust                                                                      
The Alexis Blood 2000 Trust                                                                            
The Alyssa Blood 2000 Trust                                   0         0          0            0      
The Amanda Liann Mead 2000 Trust                              0         0          0            0      
Anahue Trust (23)                            Jersey           0         0          0            0      
Andrew L. Fippinger-Millennium                                                                         
    Trust (24)                                                0         0          0            0      

-------------------------------------                                           
(23)     Created by Andrew A. Chisholm.                                         

(24)     Created by Ann F. Kaplan.                                              

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                                             ITEM 6        ITEM 7     ITEM 8      ITEM 9      ITEM 10   
                                            PLACE OF        SOLE      SHARED       SOLE        SHARED   
                                          ORGANIZATION     VOTING     VOTING    DISPOSITIVE  DISPOSITIVE
                                           (NEW YORK      POWER OF   POWER OF     POWER OF     POWER OF 
          ITEM 1                        UNLESS OTHERWISE  UNCOVERED  UNCOVERED   UNCOVERED    UNCOVERED 
NAMES OF REPORTING PERSONS                INDICATED)       SHARES      SHARES      SHARES       SHARES  
--------------------------              ----------------  ---------  ---------  -----------  -----------
                                                                                                        
The Andrew M. Alper 2002 Annuity                                                                        
     Trust I                                                   0         0          0            0      
The Andrew M. Alper 2002 Annuity                                                                        
    Trust II                                                   0         0          0            0      
The Andrew M. Alper 2003 Annuity                                                                        
    Trust I                                                    0         0          0            0      
The Andrew M. Alper 2003 Annuity                                                                        
    Trust II                                                   0         0          0            0      
The Andrew M. Gordon 2000 Family Trust                         0         0          0            0      
The Anne R. Witten 2000 Trust                                  0         0          0            0      
The Anne Sullivan Wellde 2000 Trust                            0         0          0            0      
The Anthony D. Lauto 2000 Family Trust                         0         0          0            0      
The Anthony D. Lauto 2002 Annuity                                                                       
     Trust I                                                   0         0          0            0      
The Anthony D. Lauto 2002 Annuity                                                                       
    Trust II                                                   0         0          0            0      
The Anthony D. Lauto 2003 Annuity                                                                       
    Trust I                                                    0         0          0            0      
The Anthony D. Lauto 2003 Annuity                                                                       
    Trust II                                                   0         0          0            0      
The Arthur J. Reimers, III Defective                                                                    
    Trust 2000                             Connecticut         0         0          0            0      
The Avi M. Nash 2000 Family Trust                              0         0          0            0      
The Bari Marissa Schwartz 2000 Trust                           0         0          0            0      
Barry A. Kaplan 2000 Family Trust                              0         0          0            0      
Barry A. Kaplan 2002 GRAT                                      0         0          0            0      
Barry A. Kaplan 2003 GRAT                                      0         0          0            0      
The Barry L. Zubrow 2000 Family Trust                          0         0          0            0      
The Barry L. Zubrow 2002 Annuity                                                                        
     Trust I                                                   0         0          0            0      
The Barry L. Zubrow 2002 Annuity                                                                        
    Trust II                                                   0         0          0            0      
Beller 2002 GRAT                                               0         0          0            0      
Beller 2003 GRAT                                               0         0          0            0      
Beller 2003 Family Trust                                       0         0          0            0      
The Beller/Moses Trust                                         0         0          0            0      
The Benjamin H. Sherlund 2000 Trust                            0         0          0            0      
The Benjamin Kraus 2000 Trust                                  0         0          0            0      
The Bradford C. Koenig 2001 Family                                                                      
    Trust                                                      0         0          0            0      
The Bradford C. Koenig 2002 Annuity                                                                     
     Trust I                                                   0         0          0            0      

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                                             ITEM 6        ITEM 7     ITEM 8      ITEM 9      ITEM 10   
                                            PLACE OF        SOLE      SHARED       SOLE        SHARED   
                                          ORGANIZATION     VOTING     VOTING    DISPOSITIVE  DISPOSITIVE
                                           (NEW YORK      POWER OF   POWER OF     POWER OF     POWER OF 
          ITEM 1                        UNLESS OTHERWISE  UNCOVERED  UNCOVERED   UNCOVERED    UNCOVERED 
NAMES OF REPORTING PERSONS                INDICATED)       SHARES      SHARES      SHARES       SHARES  
--------------------------              ----------------  ---------  ---------  -----------  -----------
                                                                                                        
The Bradley Abelow Family 2000 Trust                           0         0          0            0      
The Brian Patrick Minehan 2001                                                                          
    Trust (25)                                                 0         0          0            0      
The Caceres Novogratz Family Trust                             0         0          0            0      
The Carlos A. Cordeiro Trust                                   0         0          0            0      
The Charlotte Steel 2000 Trust                                 0         0          0            0      
The Charlotte Textor 2000 Trust                                0         0          0            0      
The Christopher A. Cole 2000 Family                                                                     
    Trust                                                      0         0          0            0      
The Christopher A. Cole 2002 Annuity                                                                    
     Trust I                                                   0         0          0            0      
The Christopher A. Cole 2002 Annuity                                                                    
    Trust II                                                   0         0          0            0      
The Christopher A. Cole 2003 Annuity                                                                    
    Trust I                                                    0         0          0            0      
The Christopher A. Cole 2003 Annuity                                                                    
    Trust II                                                   0         0          0            0      
The Christopher K. Norton 2000 Family                                                                   
    Trust                                                      0         0          0            0      
The Christopher Palmisano Remainder                                                                     
    Trust (26)                                                 0         0          0            0      
The Christopher Ryan Tortora 2000                                                                       
    Trust                                                      0         0          0            0      
The Cody J Smith 2000 Family Trust                             0         0          0            0      
The Cody J Smith 2002 Annuity Trust I                          0         0          0            0      
The Cody J Smith 2002 Annuity Trust II                         0         0          0            0      
The Connie K. Duckworth 2000 Family                                                                     
    Trust                                                      0         0          0            0      
Dangui Trust (27)                                              0         0          0            0      
The Daniel Alexander Schwartz 2000                                                                      
    Trust                                                      0         0          0            0      
The Daniel M. Neidich 2002 Annuity                                                                      
     Trust I                                                   0         0          0            0      
The Daniel M. Neidich 2002 Annuity                                                                      
    Trust II                                                   0         0          0            0      
The Daniel M. Neidich 2003 Annuity                                                                      
    Trust I                                                    0         0          0            0      
The Daniel M. Neidich 2003 Annuity                                                                      
    Trust II                                                   0         0          0            0      

-----------------------------                                                   
(25)     Created by E. Gerald Corrigan.                                         

(26)     Created by Robert H. Litzenberger.                                     

(27)     Created by Emmanuel Roman.                                             

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                                             ITEM 6        ITEM 7     ITEM 8      ITEM 9      ITEM 10   
                                            PLACE OF        SOLE      SHARED       SOLE        SHARED   
                                          ORGANIZATION     VOTING     VOTING    DISPOSITIVE  DISPOSITIVE
                                           (NEW YORK      POWER OF   POWER OF     POWER OF     POWER OF 
          ITEM 1                        UNLESS OTHERWISE  UNCOVERED  UNCOVERED   UNCOVERED    UNCOVERED 
NAMES OF REPORTING PERSONS                INDICATED)       SHARES      SHARES      SHARES       SHARES  
--------------------------              ----------------  ---------  ---------  -----------  -----------
                                                                                                        
The Daniel W. Stanton 2002 Annuity                                                                      
     Trust I                                                   0         0          0            0      
The Daniel W. Stanton 2002 Annuity                                                                      
    Trust II                                                   0         0          0            0      
The Daniel W. Stanton II 2000 Trust                            0         0          0            0      
The Danny O. Yee Trust                                         0         0          0            0      
The David B. Ford 2002 Annuity Trust                                                                    
    dtd as of 6/26/2002                    Pennsylvania        0         0          0            0      
The David B. Ford 2003 Annuity Trust                                                                    
    dtd as of 6/26/2003                    Pennsylvania        0         0          0            0      
The David B. Heller 2000 Family Trust                          0         0          0            0      
The David G. Lambert 2000 Family Trust                         0         0          0            0      
The David G. Lambert 2002 Annuity                                                                       
     Trust I                                                   0         0          0            0      
The David G. Lambert 2002 Annuity                                                                       
    Trust II                                                   0         0          0            0      
The David L. Henle 2000 Family Trust                           0         0          0            0      
The David L. Henle 2002 Annuity Trust                                                                   
     I                                                         0         0          0            0      
The David L. Henle 2002 Annuity Trust                                                                   
    II                                                         0         0          0            0      
The David L. Henle 2003 Annuity Trust                                                                   
     I                                                         0         0          0            0      
The David L. Henle 2003 Annuity Trust                                                                   
     II                                                        0         0          0            0      
The David M. Baum Family 2000 Trust         New Jersey         0         0          0            0      
The David Viniar 2002 Annuity Trust I                          0         0          0            0      
The David Viniar 2002 Annuity Trust II                         0         0          0            0      
The David Viniar 2003 Annuity Trust I                          0         0          0            0      
The David Viniar 2003 Annuity Trust II                         0         0          0            0      
The David W. Blood 2002 Annuity Trust                                                                   
     I                                                         0         0          0            0      
The David W. Blood 2002 Annuity Trust                                                                   
    II                                                         0         0          0            0      
The Donald F. Textor 2002 Annuity                                                                       
     Trust I                                                   0         0          0            0      
The Donald F. Textor 2002 Annuity                                                                       
    Trust II                                                   0         0          0            0      
The Donald F. Textor 2003 Annuity                                                                       
     Trust I                                                   0         0          0            0      

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                                             ITEM 6        ITEM 7     ITEM 8      ITEM 9      ITEM 10   
                                            PLACE OF        SOLE      SHARED       SOLE        SHARED   
                                          ORGANIZATION     VOTING     VOTING    DISPOSITIVE  DISPOSITIVE
                                           (NEW YORK      POWER OF   POWER OF     POWER OF     POWER OF 
          ITEM 1                        UNLESS OTHERWISE  UNCOVERED  UNCOVERED   UNCOVERED    UNCOVERED 
NAMES OF REPORTING PERSONS                INDICATED)       SHARES      SHARES      SHARES       SHARES  
--------------------------              ----------------  ---------  ---------  -----------  -----------
                                                                                                        
The Donald F. Textor 2003 Annuity                                                                       
     Trust II                                                  0         0          0            0      
The Douglas W. Kimmelman Trust                                 0         0          0            0      
The E. Gerald Corrigan 2002 Annuity                                                                     
     Trust I                                                   0         0          0            0      
The E. Gerald Corrigan 2003 Annuity                                                                     
     Trust I                                                   0         0          0            0      
The Eaddy Adele Kiernan 2000 Trust                             0         0          0            0      
The Edward C. Forst 2000 Family Trust                          0         0          0            0      
The Edward C. Forst 2002 Annuity                                                                        
     Trust I                                                   0         0          0            0      
The Edward C. Forst 2002 Annuity                                                                        
    Trust II                                                   0         0          0            0      
The Edward Scott Mead 2001 Annuity                                                                      
    Trust I                                                    0         0          0            0      
The Edward Scott Mead 2002 Annuity                                                                      
     Trust I                                                   0         0          0            0      
The Edward Scott Mead 2002 Annuity                                                                      
    Trust II                                                   0         0          0            0      
The Edward Scott Mead 2003 Annuity                                                                      
    Trust I                                                    0         0          0            0      
The Edward Scott Mead 2003 Annuity                                                                      
    Trust II                                                   0         0          0            0      
Eff Warren Martin 2000 Children's                                                                       
    Trust                                   California         0         0          0            0      
The Elizabeth Anne Corrigan 2000 Trust                         0         0          0            0      
The Elizabeth H. Coulson 2000 Trust                            0         0          0            0      
The Elizabeth L. Heller 2000 Trust                             0         0          0            0      
The Elizabeth Lin Mead 2000 Trust                              0         0          0            0      
The Elizabeth M. Stanton 2000 Trust                            0         0          0            0      
The Elizabeth Steel 2000 Trust                                 0         0          0            0      
The Ellie Dorit Neustein 2000 Trust                            0         0          0            0      
The Emily Austen Katz 2000 Trust                               0         0          0            0      
The Emily Stecher 2000 Trust                                   0         0          0            0      
The Emma M.L. Mead 2000 Trust                                  0         0          0            0      
The Eric Fithian 2000 Trust (28)                               0         0          0            0      
The Erin Marie Tormondsen 2000 Trust                           0         0          0            0      
The Esta Eiger Stecher 2002 Annuity                                                                     
     Trust I                                                   0         0          0            0      

--------------------------------                                                
(28)     Created by David A. Viniar.                                            

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                                             ITEM 6        ITEM 7     ITEM 8      ITEM 9      ITEM 10   
                                            PLACE OF        SOLE      SHARED       SOLE        SHARED   
                                          ORGANIZATION     VOTING     VOTING    DISPOSITIVE  DISPOSITIVE
                                           (NEW YORK      POWER OF   POWER OF     POWER OF     POWER OF 
          ITEM 1                        UNLESS OTHERWISE  UNCOVERED  UNCOVERED   UNCOVERED    UNCOVERED 
NAMES OF REPORTING PERSONS                INDICATED)       SHARES      SHARES      SHARES       SHARES  
--------------------------              ----------------  ---------  ---------  -----------  -----------
                                                                                                        
The Esta Eiger Stecher 2002 Annuity                                                                     
    Trust II                                                   0         0          0            0      
The Esta Eiger Stecher 2003 Annuity                                                                     
     Trust I                                                   0         0          0            0      
The Esta Eiger Stecher 2003 Annuity                                                                     
     Trust II                                                  0         0          0            0      
The Evans Trust (29)                                           0         0          0            0      
The Francis J. Ingrassia 2000 Family                                                                    
    Trust                                                      0         0          0            0      
The Francis J. Ingrassia 2002 Annuity                                                                   
     Trust I                                                   0         0          0            0      
The Francis J. Ingrassia 2002 Annuity                                                                   
     Trust II                                                  0         0          0            0      
The Frank L. Coulson III 2000 Trust                            0         0          0            0      
The Fredric E. Steck 2000 Family Trust                         0         0          0            0      
The Fredric E. Steck 2002 Annuity                                                                       
     Trust I                                                   0         0          0            0      
The Fredric E. Steck 2002 Annuity                                                                       
    Trust II                                                   0         0          0            0      
The Fredric E. Steck 2003 Annuity                                                                       
     Trust I                                                   0         0          0            0      
The Fredric E. Steck 2003 Annuity                                                                       
     Trust II                                                  0         0          0            0      
Gary D. Cohn 2000 Family Trust                                 0         0          0            0      
The Gary W. Williams 2001 Trust                                0         0          0            0      
The Gene Tiger Sykes 2001 Family Trust                         0         0          0            0      
The Gene Tiger Sykes 2002 Annuity                                                                       
     Trust I                                                   0         0          0            0      
The Gene Tiger Sykes 2002 Annuity                                                                       
    Trust II                                                   0         0          0            0      
The Gene Tiger Sykes 2003 Annuity                                                                       
     Trust I                                                   0         0          0            0      
The Gene Tiger Sykes 2003 Annuity                                                                       
     Trust II                                                  0         0          0            0      
The Geoffrey T. Grant 2000 Family                                                                       
    Trust                                                      0         0          0            0      
The George H. Walker 2000 Family Trust                         0         0          0            0      
The George H. Walker 2002 Annuity                                                                       
     Trust I                                                   0         0          0            0      
The George H. Walker 2002 Annuity                                                                       
    Trust II                                                   0         0          0            0      
The George W. Wellde, Jr. 2002                                                                          
     Annuity Trust I                                           0         0          0            0      

------------------------------                                                  
(29)     Created by W. Mark Evans.                                              

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                                            ITEM 6        ITEM 7     ITEM 8      ITEM 9      ITEM 10   
                                           PLACE OF        SOLE      SHARED       SOLE        SHARED   
                                         ORGANIZATION     VOTING     VOTING    DISPOSITIVE  DISPOSITIVE
                                          (NEW YORK      POWER OF   POWER OF     POWER OF     POWER OF 
          ITEM 1                       UNLESS OTHERWISE  UNCOVERED  UNCOVERED   UNCOVERED    UNCOVERED 
NAMES OF REPORTING PERSONS               INDICATED)       SHARES      SHARES      SHARES       SHARES  
--------------------------             ----------------  ---------  ---------  -----------  -----------
                                                                                                       
The George W. Wellde, Jr. 2002                                                                         
     Annuity Trust II                                         0         0          0            0      
The George William Wellde III 2000                                                                     
     Trust                                                    0         0          0            0      
Ghez 2000 GRAT                                                0         0          0            0      
Ghez 2000 Non-GST-Exempt Trust                                0         0          0            0      
The Girish V. Reddy 2001 Trust                                0         0          0            0      
The Girish V. Reddy Trust                                     0         0          0            0      
The Goldenberg 2000 Family Trust                              0         0          0            0      
The Greg M. Ostroff 2000 Family Trust                         0         0          0            0      
The Gregory D. Cohen 2000 Trust                               0         0          0            0      
The Gregory H. Zehner 2000 Family                                                                      
    Trust                                                     0         0          0            0      
The Gregory K. Palm 2000 Family Trust                         0         0          0            0      
The Gregory K. Palm 2002 Annuity                                                                       
     Trust I                                                  0         0          0            0      
The Gregory K. Palm 2002 Annuity                                                                       
    Trust II                                                  0         0          0            0      
The Gregory K. Palm 2003 Annuity                                                                       
     Trust I                                                  0         0          0            0      
The Gregory K. Palm 2003 Annuity                                                                       
     Trust II                                                 0         0          0            0      
The Guapulo Trust (30)                       Jersey           0         0          0            0      
The Howard A. Silverstein 2000 Family                                                                  
    Trust                                                     0         0          0            0      
The Howard A. Silverstein 2002                                                                         
     Annuity Trust I                                          0         0          0            0      
The Howard A. Silverstein 2002                                                                         
    Annuity Trust II                                          0         0          0            0      
The Howard A. Silverstein 2003                                                                         
     Annuity Trust I                                          0         0          0            0      
The Howard A. Silverstein 2003                                                                         
     Annuity Trust II                                         0         0          0            0      
The Isabelle M.L. Mead 2000 Trust                             0         0          0            0      
The J. David Rogers 2002 Annuity                                                                       
     Trust I                                                  0         0          0            0      
The J. David Rogers 2002 Annuity                                                                       
    Trust II                                                  0         0          0            0      
The J. David Rogers 2003 Annuity                                                                       
     Trust I                                                  0         0          0            0      
The J. David Rogers 2003 Annuity                                                                       
     Trust II                                                 0         0          0            0      

-----------------------------                                                   
(30)     Created by Erland S. Karlsson.                                         

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                                             ITEM 6        ITEM 7     ITEM 8      ITEM 9      ITEM 10   
                                            PLACE OF        SOLE      SHARED       SOLE        SHARED   
                                          ORGANIZATION     VOTING     VOTING    DISPOSITIVE  DISPOSITIVE
                                           (NEW YORK      POWER OF   POWER OF     POWER OF     POWER OF 
          ITEM 1                        UNLESS OTHERWISE  UNCOVERED  UNCOVERED   UNCOVERED    UNCOVERED 
NAMES OF REPORTING PERSONS                INDICATED)       SHARES      SHARES      SHARES       SHARES  
--------------------------              ----------------  ---------  ---------  -----------  -----------
                                                                                                        
The James Alexander Mead 2000 Trust                            0         0          0            0      
The James M. Sheridan Shares Trust                             0         0          0            0      
The James M. Sheridan Trust                                    0         0          0            0      
The James Nicholas Katz 2000 Trust                             0         0          0            0      
James P. Riley, Jr. 2000 Family Trust                          0         0          0            0      
The James P. Riley, Jr. 2002 Family                                                                     
     GST Trust                                                 0         0          0            0      
The Jason Kraus 2000 Trust                      UK             0         0          0            0      
The Jason William Tortora 2000 Trust                           0         0          0            0      
The Jeffrey D. Witten 2000 Trust                               0         0          0            0      
The Jennifer Lauren Alper 2000 Trust                           0         0          0            0      
JG 2000 Trust (31)                                             0         0          0            0      
JG 2000 Trust (continuing trust) (31)                          0         0          0            0      
JG 2002 GRAT (31)                                              0         0          0            0      
JG 2003 GRAT (31)                                              0         0          0            0      
JG 2003 Family Trust (31)                                      0         0          0            0      
The John J. Powers 2000 Family Trust                           0         0          0            0      
The John O. Downing 2000 Family Trust                          0         0          0            0      
The John O. Downing 2002 Annuity                                                                        
     Trust I                                                   0         0          0            0      
The John O. Downing 2002 Annuity                                                                        
    Trust II                                                   0         0          0            0      
The John O. Downing 2003 Annuity                                                                        
    Trust I                                                    0         0          0            0      
The John P. Curtin, Jr. 2000 Family                                                                     
    Trust                                                      0         0          0            0      
The John P. Curtin, Jr. 2001 Annuity                                                                    
    Trust I                                                    0         0          0            0      
The John R. Tormondsen 2002 Annuity                                                                     
     Trust I                                                   0         0          0            0      
The John R. Tormondsen 2002 Annuity                                                                     
    Trust II                                                   0         0          0            0      
The John R. Tormondsen 2003 Annuity                                                                     
     Trust I                                                   0         0          0            0      
The John R. Tormondsen 2003 Annuity                                                                     
     Trust II                                                  0         0          0            0      
The John R. Tormondsen, Jr. 2000 Trust                         0         0          0            0      

-----------------------------                                                   
(31)     Created by Jacob D. Goldfield.                                         

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                                             ITEM 6        ITEM 7     ITEM 8      ITEM 9      ITEM 10   
                                            PLACE OF        SOLE      SHARED       SOLE        SHARED   
                                          ORGANIZATION     VOTING     VOTING    DISPOSITIVE  DISPOSITIVE
                                           (NEW YORK      POWER OF   POWER OF     POWER OF     POWER OF 
          ITEM 1                        UNLESS OTHERWISE  UNCOVERED  UNCOVERED   UNCOVERED    UNCOVERED 
NAMES OF REPORTING PERSONS                INDICATED)       SHARES      SHARES      SHARES       SHARES  
--------------------------              ----------------  ---------  ---------  -----------  -----------
                                                                                                        
The John S. Weinberg 2000 Family Trust                         0         0          0            0      
The John S. Weinberg 2002 Annuity                                                                       
     Trust I                                                   0         0          0            0      
The John S. Weinberg 2002 Annuity                                                                       
    Trust II                                                   0         0          0            0      
The John S. Weinberg 2003 Annuity                                                                       
     Trust I                                                   0         0          0            0      
The John S. Weinberg 2003 Annuity                                                                       
     Trust II                                                  0         0          0            0      
The Jon R. Aisbitt Trust                      Jersey           0         0          0            0      
The Jonathan G. Neidich 2000 Trust                             0         0          0            0      
The Jonathan L. Cohen 2002 Annuity                                                                      
     Trust I                                                   0         0          0            0      
The Jonathan M. Lopatin 2002 Annuity                                                                    
    Trust I                                                    0         0          0            0      
The Jonathan M. Lopatin 2002 Annuity                                                                    
     Trust II                                                  0         0          0            0      
The Jordan Viniar 2000 Trust                                   0         0          0            0      
The Joseph Della Rosa 2000 Family                                                                       
    Trust                                                      0         0          0            0      
The Joseph Della Rosa 2002 Annuity                                                                      
     Trust I                                                   0         0          0            0      
The Joseph Della Rosa 2002 Annuity                                                                      
    Trust II                                                   0         0          0            0      
The Joseph H. Gleberman 2000 Family                                                                     
    Trust                                                      0         0          0            0      
The Joseph H. Gleberman 2002 Annuity                                                                    
    Trust I                                                    0         0          0            0      
The Karen Barlow Corrigan 2000 Trust                           0         0          0            0      
The Karen Rebecca Alper 2000 Trust                             0         0          0            0      
The Karsten Moller & Barbara                                                                            
    Kahn-Moller Trust                         Jersey           0         0          0            0      
The Katherine A. M. Stanton 2000 Trust                         0         0          0            0      
The Katheryn C. Coulson 2000 Trust                             0         0          0            0      
The Kathryn Margaret Wellde 2000 Trust                         0         0          0            0      
The Kelsey Fithian 2000 Trust (32)                             0         0          0            0      
The Kenneth Litzenberger Remainder                                                                      
    Trust                                                      0         0          0            0      
The Kevin W. Kennedy 2000 Family Trust                         0         0          0            0      

------------------------------                                                  
(32)     Created by David A. Viniar.                                            

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                                            ITEM 6        ITEM 7     ITEM 8      ITEM 9      ITEM 10   
                                           PLACE OF        SOLE      SHARED       SOLE        SHARED   
                                         ORGANIZATION     VOTING     VOTING    DISPOSITIVE  DISPOSITIVE
                                          (NEW YORK      POWER OF   POWER OF     POWER OF     POWER OF 
          ITEM 1                       UNLESS OTHERWISE  UNCOVERED  UNCOVERED   UNCOVERED    UNCOVERED 
NAMES OF REPORTING PERSONS               INDICATED)       SHARES      SHARES      SHARES       SHARES  
--------------------------             ----------------  ---------  ---------  -----------  -----------
                                                                                                       
The Kevin W. Kennedy 2001 Siblings                                                                     
    Trust                                                     0         0          0            0      
The Kevin W. Kennedy 2002 Annuity                                                                      
     Trust I                                                  0         0          0            0      
The Kevin W. Kennedy 2002 Annuity                                                                      
     Trust II                                                 0         0          0            0      
The Kevin W. Kennedy 2002 Annuity                                                                      
    Trust III                                                 0         0          0            0      
The Kevin W. Kennedy 2003 Annuity                                                                      
    Trust I                                                   0         0          0            0      
The Kevin W. Kennedy 2003 Annuity                                                                      
    Trust II                                                  0         0          0            0      
The Kevin W. Kennedy 2003 Annuity                                                                      
    Trust III                                                 0         0          0            0      
The Kimberly Lynn Macaione 2000                                                                        
    Trust (33)                                                0         0          0            0      
The Kimberly R. Textor 2000 Trust                             0         0          0            0      
The Kipp M. Nelson Trust                                      0         0          0            0      
The Kuala Trust (34)                        Jersey            0         0          0            0      
The Kyle F. Textor 2000 Trust                                                                          
The Lauren Schiller 2000 Trust                                0         0          0            0      
The Lawrence R. Buchalter 2000 Family                                                                  
     Trust                                                    0         0          0            0      
Lawrence R. Buchalter 2002 Annuity                                                                     
    Trust I                                                   0         0          0            0      
The Lawrence R. Buchalter 2002                                                                         
    Annuity Trust II                                          0         0          0            0      
The Lee G. Vance 2000 Family Trust                            0         0          0            0      
The Lee G. Vance 2002 Annuity Trust I                         0         0          0            0      
The Leslie C. Sillcox 2003 Annuity                                                                     
     Trust I                                                  0         0          0            0      
The Leslie C. Sillcox 2003 Annuity                                                                     
     Trust II                                                 0         0          0            0      
The Leslie C. Tortora 2002 Annuity                                                                     
     Trust I                                                  0         0          0            0      
The Leslie C. Tortora 2002 Annuity                                                                     
    Trust II                                                  0         0          0            0      
Lloyd C. Blankfein 2000 Family Trust                          0         0          0            0      
The Lloyd C. Blankfein 2002 Annuity                                                                    
    Trust I                                                   0         0          0            0      
The Louise Rice Townsend 2000 Trust                           0         0          0            0      

-------------------------------                                                 
(33)     Created by Frank L. Coulson, Jr.                                       

(34)     Created by Sylvain M. Hefes.                                           

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                                             ITEM 6        ITEM 7     ITEM 8      ITEM 9      ITEM 10   
                                            PLACE OF        SOLE      SHARED       SOLE        SHARED   
                                          ORGANIZATION     VOTING     VOTING    DISPOSITIVE  DISPOSITIVE
                                           (NEW YORK      POWER OF   POWER OF     POWER OF     POWER OF 
          ITEM 1                        UNLESS OTHERWISE  UNCOVERED  UNCOVERED   UNCOVERED    UNCOVERED 
NAMES OF REPORTING PERSONS                INDICATED)       SHARES      SHARES      SHARES       SHARES  
--------------------------              ----------------  ---------  ---------  -----------  -----------
                                                                                                        
M. Roch Hillenbrand Trust f/b/o C.                                                                      
    Justin Hillenbrand                      New Jersey         0         0          0            0      
M. Roch Hillenbrand Trust f/b/o Molly                                                                   
    D. Hillenbrand                          New Jersey         0         0          0            0      
The Mallory G. Neidich 2000 Trust                              0         0          0            0      
The Marc A. Spilker 2000 Family Trust                          0         0          0            0      
The Mark A. Zurack 2000 Family Trust                           0         0          0            0      
The Mark A. Zurack 2000 Issue Trust                            0         0          0            0      
The Mark A. Zurack 2002 Annuity Trust                                                                   
     I                                                         0         0          0            0      
The Mark A. Zurack 2002 Annuity Trust                                                                   
    II                                                         0         0          0            0      
The Mark A. Zurack 2003 Annuity Trust                                                                   
     I                                                         0         0          0            0      
Mark Dehnert Living Trust                    Illinois          0         0          0            0      
The Mark Tercek 2000 Family Trust                              0         0          0            0      
The Mark Tercek 2002 Annuity Trust I                           0         0          0            0      
The Mark Tercek 2002 Annuity Trust II                          0         0          0            0      
The Mark Tercek 2003 Annuity Trust I                           0         0          0            0      
Marks 2000 (continuing trust)                                  0         0          0            0      
The Mary Agnes Reilly Kiernan 2000                                                                      
    Trust                                                      0         0          0            0      
The Mary Ann Casati Trust                                      0         0          0            0      
The Matthew D. Rogers 2000 Trust                               0         0          0            0      
The Maya Bettina Linden 2000 Trust                             0         0          0            0      
Melissa Jane Minehan 2001 Trust (35)                           0         0          0            0      
The Merritt Moore Townsend 2000 Trust                          0         0          0            0      
The Mesdag Family Trust                      Delaware          0         0          0            0      
The Michael A. Price 2000 Family Trust                         0         0          0            0      
The Michael D. Ryan 2000 Family Trust                          0         0          0            0      
The Michael D. Ryan 2002 Annuity                                                                        
    Trust II                                                   0         0          0            0      
The Michael D. Ryan 2003 Annuity                                                                        
    Trust I                                                    0         0          0            0      

------------------------------                                                  
(35)     Created by E. Gerald Corrigan.                                         

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                                             ITEM 6        ITEM 7     ITEM 8      ITEM 9      ITEM 10   
                                            PLACE OF        SOLE      SHARED       SOLE        SHARED   
                                          ORGANIZATION     VOTING     VOTING    DISPOSITIVE  DISPOSITIVE
                                           (NEW YORK      POWER OF   POWER OF     POWER OF     POWER OF 
          ITEM 1                        UNLESS OTHERWISE  UNCOVERED  UNCOVERED   UNCOVERED    UNCOVERED 
NAMES OF REPORTING PERSONS                INDICATED)       SHARES      SHARES      SHARES       SHARES  
--------------------------              ----------------  ---------  ---------  -----------  -----------
                                                                                                        
The Michael J. Zamkow 2000 Family                                                                       
    Trust                                                      0         0          0            0      
The Michael J. Zamkow 2001 Trust                               0         0          0            0      
The Michael J. Zamkow 2002 Annuity                                                                      
     Trust I                                                   0         0          0            0      
The Michael J. Zamkow 2002 Annuity                                                                      
    Trust II                                                   0         0          0            0      
The Michael Stecher 2000 Trust                                 0         0          0            0      
The Milton R. Berlinski 2002 Annuity                                                                    
     Trust I                                                   0         0          0            0      
The Milton R. Berlinski 2002 Annuity                                                                    
    Trust II                                                   0         0          0            0      
The Milton R. Berlinski 2003 Annuity                                                                    
     Trust I                                                   0         0          0            0      
The Milton R. Berlinski 2003 Annuity                                                                    
     Trust II                                                  0         0          0            0      
The Milton R. and Jena M. Berlinski                                                                     
     2003 Life Insurance Trust                                 0         0          0            0      
The Mossavar-Rahmani 2000 Family Trust                         0         0          0            0      
Murphy 2000 (continuing trust) (36)                            0         0          0            0      
Murphy 2002 GRAT (36)                                          0         0          0            0      
The Natalie Cailyn Rogers 2000 Trust                           0         0          0            0      
The Nicole Schiller 2000 Trust                                 0         0          0            0      
The Patrick J. Ward 2001 Trust                                 0         0          0            0      
The Peter C. Gerhard 2000 Family Trust                         0         0          0            0      
The Peter C. Gerhard 2002 Annuity                                                                       
     Trust I                                                   0         0          0            0      
The Peter C. Gerhard 2002 Annuity                                                                       
    Trust II                                                   0         0          0            0      
The Peter C. Gerhard 2003 Annuity                                                                       
    Trust I                                                    0         0          0            0      
The Peter C. Gerhard 2003 Annuity                                                                       
    Trust II                                                   0         0          0            0      
The Peter D. Kiernan, III 2002                                                                          
     Annuity Trust I                                           0         0          0            0      
The Peter D. Kiernan, III 2002                                                                          
    Annuity Trust II                                           0         0          0            0      
The Peter Kiernan IV 2000 Trust                                0         0          0            0      
The Peter S. Kraus 2002 Annuity Trust                                                                   
     I                                                         0         0          0            0      
The Peter S. Kraus 2002 Annuity Trust                                                                   
    II                                                         0         0          0            0      

---------------------------------                                               
(36)     Created by Thomas S. Murphy, Jr.                                       

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                                             ITEM 6        ITEM 7     ITEM 8      ITEM 9      ITEM 10   
                                            PLACE OF        SOLE      SHARED       SOLE        SHARED   
                                          ORGANIZATION     VOTING     VOTING    DISPOSITIVE  DISPOSITIVE
                                           (NEW YORK      POWER OF   POWER OF     POWER OF     POWER OF 
          ITEM 1                        UNLESS OTHERWISE  UNCOVERED  UNCOVERED   UNCOVERED    UNCOVERED 
NAMES OF REPORTING PERSONS                INDICATED)       SHARES      SHARES      SHARES       SHARES  
--------------------------              ----------------  ---------  ---------  -----------  -----------
                                                                                                        
The Peter S. Kraus 2003 Annuity Trust                                                                   
    I                                                          0         0          0            0      
The Peter S. Kraus 2003 Annuity Trust                                                                   
    II                                                         0         0          0            0      
The Philip D. Murphy 2000 Family Trust                         0         0          0            0      
The Philip D. Murphy 2002 Annuity                                                                       
    Trust I                                                    0         0          0            0      
The Philip D. and Tammy S. Murphy                                                                       
    2002 Life Insurance Trust                                  0         0          0            0      
The Philip Darivoff 2002 Annuity                                                                        
     Trust I                                                   0         0          0            0      
The Philip Darivoff 2002 Annuity                                                                        
     Trust II                                                  0         0          0            0      
The Philip Darivoff 2002 Family Trust                          0         0          0            0      
The Rachel M. Darivoff 2000 Trust                              0         0          0            0      
The Ralph F. Rosenberg 2000 Family                                                                      
     Trust                                                     0         0          0            0      
The Ralph F. Rosenberg 2002 Annuity                                                                     
     Trust I                                                   0         0          0            0      
The Ralph F. Rosenberg 2002 Annuity                                                                     
    Trust II                                                   0         0          0            0      
The Ralph F. Rosenberg 2003 Annuity                                                                     
     Trust I                                                   0         0          0            0      
The Ralph F. Rosenberg 2003 Annuity                                                                     
     Trust II                                                  0         0          0            0      
Randal M. Fippinger-Millennium                                                                          
     Trust (37)                                                0         0          0            0      
The Randolph L. Cowen 2000 Family                                                                       
    Trust                                                      0         0          0            0      
Rayas Trust (38)                              Jersey           0         0          0            0      
The Rebecca Viniar 2000 Trust                                  0         0          0            0      
The Richard A. Friedman 2002 Annuity                                                                    
    Trust I                                                    0         0          0            0      
The Richard A. Friedman 2000 Family                                                                     
    Trust                                                      0         0          0            0      
The Richard A. Sapp 2000 Family Trust                          0         0          0            0      
The Richard A. Sapp 2002 Annuity                                                                        
    Trust I                                                    0         0          0            0      
The Richard A. Sapp 2003 Annuity                                                                        
    Trust I                                                    0         0          0            0      
The Richard E. Witten 2002 Annuity                                                                      
     Trust I                                                   0         0          0            0      

--------------------------------                                                
(37)     Created by Ann F. Kaplan.                                              

(38)     Created by Emmanuel Roman.                                             

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                                             ITEM 6        ITEM 7     ITEM 8      ITEM 9      ITEM 10   
                                            PLACE OF        SOLE      SHARED       SOLE        SHARED   
                                          ORGANIZATION     VOTING     VOTING    DISPOSITIVE  DISPOSITIVE
                                           (NEW YORK      POWER OF   POWER OF     POWER OF     POWER OF 
          ITEM 1                        UNLESS OTHERWISE  UNCOVERED  UNCOVERED   UNCOVERED    UNCOVERED 
NAMES OF REPORTING PERSONS                INDICATED)       SHARES      SHARES      SHARES       SHARES  
--------------------------              ----------------  ---------  ---------  -----------  -----------
                                                                                                        
The Richard E. Witten 2002 Annuity                                                                      
    Trust II                                                   0         0          0            0      
The Richard E. Witten 2003 Annuity                                                                      
     Trust I                                                   0         0          0            0      
The Richard E. Witten 2003 Annuity                                                                      
     Trust II                                                  0         0          0            0      
The Richard G. Sherlund 2002 Annuity                                                                    
    Trust I                                                    0         0          0            0      
Robert A. Fippinger, Jr. Millennium                                                                     
    Trust (39)                                                 0         0          0            0      
The Robert B. Litterman 2000 Family                                                                     
    Trust                                                      0         0          0            0      
The Robert B. Litterman 2002 Annuity                                                                    
     Trust I                                                   0         0          0            0      
The Robert B. Litterman 2002 Annuity                                                                    
    Trust II                                                   0         0          0            0      
The Robert B. Morris III 2000 Family                                                                    
    Trust                                                      0         0          0            0      
The Robert B. Morris III 2002 Annuity                                                                   
     Trust I                                                   0         0          0            0      
The Robert B. Morris III 2002 Annuity                                                                   
    Trust II                                                   0         0          0            0      
The Robert B. Morris III 2003 Annuity                                                                   
    Trust I                                                    0         0          0            0      
The Robert B. Morris III 2003 Annuity                                                                   
    Trust II                                                   0         0          0            0      
The Robert J. Hurst 2000 Family Trust                          0         0          0            0      
The Robert J. Hurst 2002 Annuity                                                                        
     Trust I                                                   0         0          0            0      
The Robert J. Hurst 2002 Annuity                                                                        
    Trust II                                                   0         0          0            0      
The Robert J. Hurst 2003 Annuity                                                                        
    Trust I                                                    0         0          0            0      
The Robert J. Hurst 2003 Annuity                                                                        
    Trust II                                                   0         0          0            0      
The Robert J. Katz 2002 Annuity Trust                                                                   
     I                                                         0         0          0            0      
The Robert J. Katz 2002 Annuity Trust                                                                   
    II                                                         0         0          0            0      
The Robert J. Katz 2003 Annuity Trust                                                                   
     I                                                         0         0          0            0      
The Robert J. Katz 2003 Annuity Trust                                                                   
     II                                                        0         0          0            0      
The Robert J. O'Shea 2000 Family Trust                         0         0          0            0      
The Robert J. O'Shea 2002 Annuity                                                                       
     Trust I                                                   0         0          0            0      

----------------------------                                                    
(39)     Created by Ann F. Kaplan.                                              

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                                             ITEM 6        ITEM 7     ITEM 8      ITEM 9      ITEM 10   
                                            PLACE OF        SOLE      SHARED       SOLE        SHARED   
                                          ORGANIZATION     VOTING     VOTING    DISPOSITIVE  DISPOSITIVE
                                           (NEW YORK      POWER OF   POWER OF     POWER OF     POWER OF 
          ITEM 1                        UNLESS OTHERWISE  UNCOVERED  UNCOVERED   UNCOVERED    UNCOVERED 
NAMES OF REPORTING PERSONS                INDICATED)       SHARES      SHARES      SHARES       SHARES  
--------------------------              ----------------  ---------  ---------  -----------  -----------
                                                                                                        
The Robert J. O'Shea 2002 Annuity                                                                       
    Trust II                                                   0         0          0            0      
The Robert J. O'Shea 2003 Annuity                                                                       
    Trust I                                                    0         0          0            0      
The Robert J. O'Shea 2003 Annuity                                                                       
    Trust II                                                   0         0          0            0      
The Robert J. Pace 2000 Family Trust                           0         0          0            0      
The Robert J. Pace 2002 Annuity Trust                                                                   
    I                                                          0         0          0            0      
The Robert J. Pace 2003 Annuity Trust                                                                   
    I                                                          0         0          0            0      
The Robert J. Pace 2003 Annuity Trust                                                                   
    II                                                         0         0          0            0      
The Robert K. Steel 2002 Annuity                                                                        
     Trust I                                                   0         0          0            0      
The Robert K. Steel 2002 Annuity                                                                        
     Trust II                                                  0         0          0            0      
The Robert K. Steel 2003 Annuity                                                                        
     Trust I                                                   0         0          0            0      
The Robert K. Steel 2003 Annuity                                                                        
     Trust II                                                  0         0          0            0      
Robin Neustein 2002 Annuity Trust                              0         0          0            0      
Robin Neustein 2003 Annuity Trust                              0         0          0            0      
The Samantha Schiller 2000 Trust                               0         0          0            0      
The Sarah B. Lopatin 2000 Trust                                0         0          0            0      
The Sarah M. Darivoff 2000 Trust                               0         0          0            0      
The Sarah Rose Berlinski 2000 Trust                            0         0          0            0      
The Scott B. Kapnick 2000 Family Trust                         0         0          0            0      
The Scott B. Kapnick 2002 Annuity                                                                       
    Trust I                                                    0         0          0            0      
The Scott B. Kapnick 2003 Annuity                                                                       
    Trust I                                                    0         0          0            0      
Scott M. Pinkus 2000 Family Trust           New Jersey         0         0          0            0      
The Scott S. Prince Trust                                      0         0          0            0      
The Sharmin Mossavar-Rahmani 2002                                                                       
    Annuity Trust I                                            0         0          0            0      
The Sharmin Mossavar-Rahmani 2003                                                                       
    Annuity Trust I                                            0         0          0            0      
The Stephen M. Neidich 2000 Trust                              0         0          0            0      
The Steven J. Wisch 2001 Family Trust                          0         0          0            0      
The Steven J. Wisch 2002 Annuity                                                                        
     Trust I                                                   0         0          0            0      

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                                             ITEM 6        ITEM 7     ITEM 8      ITEM 9      ITEM 10   
                                            PLACE OF        SOLE      SHARED       SOLE        SHARED   
                                          ORGANIZATION     VOTING     VOTING    DISPOSITIVE  DISPOSITIVE
                                           (NEW YORK      POWER OF   POWER OF     POWER OF     POWER OF 
          ITEM 1                        UNLESS OTHERWISE  UNCOVERED  UNCOVERED   UNCOVERED    UNCOVERED 
NAMES OF REPORTING PERSONS                INDICATED)       SHARES      SHARES      SHARES       SHARES  
--------------------------              ----------------  ---------  ---------  -----------  -----------
                                                                                                        
The Steven J. Wisch 2003 Annuity                                                                        
     Trust I                                                   0         0          0            0      
The Steven M. Heller, Jr. 2000 Trust                           0         0          0            0      
The Steven T. Mnuchin 2000 Family                                                                       
    Trust                                                      0         0          0            0      
The Steven T. Mnuchin 2002 Annuity                                                                      
    Trust I                                                    0         0          0            0      
The Steven T. Mnuchin 2003 Annuity                                                                      
    Trust I                                                    0         0          0            0      
The Steven T. Mnuchin 2003 Annuity                                                                      
    Trust II                                                   0         0          0            0      
The Stuart Mark Rothenberg 2000                                                                         
    Family Trust                                               0         0          0            0      
The Stuart Mark Rothenberg 2002                                                                         
     Annuity Trust I                                           0         0          0            0      
The Stuart Mark Rothenberg 2002                                                                         
    Annuity Trust II                                           0         0          0            0      
The Stuart Mark Rothenberg 2003                                                                         
     Annuity Trust I                                           0         0          0            0      
The Stuart Mark Rothenberg 2003                                                                         
     Annuity Trust II                                          0         0          0            0      
The Suzanne E. Cohen 2000 Trust                                0         0          0            0      
The Terence M. O' Toole 2000 Family                                                                     
    Trust                                                      0         0          0            0      
The Terence M. O' Toole 2002 Annuity                                                                    
    Trust I                                                    0         0          0            0      
The Tess Augusta Linden 2000 Trust                             0         0          0            0      
The Thomas J. Healey 2001 Annuity                                                                       
    Trust                                   New Jersey         0         0          0            0      
The Thomas J. Healey 2002 Annuity                                                                       
    Trust                                                      0         0          0            0      
The Thomas J. Healey 2003 Annuity                                                                       
    Trust                                   New Jersey         0         0          0            0      
The Thomas J. Healey 2003 Annuity                                                                       
    Trust II                                New Jersey         0         0          0            0      
The Thomas K. Montag 2000 Family Trust                         0         0          0            0      
The Tracy Richard Wolstencroft 2000                                                                     
    Family Trust                                               0         0          0            0      
The Tracy Richard Wolstencroft 2002                                                                     
    Annuity Trust I                                            0         0          0            0      
The Tracy Richard Wolstencroft 2003                                                                     
    Annuity Trust I                                            0         0          0            0      
Trust for the benefit of David Ford,                                                                    
    Jr. under Indenture of Trust B of                                                                   
    David B. Ford dated 6/16/00            Pennsylvania        0         0          0            0      

44

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                                            ITEM 6        ITEM 7     ITEM 8      ITEM 9      ITEM 10   
                                           PLACE OF        SOLE      SHARED       SOLE        SHARED   
                                         ORGANIZATION     VOTING     VOTING    DISPOSITIVE  DISPOSITIVE
                                          (NEW YORK      POWER OF   POWER OF     POWER OF     POWER OF 
          ITEM 1                       UNLESS OTHERWISE  UNCOVERED  UNCOVERED   UNCOVERED    UNCOVERED 
NAMES OF REPORTING PERSONS               INDICATED)       SHARES      SHARES      SHARES       SHARES  
--------------------------             ----------------  ---------  ---------  -----------  -----------
                                                                                                       
Trust for the benefit of Jamie Ford                                                                    
    under Indenture of Trust B of                                                                      
    David B. Ford dated as of 6/16/00     Pennsylvania        0         0          0            0      
Trust for the benefit of Megan H.                                                                      
    Hagerty u/a DTD 3/26/01 (40)           New Jersey         0         0          0            0      
Trust f/b/o Megan H. Hagerty u/a/d                                                                     
    June 5, 2002 (40)                                         0         0          0            0      
Trust f/b/o Megan H. Hagerty u/a/d                                                                     
    March 26, 2003 (40)                    New Jersey         0         0          0            0      
Trust f/b/o Megan H. Hagerty u/a/d                                                                     
    June 13, 2003 (40)                     New Jersey                                                  
Trust for the benefit of Thomas                                                                        
    Jeremiah Healey u/a DTD 3/26/01        New Jersey         0         0          0            0      
Trust f/b/o Thomas Jeremiah Healey                                                                     
    u/a/d June 5, 2002                                        0         0          0            0      
Trust f/b/o Thomas Jeremiah Healey                                                                     
    u/a/d March 26, 2003                   New Jersey         0         0          0            0      
Trust f/b/o Thomas Jeremiah Healey                                                                     
    u/a/d June 13, 2003                    New Jersey         0         0          0            0      
The Unicorn Trust (41)                         UK             0         0          0            0      
Vyrona Trust (42)                            Jersey           0         0          0            0      
The William C. Sherlund 2000 Trust                            0         0          0            0      
The William Keith Litzenberger                                                                         
    Remainder Trust                                           0         0          0            0      
Zachariah Cobrinik 2001 Family Trust                          0         0          0            0      
The Zachariah Cobrinik Family 2000                                                                     
    Trust                                                     0         0          0            0      
Zachariah Cobrinik 2002 Annuity Trust                         0         0          0            0      
Zachariah Cobrinik 2003 Annuity Trust                         0         0          0            0      

PARTNERSHIPS                                                                                           

ALS Investment Partners, L.P. (43)          Delaware          0         0          0            0      
Beech Associates, L.P. (44)                 Delaware          0         0          0            0      
Crestley, L.P. (45)                         Delaware          0         0          0            0      
Greenley Partners, L.P. (46)                Delaware          0         0          0            0      

----------------------------                                                    
(40)     Created by Thomas J. Healey.                                           

(41)     Created by Wiet H.M. Pot.                                              

(42)     Created by Sylvain M. Hefes.                                           

(43)     Created by Charles B. Seelig, Jr.                                      

(44)     Created by David B. Ford.                                              

(45)     Created by Thomas J. Healey.                                           

(46)     Created by Jaime E. Yordan.                                            

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                                            ITEM 6        ITEM 7     ITEM 8      ITEM 9      ITEM 10   
                                           PLACE OF        SOLE      SHARED       SOLE        SHARED   
                                         ORGANIZATION     VOTING     VOTING    DISPOSITIVE  DISPOSITIVE
                                          (NEW YORK      POWER OF   POWER OF     POWER OF     POWER OF 
          ITEM 1                       UNLESS OTHERWISE  UNCOVERED  UNCOVERED   UNCOVERED    UNCOVERED 
NAMES OF REPORTING PERSONS               INDICATED)       SHARES      SHARES      SHARES       SHARES  
--------------------------             ----------------  ---------  ---------  -----------  -----------
                                                                                                       
HEMPA Limited Partnership (47)              Delaware          0         0          0            0      
JSS Investment Partners, L.P.(48)           Delaware          0         0          0            0      
The Litzenberger Family Limited                                                                        
    Partnership                             Delaware          0         0          0            0      
Mesdag Family Limited Partnership           Delaware          0         0          0            0      
Mijen Family Partnership (49)               Illinois          0         0          0            0      
Opatrny Investment Partners, L.P.           Delaware          0         0          0            0      
Quail Brook GS Partners, L.P.50             Delaware          0         0          0            0      
Rantz GS Investment Partners, L.P.          Delaware          0         0          0            0      
Savitz Investment Partners, L.P. (51)       Delaware          0         0          0            0      
Stone Gate GS Partners, L.P. (52)           Delaware          0         0          0            0      
Trott GS Investment Partners, L.P.          Delaware          0         0          0            0      
Tuft GS Investment Partners, L.P.           Delaware          0         0          0            0      
Ward Investment Partners, L.P.              Delaware          0         0          0            0      
Windy Hill Investment Company II,                                                                      
    L.P. (53)                               Delaware          0         0          0            0      
Winkelried Investment Partners, L.P.        Delaware          0         0          0            0      

LIMITED LIABILITY COMPANIES                                                                            

The James Coufos Family LLC                 Delaware          0         0          0            0      
The Lawrence Cohen Family LLC               Delaware          0         0          0            0      
The Rebecca Amitai Family LLC               Delaware          0         0          0            0      

CORPORATIONS                                                                                           

Anahue Limited (54)                          Jersey           0         0          0            0      
Chambolle Limited (55)                       Jersey           0         0          0            0      
Guapulo Holdings Ltd (56)                    Jersey           0         0          0            0      
HJS2 Limited (57)                        Cayman Islands       0         0          0            0      
Majix Limited (58)                           Jersey           0         0          0            0      
Melalula Limited (59)                        Jersey           0         0          0            0      
RJG Holding Company (60)                 Cayman Islands       0         0          0            0      

---------------------------                                                     
(47)     Created by Henry M. Paulson, Jr.                                       

(48)     Created by Jonathan S. Savitz.                                         

(49)     Created by Peter Layton.                                               

(50)     Created by Barry L. Zubrow.                                            

(51)     Created by Peter Savitz.                                               

(52)     Created by Connie K. Duckworth.                                        

(53)     Created by Joseph D. Gutman.                                           

(54)     Created by Andrew A. Chisholm.                                         

(55)     Created by Emmanuel Roman.                                             

(56)     Created by Erland S. Karlsson.                                         

(57)     Created by Hsueh J. Sung.                                              

(58)     Created by Alok Oberoi.                                                

(59)     Created by Peter D. Sutherland.                                        

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                                   ITEM 6        ITEM 7     ITEM 8      ITEM 9      ITEM 10   
                                  PLACE OF        SOLE      SHARED       SOLE        SHARED   
                                ORGANIZATION     VOTING     VOTING    DISPOSITIVE  DISPOSITIVE
                                 (NEW YORK      POWER OF   POWER OF     POWER OF     POWER OF 
          ITEM 1              UNLESS OTHERWISE  UNCOVERED  UNCOVERED   UNCOVERED    UNCOVERED 
NAMES OF REPORTING PERSONS      INDICATED)       SHARES      SHARES      SHARES       SHARES  
--------------------------    ----------------  ---------  ---------  -----------  -----------
                                                                                              
Robinelli Limited (61)              Jersey           0         0          0            0      
Vyrona Holdings Limited (62)        Jersey           0         0          0            0      
Zurrah Limited (63)                 Jersey           0         0          0            0      

---------------------                                                           
(60)     Created by Richard J. Gnodde.                                          

(61)     Created by Claudio Costamagna.                                         

(62)     Created by Sylvain M. Hefes.                                           

(63)     Created by Yoel Zaoui.                                                 

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 This Amendment No. 50 to a Statement on Schedule 13D amends and
restates in its entirety such Schedule 13D (as so amended and restated, this    
"Schedule"). This Amendment No. 50 is being filed primarily because, commencing 
on or around March 24, 2004 certain Covered Persons (as defined in Item 2       
below) will be permitted to sell shares of Common Stock (as defined in Item 1   
below) through the Channel A and Channel B Sales Programs (as defined in Item 4 
below).                                                                         

ITEM 1. SECURITY AND ISSUER                                                     

     This Schedule relates to the Common Stock, par value $.01 per share
(the "Common Stock"), of The Goldman Sachs Group, Inc. ("GS Inc."), a Delaware  
corporation. The address of the principal executive offices of GS Inc. is 85    
Broad Street, New York, New York 10004.                                         

ITEM 2. IDENTITY AND BACKGROUND                                                 

   (a), (b), (c), (f) The cover page to this Schedule and Appendix A
hereto contain the names of the persons ("Covered Persons") who beneficially own
Common Stock subject to a Shareholders' Agreement ("Covered Shares"), dated as  
of May 7, 1999, to which the Covered Persons are party (as amended from time to 
time, the "Shareholders' Agreement"). This filing is being made on behalf of all
of the Covered Persons, and their agreement that this filing may be so made is  
contained in the Shareholders' Agreement.                                       

Appendix A hereto also provides the citizenship or place of   
organization of each Covered Person. Each Covered Person who is an individual   
(an "Individual Covered Person") is a senior professional employed or formerly  
employed by GS Inc. or one of its affiliates or a spouse or former spouse       
thereof. GS Inc. is a global investment banking and securities firm. Each       
Covered Person who is not an individual is a trust, limited partnership, limited
liability company or corporation created by or for an Individual Covered Person 
for estate planning purposes. Each Covered Person listed in Appendix A under the
caption "Partnerships" is a limited partnership of which an Individual Covered  
Person is general partner. Each Covered Person listed in Appendix A under the   
caption "Corporations" (a "Corporate Covered Person") is controlled by an       
Individual Covered Person (the "Controlling Covered Person"). Each Covered      
Person listed in Appendix A under the caption "Limited Liability Companies" (a  
"Limited Liability Covered Person") is a limited liability company of which an  
Individual Covered Person is a managing member. The name, citizenship, business 
address and present principal occupation or employment of each of the directors 
and executive officers of each Corporate Covered Person (other than the         
Controlling Covered Person) are set forth in Annex A hereto. The business       
address of each Covered Person for purposes of this Schedule is: (i) in the case
of entities organized in Jersey or under the laws of the United Kingdom, 26 New 
Street, St. Helier, Jersey, JE2 3RA; (ii) in the case of entities organized in  
the Cayman Islands, P.O. Box 309, Ugland House, South Church Street, George     
Town, Grand Cayman, Cayman Islands; (iii) in the case of entities organized in  
Bermuda, Victoria Hall, 11 Victoria Street, Hamilton HM11, Bermuda; and (iv) in 
the case of all other Covered Persons, 85 Broad Street, New York, New York      
10004.                                                                          

     (d), (e) Except as described in Annex A or Annex B, during the last
five years no Covered Person or, to the best knowledge of the Covered Persons,  
any executive officer or director of a Covered Person, has been convicted in a  
criminal proceeding (excluding traffic violations or similar misdemeanors) or   
has been a party to a civil proceeding of a judicial or administrative body of  
competent jurisdiction resulting in such Covered Person being subject to a      
judgment, decree or final order enjoining future violations of, or prohibiting  
or mandating activities subject to, federal or state securities laws or finding 
any violation with respect to such laws.                                        

ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION                       

  The Covered Shares have been and will be acquired by the Covered
Persons in the following manner: (i) the former profit participating limited    
partners active in the business of The Goldman Sachs Group, L.P. ("Group L.P.") 
(each such former partner, a "PMD" and, collectively, the "PMDs") acquired      
certain Covered Shares in exchange for their interests in Group L.P. and certain
of its affiliates and investee corporations; (ii) the former owners (the "Hull  
Covered Persons") of Hull and Associates, L.L.C. ("Hull"), the former members   
(the "SLK Covered Persons") of SLK LLC, the former members (the "Jacobson       
Covered Persons") of Benjamin Jacobson & Sons, LLC ("Jacobson"), the former     
members (the "Walter Frank Covered Persons") of Walter N. Frank & Co., LLC      
("Walter Frank") and John Breyo (together with the Hull Covered Persons, the SLK
Covered Persons, the                                                            

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Jacobson Covered Persons and Walter Frank Covered Persons, the "Acquisition     
Covered Persons"), a former partner of The Ayco Company, L.P. ("Ayco"), acquired
certain Covered Shares in exchange for their interests in Hull, SLK LLC,        
Jacobson, Walter Frank or Ayco, as applicable; (iii) certain Individual Covered 
Persons have acquired and will acquire beneficial ownership of certain other    
Covered Shares in connection with GS Inc.'s initial public offering and/or      
pursuant to GS Inc.'s employee compensation, benefit or similar plans; (iv)     
certain Individual Covered Persons (the "Transferee Covered Persons") acquired  
their Covered Shares from other Individual Covered Persons in accordance with   
pre-existing contractual arrangements or judicial decrees; and (v) certain      
Covered Persons (the "Estate Planning Covered Persons") have acquired and will  
acquire beneficial ownership of their Covered Shares as contributions or gifts  
made by Individual Covered Persons.                                             

        Covered Persons may from time to time acquire Common Stock not subject
to the Shareholders' Agreement ("Uncovered Shares") for investment purposes.    
Such Common Stock may be acquired with personal funds of or funds borrowed by   
such Covered Person.                                                            

ITEM 4. PURPOSE OF TRANSACTIONS                                                 

    The Individual Covered Persons, other than the Acquisition Covered
Persons and the Transferee Covered Persons, acquired certain Covered Shares in  
connection with the succession of GS Inc. to the business of Group L.P. and GS  
Inc.'s initial public offering and through certain employee compensation,       
benefit or similar plans of GS Inc. The Acquisition Covered Persons acquired    
certain Covered Shares in connection with the acquisition by GS Inc. of Hull,   
Jacobson, Walter Frank or Ayco or the combination of GS Inc. with SLK LLC, as   
applicable, and through certain employee compensation, benefit or similar plans 
of GS Inc. The Transferee Covered Persons acquired their Covered Shares from    
other Individual Covered Persons in accordance with pre-existing contractual    
arrangements or judicial decrees. As a condition to the transfer of the Covered 
Shares, the Shareholders' Committee required that each Transferee Covered Person
agree to become a party to the Shareholders' Agreement and to be bound by the   
Partner Transfer Restrictions referred to in Item 6 below. The Estate Planning  
Covered Persons acquired the Covered Shares as contributions or gifts made for  
estate planning purposes by Individual Covered Persons, and the provisions of   
the organizational documents of certain Estate Planning Covered Persons provide 
for the distribution of Common Stock to certain other Covered Persons. As a     
condition to the contribution or gift of the Covered Shares, the Shareholders'  
Committee required that each Estate Planning Covered Person agree to become a   
party to the Shareholders' Agreement and to be bound by the Partner Transfer    
Restrictions referred to in Item 6 below.                                       

        The board of directors of GS Inc. and, in the case of the PMDs and the
Transferee Covered Persons, the Shareholders' Committee have approved sales by  
the PMDs, Transferee Covered Persons and certain Estate Planning Covered Persons
and Acquisition Covered Persons of a portion of their shares of Common Stock    
through two programs (the "Channel A Sales Program" and the "Channel B Sales    
Program"). Sales under the Channel A and Channel B Sales Programs have been made
in prior quarters. On March 9, 2004, GS Inc. notified eligible Covered Persons  
that additional sales under the Channel A and Channel B Sales Programs will be  
permitted commencing on or around March 24, 2004 and terminating on or around   
April 23, 2004. The Channel A and Channel B Sales Programs may continue in      
subsequent fiscal quarters, but can be suspended, modified or terminated at any 
time.                                                                           

The participants in the Channel A Sales Program may sell, in a
coordinated manner, a portion of their Covered Shares in accordance with the    
volume and manner of sale limitations of Rule 144 under the Securities Act of   
1933, as amended ("Rule 144"), and a volume limitation that will be established 
by GS Inc. (the "Channel A Sales Limit"). Subject to the volume limitations of  
Rule 144 and the Channel A Sales Limit, up to 10,228,372 Covered Shares are     
eligible for sale by Covered Persons under the Channel A Sales Program. These   
consist of those Covered Shares that had been subject to the Partner Transfer   
Restrictions (as defined below) that lapsed on May 8, 2002 and May 8, 2003, as  
well as up to 10% of each Covered Person's shares that are subject to the       
Partner Transfer Restrictions that would otherwise lapse on May 8, 2004         
(generally not including shares held through U.S. estate planning vehicles or   
private charitable foundations). Certain participants in the Channel A Sales    
Program may effect their sales pursuant to plans designed to comply with Rule   
10b5-1 under the Securities Exchange Act of 1934, as amended. With respect to   
other participants, the decision as to whether and how many shares to sell will 
be made by each participant on a daily basis, subject to the foregoing          
limitations.                                                                    

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The participants in the Channel B Sales Program may sell, in a
coordinated manner, a portion of their shares of Common Stock in accordance with
Rule 144(k) and a volume limitation that will be established by GS Inc. (the    
"Channel B Sales Limit"). Subject to the Channel B Sales Limit, up to 10,182,965
Covered Shares are eligible for sale by Covered Persons under the Channel B     
Sales Program. These consist of those Covered Shares that had been subject to   
the Partner Transfer Restrictions that lapsed on May 8, 2002, and May 8, 2003,  
as well as up to 10% of each Covered Person's shares that are subject to the    
Partner Transfer Restrictions that would otherwise lapse on May 8, 2004         
(generally not including shares held through U.S. estate planning vehicles or   
private charitable foundations). The decision as to whether and how many shares 
to sell will be made by each participant on a daily basis, subject to the volume
limitation.                                                                     

    Covered Persons may from time to time acquire Uncovered Shares for
investment purposes. Except as described herein and except for the acquisition  
by Covered Persons of Common Stock pursuant to employee compensation, benefit or
similar plans of GS Inc. in the future or as described above, none of the       
Covered Persons has any plans or proposals which relate to or would result in   
their acquisition of additional Common Stock or any of the other events         
described in Item 4(a) through 4(j).                                            

    Each Covered Person is expected to evaluate on an ongoing basis GS
Inc.'s financial condition and prospects and his or her interests in and with   
respect to GS Inc. Accordingly, each Covered Person may change his or her plans 
and intentions at any time and from time to time. In particular, each Covered   
Person may at any time and from time to time acquire or dispose of shares of    
Common Stock.                                                                   

ITEM 5. INTEREST IN SECURITIES OF THE ISSUER                                    

       (a) Rows (11) and (13) of the cover page to this Schedule, Appendix A
and Annex A are hereby incorporated by reference. Each Covered Person hereby    
disclaims beneficial ownership of any shares of Common Stock held by any other  
Covered Person. Except as described in Annex D, none of the shares of Common    
Stock reported in rows (11) and (13) of the cover page to this Schedule and     
Appendix A are shares as to which there is a right to acquire exercisable within
60 days.                                                                        

        (b) Rows (7) through (10) of the cover page to this Schedule, Appendix
A and Annex A set forth the percentage range of Covered Shares as to which there
is sole power to vote or direct the vote or to dispose or direct the            
disposition; the number of Uncovered Shares as to which there is sole power to  
vote or direct the vote or to dispose or direct the disposition; and the number 
of shares of Common Stock as to which there is shared power to vote or direct   
the vote or to dispose or direct the disposition. With respect to the Covered   
Shares subject to the Partner Transfer Restrictions, the power to vote Covered  
Shares by Covered Persons is shared with each other Covered Person, as described
below in response to Item 6. Each Covered Person hereby disclaims beneficial    
ownership of any shares of Common Stock held by any other Covered Person.       

       (c) Except as described in Annex E or previously reported on Schedule
13D, no Covered Person has effected any transactions in Common Stock in the past
60 days.                                                                        

(d), (e) Not applicable.                                      

ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO
SECURITIES OF THE ISSUER                                                        

   Each Covered Person listed on the cover page to this Schedule and
Appendix A hereto is a party to the Shareholders' Agreement. The Shareholders'  
Agreement, and forms of the Counterparts to the Shareholders' Agreement executed
by or on behalf of the Estate Planning Covered Persons, certain Hull Covered    
Persons and the Transferee Covered Persons, are filed as Exhibits to this       
Schedule and the following summary of the terms of the Shareholders' Agreement  
is qualified in its entirety by reference thereto. In the case of each SLK      
Covered Person, certain of the provisions and restrictions discussed below are  
set forth in an Amended and Restated Member Agreement, dated as of September 10,
2000, and amended and restated as of October 26, 2000 (an "SLK Member           
Agreement"), between such SLK Covered Person and GS Inc. In the case of each    
Jacobson Covered Person, certain of the provisions and restrictions discussed   
below are set forth in a Member Agreement, dated as of January 26, 2001 (the    
"Jacobson Member Agreement"), between such Jacobson Covered Person and GS Inc.  
In the case of each Walter Frank Covered Person, certain of the provisions and  
restrictions discussed below are set forth in a Member                          

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Agreement, dated as of May 16, 2002 (the "Walter Frank Member Agreement"),      
between such Walter Frank Covered Person and GS Inc. In the case of John Breyo, 
certain of the provisions and restrictions discussed below are set forth in a   
Partner Agreement, dated as of April 14, 2003 (the "Breyo Partner Agreement"),  
between John Breyo and GS Inc and, together with the SLK Member Agreement, the  
Jacobson Member Agreement and the Walter Frank Member Agreement, the "Member    
Agreements"). The forms of the Member Agreements are filed as Exhibits to this  
Schedule and the following summary is qualified in its entirety by reference    
thereto. References to the "board of directors" are to the board of directors of
The Goldman Sachs Group, Inc.                                                   

         The Covered Shares include generally all Common Stock acquired or to be
acquired from GS Inc. by the Covered Persons. Covered Shares include: shares of 
Common Stock acquired by the PMDs in exchange for their interests in Group L.P. 
and certain of its affiliates; shares of Common Stock acquired by the           
Acquisition Covered Persons in exchange for their interests in Hull, SLK LLC,   
Jacobson, Walter Frank or Ayco, as applicable; shares of Common Stock acquired  
or to be acquired through the grant of restricted stock units, stock options and
interests in a defined contribution plan (except for certain Uncovered Shares as
specified in Appendix A); shares of Common Stock acquired by the Transferee     
Covered Persons in accordance with pre-existing contractual arrangements or     
judicial decrees; shares of Common Stock acquired or to be acquired by Estate   
Planning Covered Persons from Individual Covered Persons for estate planning    
purposes and shares of Common Stock to be distributed by Estate Planning Covered
Persons to Individual Covered Persons or to other Estate Planning Covered       
Persons; and, unless otherwise determined by the board of directors and the     
Shareholders' Committee, any shares of Common Stock acquired or to be acquired  
by the Covered Persons from GS Inc. through any other employee compensation,    
benefit or similar plan. Covered Shares do not include any shares of Common     
Stock purchased or to be purchased by a Covered Person in the open market or in 
a subsequent underwritten public offering.                                      

TRANSFER RESTRICTIONS                                                           

   Each Individual Covered Person (other than the Transferee Covered
Persons and, with respect to the shares of Common Stock received in exchange for
their interests in Hull, the Hull Covered Persons) has agreed in the            
Shareholders' Agreement, among other things, to retain beneficial ownership of  
Covered Shares at least equal to 25% of the cumulative number of Covered Shares 
beneficially owned by him or her at the time he or she became a Covered Person  
or acquired by him or her thereafter and with no credit for dispositions (the   
"General Transfer Restrictions") for so long as he or she is a Covered Person   
and an employee of GS Inc. (an "Employee Covered Person").                      

       The PMDs are also subject to limitations on their ability to transfer
some of the Covered Shares received in connection with the succession of GS Inc.
to the business of Group L.P. Such restrictions also apply to some of the       
Covered Shares acquired by the Acquisition Covered Persons in exchange for their
interests in Hull, SLK LLC, Jacobson, Walter Frank or Ayco, as applicable. Under
these restrictions (the "Partner Transfer Restrictions" and, together with the  
General Transfer Restrictions, the "Transfer Restrictions"), each PMD, Hull     
Covered Person, SLK Covered Person and Jacobson Covered Person agreed not to    
transfer such Covered Shares until after May 7, 2002, the third anniversary of  
the date of GS Inc.'s initial public offering of its Common Stock, each Walter  
Frank Covered Person agreed not to transfer such Covered Shares until after June
26, 2003, the first anniversary of the closing of the acquisition by GS Inc. of 
Walter Frank, and John Breyo agreed not to transfer such Covered Shares until   
after July 1, 2004, the first anniversary of the closing of the acquisition by  
GS Inc. of Ayco. The Partner Transfer Restrictions lapsed as to 25,325,624      
Covered Shares on May 8, 2002, 54,786,126 Covered Shares on May 8, 2003 and     
177,851 Covered Shares on June 26, 2003, and will lapse as to the remaining     
Covered Shares beneficially owned by the PMDs, Hull Covered Persons, SLK Covered
Persons and Jacobson Covered Persons on May 8, 2004, as to the Covered Shares   
beneficially owned by the Walter Frank Covered Persons in equal installments on 
each of June 26, 2004 and June 26, 2005 and as to the Covered Shares            
beneficially owned by John Breyo in equal installments on each of July 1, 2004, 
July 1, 2005 and such date after December 31, 2005 (but in no event later than  
January 31, 2005) on which GS Inc. notifies John Breyo that such Partner        
Transfer Restrictions have lapsed. The Covered Shares held by each Estate       
Planning Covered Person and Transferee Covered Person are subject to the same   
Partner Transfer Restrictions that applied to such Covered Shares prior to such 
Covered Person's acquisition thereof. The Transfer Restrictions applicable to an
Individual Covered Person (and his or her Estate Planning Covered Persons)      
terminate upon the death of the Individual Covered Person.                      

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WAIVERS                                                                         

   Except in the case of a third-party tender or exchange offer, the
Partner Transfer Restrictions may be waived or terminated at any time by the    
Shareholders' Committee described below under "Information Regarding the        
Shareholders' Committee". The Shareholders' Committee also has the power to     
waive the Transfer Restrictions to permit Covered Persons to: participate as    
sellers in underwritten public offerings of Common Stock and tender and exchange
offers and share repurchase programs by GS Inc.; transfer Covered Shares to     
charities, including charitable foundations; transfer Covered Shares held in    
employee benefit plans; and transfer Covered Shares in specific transactions    
(for example, to immediate family members and trusts) or other circumstances.   
The Shareholders' Committee permitted the transfers of Covered Shares to the    
Estate Planning Covered Persons and the Transferee Covered Persons on the       
condition that each Estate Planning Covered Person and Transferee Covered Person
agree to become a party to the Shareholders' Agreement and to be bound by the   
Partner Transfer Restrictions.                                                  

  On July 31, 2000, the Shareholders' Committee waived the Partner
Transfer Restrictions solely to permit certain Covered Persons to pledge a      
portion of their Covered Shares to obtain approximately $400,000,000 in loan    
commitments to make investments from time to time in certain merchant banking   
funds sponsored by GS Inc. The loan commitments are for five years, may be drawn
upon from time to time and generally require that any loans be collateralized by
shares of Common Stock with a market value four times that of the amount        
borrowed. Pursuant to Rule 13d-3(d)(3) under the Securities Exchange Act of     
1934, as amended, the pledgees did not acquire beneficial ownership of the      
pledged shares by virtue of the pledge.                                         

         The Shareholders' Committee and, in the case of the Acquisition Covered
Persons, the board of directors waived the Partner Transfer Restrictions to     
permit the sale of 473,162 Covered Shares by certain Covered Persons under the  
Channel A Sales Program and of 1,653,352 Covered Shares by certain Covered      
Persons under the Channel B Sales Program, in each case, which is described in  
Item 4 and commencing on or around March 24, 2004 and terminating on or around  
April 23, 2004.                                                                 

     In the case of a third-party tender or exchange offer, the Transfer
Restrictions may be waived or terminated: if the board of directors is          
recommending acceptance or is not making any recommendation with respect to     
acceptance of the tender or exchange offer, by a majority of the Voting         
Interests (as defined below); or if the board of directors is recommending      
rejection of the tender or exchange offer, by 66 2/3% of the outstanding Voting 
Interests.                                                                      

         In the case of a tender or exchange offer by GS Inc., a majority of the
outstanding Voting Interests may also elect to waive or terminate the Transfer  
Restrictions.                                                                   

VOTING                                                                          

     Prior to any vote of the shareholders of GS Inc., the Shareholders'
Agreement requires a separate, preliminary vote of the Voting Interests on each 
matter upon which a vote of the shareholders is proposed to be taken (the       
"Preliminary Vote"). Each Covered Share held by an Employee Covered Person and  
each other Covered Share subject to the Partner Transfer Restrictions will be   
voted in accordance with the majority of the votes cast by the Voting Interests 
in the Preliminary Vote. In elections of directors, each Covered Share will be  
voted in favor of the election of those persons receiving the highest numbers of
votes cast by the Voting Interests in the Preliminary Vote. "Voting Interests"  
are Covered Shares beneficially owned by all Employee Covered Persons.          

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OTHER RESTRICTIONS                                                              

         The Shareholders' Agreement also prohibits the Employee Covered Persons
from engaging in certain activities relating to any securities of GS Inc. with  
any person who is not a Covered Person or a director, officer or employee of GS 
Inc. ("Restricted Persons"). Among other things, an Employee Covered Person may 
not: participate in a proxy solicitation to or with a Restricted Person; deposit
any Covered Shares in a voting trust or subject any Covered Shares to any voting
agreement or arrangement that includes any Restricted Person; form, join or in  
any way participate in a "group" with any Restricted Person; or together with   
any Restricted Person, propose certain transactions with GS Inc. or seek the    
removal of any directors of GS Inc. or any change in the composition of the     
board of directors.                                                             

TERM, AMENDMENT AND CONTINUATION                                                

        The Shareholders' Agreement is to continue in effect until the earlier
of January 1, 2050 and the time it is terminated by the vote of 66 2/3% of the  
outstanding Voting Interests. The Partner Transfer Restrictions will not        
terminate upon the expiration or termination of the Shareholders' Agreement     
unless previously waived or terminated or unless subsequently waived or         
terminated by the board of directors. The Shareholders' Agreement may generally 
be amended at any time by a majority of the outstanding Voting Interests.       

         Unless otherwise terminated, in the event of any transaction in which a
third party succeeds to the business of GS Inc. and in which Covered Persons    
hold securities of the third party, the Shareholders' Agreement will remain in  
full force and effect as to the securities of the third party, and the third    
party shall succeed to the rights and obligations of GS Inc. under the          
Shareholders' Agreement.                                                        

INFORMATION REGARDING THE SHAREHOLDERS' COMMITTEE                               

       The Shareholders' Committee constituted pursuant to the Shareholders'
Agreement (the "Shareholders' Committee") shall at any time consist of each of  
those individuals who are both Employee Covered Persons and members of the board
of directors and who agree to serve as members of the Shareholders' Committee.  
If there are less than three individuals who are both Employee Covered Persons  
and members of the board of directors and who agree to serve as members of the  
Shareholders' Committee, the Shareholders' Committee shall consist of each such 
individual plus such additional individuals who are Employee Covered Persons and
who are selected pursuant to procedures established by the Shareholders'        
Committee as shall assure a Shareholders' Committee of not less than three      
members who are Employee Covered Persons. Currently, Henry M. Paulson, Jr.,     
Robert S. Kaplan and Lloyd C. Blankfein are the members of the Shareholders'    
Committee.                                                                      

PLEDGE AGREEMENTS                                                               

    Each PMD has pledged (the "IPO Pledge") to GS Inc. Common Stock or
other assets with an initial value equal to $15 million for each such person who
served on the board of directors on May 7, 1999, the Management Committee or the
Partnership Committee of GS Inc. and $10 million for each other such person.    
This pledge, which generally terminates on May 8, 2004, secures the liquidated  
damages provision of a noncompetition agreement which each such person has      
entered into with GS Inc. The form of agreement relating to noncompetition and  
other covenants and the form of pledge agreement, as amended, are filed as      
Exhibits to this Schedule and the foregoing summary of these agreements is      
qualified in its entirety by reference thereto.                                 

         In connection with the transfers by persons subject to a noncompetition
agreement to Estate Planning Covered Persons who are corporations and certain   
transfers to Estate Planning Covered Persons who are trusts, the IPO Pledge was 
replaced with a guarantee and pledge agreement that was entered into by the     
relevant Estate Planning Covered Person. In addition, each transferring Covered 
Person in these transfers was required to pledge the capital stock or trust     
interests, as applicable, of the relevant Estate Planning Covered Person to GS  
Inc. in order to further secure the transferring Covered Person's obligations   
under the noncompetition agreement. The forms of the pledge agreements, as      
amended, are filed as Exhibits to this Schedule and the foregoing summary of    
these agreements is qualified in its entirety by reference thereto. On June 25, 
2003, a similar arrangement was established with respect to a previously        
established Estate Planning Covered Person, with the IPO Pledge being replaced  
by a                                                                            

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guarantee and pledge agreement entered into by the Estate Planning Covered      
Person and the Individual Covered Person pledging his interests in the entity to
GS Inc.                                                                         

       In connection with GS Inc.'s combination with SLK and acquisitions of
Jacobson and Walter Frank, each SLK Covered Person, Jacobson Covered Person and 
Walter Frank Covered Person who is an individual has pledged to GS Inc. Common  
Stock or other assets to secure the Covered Person's obligation under his or her
Member Agreement to pay liquidated damages upon breach of certain provisions    
relating to noncompetition and nonsolicitation. In connection with GS Inc.'s    
acquisition of Ayco, John Breyo has pledged to GS Inc. Common Stock or other    
assets to secure his obligations under the Breyo Partner Agreement to indemnify 
GS Inc. in connection with the acquisition of Ayco and not to engage in certain 
competitive activities or solicit clients or employees of GS Inc. The form of   
each pledge agreement, as amended, is filed as an Exhibit to this Schedule and  
the foregoing summary of this agreement is qualified in its entirety by         
reference thereto.                                                              

      In addition to pledges pursuant to the arrangements described in the
second paragraph under "Waivers" above, one or more Covered Persons have pledged
in the aggregate 2,736,198 Covered Shares to third-party lending institutions   
as collateral for loans. A portion of these pledged shares may be sold from time
to time with the consent of the third-party lending institution.                

REGISTRATION RIGHTS INSTRUMENT FOR CHARITABLE DONATIONS                         

       In connection with the donations of shares of Common Stock by certain
Covered Persons to certain charitable organizations on December 13, 1999,       
December 22, 2000, December 26, 2001, January 9, 2002, December 23, 2002,       
January 8, 2003, December 22, 2003 and January 8, 2004, GS Inc. entered into a  
Registration Rights Instrument and five substantially similar Supplemental      
Registration Rights Instruments (the "Charitable Supplements"). The following is
a description of the Registration Rights Instrument, as supplemented by the     
Charitable Supplements. The Registration Rights Instrument and the Charitable   
Supplements are filed as Exhibits to this Schedule, and the following summary of
these agreements is qualified in its entirety by reference thereto.             

   Pursuant to the Registration Rights Instrument and the Charitable
Supplements, GS Inc. has agreed to register the donated shares of Common Stock  
for resale by charitable foundations and public charities. GS Inc. has agreed in
the Registration Rights Instrument and the Charitable Supplements to pay all of 
the fees and expenses relating to the offering by the charitable organizations, 
other than any agency fees and commissions or underwriting commissions or       
discounts or any transfer taxes incurred by the charitable organizations in     
connection with their resales. GS Inc. also has agreed to indemnify the         
charitable organizations against certain liabilities, including those arising   
under the Securities Act.                                                       

         GS Inc. may amend the Registration Rights Instrument and the Charitable
Supplements in any manner that it deems appropriate, without the consent of any 
charitable organization. However, GS Inc. may not make any amendment that would 
cause the shares of Common Stock to fail to be "qualified appreciated stock"    
within the meaning of Section 170 of the Internal Revenue Code. In addition, GS 
Inc. may not make any amendment that would materially and adversely affect the  
rights of any charitable organization without the consent of a majority of the  
materially and adversely affected charitable organizations.                     

REGISTRATION RIGHTS INSTRUMENT FOR EMPLOYEE MANAGING DIRECTORS                  

       In connection with the sale by certain Covered Persons (the "Employee
Managing Directors") of shares of Common Stock acquired from GS Inc. pursuant to
the terms of restricted stock units, GS Inc. entered into a Supplemental        
Registration Rights Instrument (the "EMD Supplement"), which supplements the    
Registration Rights Instrument referred to above. The following is a description
of the Registration Rights Instrument, as supplemented by the EMD Supplement.   
The Registration Rights Instrument and the EMD Supplement are filed as Exhibits 
to this Schedule, and the following summary of these agreements is qualified in 
its entirety by reference thereto.                                              

        Pursuant to the Registration Rights Instrument and the EMD Supplement,
GS Inc. has agreed to pay all of the fees and expenses relating to the          
registered offering of shares of Common Stock held by the Employee Managing     
Directors, other than any agency fees and commissions or underwriting           
commissions or discounts or any transfer taxes incurred by the Employee Managing
Directors in connection with the sales. GS Inc. also has agreed to              

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indemnify the Employee Managing Directors against certain liabilities, including
those arising under the Securities Act.                                         

DERIVATIVE INSTRUMENTS                                                          

     Certain Individual Covered Persons have written American-style call
options on an aggregate of 2,324,200 Covered Shares with strike prices ranging  
from $80.00 to $115.00 and maturity dates ranging from March 20, 2004 to January
21, 2006. Certain Individual Covered Persons have written American-style call   
options on an aggregate of 100,000 Uncovered Shares with strike prices ranging  
from $100.00 to $105.00 and maturity dates ranging from April 17, 2004 to       
January 22, 2005. Certain Individual Covered Persons have purchased             
American-style put options on an aggregate of 75,000 Uncovered Shares with a    
strike price of $90.00 and having a maturity date of April 17, 2004. None of    
these Covered Persons is employed by Goldman Sachs.                             

   Certain private foundations established by one or more Individual
Covered Persons, none of whom are employed by Goldman Sachs, have written       
American-style call options on an aggregate of 28,000 Uncovered Shares with     
strike prices ranging from $95.00 to $105.00 and maturity dates ranging from    
April 17, 2004 to January 22, 2005.                                             

     An Individual Covered Person who is not employed by GS Inc. entered
into two separate pre-paid variable share forward contracts on June 2, 2003 on  
Covered Shares that were not subject to any transfer restrictions. One contract 
relates to 74,051 Covered Shares, has a Cap Price (as used in the formula below)
of $98.59 and a Floor Price (as used in the formula below) of $82.15, and       
yielded proceeds to the Individual Covered Person of $5,275,126.66. The other   
contract relates to 74,052 Covered Shares, has a Cap Price of $98.42 and a Floor
Price of $82.02, and yielded proceeds to the Individual Covered Person of       
$5,267,570.54. Both contracts have a delivery date of June 7, 2006 (the         
"Delivery Date"). Under each contract, in exchange for receiving the proceeds,  
the Individual Covered Person agreed to deliver a number of shares of Common    
Stock on the Delivery Date (or on an earlier date if the contract is terminated 
early) pursuant to the following formula: (i) if the price of Common Stock on   
June 2, 2006 (the "Final Price") is less than the Floor Price, the number of    
shares to which the contract relates (the "Number of Shares"); (ii) if the Final
Price is less than to the Cap Price, but greater than the Floor Price, then a   
number of shares equal to the Number of Shares times the Floor Price divided by 
the Final Price; (iii) if the Final Price is greater than the Cap Price, then a 
number of shares equal to the Number of Shares multiplied by a fraction, the    
numerator of which is the sum of the Floor Price and the difference between the 
Final Price and the Cap Price, and the denominator of which is the Final Price. 
Alternatively, the Individual Covered Person has the option to cash settle      
either contract, with the cash settlement amount being equal to the Number of   
Shares to be delivered times the Final Price. In connection with these          
contracts, the Individual Covered Person pledged an aggregate of 148,103 Covered
Shares to the counterparties to secure the delivery obligation.                 

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Material to be Filed as Exhibits                                                

                                                                [Download Table]

Exhibit                          Description                                    
-------                          -----------                                    
                                                                                
   A.    Shareholders' Agreement, dated as of May 7, 1999 (incorporated by      
         reference to Exhibit A to the Schedule 13D filed May 17, 1999 (File No.
         005-56295) (the "Initial Schedule 13D")).                              

   B.    Form of Agreement Relating to Noncompetition and Other Covenants       
         (incorporated by reference to Exhibit 10.20 to the registration        
         statement on Form S-1 (File No. 333-74449) filed by The Goldman Sachs  
         Group, Inc.).                                                          

   C.    Form of Pledge Agreement (the "IPO Pledge Agreement") (incorporated by 
         reference to Exhibit 10.21 to the registration statement on Form S-1   
         (File No. 333-74449) filed by The Goldman Sachs Group, Inc.).          

   D.    Form of Amendment No. 1 to the IPO Pledge Agreement (filed as Exhibit  
         E), dated July 10, 2000 (incorporated by reference to Exhibit F to     
         Amendment No. 4 to the Initial Schedule 13D, filed July 11, 2000 (File 
         No. 005-56295)).                                                       

   E.    Registration Rights Instrument, dated as of December 10, 1999          
         (incorporated by reference to Exhibit G to Amendment No. 1 to the      
         Initial Schedule 13D, filed December 17, 1999 (File No. 005-56295)).   

   F.    Supplemental Registration Rights Instrument, dated as of December 10,  
         1999 (incorporated by reference to Exhibit H to Amendment No. 1 to the 
         Initial Schedule 13D, filed December 17, 1999 (File No. 005-56295)).   

   G.    Form of Counterpart to Shareholders' Agreement for former profit       
         participating limited partners of The Goldman Sachs Group, L.P.        
         (incorporated by reference to Exhibit I to Amendment No. 2 to the      
         Initial Schedule 13D, filed June 21, 2000 (File No. 005-56295)).       

   H.    Form of Counterpart to Shareholders' Agreement for former retired      
         limited partners of The Goldman Sachs Group, L.P. who are currently    
         managing directors of The Goldman Sachs Group, Inc. (incorporated by   
         reference to Exhibit J to Amendment No. 2 to the Initial Schedule 13D, 
         filed June 21, 2000 (File No. 005-56295)).                             

   I.    Form of Counterpart to Shareholders' Agreement for non-individual      
         former owners of Hull and Associates, L.L.C. (incorporated by reference
         to Exhibit K to Amendment No. 3 to the Initial Schedule 13D, filed June
         30, 2000 (File No. 005-56295)).                                        

   J.    Form of Counterpart to Shareholders' Agreement for non-U.S.            
         corporations (incorporated by reference to Exhibit L to Amendment No. 3
         to the Initial Schedule 13D, filed June 30, 2000 (File No. 005-56295)).

   K.    Form of Counterpart to Shareholders' Agreement for non-U.S. trusts     
         (incorporated by reference to Exhibit M to Amendment No. 3 to the      
         Initial Schedule 13D, filed June 30, 2000 (File No. 005-56295)).       

   L.    Form of Guarantee and Pledge Agreement for non-U.S. corporations       
         (incorporated by reference to Exhibit N to Amendment No. 3 to the      
         Initial Schedule 13D, filed June 30, 2000 (File No. 005-56295)).       

   M.    Form of Pledge Agreement for shareholders of non-U.S. corporations     
         (incorporated by reference to Exhibit O to Amendment No. 3 to the      
         Initial Schedule 13D, filed June 30, 2000 (File No. 005-56295)).       

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                                                                [Download Table]

Exhibit                          Description                                    
-------                          -----------                                    
                                                                                
   N.    Form of Pledge Agreement for shareholders of non-U.S. corporations     
         (Jersey version) (incorporated by reference to Exhibit P to Amendment  
         No. 3 to the Initial Schedule 13D, filed June 30, 2000 (File No.       
         005-56295)).                                                           

   O.    Form of Counterpart to Shareholders' Agreement for Transferee Covered  
         Persons (incorporated by reference to Exhibit Q to Amendment No. 5 to  
         the Initial Schedule 13D, filed August 2, 2000 (File No. 005-56295)).  

   P.    Supplemental Registration Rights Instrument, dated as of June 19, 2000 
         (incorporated by reference to Exhibit R to Amendment No. 5 to the      
         Initial Schedule 13D, filed August 2, 2000 (File No. 005-56295)).      

   Q.    Power of Attorney (incorporated by reference to Exhibit X to Amendment 
         No. 14 to the Initial Schedule 13D, filed March 29, 2001 (File No.     
         005-56295)).                                                           

   R.    Form of Amended and Restated Member Agreement, dated as of September   
         10, 2000, and amended and restated as of October 26, 2000, between GS  
         Inc. and each SLK Covered Person (incorporated by reference to Exhibit 
         Y to Amendment No. 10 to the Initial Schedule 13D, filed November 3,   
         2000 (File No. 005-56295)).                                            

   S.    Form of Pledge Agreement, dated as of October 31, 2000, between GS Inc.
         and each SLK Covered Person (incorporated by reference to Exhibit Z to 
         Amendment No. 10 to the Initial Schedule 13D, filed November 3, 2000   
         (File No. 005-56295)).                                                 

   T.    Supplemental Registration Rights Instrument, dated as of December 21,  
         2000 (incorporated by reference to Exhibit AA to Amendment No. 12 to   
         the Initial Schedule 13D, filed January 23, 2001 (File No. 005-56295)).

   U.    Form of Member Agreement, dated as of January 26, 2001, between GS Inc.
         and each Jacobson Covered Person (incorporated by reference to Exhibit 
         BB to Amendment No. 14 to the Initial Schedule 13D, filed March 28,    
         2001 (File No. 005-56295)).                                            

   V.    Form of Pledge Agreement, dated as of March 19, 2001, between GS Inc.  
         and each Jacobson Covered Person (incorporated by reference to Exhibit 
         CC to Amendment No. 14 to the Initial Schedule 13D, filed March 28,    
         2001 (File No. 005-56295)).                                            

   W.    Form of Guarantee and Pledge Agreement for trusts (incorporated by     
         reference to Exhibit DD to Amendment No. 19 to the Initial Schedule    
         13D, filed October 30, 2001 (File No. 005-56295)).                     

   X.    Form of Pledge Agreement for beneficiaries of trusts (incorporated by  
         reference to Exhibit EE to Amendment No. 19 to the Initial Schedule    
         13D, filed October 30, 2001 (File No. 005-56295)).                     

   Y.    Form of Guarantee and Pledge Agreement for non-U.S. trusts holding     
         Common Stock through non-U.S. corporations (incorporated by reference  
         to Exhibit FF to Amendment No. 20 to the Initial Schedule 13D, filed   
         December 21, 2001 (File No. 005-56295)).                               

   Z.    Form of Pledge Agreement for beneficiaries of non-U.S. trusts holding  
         Common Stock through non-U.S. corporations (incorporated by reference  
         to Exhibit GG to Amendment No. 20 to the Initial Schedule 13D, filed   
         December 21, 2001 (File No. 005-56295)).                               

   AA.   Supplemental Registration Rights Instrument, dated as of December 21,  
         2001 (incorporated by reference to Exhibit 4.4 to the registration     
         statement on Form S-3 (File No. 333-74006) filed by The Goldman Sachs  
         Group, Inc.).                                                          

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                                                                [Download Table]

Exhibit                          Description                                    
-------                          -----------                                    
                                                                                
   BB.   Form of Power of Attorney executed by Covered Persons participating in 
         the Channel A Sales Program (incorporated by reference to Exhibit BB to
         Amendment No. 27 to the Initial Schedule 13D, filed June 20, 2002 (File
         No. 005-56295)).                                                       

   CC.   Form of Member Agreement, dated as of May 16, 2002, between GS Inc. and
         each Walter Frank Covered Person (incorporated by reference to Exhibit 
         CC to Amendment No. 28 to the Initial Schedule 13D, filed July 5, 2002 
         (File No. 005-56295)).                                                 

   DD.   Form of Pledge Agreement, dated as of June 26, 2002, between GS Inc.   
         and each Walter Frank Covered Person (incorporated by reference to     
         Exhibit DD to Amendment No. 28 to the Initial Schedule 13D, filed July 
         5, 2002 (File No. 005-56295)).                                         

   EE.   Supplemental Registration Rights Instrument, dated as of December 20,  
         2002 (incorporated by reference to Exhibit 4.4 to the registration     
         statement on Form S-3 (File No. 333-101093) filed by The Goldman Sachs 
         Group, Inc.).                                                          

   FF.   Form of Written Consent Relating to Sale and Purchase of Common Stock  
         (incorporated by reference to Exhibit FF to Amendment No. 35 to the    
         Initial Schedule 13D, filed January 8, 2003 (File No. 005-56295)).     

   GG.   Partner Agreement, dated as of April 14, 2003, between GS Inc. and John
         Breyo (incorporated by reference to Exhibit GG to Amendment No. 44 to  
         the Initial Schedule 13D, filed September 19, 2003 (File No.           
         005-56295)).                                                           

   HH.   Pledge Agreement, dated as of July 1, 2003, between GS Inc. and John   
         Breyo (incorporated by reference to Exhibit HH to Amendment No. 44 to  
         the Initial Schedule 13D, filed September 19, 2003 (File No.           
         005-56295)).                                                           

   II.   Supplemental Registration Rights Instrument, dated as of December 19,  
         2003 (incorporated by reference to Exhibit 4.4 to the registration     
         statement on Form S-3 (File No. 333-110371) filed by The Goldman Sachs 
         Group, Inc.).                                                          

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                                                                         ANNEX A

INFORMATION REQUIRED AS TO EXECUTIVE OFFICERS AND DIRECTORS OF CORPORATE
COVERED PERSONS 

                                                        [Enlarge/Download Table]

                                                                    CONVICTIONS OR        BENEFICIAL    
                                                                    VIOLATIONS OF      OWNERSHIP OF THE 
                                                                   FEDERAL OR STATE  COMMON STOCK OF THE
                                                                   LAWS WITHIN THE      GOLDMAN SACHS   
  NAME      CITIZENSHIP   BUSINESS ADDRESS     PRESENT EMPLOYMENT  LAST FIVE YEARS       GROUP, INC.    
  ----      -----------   ----------------     ------------------  ---------------       -----------    
                                                                                                        
Steven M.       USA      85 Broad Street      Managing Director,         None        Covered Person, so 
Bunson                   New York, NY         The Goldman Sachs                      ownership is as set
                         10004                Group, Inc.                            forth in or        
                                                                                     incorporated into  
                                                                                     Item 5 above.      

Russell E.      USA      85 Broad Street      Managing Director,         None        Covered Person, so 
Makowsky                 New York, NY         The Goldman Sachs                      ownership is as set
                         10004                Group, Inc.                            forth in or        
                                                                                     incorporated into  
                                                                                     Item 5 above.      

Michael H.      UK       26 New Street,       Partner,                   None        None               
Richardson               St. Helier, Jersey,  Bedell Cristin                                            
                         JE4 3RA                                                                        

Anthony J.      UK       26 New Street,       Partner,                   None        None               
Dessain                  St. Helier, Jersey,  Bedell Cristin                                            
                         JE4 3RA                                                                        

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                                                                         ANNEX B

ITEMS 2(D)                                                                      
AND 2(E). INFORMATION REQUIRED AS TO CERTAIN PROCEEDINGS                  

None.                                                                           

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                                                                         ANNEX C

ITEM 4. PLANNED DISPOSITION OF SECURITIES OF THE ISSUER BY COVERED PERSONS      

None.                                                                   

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                                                                         ANNEX D

ITEM 5(A). DESCRIPTION OF SHARES AS TO WHICH THERE IS A RIGHT TO ACQUIRE        
EXERCISABLE WITHIN 60 DAYS.                               

An aggregate of 26,565,855 shares of Common Stock are deliverable to Covered    
Persons upon the exercise of stock options, all of which have vested and are    
exercisable.                                                                    

The share amounts given above include the gross number of shares of Common Stock
underlying these options, and are included in the aggregate number of shares    
beneficially owned by the Covered Persons under Rule 13d-3(d)(1) because they   
represent a right to acquire beneficial ownership within 60 days of the date    
hereof. Upon exercise of stock options, a net amount of shares will be actually 
delivered to the Covered Person, with some shares withheld for tax payments, to 
fund the option strike price or for other reasons. The net shares delivered to  
the Covered Person will continue to be included in aggregate number of shares   
beneficially owned by the Covered Persons. The withheld shares will cease to be 
beneficially owned by any Covered Person, and will no longer be included in the 
aggregate number of shares beneficially owned by Covered Persons.               

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                                                                         ANNEX E

ITEM 5(C). DESCRIPTION OF ALL TRANSACTIONS IN THE COMMON STOCK EFFECTED BY THE  
        COVERED PERSONS IN THE PAST 60 DAYS AND NOT PREVIOUSLY REPORTED ON
SCHEDULE 13D                                              

The following sales of Covered Shares were made by the following Covered Persons
through one or more subsidiaries of GS Inc. for cash on the New York Stock      
Exchange:                                                                       

                                                                [Download Table]

    COVERED PERSON          TRADE DATE     NUMBER OF SHARES  PRICE PER SHARE
    --------------          ----------     ----------------  ---------------
                                                                            
David B. Ford            January 26, 2004       20,000           $100.15    
John C. Ryan             January 26, 2004       10,000           $101.41    
Fredric E. Steck         January 26, 2004        1,500           $101.99    
Richard E. Witten        January 26, 2004        5,000           $102.00    
David B. Ford            January 27, 2004       20,000           $101.76    
Robert H. Litzenberger   January 27, 2004        3,500           $102.25    
Robin Neustein           January 27, 2004       10,000           $102.63    
Daniel M. Neidich        January 28, 2004      100,000           $ 98.50    
Steven J. Wisch          February 2, 2004        5,000           $100.05    
Zachariah Cobrinik       February 3, 2004        3,000           $100.74    
John O. Downing          February 3, 2004        3,218           $100.87    
T. Willem Mesdag         February 3, 2004       11,663           $100.21    
Fredric E. Steck         February 3, 2004        1,000           $100.90    
Steven J. Wisch          February 3, 2004       11,524           $100.87    
Peter L. Briger Jr.      February 4, 2004       30,661           $100.08    
Girish V. Reddy          February 4, 2004        7,500           $101.00    
Fredric E. Steck         February 4, 2004        1,000           $100.98    
Eric P. Grubman          February 6, 2004       10,000           $100.77    
Thomas D. Lasersohn      February 6, 2004       13,300           $100.94    
Robin Neustein           February 6, 2004       20,000           $101.49    
David B. Ford            February 9, 2004       20,000           $102.23    
Robin Neustein           February 9, 2004        5,000           $102.18    
Fredric E. Steck         February 9, 2004        2,000           $102.35    
Robin Neustein          February 10, 2004       20,000           $102.06    
Andrew M. Alper         February 11, 2004       20,000           $106.10    
David M. Baum           February 11, 2004        3,633           $106.66    
Zachariah Cobrinik      February 11, 2004        3,000           $107.06    
Thomas D. Lasersohn     February 11, 2004       20,000           $104.76    
Robin Neustein          February 11, 2004       75,000           $105.16    
Michael G. Rantz        February 11, 2004       25,995           $106.21    
Fredric E. Steck        February 11, 2004        3,000           $105.33    
Richard E. Witten       February 11, 2004       20,000           $105.82    
Barry L. Zubrow         February 11, 2004       75,000           $106.27    
Daniel M. Neidich       February 12, 2004       50,000           $107.60    
Robin Neustein          February 12, 2004       10,000           $107.33    
Thomas B. Walker III    February 12, 2004        5,000           $107.24    
Danny O. Yee            February 12, 2004        8,000           $107.01    
Andrew M. Alper         February 17, 2004        5,000           $106.90    
Danny O. Yee            February 17, 2004        5,000           $106.85    
Jonathan R. Aisbitt     February 18, 2004          100           $106.62    
Jonathan R. Aisbitt     February 18, 2004          300           $106.76    
Jonathan R. Aisbitt     February 18, 2004          500           $106.85    
Jonathan R. Aisbitt     February 18, 2004          900           $106.32    

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                                                                [Download Table]

    COVERED PERSON       TRADE DATE     NUMBER OF SHARES  PRICE PER SHARE
    --------------       ----------     ----------------  ---------------
                                                                         
Jonathan R. Aisbitt  February 18, 2004        3,100           $106.72    
Jonathan R. Aisbitt  February 18, 2004          100           $106.79    
Jonathan R. Aisbitt  February 18, 2004          100           $106.98    
Jonathan R. Aisbitt  February 18, 2004          200           $106.44    
Jonathan R. Aisbitt  February 18, 2004          200           $106.46    
Jonathan R. Aisbitt  February 18, 2004          200           $106.75    
Jonathan R. Aisbitt  February 18, 2004          200           $106.77    
Jonathan R. Aisbitt  February 18, 2004          300           $106.43    
Jonathan R. Aisbitt  February 18, 2004          300           $106.64    
Jonathan R. Aisbitt  February 18, 2004          300           $106.68    
Jonathan R. Aisbitt  February 18, 2004          300           $106.70    
Jonathan R. Aisbitt  February 18, 2004          300           $106.74    
Jonathan R. Aisbitt  February 18, 2004          400           $106.31    
Jonathan R. Aisbitt  February 18, 2004          400           $106.39    
Jonathan R. Aisbitt  February 18, 2004          400           $106.45    
Jonathan R. Aisbitt  February 18, 2004          400           $106.53    
Jonathan R. Aisbitt  February 18, 2004          400           $106.65    
Jonathan R. Aisbitt  February 18, 2004          400           $106.83    
Jonathan R. Aisbitt  February 18, 2004          500           $106.33    
Jonathan R. Aisbitt  February 18, 2004          500           $106.55    
Jonathan R. Aisbitt  February 18, 2004          500           $106.56    
Jonathan R. Aisbitt  February 18, 2004          600           $106.34    
Jonathan R. Aisbitt  February 18, 2004          600           $106.47    
Jonathan R. Aisbitt  February 18, 2004          600           $106.51    
Jonathan R. Aisbitt  February 18, 2004          600           $106.57    
Jonathan R. Aisbitt  February 18, 2004          600           $106.78    
Jonathan R. Aisbitt  February 18, 2004          700           $106.69    
Jonathan R. Aisbitt  February 18, 2004          700           $106.71    
Jonathan R. Aisbitt  February 18, 2004          800           $106.81    
Jonathan R. Aisbitt  February 18, 2004          900           $ 106.3    
Jonathan R. Aisbitt  February 18, 2004          900           $106.67    
Jonathan R. Aisbitt  February 18, 2004        1,000           $106.89    
Jonathan R. Aisbitt  February 18, 2004        1,000           $107.00    
Jonathan R. Aisbitt  February 18, 2004        1,700           $106.52    
Jonathan R. Aisbitt  February 18, 2004        1,700           $106.60    
Jonathan R. Aisbitt  February 18, 2004        2,000           $106.66    
Jonathan R. Aisbitt  February 18, 2004        2,100           $106.80    
Jonathan R. Aisbitt  February 18, 2004        2,500           $106.58    
Jonathan R. Aisbitt  February 18, 2004        3,100           $106.54    
Jonathan R. Aisbitt  February 18, 2004        3,900           $106.35    
Jonathan R. Aisbitt  February 18, 2004       10,035           $107.16    
Mark Schwartz        February 18, 2004       10,000           $107.87    
Richard E. Witten    February 18, 2004        5,000           $108.00    
J. David Rogers      February 20, 2004       20,000           $100.00    
Danny O. Yee         February 20, 2004        5,000           $105.60    
Girish V. Reddy      February 25, 2004        5,000           $105.75    
Ann F. Kaplan        February 26, 2004       40,000           $105.82    
Fredric E. Steck     February 26, 2004        1,000           $105.63    
Donald F. Textor     February 26, 2004       70,000           $105.54    
Ann F. Kaplan        February 27, 2004       25,000           $106.02    
Donald F. Textor     February 27, 2004       20,000           $106.35    
Ann F. Kaplan          March 1, 2004         20,000           $107.66    
Fredric E. Steck       March 1, 2004          1,000           $107.89    

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                                                                [Download Table]

    COVERED PERSON    TRADE DATE   NUMBER OF SHARES  PRICE PER SHARE
    --------------    ----------   ----------------  ---------------
                                                                    
Donald F. Textor    March 1, 2004        4,706           $107.39    
Donald F. Textor    March 1, 2004       10,000           $107.80    
Lawton W. Fitt      March 2, 2004       10,000           $106.85    
Alok Oberoi         March 2, 2004        5,000           $107.25    
Andrew M. Alper     March 4, 2004        5,000           $108.06    
John O. Downing     March 4, 2004        5,000           $108.06    
Ann F. Kaplan       March 4, 2004       60,882           $107.55    
Fredric E. Steck    March 4, 2004        2,000           $108.12    
Richard E. Witten   March 4, 2004        2,500           $108.00    
Richard E. Witten   March 4, 2004        2,500           $108.00    
Richard E. Witten   March 4, 2004        2,500           $108.50    
Danny O. Yee        March 5, 2004        5,000           $109.02    

On January 29, 2004, James M. Sheridan purchased 32,500 Uncovered Shares at a   
price of $99.25 per share through a subsidiary of GS Inc. on the New York Stock 
Exchange.                                                                       

The Covered Persons listed below participate in the Common Stock fund of The    
Goldman Sachs Employees' Profit Sharing Retirement Income Plan. These Covered   
Persons acquired interests in the Common Stock fund representing the number of  
shares of Common Stock set forth below. These shares are Uncovered Shares.      

                                                                [Download Table]

                       ACQUISITION OR                     NUMBER OF                 
   COVERED PERSON       DISPOSITION    TRANSACTION DATE     SHARES   PRICE PER SHARE
   --------------       -----------    ----------------     ------   ---------------
                                                                                    
Thomas P. Takacs        Acquisition    January 30, 2004      13          $ 99.55    
Thomas J. McAdam        Acquisition    January 30, 2004       9          $ 99.55    
Richard T. Roberts      Acquisition    January 30, 2004       2          $ 99.55    
Edward A. Hazel         Acquisition    January 30, 2004       6          $ 99.55    
Anthony J. Principato   Acquisition    January 30, 2004       8          $ 99.55    
Lisette M. Lieberman    Acquisition    January 30, 2004      11          $ 99.55    
Thomas V. Conigliaro    Acquisition    January 30, 2004       1          $ 99.55    
Thomas J. McAdam        Acquisition    February 13, 2004      1          $105.85    
Richard T. Roberts      Acquisition    February 13, 2004      1          $105.85    
Edward A. Hazel         Acquisition    February 13, 2004      1          $105.85    
Thomas V. Conigliaro    Acquisition    February 13, 2004      1          $105.85    
Thomas J. McAdam        Acquisition    February 27, 2004      1          $105.87    
Richard T. Roberts      Acquisition    February 27, 2004      1          $105.87    
Edward A. Hazel         Acquisition    February 27, 2004      1          $105.87    
Thomas V. Conigliaro    Acquisition    February 27, 2004      1          $105.87    

The following cashless exercises of stock options were effected by the following
Covered Person, with the indicated number of underlying shares sold through an  
affiliate of Mellon Investor Services LLC for cash on the New York Stock        
Exchange:                                                                       

                                                        [Enlarge/Download Table]


                                  NUMBER                          NUMBER OF  NUMBER OF
                                    OF                    SALES    SHARES     SHARES  
COVERED PERSON  DATE OF EXERCISE  OPTIONS  STRIKE PRICE   PRICE     SOLD     RETAINED 
--------------  ----------------  -------  ------------   -----     ----     -------- 
                                                                                      
Wiet H.M. Pot    March 2, 2004     83,862     $107.35    $106.90    83,862       0    

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SIGNATURES                                                                      

        After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and  
correct.                                                                        

Dated: March 17, 2004                                                           

                                                 By: /s/ James B. McHugh
                                                         -----------------------
                                               Name: James B. McHugh
                                                 Title: Attorney-in-Fact

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 EXHIBIT INDEX

                                                                [Download Table]

Exhibit                             Description                                 
-------                             -----------                                 
                                                                                
   A.    Shareholders' Agreement, dated as of May 7, 1999 (incorporated by      
         reference to Exhibit A to the Schedule 13D filed May 17, 1999 (File No.
         005-56295) (the "Initial Schedule 13D")).                              

   B.    Form of Agreement Relating to Noncompetition and Other Covenants       
         (incorporated by reference to Exhibit 10.20 to the registration        
         statement on Form S-1 (File No. 333-74449) filed by The Goldman Sachs  
         Group, Inc.).                                                          

   C.    Form of Pledge Agreement (the "IPO Pledge Agreement") (incorporated by 
         reference to Exhibit 10.21 to the registration statement on Form S-1   
         (File No. 333-74449) filed by The Goldman Sachs Group, Inc.).          

   D.    Form of Amendment No. 1 to the IPO Pledge Agreement (filed as Exhibit  
         E), dated July 10, 2000 (incorporated by reference to Exhibit F to     
         Amendment No. 4 to the Initial Schedule 13D, filed July 11, 2000 (File 
         No. 005-56295)).                                                       

   E.    Registration Rights Instrument, dated as of December 10, 1999          
         (incorporated by reference to Exhibit G to Amendment No. 1 to the      
         Initial Schedule 13D, filed December 17, 1999 (File No. 005-56295)).   

   F.    Supplemental Registration Rights Instrument, dated as of December 10,  
         1999 (incorporated by reference to Exhibit H to Amendment No. 1 to the 
         Initial Schedule 13D, filed December 17, 1999 (File No. 005-56295)).   

   G.    Form of Counterpart to Shareholders' Agreement for former profit       
         participating limited partners of The Goldman Sachs Group, L.P.        
         (incorporated by reference to Exhibit I to Amendment No. 2 to the      
         Initial Schedule 13D, filed June 21, 2000 (File No. 005-56295)).       

   H.    Form of Counterpart to Shareholders' Agreement for former retired      
         limited partners of The Goldman Sachs Group, L.P. who are currently    
         managing directors of The Goldman Sachs Group, Inc. (incorporated by   
         reference to Exhibit J to Amendment No. 2 to the Initial Schedule 13D, 
         filed June 21, 2000 (File No. 005-56295)).                             

   I.    Form of Counterpart to Shareholders' Agreement for non-individual      
         former owners of Hull and Associates, L.L.C. (incorporated by reference
         to Exhibit K to Amendment No. 3 to the Initial Schedule 13D, filed June
         30, 2000 (File No. 005-56295)).                                        

   J.    Form of Counterpart to Shareholders' Agreement for non-U.S.            
         corporations (incorporated by reference to Exhibit L to Amendment No. 3
         to the Initial Schedule 13D, filed June 30, 2000 (File No. 005-56295)).

   K.    Form of Counterpart to Shareholders' Agreement for non-U.S. trusts     
         (incorporated by reference to Exhibit M to Amendment No. 3 to the      
         Initial Schedule 13D, filed June 30, 2000 (File No. 005-56295)).       

   L.    Form of Guarantee and Pledge Agreement for non-U.S. corporations       
         (incorporated by reference to Exhibit N to Amendment No. 3 to the      
         Initial Schedule 13D, filed June 30, 2000 (File No. 005-56295)).       


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                                                                [Download Table]

Exhibit                             Description                                 
-------                             -----------                                 
                                                                                
   M.    Form of Pledge Agreement for shareholders of non-U.S. corporations     
         (incorporated by reference to Exhibit O to Amendment No. 3 to the      
         Initial Schedule 13D, filed June 30, 2000 (File No. 005-56295)).       

   N.    Form of Pledge Agreement for shareholders of non-U.S. corporations     
         (Jersey version) (incorporated by reference to Exhibit P to Amendment  
         No. 3 to the Initial Schedule 13D, filed June 30, 2000 (File No.       
         005-56295)).                                                           

   O.    Form of Counterpart to Shareholders' Agreement for Transferee Covered  
         Persons (incorporated by reference to Exhibit Q to Amendment No. 5 to  
         the Initial Schedule 13D, filed August 2, 2000 (File No. 005-56295)).  

   P.    Supplemental Registration Rights Instrument, dated as of June 19, 2000 
         (incorporated by reference to Exhibit R to Amendment No. 5 to the      
         Initial Schedule 13D, filed August 2, 2000 (File No. 005-56295)).      

   Q.    Power of Attorney (incorporated by reference to Exhibit X to Amendment 
         No. 14 to the Initial Schedule 13D, filed March 29, 2001 (File No.     
         005-56295)).                                                           

   R.    Form of Amended and Restated Member Agreement, dated as of September   
         10, 2000, and amended and restated as of October 26, 2000, between GS  
         Inc. and each SLK Covered Person (incorporated by reference to Exhibit 
         Y to Amendment No. 10 to the Initial Schedule 13D, filed November 3,   
         2000 (File No. 005-56295)).                                            

   S.    Form of Pledge Agreement, dated as of October 31, 2000, between GS Inc.
         and each SLK Covered Person (incorporated by reference to Exhibit Z to 
         Amendment No. 10 to the Initial Schedule 13D, filed November 3, 2000   
         (File No. 005-56295)).                                                 

   T.    Supplemental Registration Rights Instrument, dated as of December 21,  
         2000 (incorporated by reference to Exhibit AA to Amendment No. 12 to   
         the Initial Schedule 13D, filed January 23, 2001 (File No. 005-56295)).

   U.    Form of Member Agreement, dated as of January 26, 2001, between GS Inc.
         and each Jacobson Covered Person (incorporated by reference to Exhibit 
         BB to Amendment No. 14 to the Initial Schedule 13D, filed March 28,    
         2001 (File No. 005-56295)).                                            

   V.    Form of Pledge Agreement, dated as of March 19, 2001, between GS Inc.  
         and each Jacobson Covered Person (incorporated by reference to Exhibit 
         CC to Amendment No. 14 to the Initial Schedule 13D, filed March 28,    
         2001 (File No. 005-56295)).                                            

   W.    Form of Guarantee and Pledge Agreement for trusts (incorporated by     
         reference to Exhibit DD to Amendment No. 19 to the Initial Schedule    
         13D, filed October 30, 2001 (File No. 005-56295)).                     

   X.    Form of Pledge Agreement for beneficiaries of trusts (incorporated by  
         reference to Exhibit EE to Amendment No. 19 to the Initial Schedule    
         13D, filed October 30, 2001 (File No. 005-56295)).                     

   Y.    Form of Guarantee and Pledge Agreement for non-U.S. trusts holding     
         Common Stock through non-U.S. corporations (incorporated by reference  
         to Exhibit FF to Amendment No. 20 to the Initial Schedule 13D, filed   
         December 21, 2001 (File No. 005-56295)).                               

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Exhibit                             Description                                 
-------                             -----------                                 
                                                                                
   Z.    Form of Pledge Agreement for beneficiaries of non-U.S. trusts holding  
         Common Stock through non-U.S. corporations (incorporated by reference  
         to Exhibit GG to Amendment No. 20 to the Initial Schedule 13D, filed   
         December 21, 2001 (File No. 005-56295)).                               

   AA.   Supplemental Registration Rights Instrument, dated as of December 21,  
         2001 (incorporated by reference to Exhibit 4.4 to the registration     
         statement on Form S-3 (File No. 333-74006) filed by The Goldman Sachs  
         Group, Inc.).                                                          

   BB.   Form of Power of Attorney executed by Covered Persons participating in 
         the Channel A Sales Program (incorporated by reference to Exhibit BB to
         Amendment No. 27 to the Initial Schedule 13D, filed June 20, 2002 (File
         No. 005-56295)).                                                       

   CC.   Form of Member Agreement, dated as of May 16, 2002, between GS Inc. and
         each Walter Frank Covered Person (incorporated by reference to Exhibit 
         CC to Amendment No. 28 to the Initial Schedule 13D, filed July 5, 2002 
         (File No. 005-56295)).                                                 

   DD.   Form of Pledge Agreement, dated as of June 26, 2002, between GS Inc.   
         and each Walter Frank Covered Person (incorporated by reference to     
         Exhibit DD to Amendment No. 28 to the Initial Schedule 13D, filed July 
         5, 2002 (File No. 005-56295)).                                         

   EE.   Supplemental Registration Rights Instrument, dated as of December 20,  
         2002 (incorporated by reference to Exhibit 4.4 to the registration     
         statement on Form S-3 (File No. 333-101093) filed by The Goldman Sachs 
         Group, Inc.).                                                          

   FF.   Form of Written Consent Relating to Sale and Purchase of Common Stock  
         (incorporated by reference to Exhibit FF to Amendment No. 35 to the    
         Initial Schedule 13D, filed January 8, 2003 (File No. 005-56295)).     

   GG.   Partner Agreement, dated as of April 14, 2003, between GS Inc. and John
         Breyo (incorporated by reference to Exhibit GG to Amendment No. 44 to  
         the Initial Schedule 13D, filed September 19, 2003 (File No.           
         005-56295)).                                                           

   HH.   Pledge Agreement, dated as of July 1, 2003, between GS Inc. and John   
         Breyo (incorporated by reference to Exhibit HH to Amendment No. 44 to  
         the Initial Schedule 13D, filed September 19, 2003 (File No.           
         005-56295)).                                                           

   II.   Supplemental Registration Rights Instrument, dated as of December 19,  
         2003 (incorporated by reference to Exhibit 4.4 to the registration     
         statement on Form S-3 (File No. 333-110371) filed by The Goldman Sachs 
         Group, Inc.).                                                          

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Dates Referenced Herein and Documents Incorporated by Reference

		Referenced-On Page
This ‘SC 13D/A’ Filing	Date	First	Last	Other Filings

	6/7/06	55		3, 4, SC 13D
	6/2/06	55		4, 8-K
	1/21/06	55
	12/31/05	51		13F-HR
	7/1/05	51		10-Q
	6/26/05	51
	1/31/05	51		424B3
	1/22/05	55
	7/1/04	51		4, 424B3
	6/26/04	51		3
	5/8/04	49	53
	4/23/04	49	52
	4/17/04	55
	3/24/04	48	52	4
	3/20/04	55
Filed on:	3/17/04	66		424B3
	3/9/04	1	49	424B3
	1/29/04	65
	1/8/04	54		424B2, 424B3
	12/22/03	54		4, S-3/A
	12/19/03	58	69	4, 424B3, 8-K
	9/19/03	58	69	4, SC 13D/A
	7/1/03	58	69	4
	6/26/03	51		4
	6/25/03	53		8-K
	6/13/03	45
	6/2/03	55
	5/8/03	49	51	3/A, 4, SC 13D/A, SC 13G/A
	4/14/03	51	69	4, 424B2
	3/26/03	45		4
	1/8/03	54	69	424B2, SC 13D/A
	12/23/02	54		3/A, 4, 8-K, S-3/A
	12/20/02	58	69	4, 8-K, SC 13D/A
	7/5/02	58	69	SC 13D/A
	6/26/02	58	69	SC 13D/A
	6/20/02	58	69	8-K, SC 13D/A
	6/5/02	45
	5/16/02	51	69	SC 13D/A
	5/8/02	49	51
	5/7/02	51
	1/9/02	54		424B3
	12/26/01	54
	12/21/01	57	69	S-3/A
	10/30/01	57	68	424B3
	3/29/01	57	68	SC 13D/A
	3/28/01	57	68
	3/19/01	57	68	SC 13D/A
	1/26/01	50	68
	1/23/01	57	68	SC 13D/A
	12/22/00	54		424B3, SC 13D/A
	12/21/00	57	68	S-3/A
	11/3/00	57	68	SC 13D/A, SC 13G/A
	10/31/00	57	68	8-A12B, 8-K, 8-K/A
	10/26/00	50	68
	9/10/00	50	68
	8/2/00	57	68	424B4, SC 13D/A
	7/31/00	52		4, 424B3, 8-K
	7/11/00	56	67	SC 13D/A
	7/10/00	56	67	4, 424B3, SC 13G/A
	6/30/00	56	68	13F-HR, 13F-HR/A, 4, 424B3, SC 13D/A
	6/21/00	56	67	SC 13D/A
	6/19/00	57	68	424B3
	12/17/99	56	67	SC 13D/A
	12/13/99	54
	12/10/99	56	67	4, SC 13G/A
	5/17/99	56	67	S-1/A, SC 13D
	5/7/99	48	67	3
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Filing Submission 0000950123-04-003440 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Goldman Sachs Group Inc, et al. – ‘SC 13D/A’ on 3/17/04 re: Goldman Sachs Group Inc

On: Wednesday, 3/17/04, at 5:22pm ET · Accession #: 950123-4-3440 · File #: 5-56295

Previous ‘SC 13D’: ‘SC 13D/A’ on 2/27/04 · Next: ‘SC 13D/A’ on 4/30/04 · Latest: ‘SC 13D/A’ on 7/7/23

Amendment to General Statement of Beneficial Ownership — Schedule 13DFiling Table of Contents

Document Table of Contents

Dates Referenced Herein and Documents Incorporated by Reference

Amendment to General Statement of Beneficial Ownership — Schedule 13D
Filing Table of Contents