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Duquesne Light Holdings Inc – ‘10-K/A’ for 12/31/97

As of:  Thursday, 3/26/98   ·   For:  12/31/97   ·   Accession #:  950132-98-278   ·   File #:  1-10290

Previous ‘10-K’:  ‘10-K’ on 3/24/98 for 12/31/97   ·   Next:  ‘10-K’ on 3/29/02 for 12/31/01   ·   Latest:  ‘10-K’ on 3/1/07 for 12/31/06

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 3/26/98  Duquesne Light Holdings Inc       10-K/A     12/31/97    1:7K                                     Donnelley R R & S… 04/FA

Amendment to Annual Report   —   Form 10-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K/A      Amendment No. 1 to Form 10-K                           4     14K 

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K/A Amendment No. 1 [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 1997 --------------------- [_] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Transition Period From __________ to __________ Commission File Number ---------------------- 1-10290 DQE, Inc. -------------------------------------------------------- (Exact name of registrant as specified in its charter) Pennsylvania 25-1598483 ------------ ---------- (State or other jurisdiction of (I.R.S. Employer Identification No.) incorporation or organization) Cherrington Corporate Center, Suite 100 500 Cherrington Parkway, Coraopolis, Pennsylvania 15108-3184 ------------------------------------------------------------- (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (412) 262-4700 Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months and (2) has been subject to such filing requirements for the past 90 days. Yes X No --- --- Aggregate market value of DQE Common Stock held by non-affiliates as of February 28, 1998 was $2,565,653,110. There were 77,685,287 shares of DQE Common Stock outstanding as of February 28, 1998. [X] Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of the registrant's knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K.
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Securities registered pursuant to Section 12(b) of the Act: Name of each exchange Registrant Title of each class on which registered ---------- ------------------- ------------------- DQE Common Stock (no par value) New York Stock Exchange Philadelphia Stock Exchange Chicago Stock Exchange Securities registered pursuant to Section 12(g) of the Act: Registrant Title of each class ------------- ------------------- DQE Preferred Stock, Series A (Convertible) DOCUMENTS INCORPORATED BY REFERENCE Part of Form 10-K Into Which Document Description Is Incorporated ----------- --------------------- DQE Annual Report to Shareholders Parts I and II for the year ended December 31, 1997 2
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The Report of Independent Certified Public Accountants on page 21 of registrant's Form 10-K for the Fiscal Year ended December 31, 1997 is hereby amended in its entirety to read as follows: REPORT OF INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS To the Directors and Shareholders of DQE, Inc.: We have audited the accompanying consolidated balance sheet of DQE, Inc. and its subsidiaries as of December 31, 1997 and 1996, and the related consolidated statements of income, retained earnings, and cash flows for each of the three years in the period ended December 31, 1997. Our audits also included the financial statement schedule listed in the Index at Item 14. These financial statements and financial statement schedule are the responsibility of the Company's management. Our responsibility is to express an opinion on the financial statements and financial statement schedule based on our audits. We conducted our audits in accordance with generally accepted auditing standards. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe that our audits provide a reasonable basis for our opinion. In our opinion, such consolidated financial statements present fairly, in all material respects, the financial position of DQE, Inc. and its subsidiaries as of December 31, 1997 and 1996, and the results of their operations and their cash flows for each of the three years in the period ended December 31, 1997 in conformity with generally accepted accounting principles. Also, in our opinion, such financial statement schedule, when considered in relation to the basic consolidated financial statements taken as a whole, presents fairly in all material respects the information set forth therein. /s/ Deloitte & Touche LLP Pittsburgh, Pennsylvania January 27, 1998 3
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SIGNATURE Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. DQE, Inc. ------------------- (Registrant) Date March 25, 1998 By: /s/ Morgan K. O'Brien -------------------- --------------------------------- (Signature) Morgan K. O'Brien Vice President and Controller (Principal Accounting Officer) 4

Dates Referenced Herein   and   Documents Incorporated by Reference

Referenced-On Page
This ‘10-K/A’ Filing    Date First  Last      Other Filings
Filed on:3/26/98424B5
3/25/9848-K
2/28/981
1/27/983
For Period End:12/31/971310-K,  U-3A-2
12/31/96310-K,  U-3A-2
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Filing Submission 0000950132-98-000278   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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