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Heritage Global Inc. – ‘8-K’ for 11/28/23

On:  Monday, 12/4/23, at 4:27pm ET   ·   For:  11/28/23   ·   Accession #:  950170-23-67775   ·   File #:  1-39471

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

12/04/23  Heritage Global Inc.              8-K:8      11/28/23   10:169K                                   Donnelley … Solutions/FA

Current Report   —   Form 8-K

Filing Table of Contents

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 2: EX-101.PRE  XBRL Presentations -- hgbl-20231128_pre              XML     34K 
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 9: JSON        XBRL Instance as JSON Data -- MetaLinks               12±    18K 
10: ZIP         XBRL Zipped Folder -- 0000950170-23-067775-xbrl      Zip     19K 


‘8-K’   —   Current Report


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 iX:   C:  C: 
  8-K  
 i False i 000084914500008491452023-11-282023-11-28

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM  i 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of The Securities Exchange Act of 1934

Date of Report (date of earliest event reported):  i November 28, 2023

img161593769_0.jpg 

 i HERITAGE GLOBAL INC.

(Exact name of registrant as specified in its charter)

 i Florida

 i 001-39471

 i 59-2291344

(State or other jurisdiction

of incorporation)

(Commission

File Number)

(IRS Employer

Identification No.)

 i 12625 High Bluff Drive,  i Suite 305,  i San Diego,  i California

 i 92130

(Address of principal executive offices)

(Zip Code)

Registrant’s telephone number, including area code: ( i 858)  i 847-0656

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 


 

 i 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 i 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 i 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 i 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (l7 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class

Trading Symbol(s)

Name of each exchange on which registered

 i Common Stock, $0.01 Par Value

 i HGBL

 i Nasdaq Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company  i 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

 

 


 

Item 8.01. Other Events.

Heritage Global Inc. (the “Company”) previously disclosed on November 9, 2023 its need to address a request to amend the existing credit agreements with the Company’s largest borrower (the “Borrower”). On November 28, 2023, the Company, in conjunction with its senior lenders, reached an agreement with the Borrower to refinance the Borrower’s obligations owed to the Company’s specialty lending business unit. The refinancing includes, among other modifications, an extension of the maturity dates of the obligations.

 


 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

HERITAGE GLOBAL INC.

 

 

 

 

Date: December 4, 2023

By:

 /s/ Ross Dove

 

 

Ross Dove

 

 

Chief Executive Officer

 

 



Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on:12/4/23
For Period end:11/28/23
11/9/2310-Q
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