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Mathews-Spradlin Mich J – ‘4’ for 11/15/23 re: iANTHUS CAPITAL HOLDINGS, INC.

On:  Friday, 11/17/23, at 5:09pm ET   ·   For:  11/15/23   ·   As:  Director   ·   Accession #:  950170-23-64897   ·   File #:  0-56228

Previous ‘4’:  ‘4’ on 10/12/23 for 10/10/23   ·   Latest ‘4’:  This Filing

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

11/17/23  Mathews-Spradlin Mich J           4          Director    1:5K   iANTHUS CAPITAL HOLDINGS, INC.    Donnelley … Solutions/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      6K 
                Securities by an Insider -- ownership.xml/5.8


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
SEC Info℠ rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 

The SEC has not released XSLT Stylesheets needed to render this File’s XML Data as a Form.

This is our “Plain Text” rendering:
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0508
Document Type:  4
Period of Report:  11/15/23
Issuer:
Issuer CIK:  1643154
Issuer Name:  iANTHUS CAPITAL HOLDINGS, INC.
Issuer Trading Symbol:  ITHUF
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1635074
Owner Name:  Mathews-Spradlin Mich J
Reporting Owner Address:
Owner Street 1:  C/O IANTHUS CAPITAL HOLDINGS, INC.
Owner Street 2:  214 KING STREET WEST, SUITE 314
Owner City:  TORONTO
Owner State:  A6
Owner ZIP Code:  M5H 3S6
Owner State Description:  ONTARIO, CANADA
Reporting Owner Relationship:
Is Director?  Yes
Aff 10b5 One?  No
Non-Derivative Table:
Non-Derivative Transaction:
Security Title:
Value:  Common Shares
Footnote ID:  F1
Transaction Date:
Value:  11/15/23
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  A
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  6,875,000
Footnote ID:  F1
Transaction Price Per Share:
Value:  0
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  14,816,178
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Footnotes:
Footnote - F1:  Represents a grant of restricted stock units pursuant to the Issuer's Amended and Restated Omnibus Incentive Plan dated October 15, 2018 (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock following vesting. Subject to accelerated vesting in certain circumstances, the restricted stock units are scheduled to vest on the first anniversary of the date of the grant, subject to the reporting person's continued service with the Issuer. The shares (or, in the sole discretion of the Issuer, cash in the amount equal to the Fair Market Value (as defined in the Plan) of such shares on the delivery date) subject to any vested restricted stock units shall be delivered to the reporting person within 73 days following the vesting date applicable to such restricted stock units.
Owner Signature:
Signature Name:  Mich J. Mathews-Spradlin
Signature Date:  11/17/23


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