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Jones Tammi A – ‘4’ for 1/29/24 re: Alcoa Corp.

On:  Wednesday, 1/31/24, at 4:28pm ET   ·   For:  1/29/24   ·   As:  Officer   ·   Accession #:  950170-24-9427   ·   File #:  1-37816

Previous ‘4’:  ‘4’ on 1/26/24 for 1/24/24   ·   Next & Latest:  ‘4’ on 3/15/24 for 3/13/24

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 1/31/24  Jones Tammi A                     4          Officer     1:12K  Alcoa Corp.                       Donnelley … Solutions/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML     13K 
                Securities by an Insider -- ownership.xml/5.8


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
SEC Info℠ rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 

The SEC has not released XSLT Stylesheets needed to render this File’s XML Data as a Form.

This is our “Plain Text” rendering:
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0508
Document Type:  4
Period of Report:  1/29/24
Issuer:
Issuer CIK:  1675149
Issuer Name:  Alcoa Corp
Issuer Trading Symbol:  AA
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1808037
Owner Name:  Jones Tammi A
Reporting Owner Address:
Owner Street 1:  201 ISABELLA STREET, SUITE 500
Owner Street 2:
Owner City:  PITTSBURGH
Owner State:  PA
Owner ZIP Code:  15212
Owner State Description:
Reporting Owner Relationship:
Is Director?  No
Is Officer?  Yes
Is Ten Percent Owner?  No
Is Other?  No
Officer Title:  EVP & CHRO
Aff 10b5 One?  No
Non-Derivative Table:
Non-Derivative Transaction:
Security Title:
Value:  Common Stock, par value $0.01 per share
Transaction Date:
Value:  1/29/24
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  F
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  11,364
Footnote ID:  F1
Transaction Price Per Share:
Value:  30.91
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  51,242
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Common Stock, par value $0.01 per share
Transaction Date:
Value:  1/29/24
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  A
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  33,286
Footnote ID:  F2
Transaction Price Per Share:
Value:  0.00
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  84,528
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Common Stock, par value $0.01 per share
Transaction Date:
Value:  1/29/24
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  F
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  17,642
Footnote ID:  F3
Transaction Price Per Share:
Value:  30.91
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  66,886
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Common Stock, par value $0.01 per share
Transaction Date:
Value:  1/29/24
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  A
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  1,593
Footnote ID:  F4
Transaction Price Per Share:
Value:  30.91
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  68,479
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Common Stock, par value $0.01 per share
Transaction Date:
Value:  1/29/24
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  F
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  845
Footnote ID:  F5
Transaction Price Per Share:
Value:  30.91
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  67,634
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Common Stock, par value $0.01 per share
Transaction Date:
Value:  1/29/24
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  F
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  1,560
Footnote ID:  F1
Transaction Price Per Share:
Value:  30.91
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  10,664
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  By Spouse
Non-Derivative Transaction:
Security Title:
Value:  Common Stock, par value $0.01 per share
Transaction Date:
Value:  1/29/24
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  A
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  87
Footnote ID:  F4
Transaction Price Per Share:
Value:  30.91
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  10,751
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  By Spouse
Non-Derivative Transaction:
Security Title:
Value:  Common Stock, par value $0.01 per share
Transaction Date:
Value:  1/29/24
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  F
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  46
Footnote ID:  F5
Transaction Price Per Share:
Value:  30.91
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  10,705
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  By Spouse
Non-Derivative Holding:
Security Title:
Value:  Common Stock, par value $0.01 per share
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  59
Footnote ID:  F6
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  By Company 401(k)
Footnotes:
Footnote - F1:  Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of restricted stock units (RSUs) granted in 2021.
Footnote - F2:  Earned performance restricted stock units (PRSUs) granted in 2021.
Footnote - F3:  Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of PRSUs granted in 2021.
Footnote - F4:  Shares acquired pursuant to stock settlement of dividend equivalents accumulated in cash and converted to stock upon the vesting and settlement of the underlying RSUs, granted in 2021, based on the share price at the time of vesting.
Footnote - F5:  Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon stock settlement of dividend equivalents accumulated in cash and converted to stock upon the vesting and settlement of the underlying RSUs, granted in 2021, based on the share price at the time of vesting.
Footnote - F6:  Fluctuations in 401(k) share amounts reflect the plan's unit reporting method; units represent interests in the Company's stock fund.
Owner Signature:
Signature Name:  /s/ Megan C. Yancey, attorney-in-fact for Tammi A. Jones
Signature Date:  1/31/24


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