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Daimler AG – ‘SC 13D’ on 11/16/98 re: Daimler Benz Aktiengesellschaft

As of:  Monday, 11/16/98   ·   Accession #:  950172-98-1208   ·   File #:  5-54617

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

11/16/98  Daimler AG                        SC 13D                 1:16K  Daimler Benz Aktiengesellschaft   Skadden Arps Sla… LLP/FA

General Statement of Beneficial Ownership   —   Schedule 13D
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13D      General Statement of Beneficial Ownership              7±    30K 


Document Table of Contents

Page (sequential) | (alphabetic) Top
 
11st Page   -   Filing Submission
"Schedule 13D
"Item 1. Security and Issuer
"Item 2. Identity and Background
"Item 3. Source and Amount of Funds or Other Consideration
"Item 4. Purpose of Transaction
"Item 5. Interest in Securities of the Issuer
"Item 6. Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer
"Item 7. Material to Be Filed as Exhibits
"DaimlerChrysler AG


SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 __________ SCHEDULE 13D (RULE 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13D-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13D-2(a) DAIMLER-BENZ AKTIENGESELLSCHAFT -------------------------------------------------------------------------- (Name of Issuer) ORDINARY SHARES, NO PAR VALUE -------------------------------------------------------------------------- (Title of Class of Securities) D16668 10 1 (CINS Number of Ordinary Shares) -------------------------------------------------------------------------- (CUSIP Number) MR. TIMOTHEUS R. POHL DAIMLER-BENZ NORTH AMERICA CORPORATION 375 PARK AVENUE NEW YORK, NEW YORK 10152 USA (212) 909-9700 -------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) COPIES TO: J. MICHAEL SCHELL, ESQ. DR. SIEGFRIED SCHWUNG MARGARET L. WOLFF, ESQ. DAIMLERCHRYSLER AG SKADDEN, ARPS, SLATE, MEAGHER & FLOM LLP EPPLESTRASSE 225 919 THIRD AVENUE 70567 STUTTGART NEW YORK, NEW YORK 10022 GERMANY (212) 735-3000 011-49-711-17-0 NOVEMBER 6, 1998 -------------------------------------------------------------------------- (Date of Event Which Requires Filing of This Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d- 1(g), check the following box ( ). CINS No. D16668 10 1 13D --------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) DAIMLERCHRYSLER AG 98-0190736 --------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ( ) (b) ( ) --------------------------------------------------------------------------- 3. SEC USE ONLY --------------------------------------------------------------------------- 4. SOURCE OF FUNDS* OO --------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) ( ) --------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION STUTTGART, FEDERAL REPUBLIC OF GERMANY --------------------------------------------------------------------------- 7. SOLE VOTING POWER 563,783,263 DAIMLER-BENZ ORDINARY SHARES NUMBER OF ----------------------------------------------- SHARES 8. SHARED VOTING POWER BENEFICIALLY OWNED BY ----------------------------------------------- EACH 9. SOLE DISPOSITIVE POWER REPORTING 563,783,263 DAIMLER-BENZ ORDINARY SHARES PERSON ----------------------------------------------- WITH 10. SHARED DISPOSITIVE POWER --------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 563,783,263 DAIMLER-BENZ ORDINARY SHARES --------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* ( ) --------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 98.2 % --------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON* CO --------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! This Schedule 13D (the "Schedule 13D") relates to the acquisition by DaimlerChrysler AG, a stock corporation (Aktiengesellschaft) organized under the laws of the Federal Republic of Germany ("DaimlerChrysler AG"), of 98.2% of the outstanding Ordinary Shares, no par value (each, a "Daimler-Benz Ordinary Share"), of Daimler-Benz Aktiengesellschaft, a stock corporation (Aktiengesellschaft) organized under the laws of the Federal Republic of Germany ("Daimler-Benz" or the "Issuer"), in the exchange offer (the "Daimler-Benz Exchange Offer") made by DaimlerChrysler AG for all outstanding Daimler-Benz Ordinary Shares. The Daimler-Benz Exchange Offer was made pursuant to the Business Combination Agreement, dated as of May 7, 1998 (as amended and restated, the "Combination Agreement"), among Daimler-Benz, Chrysler Corporation, a Delaware corporation ("Chrysler"), and DaimlerChrysler AG. In the Daimler- Benz Exchange Offer, each Daimler-Benz Ordinary Share was exchanged for 1.005 DaimlerChrysler Ordinary Shares. The Daimler-Benz Exchange Offer is one in a series of transactions which together will have the effect of combining the respective businesses, stockholder groups, managements and other constituencies of Chrysler and Daimler-Benz in a "merger-of-equals" transaction. A copy of the Combination Agreement is attached as Exhibit (b)(1) and is incorporated herein by reference. ITEM 1. SECURITY AND ISSUER. This Schedule 13D relates to the Daimler-Benz Ordinary Shares. The issuer is Daimler-Benz Aktiengesellschaft, a stock corporation (Aktiengesellschaft) organized under the laws of the Federal Republic of Germany ("Daimler-Benz" or the "Issuer"), which has its principal executive offices at Epplestrasse 225, 70567 Stuttgart, Germany. ITEM 2. IDENTITY AND BACKGROUND. (a)-(c) and (f) This Schedule 13D is being filed by DaimlerChrysler AG, a newly formed stock corporation (Aktiengesellschaft) organized under the laws of the Federal Republic of Germany, that has not, to date, conducted any activities other than those incident to its formation, its execution, delivery and performance of its obligations under the Combination Agreement and related agreements, and its participation in the Daimler-Benz Exchange Offer. The principal executive offices of DaimlerChrysler AG are located at Epplestrasse 225, 70567 Stuttgart, Germany. Certain information concerning the executive officers and directors of DaimlerChrysler AG is set forth in Schedule I attached hereto and is incorporated herein by reference. (d)-(e) During the last five years, neither DaimlerChrysler AG nor, to the best knowledge of DaimlerChrysler AG, any of the persons listed in Schedule I attached hereto, has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors), or been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction as a result of which it or he was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION. The information set forth on the outside front cover page of the Offering Circular-Prospectus, dated September 24, 1998 with respect to the Daimler-Benz Exchange Offer (the "Offering-Circular Prospectus"), and under the captions "Summary--The Daimler-Benz Exchange Offer--Daimler-Benz Exchange Offer Ratio," "Summary--The Daimler-Benz Exchange Offer--Terms of the Daimler-Benz Exchange Offer," "The Daimler-Benz Exchange Offer" and "The Combination Agreement--The Daimler-Benz Exchange Offer" in the Offering Circular-Prospectus is incorporated herein by reference. ITEM 4. PURPOSE OF TRANSACTION. (a)-(g) and (j) The information set forth under the captions "Summary--The Transactions," "The Daimler-Benz Exchange Offer--General," "Dividends," "The Transactions--Background of the Transactions," "The Transactions--Composition of DaimlerChrysler Management Board and Integration Committee," "The Combination Agreement" and in Annex D to the Offering Circular-Prospectus is incorporated herein by reference. (h)-(i) The information set forth under the captions "Summary--The Daimler-Benz Exchange Offer--Termination of Daimler-Benz ADS Program," "The Daimler-Benz Exchange Offer--Amendment and Termination of the Deposit Agreement," "Risk Factors--Effect of Delay of Daimler-Benz Merger," "Market Prices" and "The Transactions--Stock Exchange Listings" in the Offering Circular-Prospectus is incorporated herein by reference. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. (a)-(c) Pursuant to the Daimler-Benz Exchange Offer, DaimlerChrysler AG acquired beneficial ownership (in accordance with Rule 13d-3(a) under the Exchange Act) of 563,783,263 Daimler-Benz Ordinary Shares, or 98.2%, of the Daimler-Benz Ordinary Shares outstanding as of November 6, 1998. DaimlerChrysler AG has sole voting and dispositive power with respect to such Daimler-Benz Ordinary Shares. Except as described herein, neither DaimlerChrysler AG, nor, to the best knowledge of DaimlerChrysler AG, any of the individuals named in Schedule I hereto, beneficially owns or during the last 60 days has effected any transaction in the Daimler-Benz Ordinary Shares. (d) Inapplicable. (e) Inapplicable. ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER. Except as provided in the Combination Agreement or as set forth under the captions "Summary--The Transactions--The Daimler-Benz Merger" and "The Combination Agreement--The Daimler-Benz Merger" in the Offering Circular- Prospectus, all of which information is incorporated herein by reference, neither DaimlerChrysler AG, nor, to the best knowledge of DaimlerChrysler AG, any of the individuals named in Schedule I hereto, has any contracts, arrangements, understandings or relationships (legal or otherwise), with any person either with respect to any securities of the Issuer, including, but not limited to, transfer or voting of any securities, finder's fees, joint ventures, loan or option arrangements, puts or calls, guarantees of profits, division of profits or losses, or the giving or withholding of proxies. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS. (a)(1) Offering Circular-Prospectus, dated September 24, 1998 (incorporated herein by reference to Exhibit (a)(1) to DaimlerChrysler AG's Schedule 14D-1, filed on September 24, 1998). (a)(2) Letter of Transmittal (incorporated herein by reference to Exhibit (a)(2) to DaimlerChrysler AG's Schedule 14D-1, filed on September 24, 1998). (b)(1) Amended and Restated Business Combination Agreement, dated as of May 7, 1998, among Daimler-Benz, Chrysler and DaimlerChrysler AG (included as Annex A to the Offering Circular-Prospectus). SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. November 16, 1998 DAIMLERCHRYSLER AG By: /s/ H. J. Rodewig ------------------------------------ Name: Dr. Heinrich J. Rodewig Title: General Counsel By: /s/ Schwung ------------------------------------ Name: Dr. Siegfried Schwung Title: Associate General Counsel EXHIBIT INDEX EXHIBIT NO. ------- (a)(1) Offering Circular-Prospectus, dated September 24, 1998 (incorporated herein by reference to Exhibit (a)(1) to DaimlerChrysler AG's Schedule 14D-1, filed on September 24, 1998). (a)(2) Letter of Transmittal (incorporated herein by reference to Exhibit (a)(2) to DaimlerChrysler AG's Schedule 14D-1, filed on September 24, 1998). (b)(1) Amended and Restated Business Combination Agreement, dated as of May 7, 1998, among Daimler- Benz, Chrysler and DaimlerChrysler AG (included as Annex A to the Offering Circular-Prospectus). SCHEDULE I INFORMATION REGARDING THE EXECUTIVE OFFICERS AND DIRECTORS OF DAIMLERCHRYSLER AG Set forth below is the name, current business address, and the present principal occupation or employment of each director and executive officer of DaimlerChrysler AG ("DaimlerChrysler AG"). Each such person is a citizen of the Federal Republic of Germany, except for Sir E. John P. Browne, who is a citizen of the United Kingdom, Lynton R. Wilson, who is a citizen of Canada, and those denoted with an asterisk (*) next to their names, who are citizens of the United States. I. Members of the DaimlerChrysler AG Management Board (Vorstand) Position with Company and Principal Name Address Occupation ---- ------- ---------------------- Juergen E. Schrempp Epplestrasse 225 Co-Chairman, 70567 Stuttgart, Germany Co-Chief Executive Officer Robert J. Eaton* 1000 Chrysler Drive Co-Chairman, Auburn Hills, MI 48326-2766 Co-Chief Executive Officer II. Members of the DaimlerChrysler AG Supervisory Board (Aufsichtsrat) Name Address Principal Occupation ---- ------- -------------------- Hilmar Kopper Taunusanlage 12 Chairman of the 60325 Frankfurt a. M., Supervisory Board Germany of Deutsche Bank AG Robert E. Allen* One Oak Way, Room 4ED118 Former Chairman of the Berkeley Heights, NJ 07922 Board and Chief Executive Officer of AT&T Sir E. John P. Browne Britannic House Group Chief Executive 1 Finsbury Circus of British Petroleum London EC2M 7BA, Company p.l.c. Great Britain Joseph A. Califano, 152 West 57th Street, Chairman of the Board Jr.* 12th Floor and President of New York, NY 10019 National Center on Addiction and Substance Abuse at Columbia University Dr. Martin Kohlhaussen Neue Mainzer Strasse 32-36 Speaker of the 60311 Frankfurt a. M., Management Board of Germany Commerzbank AG Robert J. Lanigan* One Sea Gate Chairman Emeritus of Toledo, OH 43666 Owens-Illinois, Inc. Peter A. Magowan* Candlestick Park Chairman of the Board P.O. Box 24308 of Safeway Inc.; San Francisco, CA 94124 President and Managing General Partner of San Francisco Giants Dr. Manfred Schneider Kaiser-Wilhelm-Allee Chairman of the Hochhaus W1 Management Board of 51368 Leverkusen, Germany Bayer AG G. Richard Thoman* 800 Long Ridge Road President and Chief Stamford, CT 06904 Operating Officer of Xerox Corporation Bernhard Walter Juergen-Ponto-Platz 1 Speaker of the 60329 Frankfurt a. M., Management Board of Germany Dresdner Bank AG Lynton R. Wilson 181 Bay Street, Chairman and Chief P.O. Box 794 Executive Officer of Toronto, Ontario M5J2T3 BCE Inc. Canada Dr. Mark Wossner Carl-Bertelsmann-Strasse 270 Chairman of the 33311 Guetersloh, Germany Supervisory Board of Bertelsmann AG

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘SC 13D’ Filing    Date    Other Filings
Filed on:11/16/98
11/6/98
9/24/98SC 14D1,  SC 14D9
5/7/98
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Filing Submission 0000950172-98-001208   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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