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Banton Julian W – ‘4’ for 2/12/03 re: Southtrust Corp

On:  Thursday, 2/13/03, at 5:30pm ET   ·   For:  2/12/03   ·   Accession #:  950144-3-1751   ·   File #:  0-03613

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 2/13/03  Banton Julian W                   4          Director    1:55K  Southtrust Corp                   Bowne of Atlanta Inc/FA

Statement of Change in Beneficial Ownership of Securities   —   Form 4
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Southtrust Corporation / Julian W. Banton           HTML     52K 


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  SOUTHTRUST CORPORATION / JULIAN W. BANTON  

 

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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM 4

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935
or Section 30(h) of the Investment Company Act of 1940

o Check this box if no longer
subject to Section 16.
Form 4 or Form 5
obligations may continue.
See Instruction 1(b)

1. Name and Address of Reporting
Person*
(Last, First, Middle)
2. Issuer Name and Ticker or
Trading Symbol
3. I.R.S. Identification Number of Reporting
Person, if an entity
(Voluntary)
  Banton, Julian W.
  SouthTrust Corporation SOTR
 
  420 North 20th Street - 4th Floor
4. Statement for (Month/Day/Year) 5. If Amendment, Date of Original (Month/Day/Year)
    02/13/03
 
  (Street) 6. Relationship of Reporting Person(s) to Issuer (Check All Applicable) 7. Individual or Joint/Group Filing
(Check Applicable Line)
  Birmingham, AL 35203
(City)                (State)           (Zip)
  x  Director o  10% Owner   x Form filed by One Reporting Person
    x  Officer (give title below)   o Form filed by More than One Reporting Person
    o  Other (specify below)  
        Chairman and CEO of SouthTrust Bank
     

Reminder:   Report on a separate line for each class of securities beneficially owned directly or indirectly.
 
*   If the form is filed by more than one reporting person, see instruction 4(b)(v).
 

 



 


Table I — Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1. Title of Security
(Instr. 3)
2. Transaction Date
(Month/Day/Year)
2a. Deemed Execution
Date, if any.

(Month/Day/Year)
3. Transaction Code
(Instr. 8)
4. Securities Acquired (A)
or Disposed of (D)

(Instr. 3, 4 and 5)
5. Amount of Securities
Beneficially Owned
Following Reported
Transactions(s)

(Instr. 3 and 4)
6. Ownership
Form:
Direct (D) or
Indirect (I)

(Instr. 4)
7. Nature of
Indirect
Beneficial
Ownership

(Instr. 4)

              Code V   Amount (A)
or
(D)
Price            

  Common stock   01/15/03   A   22,329   A 26.04     317,298.1570*     D  

  Common stock               53,346     I   Spouse

                     

                     

                     

                     

                     

                   

                   

                   

Page 2



 


Table II — Derivative Securities Acquired, Disposed of, or Beneficially Owned
  (e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative
Security

(Instr. 3)
2. Conversion or Exercise
Price of Derivative
Security
3. Transaction
Date

(Month/Day/Year)
3a. Deemed Execution
Date, if any

(Month/Day/Year)
4. Transaction
Code

(Instr. 8)
5. Number of Derivative Securities
Acquired (A) or Disposed of (D)

(Instr. 3, 4 and 5)

                      Code V   (A) (D)

  Right to buy   8.4167          

  Right to buy   12.1250          

  Right to buy   12.1250          

  Right to buy   18.0834          

  Right to buy   18.0834          

  Right to buy   18.9063          

  Right to buy   18.9063          

  Right to buy   15.6875          

  Right to buy   20.03          

  Right to buy   24.02          

  Right to buy   26.18     1/14/03     A   3,819

  Right to buy   26.18     1/14/03     A   166,181

             

             

             

             

             

             

             

Page 3



 


Table II — Derivative Securities Acquired, Disposed of, or Beneficially Owned — Continued
(e.g., puts, calls, warrants, options, convertible securities)

6. Date Exercisable and
Expiration Date

(Month/Day/Year)
7. Title and Amount
of Underlying Securities

(Instr. 3 and 4)
8. Price of Derivative
Security

(Instr. 5)
9. Number of Derivative
Securities Beneficially Owned
Following Reported Transaction(s)

(Instr. 4)
10. Ownership Form of
Derivative Security:
Direct (D) or Indirect (I)

(Instr. 4)
11. Nature of
Indirect
Beneficial
Ownership

(Instr. 4)

  Date
Exercisable
Expiration
Date
  Title Amount or
Number of
Shares
                       

  1/17/1997 1/17/2006   Common stock 33,120         33,120     D  

  1/15/1998 1/15/2007   Common stock 66,754         66,754     D  

  1/15/1999 1/15/2007   Common stock 8,248         8,248     D  

  1/27/1999 1/27/2008   Common stock 93,474         93,474     D  

  1/27/2000 1/27/2008   Common stock 5,528         5,528     D  

  1/20/2000 1/20/2009   Common stock 124,712         124,712     D  

  1/20/2001 1/20/2009   Common stock 5,288         5,288     D  

  1/19/2003 1/8/2010   Common stock 150,000         150,000     D  

  1/16/2004 1/15/2011   Common stock 170,000         170,000     D  

  1/16/2005 1/15/2002   Common stock 170,000         170,000     D  

  1/14/2006 1/13/2013   Common stock 3,819         3,819     D  

  1/14/2006 1/13/2013   Common stock 166,181         166,181     D  

Explanation of Responses:

*Includes 618.1570 shares of common stock held in the Employee Stock Ownership Plan, and 350.000 shares in a joint account with spouse.

/s/ John D. Buchanan, Attorney-in-fact   02/13/03

**Signature of Reporting Person
 
Date


**   Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
 
Note:   File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
 

Page 4


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘4’ Filing    Date    Other Filings
1/31/054
Filed on:2/13/034
For Period End:2/12/034
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Filing Submission 0000950144-03-001751   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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