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Credit Suisse AG – ‘6-K’ for 9/18/14

On:  Thursday, 9/18/14, at 4:56pm ET   ·   For:  9/18/14   ·   Accession #:  950103-14-6481   ·   File #:  1-33434

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 9/18/14  Credit Suisse AG                  6-K         9/18/14    3:67K                                    Davis Polk & … LLP 01/FA

Report of a Foreign Private Issuer   —   Form 6-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 6-K         Report of a Foreign Private Issuer                  HTML     19K 
 2: EX-5.1      Opinion re: Legality                                HTML     23K 
 3: EX-99.1     Miscellaneous Exhibit                               HTML     10K 


6-K   —   Report of a Foreign Private Issuer


This is an HTML Document rendered as filed.  [ Alternative Formats ]



UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

Form 6-K

REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
For the month of September, 2014
Commission File Number 001-33434
CREDIT SUISSE AG


(Translation of Registrant’s Name Into English)
Paradeplatz 8, CH-8070 Zurich, Switzerland
(Address of Principal Executive Offices)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
 
Form 20-F   x   Form 40-F   o
 
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
 
Note: Regulation S-T Rule 101(b)(1) only permits the submission in paper of a Form 6-K if submitted solely to provide an attached annual report to security holders.
 
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
 
Note: Regulation S-T Rule 101(b)(7) only permits the submission in paper of a Form 6-K if submitted to furnish a report or other document that the registrant foreign private issuer must furnish and make public under the laws of the jurisdiction in which the registrant is incorporated, domiciled or legally organized (the registrant’s “home country”), or under the rules of the home country exchange on which the registrant’s securities are traded, as long as the report or other document is not a press release, is not required to be and has not been distributed to the registrant’s security holders, and, if discussing a material event, has already been the subject of a Form 6-K submission or other Commission filing on EDGAR.
 
Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
 
Yes   o   No   x
 
If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-.
 
 
 
 
 

 
 
Explanatory note
 
This Report on Form 6-K contains the exhibits set forth below. This report on Form 6-K and such exhibits are hereby incorporated by reference into Registration Statement No. 333-180300-03 of Credit Suisse AG.

Exhibit 5.1: Opinion of Davis Polk & Wardwell LLP, U.S. counsel to the Company, with respect to the validity of the Notes under New York law.

Exhibit 99.1: Tax Opinion of Orrick, Herrington & Sutcliffe LLP, dated September 18, 2014, relating to the registrant’s 1 Year 15.00% per annum Autocallable Reverse Convertible Securities due September 18, 2015 Linked to the Performance of the Common Stock of 3D Systems Corporation.
 
 
 
 
 

 
 
     Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
 
 
CREDIT SUISSE AG
 
 
 
 
By:
 
 
 
Name:
 
 
 
Title:
Authorized Officer
 
 
 
By:
 
 
 
Name:
 
 
 
Title:
Authorized Officer
 
 
 
 

 

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘6-K’ Filing    Date    Other Filings
9/18/15
Filed on / For Period End:9/18/14424B2
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Filing Submission 0000950103-14-006481   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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