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Ownership Document
|
| Schema Version: X0508 |
| Document Type: 4 |
| Period of Report: 3/28/24 |
| Not Subject to Section 16: 1 |
| Issuer: |
| Issuer CIK: 1354327 |
| Issuer Name: PGT Innovations, Inc. |
| Issuer Trading Symbol: PGTI |
| Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1366252 |
| | Owner Name: Hershberger Rodney |
| Reporting Owner Address: |
| | Owner Street 1: PGT INNOVATIONS, INC. |
| | Owner Street 2: 1070 TECHNOLOGY DRIVE |
| | Owner City: NORTH VENICE |
| | Owner State: FL |
| | Owner ZIP Code: 34275 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? Yes |
| | Is Officer? No |
| | Is Ten Percent Owner? No |
| | Is Other? No |
| | Officer Title: |
| | Other Text: |
| Aff 10b5 One: 0 |
| Non-Derivative Table: |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: PGTI Common Stock |
| | Transaction Date: |
| | | Value: 3/28/24 |
| | Deemed Execution Date: |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: D |
| | | Equity Swap Involved? No |
| | | Footnote ID: F1 |
| | Transaction Timeliness: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 1,334,155 |
| Footnote ID: F2 |
| | | Transaction Price Per Share: |
| Value: 42.00 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 0 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Footnotes: |
| Footnote - F1: On March 28, 2024, the Company was acquired by MIWD Holding Company LLC pursuant to the merger agreement entered into by and between the Company, MIWD Holding Company LLC, and RMR Merge Co, Inc., dated as of January 16, 2024. |
| Footnote - F2: Upon the consummation of the merger, each issued and outstanding share of the Company's common stock was canceled and converted into the right receive $42.00 in cash without interest. In addition, each share of restricted stock and each restricted stock unit that were granted under the Company's Amended and Restated 2019 Equity and Incentive Compensation Plan that were outstanding immediately prior to the consummation of the merger were canceled and converted into the right to receive $42.00 in cash without interest. |
| Owner Signature: |
| Signature Name: /s/ Ryan S. Quinn, as attorney-in-fact for Rodney Hershberger |
| Signature Date: 3/28/24 |
