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Bayne Katie J – ‘4’ for 2/16/24 re: Eargo, Inc.

On:  Tuesday, 2/20/24, at 5:54pm ET   ·   For:  2/16/24   ·   As:  Director   ·   Accession #:  950103-24-2451   ·   File #:  1-39616

Previous ‘4’:  ‘4’ on 1/2/24 for 1/1/24   ·   Latest ‘4’:  This Filing

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/20/24  Bayne Katie J                     4          Director    1:10K  Eargo, Inc.                       Davis Polk & … LLP 01/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML     11K 
                Securities by an Insider --                                      
                dp206983_4-bayne.xml/5.8


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
SEC Info℠ rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider — dp206983_4-bayne.xml/5.8
 

The SEC has not released XSLT Stylesheets needed to render this File’s XML Data as a Form.

This is our “Plain Text” rendering:
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0508
Document Type:  4
Period of Report:  2/16/24
Not Subject to Section 16:  1
Issuer:
Issuer CIK:  1719395
Issuer Name:  Eargo, Inc.
Issuer Trading Symbol:  EAR
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1272609
Owner Name:  BAYNE KATIE J
Reporting Owner Address:
Owner Street 1:  C/O EARGO, INC.
Owner Street 2:  2665 NORTH FIRST STREET, SUITE 300
Owner City:  SAN JOSE
Owner State:  CA
Owner ZIP Code:  95134
Owner State Description:
Reporting Owner Relationship:
Is Director?  Yes
Is Officer?  No
Is Ten Percent Owner?  No
Is Other?  No
Officer Title:
Other Text:
Aff 10b5 One:  0
Derivative Table:
Derivative Transaction:
Security Title:
Value:  Stock Options (Right to Buy)
Conversion or Exercise Price:
Footnote ID:  F1
Footnote ID:  F2
Transaction Date:
Value:  2/16/24
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  D
Equity Swap Involved?  No
Transaction Timeliness:
Transaction Amounts:
Transaction Shares:
Value:  516
Transaction Price Per Share:
Footnote ID:  F1
Footnote ID:  F2
Transaction Acquired-Disposed Code:
Value:  D
Exercise Date:
Footnote ID:  F1
Footnote ID:  F2
Expiration Date:
Value:  6/8/31
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  516
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  0
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Transaction:
Security Title:
Value:  Stock Options (Right to Buy)
Conversion or Exercise Price:
Footnote ID:  F1
Footnote ID:  F2
Transaction Date:
Value:  2/16/24
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  D
Equity Swap Involved?  No
Transaction Timeliness:
Transaction Amounts:
Transaction Shares:
Value:  3,740
Transaction Price Per Share:
Footnote ID:  F1
Footnote ID:  F2
Transaction Acquired-Disposed Code:
Value:  D
Exercise Date:
Footnote ID:  F1
Footnote ID:  F2
Expiration Date:
Value:  8/22/32
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  3,740
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  0
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Transaction:
Security Title:
Value:  Stock Options (Right to Buy)
Conversion or Exercise Price:
Footnote ID:  F1
Footnote ID:  F2
Transaction Date:
Value:  2/16/24
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  D
Equity Swap Involved?  No
Transaction Timeliness:
Transaction Amounts:
Transaction Shares:
Value:  3,703
Transaction Price Per Share:
Footnote ID:  F1
Footnote ID:  F2
Transaction Acquired-Disposed Code:
Value:  D
Exercise Date:
Footnote ID:  F1
Footnote ID:  F2
Expiration Date:
Value:  10/11/32
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  3,703
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  0
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Transaction:
Security Title:
Value:  Stock Options (Right to Buy)
Conversion or Exercise Price:
Footnote ID:  F1
Footnote ID:  F2
Transaction Date:
Value:  2/16/24
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  D
Equity Swap Involved?  No
Transaction Timeliness:
Transaction Amounts:
Transaction Shares:
Value:  5,000
Transaction Price Per Share:
Footnote ID:  F1
Footnote ID:  F2
Transaction Acquired-Disposed Code:
Value:  D
Exercise Date:
Footnote ID:  F1
Footnote ID:  F2
Expiration Date:
Value:  6/6/33
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  5,000
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  0
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Footnotes:
Footnote - F1:  Pursuant to the Agreement and Plan of Merger, dated October 29, 2023, by and among PSC Echo Parent LLC, PSC Echo Merger Sub Inc., and Eargo (the "Merger Agreement"), at the effective time of the merger (the "Effective Time"), each award of Eargo stock options ("Options") held by the reporting person and granted under the Eargo, Inc. 2020 Incentive Award Plan or the Eargo, Inc. 2010 Equity Incentive Plan that was outstanding and unexercised immediately prior to or upon the Effective Time, whether vested or unvested, was cancelled, with the holder of such Option becoming entitled to receive an amount in cash, without interest and subject to applicable tax withholding, equal to the product obtained by multiplying (i) the excess, if any, of the merger consideration of $2.55 per share in cash (the "Merger Consideration") over the per share exercise price of such Option, by (ii) the number of share of Eargo common stock (the "Shares")
Footnote - F2:  covered by such Option immediately prior to and upon the Effective Time, with any Options that have a per share exercise price that is greater than or equal to the Merger Consideration being cancelled for no consideration as of the Effective Time.
Owner Signature:
Signature Name:  /s/ Christy La Pierre, Attorney-in-Fact for Katie J. Bayne
Signature Date:  2/20/24


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