SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Capital International Inc/CA – ‘SC 13G/A’ on 2/11/09 re: Trend Micro Inc

On:  Wednesday, 2/11/09, at 7:27pm ET   ·   As of:  2/12/09   ·   Accession #:  949308-9-109   ·   File #:  5-58169

Previous ‘SC 13G’:  ‘SC 13G/A’ on 1/9/09   ·   Next:  ‘SC 13G/A’ on 2/12/09   ·   Latest:  ‘SC 13G/A’ on 2/12/09

Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 2/12/09  Capital International Inc/CA      SC 13G/A               1:11K  Trend Micro Inc                   Capital Group Int’l Inc

Amendment to Statement of Beneficial Ownership   —   Schedule 13G
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13G/A    Amendment to Statement of Beneficial Ownership         7±    26K 


Document Table of Contents

Page (sequential) | (alphabetic) Top
 
11st Page   -   Filing Submission
3Item 1(a). Name of Issuer: Trend Micro Inc
"Item 2(a). Name of Person(s) Filing: Capital Group International, Inc. and Capital Guardian Trust Company
"Item 2(c). Citizenship: N/A
"Item 2(d). Title of Class of Securities: Common Stock
"Item 4. Ownership
4Item 6. Ownership of More than Five Percent on Behalf of Another Person: N/A
"Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person
"Item 8. Identification and Classification of Members of the Group: N/A
"Item 9. Notice of Dissolution of Group: N/A
"Item 10. Certification
SC 13G/A1st “Page” of 4TOCTopPreviousNextBottomJust 1st
 

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Trend Micro Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 6125286 (CUSIP Number) December 31, 2008 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP: 6125286 Page 1 of 7 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Capital Group International, Inc. 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) (b) 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION California 5 SOLE VOTING POWER NONE 6 SHARED VOTING POWER NUMBER OF SHARES NONE BENEFICIALL Y OWNED BY 7 SOLE DISPOSITIVE POWER EACH REPORTING NONE PERSON WITH: 8 SHARED DISPOSITIVE POWER NONE 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON NONE Please note that this amendment to Schedule 13G is meant to reflect that the Common Stock of Trend Micro Inc. is no longer reportable under Rule 13D-G because of Trend Micro Inc.'s 15-F filing dated 6/27/2007. The amount represented may not reflect actual holdings by The Capital Group International, Inc. and its subsidiaries. 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.0% 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) HC CUSIP: 6125286 Page 2 of 7
SC 13G/A2nd “Page” of 4TOC1stPreviousNextBottomJust 2nd
1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Capital Guardian Trust Company 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) (b) 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION California 5 SOLE VOTING POWER NONE 6 SHARED VOTING POWER NUMBER OF SHARES NONE BENEFICIALL Y OWNED BY 7 SOLE DISPOSITIVE POWER EACH REPORTING NONE PERSON WITH: 8 SHARED DISPOSITIVE POWER NONE 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON NONE Please note that this amendment to Schedule 13G is meant to reflect that the Common Stock of Trend Micro Inc. is no longer reportable under Rule 13D-G because of Trend Micro Inc.'s 15-F filing dated 6/27/2007. The amount represented may not reflect actual holdings by The Capital Group International, Inc. and its subsidiaries. 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.0% 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IA BK CUSIP: 6125286 Page 3 of 7
SC 13G/A3rd “Page” of 4TOC1stPreviousNextBottomJust 3rd
SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Schedule 13G Under the Securities Exchange Act of 1934 Amendment No. 3 Item 1(a) Name of Issuer: Trend Micro Inc. Item 1(b) Address of Issuer's Principal Executive Offices: Shinjuku Maynds Tower 1-1, Yoyogi 2-Chome, Shibuya-ku Tokyo 151-0053, Japan Item 2(a) Name of Person(s) Filing: Capital Group International, Inc. and Capital Guardian Trust Company Item 2(b) Address of Principal Business Office or, if none, Residence: 11100 Santa Monica Blvd. Los Angeles, CA 90025 Item 2(c) Citizenship: N/A Item 2(d) Title of Class of Securities: Common Stock Item 2(e) CUSIP Number: 6125286 Item 3 If this statement is filed pursuant to sections 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: (b) [X] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (e) [X] An investment adviser in accordance with section 240.13d-1(b)(1)(ii)(E). (g) [X] A parent holding company or control person in accordance with section 240.13d-1(b)(1)(ii)(G). Item 4 Ownership Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: (b) Percent of class: (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: (ii) Shared power to vote or to direct the vote: (iii) Sole power to dispose or to direct the disposition of: (iv) Shared power to dispose or to direct the disposition of: CUSIP: 6125286 Page 4 of 7
SC 13G/ALast “Page” of 4TOC1stPreviousNextBottomJust 4th
See pages 2 and 3 N/A Item 5 Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: [X] Item 6 Ownership of More than Five Percent on Behalf of Another Person: N/A Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person. 1. Capital Guardian Trust Company is a bank as defined in Section 3(a)(6) of the Act and an investment adviser registered under Section 203 of the Investment Adviser Act of 1940, and a wholly owned subsidiary of Capital Group International, Inc. 2. Capital International Limited (CIL) does not fall within any of the categories described in Rule 13d-1(b)(ii)(A-F) but its holdings of any reported securities come within the five percent limitation as set forth in a December 15, 1986 no- action letter from the Staff of the Securities and Exchange Commission to The Capital Group Companies, Inc. CIL is a wholly owned subsidiary of Capital Group International, Inc. 3. Capital International S.A. (CISA) does not fall within any of the categories described in Rule 13d-1(b)(ii)(A-F) but its holdings of any reported securities come within the five percent limitation as set forth in a December 15, 1986 no- action letter from the Staff of the Securities and Exchange Commission to The Capital Group Companies, Inc. CISA is a wholly owned subsidiary of Capital Group International, Inc. 4. Capital International Research and Management, Inc. dba Capital International, Inc. is an investment adviser registered under Section 203 of the Investment Advisers Act of 1940 and is a wholly owned subsidiary of Capital Group International, Inc. Item 8 Identification and Classification of Members of the Group: N/A Item 9 Notice of Dissolution of Group: N/A Item 10 Certification CUSIP: 6125286 Page 5 of 7 By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 2, 2009 Signature: ***Peter C. Kelly Name/Title: Peter C. Kelly, Secretary Capital Group International, Inc. Date: February 2, 2009 Signature: *Peter C. Kelly Name/Title: Peter C. Kelly, Senior Vice President and Senior Counsel Capital Guardian Trust Company ***By /s/ Kristine M. Nishiyama Kristine M. Nishiyama Attorney-in-fact Signed pursuant to a Power of Attorney dated December 10, 2008 included as an Exhibit to Schedule 13G filed with the Securities and Exchange Commission by Capital Group International, Inc. on January 9, 2009 with respect to Banro Corporation. CUSIP: 6125286 Page 6 of 7 AGREEMENT Los Angeles, CA February 2, 2009 Capital Group International, Inc. ("CGII") and Capital Guardian Trust Company ("CGTC") hereby agree to file a joint statement on Schedule 13G under the Securities Exchange Act of 1934 (the "Act") in connection with their beneficial ownership of Common Stock issued by Trend Micro Inc. CGII and CGTC state that they are each entitled to individually use Schedule 13G pursuant to Rule 13d-1(c) of the Act. CGII and CGTC are each responsible for the timely filing of the statement and any amendments thereto, and for the completeness and accuracy of the information concerning each of them contained therein but are not responsible for the completeness or accuracy of the information concerning the others. CAPITAL GROUP INTERNATIONAL, INC. BY: ***Peter C. Kelly Peter C. Kelly, Secretary Capital Group International, Inc. CAPITAL GUARDIAN TRUST COMPANY BY: *Peter C. Kelly Peter C. Kelly, Senior Vice President and Senior Counsel Capital Guardian Trust Company ***B /s/ Kristine M. Nishiyama y Kristine M. Nishiyama Attorney-in-fact Signed pursuant to a Power of Attorney dated December 10, 2008 included as an Exhibit to Schedule 13G filed with the Securities and Exchange Commission by Capital Group International, Inc. on January 9, 2009 with respect to Banro Corporation. CUSIP: 6125286 Page 7 of 7

Dates Referenced Herein   and   Documents Incorporated by Reference

Referenced-On Page
This ‘SC 13G/A’ Filing    Date First  Last      Other Filings
Filed as of:2/12/09SC 13G/A
Filed on:2/11/09
2/2/094
1/9/094SC 13G/A
12/31/08113F-HR
12/10/084SC 13G/A
 List all Filings 
Top
Filing Submission 0000949308-09-000109   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Sat., Apr. 27, 4:38:04.2am ET