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Tudor Investment Corp et al, et al. – ‘SC 13D’ on 12/8/06 re: Jamba, Inc.

On:  Friday, 12/8/06, at 4:54pm ET   ·   Accession #:  947871-6-1891   ·   File #:  5-80852

Previous ‘SC 13D’:  ‘SC 13D/A’ on 4/26/06   ·   Next:  ‘SC 13D’ on 2/23/07   ·   Latest:  ‘SC 13D/A’ on 11/12/09

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

12/08/06  Tudor Investment Corp et al       SC 13D                 2:91K  Jamba, Inc.                       Shearman & Sterl… LLP/FA
          James J. Pallotta
          Paul Tudor Jones, II
          The Altar Rock Fund L.P.
          The Raptor Global Portfolio Ltd.
          The Tudor Bvi Global Portfolio Ltd.
          Tudor Investment Corporation
          Tudor Proprietary Trading, L.L.C.

General Statement of Beneficial Ownership   —   Schedule 13D
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13D      Rule 13D-101                                          19     69K 
 2: EX-99.1     Registration Rights Agreement                         18     64K 


SC 13D   —   Rule 13D-101
Document Table of Contents

Page (sequential) | (alphabetic) Top
 
11st Page   -   Filing Submission
9Item 1. Security and Issuer
"Item 2. Identity and Background
10Item 3. Source and Amount of Funds or Other Consideration
11Item 4. Purpose of Transactions
"Item 5. Interest in Securities of the Issuer
12Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer
"Item 7. Materials to be Filed as Exhibits
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SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-l(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. )* Jamba, Inc. -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, par value $.0001 per share -------------------------------------------------------------------------------- (Title of Class of Securities) 47023A101 --------- (CUSIP number) Tudor Investment Corporation Attn: Stephen N. Waldman, Esq. 1275 King Street Greenwich, CT 06831 Tel: (203) 863-6700 -------------------------------------------------------------------------------- (Name, address and telephone number of person authorized to receive notices and communications) November 29, 2006 ----------------- (Date of event which requires filing of this statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box |_|. Note. Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent. (Continued on the following pages) (Page 1 of 19 Pages) --------------------- *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.
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------------------------- ------------------------ CUSIP No. 47023A101 13D Page 2 of Pages 19 ------------------------- ------------------------ -------------------------------------------------------------------------------- 1. Names of Reporting Persons I.R.S. Identification Nos. of above persons (entities only) Tudor Investment Corporation 22-2514825 -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) |_| (See Instructions) (b) |X| -------------------------------------------------------------------------------- 3. SEC Use Only -------------------------------------------------------------------------------- 4. Source of Funds (See Instructions) OO -------------------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)_________ -------------------------------------------------------------------------------- 6. Citizenship or Place of Organization Delaware -------------------------------------------------------------------------------- NUMBER OF 7. SOLE VOTING POWER 0 SHARES ---------------------------------------------------------- BENEFICIALLY 8. SHARED VOTING POWER 9,706,948 (see Item 5) OWNED BY EACH ---------------------------------------------------------- REPORTING 9. SOLE DISPOSITIVE POWER 0 PERSON WITH ---------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 9,706,948 (see Item 5) -------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 9,706,948 (see Item 5) -------------------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) X - -------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 18.5% (see Item 5) -------------------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) CO --------------------------------------------------------------------------------
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------------------------- ------------------------ CUSIP No. 47023A101 13D Page 3 of Pages 19 ------------------------- ------------------------ -------------------------------------------------------------------------------- 1. Names of Reporting Persons I.R.S. Identification Nos. of above persons (entities only) Paul Tudor Jones, II -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) |_| (See Instructions) (b) |X| -------------------------------------------------------------------------------- 3. SEC Use Only -------------------------------------------------------------------------------- 4. Source of Funds (See Instructions) OO -------------------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)_________ -------------------------------------------------------------------------------- 6. Citizenship or Place of Organization USA -------------------------------------------------------------------------------- NUMBER OF 7. SOLE VOTING POWER 0 SHARES ---------------------------------------------------------- BENEFICIALLY 8. SHARED VOTING POWER 10,583,334 (see Item 5) OWNED BY EACH ---------------------------------------------------------- REPORTING 9. SOLE DISPOSITIVE POWER 0 PERSON WITH ---------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 10,583,334 (see Item 5) -------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 10,583,334 (see Item 5) -------------------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) X - -------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 20.2% (see Item 5) -------------------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) IN --------------------------------------------------------------------------------
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------------------------- ------------------------ CUSIP No. 47023A101 13D Page 4 of Pages 19 ------------------------- ------------------------ -------------------------------------------------------------------------------- 1. Names of Reporting Persons I.R.S. Identification Nos. of above persons (entities only) James J. Pallotta -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) |_| (See Instructions) (b) |X| -------------------------------------------------------------------------------- 3. SEC Use Only -------------------------------------------------------------------------------- 4. Source of Funds (See Instructions) OO -------------------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)_________ -------------------------------------------------------------------------------- 6. Citizenship or Place of Organization USA -------------------------------------------------------------------------------- NUMBER OF 7. SOLE VOTING POWER 233,337 (see Item 5) SHARES ---------------------------------------------------------- BENEFICIALLY 8. SHARED VOTING POWER 10,583,334 (see Item 5) OWNED BY EACH ---------------------------------------------------------- REPORTING 9. SOLE DISPOSITIVE POWER 233,337 (see Item 5) PERSON WITH ---------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 10,583,334 (see Item 5) -------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 10,816,671 (see Item 5) -------------------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) X - -------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 20.6% (see Item 5) -------------------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) IN --------------------------------------------------------------------------------
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------------------------- ------------------------ CUSIP No. 47023A101 13D Page 5 of Pages 19 ------------------------- ------------------------ -------------------------------------------------------------------------------- 1. Names of Reporting Persons I.R.S. Identification Nos. of above persons (entities only) The Tudor BVI Global Portfolio Ltd. 98-0223576 -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) |_| (See Instructions) (b) |X| -------------------------------------------------------------------------------- 3. SEC Use Only -------------------------------------------------------------------------------- 4. Source of Funds (See Instructions) OO -------------------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)_________ -------------------------------------------------------------------------------- 6. Citizenship or Place of Organization Cayman Islands -------------------------------------------------------------------------------- NUMBER OF 7. SOLE VOTING POWER 0 SHARES ---------------------------------------------------------- BENEFICIALLY 8. SHARED VOTING POWER 1,631,994 (see Item 5) OWNED BY EACH ---------------------------------------------------------- REPORTING 9. SOLE DISPOSITIVE POWER 0 PERSON WITH ---------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 1,631,994 (see Item 5) -------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 1,631,994 (see Item 5) -------------------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) X - -------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 3.1% (see Item 5) -------------------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) CO --------------------------------------------------------------------------------
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------------------------- ------------------------ CUSIP No. 47023A101 13D Page 6 of Pages 19 ------------------------- ------------------------ -------------------------------------------------------------------------------- 1. Names of Reporting Persons I.R.S. Identification Nos. of above persons (entities only) Tudor Proprietary Trading, L.L.C. 13-3720063 -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) |_| (See Instructions) (b) |X| -------------------------------------------------------------------------------- 3. SEC Use Only -------------------------------------------------------------------------------- 4. Source of Funds (See Instructions) OO -------------------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)_________ -------------------------------------------------------------------------------- 6. Citizenship or Place of Organization Delaware -------------------------------------------------------------------------------- NUMBER OF 7. SOLE VOTING POWER 0 SHARES ---------------------------------------------------------- BENEFICIALLY 8. SHARED VOTING POWER 876,386 (see Item 5) OWNED BY EACH ---------------------------------------------------------- REPORTING 9. SOLE DISPOSITIVE POWER 0 PERSON WITH ---------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 876,386 (see Item 5) -------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 876,386 (see Item 5) -------------------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) X - -------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 1.7% (see Item 5) -------------------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) CO --------------------------------------------------------------------------------
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------------------------- ------------------------ CUSIP No. 47023A101 13D Page 7 of Pages 19 ------------------------- ------------------------ -------------------------------------------------------------------------------- 1. Names of Reporting Persons I.R.S. Identification Nos. of above persons (entities only) The Altar Rock Fund L.P. 06-1558414 -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) |_| (See Instructions) (b) |X| -------------------------------------------------------------------------------- 3. SEC Use Only -------------------------------------------------------------------------------- 4. Source of Funds (See Instructions) OO -------------------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)_________ -------------------------------------------------------------------------------- 6. Citizenship or Place of Organization Delaware -------------------------------------------------------------------------------- NUMBER OF 7. SOLE VOTING POWER 0 SHARES ---------------------------------------------------------- BENEFICIALLY 8. SHARED VOTING POWER 72,136 (see Item 5) OWNED BY EACH ---------------------------------------------------------- REPORTING 9. SOLE DISPOSITIVE POWER 0 PERSON WITH ---------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 72,136 (see Item 5) -------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 72,136 (see Item 5) -------------------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) X - -------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 0.1% (see Item 5) -------------------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) PN --------------------------------------------------------------------------------
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------------------------- ------------------------ CUSIP No. 47023A101 13D Page 8 of Pages 19 ------------------------- ------------------------ -------------------------------------------------------------------------------- 1. Names of Reporting Persons I.R.S. Identification Nos. of above persons (entities only) The Raptor Global Portfolio Ltd. 98-0211544 -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) |_| (See Instructions) (b) |X| -------------------------------------------------------------------------------- 3. SEC Use Only -------------------------------------------------------------------------------- 4. Source of Funds (See Instructions) OO -------------------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)_________ -------------------------------------------------------------------------------- 6. Citizenship or Place of Organization Cayman Islands -------------------------------------------------------------------------------- NUMBER OF 7. SOLE VOTING POWER 0 SHARES ---------------------------------------------------------- BENEFICIALLY 8. SHARED VOTING POWER 8,002,818 (see Item 5) OWNED BY EACH ---------------------------------------------------------- REPORTING 9. SOLE DISPOSITIVE POWER 0 PERSON WITH ---------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 8,002,818 (see Item 5) -------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 8,002,818 (see Item 5) -------------------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) X - -------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 15.2% (see Item 5) -------------------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) CO --------------------------------------------------------------------------------
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------------------------- ------------------------ CUSIP No. 47023A101 13D Page 9 of Pages 19 ------------------------- ------------------------ ITEM 1. Security and Issuer The class of equity security to which this statement on Schedule 13D relates is the common stock, par value $0.0001 per share (the "Common Stock" or the "Shares"), of Jamba, Inc., a corporation organized under the laws of the state of Delaware (the "Company"). The Company's principal offices are located at 1700 17th Street, San Francisco, CA 94103. This filing of the Schedule 13D is not, and should not be deemed to be, an admission that the statement on Schedule 13D or that any Amendment thereto is required to be filed. ITEM 2. Identity and Background. This statement on Schedule 13D is being filed jointly on behalf of the following persons pursuant to Rule 13d-1(k) promulgated by the Securities and Exchange Act of 1934, as amended (the "Act"): (i) Tudor Investment Corporation ("TIC"), a Delaware corporation. (ii) Paul Tudor Jones, II ("Jones"), a citizen of the United States. (iii) James J. Pallotta ("Pallotta"), a citizen of the United States. (iv) The Tudor BVI Global Portfolio Ltd. ("BVI"), a Cayman Islands company. (v) Tudor Proprietary Trading, L.L.C. ("TPT"), a Delaware limited liability company. (vi) The Raptor Global Portfolio Ltd. ("Raptor"), a Cayman Islands corporation. (vii) The Altar Rock Fund L.P. ("Altar Rock" and together with TIC, Jones, Pallotta, BVI, TPT, and Raptor, the "Group" or the "Reporting Persons" and each a "Reporting Person"), a Delaware limited partnership. TIC is a money management firm that provides investment advice to BVI, Raptor and Altar Rock, among others. TIC is also the sole general partner of Altar Rock. The principal employment of Jones is as Chairman and Chief Executive Officer of TIC of which he owns a majority of the capital stock and voting securities. The principal employment of Pallotta is as Vice Chairman of TIC of which he is a Portfolio Manager and may be deemed to have voting and investment authority with respect to the securities of the Company.
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------------------------- ------------------------ CUSIP No. 47023A101 13D Page 10 of Pages 19 ------------------------- ------------------------ Each of BVI, Raptor and Altar Rock is an investment fund which principally invests in debt, equity, derivative securities and other financial instruments for the benefit of the holders of its partnership, stock and other capital securities. TPT is a proprietary trading vehicle which principally invests in debt, equity, derivative securities and other financial instruments for the benefit of the holders of its capital securities. The business address of TIC, Jones, TPT, and Altar Rock is c/o Tudor Investment Corporation, 1275 King Street, Greenwich, CT 06831. The business address of Pallotta is c/o Tudor Investment Corporation, 50 Rowes Wharf, Boston, MA 02110. The business address of BVI and Raptor is c/o CITCO Fund Services, Kaya Flamboyan 9, Curacao, Netherlands Antilles. The name, residence or business address, present principal occupation or employment, the name, principal business and address of any corporation or other organization in which such employment is conducted and the citizenship of each natural person that is a director or executive officer of TIC, TPT, BVI, or Raptor is set forth on Schedule I hereto and is incorporated by reference herein. During the last five (5) years, no Reporting Person, or to the best knowledge and belief of the Reporting Persons, any of the individuals listed on Schedule I hereto, has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors). During the last five (5) years, no Reporting Person was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction as a result of which any such person was or is subject to a judgment, decree or final order enjoining future violations, or prohibiting or mandating activities subject to Federal or State securities laws or finding any violation with respect to such laws. On November 29, 2006 (the "Effective Date"), the Company (formerly known as Services Acquisition Corp.) and Jamba Juice Company completed a merger (the "Merger"), and the common stock, warrants, and units (the "Securities") of the Company were listed on the NASDAQ Global Market. The Reporting Persons are filing this statement on Schedule 13D jointly and in accordance with the provisions of Rule 13d-1(k)(1) of the Act. Pursuant to Rule 13d-4 of the Act, each of the Reporting Persons expressly declares that the filings of this statement on Schedule 13D shall not be construed as an admission that any such person is, for purposes of Section 13(d) and/or Section 13(g) of the Act or otherwise, the beneficial owner of any securities held by any other person. ITEM 3. Source and Amount of Funds or Other Consideration. The sources of funds used to purchase shares of Common Stock (the "Shares") by each of the Reporting Persons (except Mr. Pallotta) were (i) capital contributions to such Reporting Person and (ii) the proceeds of transactions with respect to prior investments held by such Reporting Persons.
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------------------------- ------------------------ CUSIP No. 47023A101 13D Page 11 of Pages 19 ------------------------- ------------------------ The source of funds to purchase the Shares by Mr. Pallotta were his personal assets. ITEM 4. Purpose of Transactions. Each of Mr. Pallotta, BVI, TPT, Raptor and Altar Rock initially acquired the Securities for investment purposes. Each of such Reporting Person intends to continue to evaluate their respective investments in the Securities based on the Company's financial condition, results of operations and prospects as well as other then existing or anticipated facts and circumstances including general economic, market and other financial conditions. Accordingly, each of the Reporting Persons reserves the right to change its plans and intentions with respect to its investment in securities of the Company at any time, as it deems appropriate. In particular, each of the Reporting Persons may at any time and from time to time (i) acquire additional Securities or other securities of the Company, (ii) dispose of Securities or other securities of the Company, or (iii) enter into privately negotiated derivative transactions with institutional counterparties to hedge the market risk of some or all of its positions in the Securities or other securities of the Company. There can be no assurance that any Reporting Person will increase or decrease its investment in the Company or as to the number of shares of Common Stock or derivative securities that may be bought or sold in any such transactions. Except as set forth in this Schedule 13D, none of the Reporting Persons currently has any plans or proposals which relate to or would result in any of the transactions, actions or events enumerated in paragraphs (a) through (j) of the instructions to Item 4 of Schedule 13D. ITEM 5. Interest in Securities of the Issuer. The descriptions contained in Item 2 and Item 4 above are incorporated herein by reference. On November 29, 2006, BVI purchased 1,439,238 shares of Common Stock, TPT purchased 772,876 shares of Common Stock, Raptor purchased 7,057,604 shares of Common Stock, and Altar Rock purchased 63,616 shares of Common Stock. In addition, prior to the Merger the Reporting Persons owned units of the Company, which are equal to one share of Common Stock and one warrant to purchase Common Stock (the "Units"). As a result, BVI owned 96,378 shares of Common Stock and 96,378 warrants to purchase Common Stock, TPT owned 51,755 shares of Common Stock and 51,755 warrants to purchase Common Stock, Raptor owned 472,607 shares of Common Stock and 472,607 warrants to purchase Common Stock, and Altar Rock owned 4,260 shares of Common Stock and 4,260 warrants to purchase Common Stock. The warrants to purchase Common Stock (the "Warrants") are immediately exercisable into Common Stock upon registration of such shares with the Securities and Exchange Commission. Assuming conversion by each of BVI, TPT, Raptor and Altar Rock of the Warrants, such Reporting Persons hold approximately 3.1%, 1.7%, 15.2% and 0.1% of the Common Stock, respectively.
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------------------------- ------------------------ CUSIP No. 47023A101 13D Page 12 of Pages 19 ------------------------- ------------------------ On November 29, 2006, Mr. Pallotta purchased 233,337 shares of Common Stock, which are directly beneficially owned by Mr. Pallotta. Because TIC is sole general partner of Altar Rock and provides investment advisory services to BVI, Raptor and Altar Rock, TIC may be deemed to beneficially own the Securities owned by each such Reporting Person. Because Jones is the controlling shareholder of TIC and the indirect principal equity owner of TPT, Jones may be deemed to beneficially own the Securities deemed beneficially owned by each such Reporting Person. Because Pallotta is a portfolio manager of TIC and TPT with respect to the Securities and may be deemed to have voting and investment authority with respect to the Securities of the Company, Mr. Pallotta may be deemed to beneficially own the Securities deemed beneficially owned by each such Reporting Person. Pursuant to Rule 13d-4 of the Act, each of the Reporting Persons expressly declares that the filings of this statement on Schedule 13D shall not be construed as an admission that any such person is, for purposes of Section 13(d) and/or Section 13(g) of the Act or otherwise, (i) the beneficial owner of any securities held by any other person, or (ii) the beneficial owner of any securities held or beneficially owned by any member of the Group other than such Reporting Person. The filing of this statement on Schedule 13D by each of the Reporting Persons shall not be considered an admission that such Reporting Person, for the purposes of Section 13(d) of the Act, is the beneficial owner of any Shares in which such Reporting Person does not have a pecuniary interest. Except as reported in this statement on Schedule 13D, the Reporting Persons have not engaged in any other transactions in the Company's securities in the past sixty (60) days. ITEM 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. Each of the Reporting Persons entered into a registration rights agreement (the "Registration Rights Agreement"), dated as of March 10, 2006, with the Company in the form attached hereto as Exhibit 99.1 (which is hereby incorporated by reference herein). Subject to certain limitations as set forth in the Registration Rights Agreement, the Company is required to file with the Securities and Exchange Commission (the "SEC") a "shelf" registration statement with respect to the Common Stock owned by the Reporting Persons for an offering to be made on a continuous basis pursuant to Rule 415 promulgated under the Securities Act of 1933, as amended, and to keep such registration effective as more fully described in the Registration Rights Agreement. ITEM 7. Materials to be Filed as Exhibits. The following documents are filed as exhibits to this statement on Schedule 13D: Exhibit 99.1. Registration Rights Agreement, dated as of March 10, 2006, by and among the Company and the Stockholders named therein.
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------------------------- ------------------------ CUSIP No. 47023A101 13D Page 13 of Pages 19 ------------------------- ------------------------ SIGNATURES After reasonable inquiry and to the best knowledge and belief of each of the persons signing below, each person signing below certifies that the information set forth in this statement on Schedule 13D is true, complete and correct. Dated:December 8, 2006 TUDOR INVESTMENT CORPORATION By: \s\ Stephen N. Waldman ---------------------------------- Stephen N. Waldman Managing Director \s\ Paul Tudor Jones, II --------------------------------------- Paul Tudor Jones, II \s\ James J. Pallotta --------------------------------------- James J. Pallotta THE TUDOR BVI GLOBAL PORTFOLIO LTD. By: Tudor Investment Corporation, its trading advisor By: \s\ Stephen N. Waldman ---------------------------------- Stephen N. Waldman Managing Director TUDOR PROPRIETARY TRADING, L.L.C. By: \s\ Stephen N. Waldman ---------------------------------- Stephen N. Waldman Managing Director
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------------------------- ------------------------ CUSIP No. 47023A101 13D Page 14 of Pages 19 ------------------------- ------------------------ THE RAPTOR GLOBAL PORTFOLIO LTD. By: Tudor Investment Corporation, its investment adviser By: \s\ Stephen N. Waldman ---------------------------------- Stephen N. Waldman Managing Director THE ALTAR ROCK FUND L.P. By: Tudor Investment Corporation, its general partner By: \s\ Stephen N. Waldman ---------------------------------- Stephen N. Waldman Managing Director
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------------------------- ------------------------ CUSIP No. 47023A101 13D Page 15 of Pages 19 ------------------------- ------------------------ Schedule I EXECUTIVE OFFICERS AND DIRECTORS OF THE REPORTING PERSONS I. Tudor Investment Corporation The name, residence or business address, present principal occupation or employment, the name, principal business and address of any corporation or other organization in which such employment is conducted and the citizenship of each executive officer or director of TIC is set forth below. Unless otherwise indicated (i) the principal occupation or employment of such person is as an executive officer or director of TIC, (ii) the business address of such person is c/o TIC at the King Street address of TIC set forth under Item 2 of this Schedule 13D, (iii) such person is a citizen of the United States and (iv) to the knowledge of the Reporting Persons, such person does not beneficially own and has not had any transactions in the Common Stock. Principal Occupation/ Name Business Address ---- --------------------- Paul Tudor Jones, II* Chairman of the Board, Chief Executive Officer of TIC. Mark F. Dalton Vice Chairman, Director, and President of TIC. John G. Macfarlane, III Director, Chief Operating Officer and Managing Director of TIC. James J. Pallotta** Vice Chairman, Director, and Managing Director of TIC. Principal business address at Tudor Investment Corporation, 50 Rowes Wharf, 6th Floor, Boston, MA 02110. Andrew S. Paul Director, Managing Director, General Counsel and Corporate Secretary of TIC. Robert P. Forlenza Director and Managing Director of TIC. Principal business address at Tudor Investment Corporation, 50 Rowes Wharf, 6th Floor, Boston, MA 02110. John R. Torell Director, Managing Director and Chief Financial Officer of TIC. -------------------------- * See Item 5 of this Schedule 13D for a discussion of Mr. Jones' potential beneficial ownership of Common Stock. ** See Item 5 of this Schedule 13D for a discussion of Mr. Pallotta's potential beneficial ownership of Common Stock.
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------------------------- ------------------------ CUSIP No. 47023A101 13D Page 16 of Pages 19 ------------------------- ------------------------ Mark V. Houghton-Berry Director of TIC; Managing Director of Tudor Capital (U.K.), L.P., an affiliate of TIC located at The Great Burgh, Epsom, Surrey KT17 5XT, England. Mr. Houghton-Berry is a citizen of the United Kingdom. Mark Nicholson Director of TIC; Chief Executive Officer of Tudor Capital Australia Pty. Ltd., an affiliate of TIC located at Suite 11, 2-3 Shore Building, 13 Hickson Road, Sydney NSW, Australia 2000. Mr. Nicholson is a citizen of Australia. Richard L. Fisher Director of TIC. Mr. Fisher is Managing Director of Investments and Acquisitions and a Managing Director of Dunavant Enterprises, Inc., 3797 Getwell Road, Memphis, TN 38118. II. Tudor Proprietary Trading, L.L.C. The name, residence or business address, present principal occupation or employment, the name, principal business and address of any corporation or other organization in which such employment is conducted and the citizenship of each executive officer or director of TPT is set forth below. Unless otherwise indicated (i) the principal occupation or employment of such person is as an executive officer or director of TIC, (ii) the business address of such person is c/o TIC at the address of TIC set forth under Item 2 of this Schedule 13D, (iii) such person is a citizen of the United States and (iv) to the knowledge of the Reporting Persons, such person does not beneficially own and has not had any transactions in the Common Stock. Principal Occupation/ Name Business Address ---- --------------------- Paul Tudor Jones, II* Chairman of the Board, Chief Executive Officer of TIC. Mark F. Dalton Vice Chairman, Director and President of TIC. John G. Macfarlane, III Director, Chief Operating Officer and Managing Director of TIC. Andrew S. Paul Director, Managing Director, General Counsel and Corporate Secretary of TIC. -------------------------- * See Item 5 of this Schedule 13D for a discussion of Mr. Jones' potential beneficial ownership of Common Stock.
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------------------------- ------------------------ CUSIP No. 47023A101 13D Page 17 of Pages 19 ------------------------- ------------------------ Principal Occupation/ Name Business Address ---- --------------------- John R. Torell Director, Managing Director and Chief Financial Officer of TIC. Robert P. Forlenza Director and Managing Director of TIC. Principal business address at Tudor Investment Corporation, 50 Rowes Wharf, 6th Floor, Boston, MA 02110. Mark V. Houghton-Berry Director of TIC; Managing Director of Tudor Capital (U.K.), L.P., an affiliate of TIC located at The Great Burgh, Epsom, Surrey KT17 5XT, England. Mr. Houghton-Berry is a citizen of the United Kingdom. III. The Raptor Global Portfolio Ltd. The name, residence or business address, present principal occupation or employment, the name, principal business and address of any corporation or other organization in which such employment is conducted and the citizenship of each executive officer or director of Raptor is set forth below. To the knowledge of the Reporting Persons, such person does not beneficially own and has not had any transactions in the Common Stock. Principal Occupation/ Name Business Address ---- --------------------- InterCaribbean Services Ltd. Director of Raptor and other non-U.S. investment funds. The principal place of business of Kaya Flamboyan 9, Curacao, Netherlands Antilles. Karl Erbo Graf Kageneck Director of Raptor and other non-U.S. investment funds. Managing Partner of Jargonnant Partners S.A.R.L., an international real estate advisory and management firm with offices in Munich, Germany; Geneva, Switzerland; and Luxembourg. Mr. Kageneck is a citizen of Germany. David d'Ambrumenil Director of Raptor and other non-U.S. investment funds. Chairman of Lionspring Enterprises Limited, a privately held consulting firm in London, England Mr. d'Ambrumenil is a citizen of Great Britain. Jean-Pierre Jacquemoud Director of Raptor and other non-U.S. investment funds. Attorney, Jacquemoud & Stanislas, 2, rue Bellow, Geneva 1206, Switzerland. Mr. Jacquemoud is a citizen of Switzerland.
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------------------------- ------------------------ CUSIP No. 47023A101 13D Page 18 of Pages 19 ------------------------- ------------------------ Ben C. Grigsby Director of Raptor and other non-U.S. investment funds. Mr. Grigsby was formerly the CEO of Swiss Re Capital Management and Advisory, Tokai Bank Europe, and Barclays de Zoete Wedd. Mr. Grigsby resides in both Virginia and the United Kingdom. Mr. Grigsby is a citizen of the United Kingdom and the United States of America. IV. The Tudor BVI Global Portfolio Ltd. The name, residence or business address, present principal occupation or employment, the name, principal business and address of any corporation or other organization in which such employment is conducted and the citizenship of each executive officer or director of BVI is set forth below. To the knowledge of the Reporting Persons, such person does not beneficially own and has not had any transactions in the Common Stock. Principal Occupation/ Name Business Address ---- --------------------- InterCaribbean Services Ltd. Director of BVI and other non-U.S. investment funds. The principal place of business of Kaya Flamboyan 9, Curacao, Netherlands Antilles. Karl Erbo Graf Kageneck Director of BVI and other non-U.S. investment funds. Managing Partner of Jargonnant Partners S.A.R.L., an international real estate advisory and management firm with offices in Munich, Germany; Geneva, Switzerland; and Luxembourg. Mr. Kageneck is a citizen of Germany. David d'Ambrumenil Director of BVI and other non-U.S. investment funds. Chairman of Lionspring Enterprises Limited, a privately held consulting firm in London, England Mr. d'Ambrumenil is a citizen of Great Britain. Jean-Pierre Jacquemoud Director of BVI and other non-U.S. investment funds. Attorney, Jacquemoud & Stanislas, 2, rue Bellow, Geneva 1206, Switzerland. Mr. Jacquemoud is a citizen of Switzerland.
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------------------------- ------------------------ CUSIP No. 47023A101 13D Page 18 of Pages 19 ------------------------- ------------------------ Ben C. Grigsby Director of BVI and other non-U.S. investment funds. Mr. Grigsby was formerly the CEO of Swiss Re Capital Management and Advisory, Tokai Bank Europe, and Barclays de Zoete Wedd. Mr. Grigsby resides in both Virginia and the United Kingdom. Mr. Grigsby is a citizen of the United Kingdom and the United States of America.

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Filed on:12/8/0613SC 13D,  SC 13G
11/29/061123,  3/A,  4,  4/A,  8-A12B/A,  8-K
3/10/06128-K
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