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Coatue Private Fund I LP, et al. – ‘3’ for 10/11/18 re: Anaplan, Inc.

On:  Thursday, 10/11/18, at 6:18pm ET   ·   For:  10/11/18   ·   Accession #:  919574-18-6614   ·   File #:  1-38698

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

10/11/18  Coatue Private Fund I LP          3                      1:12K  Anaplan, Inc.                     Seward & Kissel LLP
          Coatue Management LLC
          Coatue Hybrid GP I LLC
          Laffont Philippe

Initial Statement of Beneficial Ownership of Securities by an Insider   —   Form 3   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 3           Initial Statement of Beneficial Ownership of        HTML      3K 
                Securities by an Insider -- ownership.xml/2.6


        

This ‘3’ Document is an XML Data File that may be rendered in various formats:

  Form 3    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
Plain Text rendering:  Initial Statement of Beneficial Ownership of Securities by an Insider
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0206
Document Type:  3
Period of Report:  10/11/18
No Securities Owned:  0
Issuer:
Issuer CIK:  1540755
Issuer Name:  Anaplan, Inc.
Issuer Trading Symbol:  PLAN
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1755729
Owner Name:  COATUE PRIVATE FUND I LP
Reporting Owner Address:
Owner Street 1:  9 WEST 57TH STREET, 25TH FLOOR
Owner Street 2:
Owner City:  NEW YORK
Owner State:  NY
Owner ZIP Code:  10019
Owner State Description:
Reporting Owner Relationship:
Is Director?  No
Is Officer?  No
Is Ten Percent Owner?  Yes
Is Other?  No
Officer Title:
Other Text:
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1135730
Owner Name:  COATUE MANAGEMENT LLC
Reporting Owner Address:
Owner Street 1:  9 WEST 57TH STREET, 25TH FLOOR
Owner Street 2:
Owner City:  NEW YORK
Owner State:  NY
Owner ZIP Code:  10019
Owner State Description:
Reporting Owner Relationship:
Is Director?  No
Is Officer?  No
Is Ten Percent Owner?  Yes
Is Other?  No
Officer Title:
Other Text:
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1755730
Owner Name:  COATUE HYBRID GP I LLC
Reporting Owner Address:
Owner Street 1:  9 WEST 57TH STREET, 25TH FLOOR
Owner Street 2:
Owner City:  NEW YORK
Owner State:  NY
Owner ZIP Code:  10019
Owner State Description:
Reporting Owner Relationship:
Is Director?  No
Is Officer?  No
Is Ten Percent Owner?  Yes
Is Other?  No
Officer Title:
Other Text:
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1279618
Owner Name:  LAFFONT PHILIPPE
Reporting Owner Address:
Owner Street 1:  C/O COATUE MANAGEMENT, L.L.C.
Owner Street 2:  9 WEST 57TH STREET, 25TH FLOOR
Owner City:  NEW YORK
Owner State:  NY
Owner ZIP Code:  10019
Owner State Description:
Reporting Owner Relationship:
Is Director?  No
Is Officer?  No
Is Ten Percent Owner?  Yes
Is Other?  No
Officer Title:
Other Text:
Non-Derivative Table:
Non-Derivative Holding:
Security Title:
Value:  Common Stock, par value $0.0001 per share
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  1,123,752
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Footnote ID:  F1
Non-Derivative Holding:
Security Title:
Value:  Common Stock, par value $0.0001 per share
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  2,954,998
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  See Footnote
Footnote ID:  F2
Derivative Table:
Derivative Holding:
Security Title:
Value:  Series A Convertible Preferred Stock
Conversion or Exercise Price:
Footnote ID:  F3
Exercise Date:
Footnote ID:  F3
Expiration Date:
Footnote ID:  F3
Underlying Security:
Underlying Security Title:
Value:  Common Stock, par value $0.0001 per share
Underlying Security Shares:
Value:  13,748
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Footnote ID:  F1
Derivative Holding:
Security Title:
Value:  Series D Convertible Preferred Stock
Conversion or Exercise Price:
Footnote ID:  F3
Exercise Date:
Footnote ID:  F3
Expiration Date:
Footnote ID:  F3
Underlying Security:
Underlying Security Title:
Value:  Common Stock, par value $0.0001 per share
Underlying Security Shares:
Value:  3,865,889
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Footnote ID:  F1
Derivative Holding:
Security Title:
Value:  Series E Convertible Preferred Stock
Conversion or Exercise Price:
Footnote ID:  F3
Exercise Date:
Footnote ID:  F3
Expiration Date:
Footnote ID:  F3
Underlying Security:
Underlying Security Title:
Value:  Common Stock, par value $0.0001 per share
Underlying Security Shares:
Value:  99,019
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Footnote ID:  F1
Footnotes:
Footnote - F1:  The reported securities are held in the account of Coatue Private Fund I LP (the "Fund"), a private investment fund managed by Coatue Management, L.L.C. (the "Investment Manager"), and may be deemed to be beneficially owned by the Investment Manager, the general partner of the Fund, Coatue Hybrid GP I LLC (the "General Partner"), and by Philippe Laffont, managing member of the General Partner and who owns and controls the Investment Manager.
Footnote - F2:  The reported securities are held in the accounts of clients of the Investment Manager other than the Fund and may be deemed to be beneficially owned by the Investment Manager, as the investment manager to such clients, and Philippe Laffont who owns and controls the Investment Manager.
Footnote - F3:  The Series A, D and E convertible preferred stock is convertible into shares of the Issuer's Common Stock, par value $0.0001 per share ("Common Stock") on a 1-for-1 basis at any time at the holder's election and shall automatically convert into Common Stock immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.
Remarks:  Each of the Fund, the Investment Manager, the General Partner and Philippe Laffont (collectively, the "Reporting Persons") disclaims beneficial ownership in the securities reported on this Form 3 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Owner Signature:
Signature Name:  Coatue Private Fund I LP By: Coatue Hybrid GP I LLC its General Partner By: /s/ Philippe Laffont, Managing Member
Signature Date:  10/11/18
Owner Signature:
Signature Name:  Coatue Management, L.L.C. By: /s/ Philippe Laffont, Authorized Person
Signature Date:  10/11/18
Owner Signature:
Signature Name:  Coatue Hybrid GP I LLC By: /s/ Philippe Laffont, Managing Member
Signature Date:  10/11/18
Owner Signature:
Signature Name:  /s/ Philippe Laffont
Signature Date:  10/11/18


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