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Kingdon Associates – ‘D/A’ on 2/25/20

On:  Tuesday, 2/25/20, at 10:02am ET   ·   Effective:  2/25/20   ·   Accession #:  919574-20-1900   ·   File #:  21-71880-1N

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/25/20  Kingdon Associates                D/A         2/25/20    1:7K                                     Seward & Kissel LLP

Amendment to Notice of an Exempt Offering of Securities   —   Form D   —   Reg. D
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: D/A         Amendment to Notice of an Exempt Offering of        HTML      8K 
                Securities -- primary_doc.xml/7.8                                




        

This ‘D/A’ Document is an XML Data File that may be rendered in various formats:

  Form D    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
Plain Text rendering:  Amendment to Notice of an Exempt Offering of Securities
 
                                                                                                                                                                                
EDGAR Submission
 
Schema Version:  X0708
Submission Type:  D/A
Test or Live:  LIVE
Primary Issuer:
CIK:  718801
Entity Name:  Kingdon Associates
Issuer Address:
Street 1:  152 WEST 57TH STREET, 50TH FLOOR
City:  NEW YORK
State or Country:  NY
State or Country Description:  NEW YORK
ZIP Code:  10019
Issuer Phone Number:  (212) 333-0100
Jurisdiction of Inc.:  NEW YORK
Issuer Previous Name List:
Value:  None
EDGAR Previous Name List:
Previous Name:  KINGDON ASSOCIATES
Entity Type:  Limited Partnership
Year of Inc.:
Over Five Years?  Yes
Related-Persons List:
Related-Person Info:
Related-Person Name:
First Name:  -
Last Name:  Kingdon Capital Management, L.L.C.
Related-Person Address:
Street 1:  152 West 57th Street, 50th Floor
City:  New York
State or Country:  NY
State or Country Description:  NEW YORK
ZIP Code:  10019
Related-Person Relationship List:
Relationship:  Executive Officer
Relationship Clarification:  General Partner and Investment Manager of the Issuer
Related-Person Info:
Related-Person Name:
First Name:  -
Last Name:  Kingdon Associates Parent, L.P.
Related-Person Address:
Street 1:  152 West 57th Street, 50th Floor
City:  New York
State or Country:  NY
State or Country Description:  NEW YORK
ZIP Code:  10019
Related-Person Relationship List:
Relationship:  Executive Officer
Relationship Clarification:  General Partner of the Issuer
Related-Person Info:
Related-Person Name:
First Name:  --
Last Name:  Kingdon GP, LLC
Related-Person Address:
Street 1:  152 West 57th Street, 50th Floor
City:  New York
State or Country:  NY
State or Country Description:  NEW YORK
ZIP Code:  10019
Related-Person Relationship List:
Relationship:  Executive Officer
Relationship Clarification:  General Partner of the General Partner
Offering Data:
Industry Group:
Industry Group Type:  Pooled Investment Fund
Investment Fund Info:
Investment Fund Type:  Hedge Fund
Is '40 Act?  No
Issuer Size:
Aggregate Net Asset Value Range:  Decline to Disclose
Federal Exemptions Exclusions:
Item:  06b
Item:  3C
Item:  3C.7
Type of Filing:
New or Amendment:
Is Amendment?  Yes
Previous Accession Number:  919574-19-1973
Date of First Sale:
Value:  4/7/83
Duration of Offering:
More Than One Year?  Yes
Types of Securities Offered:
Is Equity Type?  Yes
Is Pooled Investment Fund Type?  Yes
Business-Combination Transaction:
Is Business-Combination Transaction?  No
Minimum Investment Accepted:  0
Sales Compensation List:
Offering Sales Amounts:
Total Offering Amount:  Indefinite
Total Amount Sold:  2,561,329,421
Total Remaining:  Indefinite
Investors:
Has Non-Accredited Investors?  Yes
Number Non-Accredited Investors:  7
Total Number Already Invested:  357
Sales Commissions Finders Fees:
Sales Commissions:
Dollar Amount:  0
Is Estimate?  Yes
Finders Fees:
Dollar Amount:  0
Is Estimate?  Yes
Clarification of Response:
Use of Proceeds:
Gross Proceeds Used:
Dollar Amount:  0
Is Estimate?  Yes
Clarification of Response:  The Investment Manager receives customary management fees.
Signature Block:
Authorized Representative?  Yes
Signature:
Issuer Name:  Kingdon Associates
Signature Name:  /s/ William Walsh
Name of Signer:  William Walsh
Signature Title:  Authorized Signatory of Kingdon GP, LLC
Signature Date:  2/25/20


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Filing Submission 0000919574-20-001900   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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