SEC Info - Kramer Capital Managemnt Inc. - ‘13F-HR’ for 12/31/01

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Kramer Capital Managemnt Inc. – ‘13F-HR’ for 12/31/01

As of: Friday, 2/8/02 · For: 12/31/01 · Accession #: 919574-2-264 · File #: 28-05531

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/08/02  Kramer Capital Managemnt Inc.     13F-HR     12/31/01    1:12K                                    Seward & Kissel LLP/FA

Quarterly Holdings and Combination Report by a Money Manager — Form 13F
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 13F-HR      Quarterly Holdings and Combination Report by a         8     31K 
                Money Manager                                                    

13F-HR 1st Page of 8 TOC ↑Top Previous Next ↓Bottom Just 1st
 
UNITED STATES               
SECURITIES AND EXCHANGE COMMISSION                
WASHINGTON, D.C.  20549               

Form 13F                

Form 13F COVER PAGE               

Report for the Calendar Year or Quarter Ended: December 31, 2001                

Check here if Amendment [   ]; Amendment Number:                                
This Amendment (Check only one.):                                       
is a restatement.                       [   ]                           

adds new holdings entries.              [   ]                           

Institutional Investment Manager Filing this Report:                            

Name:    Kramer Capital Management, Inc.                                        
Address: 767 Third Avenue                                                       
5th Floor                                                     
New York, New York 10017                                      

Form 13F File Number: 28-05531                                                  

The institutional investment manager filing this report and the                 
person by whom it is signed hereby represent that the person                    
signing the report is authorized to submit it, that all                         
information contained herein is true, correct and complete, and                 
that it is understood that all required items, statements,                      
schedules, lists, and tables, are considered integral parts of                  
this form.                                                                      

Person Signing this Report on Behalf of Reporting Manager:                      

Name:    Andrew B. Kramer                                                       
Title:   Managing Member                                                        
Phone:   (212) 906-1198                                                         

Signature, Place, and Date of Signing:                                          

/s/ Andrew B. Kramer         New York, New York   2/7/02                    
_________________________  ____________________  _______________            
[Signature]                 [City, State]        [Date]                 

13F-HR 2nd Page of 8 TOC 1st Previous Next ↓Bottom Just 2nd
Report Type (Check only one.):                                                  

[X ]     13F HOLDINGS REPORT.  (Check here if all holdings of                   
this reporting manager are reported in this report.)          

[  ]     13F NOTICE.  (Check here if no holdings reported are in                
this report, and all holdings are reported by other           
reporting manger(s).)                                         

[  ]     13F COMBINATION REPORT.  (Check here if a portion of the               
holdings for this reporting manager are reported in this      
report and a portion are reported by other reporting          
manager(s).)                                                  

List of Other Managers Reporting for this Manager:                              

NONE                                                                    

2               

13F-HR 3rd Page of 8 TOC 1st Previous Next ↓Bottom Just 3rd
Form 13F SUMMARY PAGE               

Report Summary:                                                                 

Number of Other Included Managers:          0                                   

Form 13F Information Table Entry Total:     111                                 

Form 13F Information Table Value Total:     $47,314                             
                   (thousands)

List of Other Included Managers:  0                                             

Provide a numbered list of the name(s) and Form 13F file                        
number(s) of all institutional investment managers with respect                 
to which this report is filed, other than the manager filing this               
report.                                                                         

NONE                                                                    

3               

13F-HR 4th Page of 8 TOC 1st Previous Next ↓Bottom Just 4th
                                                        [Enlarge/Download Table]
                                                   FORM 13F INFORMATION TABLE                                            


  COLUMN 1              COLUMN 2   COLUMN 3      COLUMN 4      COLUMN 5       COLUMN 6    COLUMN 7         COLUMN 8      

                        TITLE                      VALUE   SHRS OR  SH/ PUT/  INVESTMENT   OTHER      VOTING AUTHORITY   
NAME OF ISSUER          OF CLASS   CUSIP          (X1000)  PRN  AMT PRN CALL  DISCRETION   MGRS   SOLE     SHARED    NONE
--------------          --------   -----          -------  -------- --------  ----------   -----  ---------------------- 

                                                                                                                         
G N M A PASS THRU                                                                                                        
 POOL 001620M           BOND      36202BYR0060  1          9,235     SH          Yes      None    9,235     No       No  
G N M A PASS THRU                                                                                                        
 POOL 013713X           BOND      362041GW9020  1          12,349    SH          Yes      None    12,349    No       No  
LAS VEGAS RESORTS                                                                                                        
 CORP                   BOND      517831103000  0          19,704    SH          Yes      None    19,704    No       No  
METROPOLITAN TRANSN                                                                                                      
 AUTH N Y               BOND      592598TS5060  1          10,000    SH          Yes      None    10,000    No       No  
NEW YORK N Y G/O        BOND      6496695L8060  1          10,000    SH          Yes      None    10,000    No       No  
NEW YORK N Y G/O SER H  BOND      649667H88060  2          20,000    SH          Yes      None    20,000    No       No  
NEW YORK ST URBAN DEV                                                                                                    
 CORP REV               BOND      650033Q71040  3          30,000    SH          Yes      None    30,000    No       No  
NEW YORK STATE DORM                                                                                                      
 AUTH REVS              BOND      649834KA5060  1          10,000    SH          Yes      None    10,000    No       No  
UNITED STATES                                                                                                            
 TREASURY BONDS         BOND      912810EL8060  6          50,000    SH          Yes      None    50,000    No       No  
***CHINADOTCOM CORPOR-                                                                                                   
 ATION                  COM       G2108N109000  30         10,000    SH          Yes      None    10,000    No       No  
***GRUPO TMM S A                                                                                                         
 DE CV                  COM       40051D204000  17         1,700     SH          Yes      None    1,700     No       No  
***ROYAL BK OF SCOTLND                                                                                                   
 GRP PLC                COM       780097887000  10         400       SH          Yes      None    400       No       No  
ABBOTT LABORATORIES     COM       2824100000    22         400       SH          Yes      None    400       No       No  
ACTIVE POWER INC        COM       00504W100000  333        49,000    SH          Yes      None    49,000    No       No  
ACXIOM CORP             COM       5125109000    9          500       SH          Yes      None    500       No       No  
AMERICAN EXPRESS                                                                                                         
 COMPANY                COM       25816109000   196        5,500     SH          Yes      None    5,500     No       No  
AMERICAN HOME                                                                                                            
 PRODUCTS CORP          COM       26609107000   49         800       SH          Yes      None    800       No       No  
AMERICAN INTERNATIONAL                                                                                                   
 GROUP                  COM       26874107000   1790       22,550    SH          Yes      None    22,550    No       No  
AMGEN INC               COM       31162100000   10599      187,800   SH          Yes      None    187,800   No       No  
ANADARKO PETROLEUM                                                                                                       
 CORP                   COM       32511107000   205        3,600     SH          Yes      None    3,600     No       No  
ANNALY MORTGAGE                                                                                                          
 MANAGEMENT INC         COM       35710409000   80         5,000     SH          Yes      None    5,000     No       No  
AOL TIME WARNER INC     COM       00184A105000  1764       54,950    SH          Yes      None    54,950    No       No  
ARMOR HOLDINGS INC      COM       42260109000   880        32,600    SH          Yes      None    32,600    No       No  

                                4                                                                                        

13F-HR 5th Page of 8 TOC 1st Previous Next ↓Bottom Just 5th
CABLEVISION SYSTEMS                                                                                                      
 CORP-CL A              COM       12686C109000  536        11,300    SH          Yes      None    11,300    No       No  
CALPINE CORP            COM       131347106000  361        21,500    SH          Yes      None    21,500    No       No  
CENDANT CORP            COM       151313103000  440        22,427    SH          Yes      None    22,427    No       No  
CHARTER COMMUNICATIONS                                                                                                   
 INC DEL                COM       16117M107000  476        29,000    SH          Yes      None    29,000    No       No  
CISCO SYSTEMS INC       COM       17275R102000  58         3,200     SH          Yes      None    3,200     No       No  
CITIGROUP INC           COM       172967101000  4661       92,333    SH          Yes      None    92,333    No       No  
COMPAQ COMPUTER CORP    COM       204493100000  10         1,000     SH          Yes      None    1,000     No       No  
CSG SYSTEMS INTER-                                                                                                       
 NATIONAL INC           COM       126349109000  162        4,000     SH          Yes      None    4,000     No       No  
DRS TECHNOLOGIES INC    COM       23330X100000  1583       44,400    SH          Yes      None    44,400    No       No  
ECHELON CORP            COM       27874N105000  99         7,000     SH          Yes      None    7,000     No       No  
FANNIE MAE              COM       313586109000  3403       42,800    SH          Yes      None    42,800    No       No  
FREDDIE MAC-VOTING                                                                                                       
 COMMON                 COM       313400301000  8110       124,000   SH          Yes      None    124,000   No       No  
FUELCELL ENERGY INC     COM       35952H106000  36         2,000     SH          Yes      None    2,000     No       No  
GENERAL ELECTRIC CO     COM       369604103000  160        4,000     SH          Yes      None    4,000     No       No  
HEALTHSOUTH CORP        COM       421924101000  748        50,500    SH          Yes      None    50,500    No       No  
HOME DEPOT INC          COM       437076102000  1301       25,500    SH          Yes      None    25,500    No       No  
IGEN INTERNATIONAL                                                                                                       
 INC-DEL                COM       449536101000  614        15,300    SH          Yes      None    15,300    No       No  
IMMUNEX CORP NEW        COM       452528102000  116        4,200     SH          Yes      None    4,200     No       No  
INTEL CORP              COM       458140100000  1289       41,000    SH          Yes      None    41,000    No       No  
INTERNATIONAL                                                                                                            
 RECTIFIER CORP         COM       460254105000  98         2,800     SH          Yes      None    2,800     No       No  
JDS UNIPHASE CORP       COM       46612J101000  35         4,000     SH          Yes      None    4,000     No       No  
MILLIPORE CORP          COM       601073109000  231        3,800     SH          Yes      None    3,800     No       No  
MORGAN STANLEY                                                                                                           
 DEAN WITTER &          COM       617446448000  811        14,500    SH          Yes      None    14,500    No       No  
PEPSICO INC             COM       713448108000  24         500       SH          Yes      None    500       No       No  
PETROLEUM GEO-SERVICES                                                                                                   
 ASA ADR                COM       716597109000  398        50,000    SH          Yes      None    50,000    No       No  
PFIZER INC              COM       717081103000  673        16,900    SH          Yes      None    16,900    No       No  
PHARMACIA CORP          COM       71713U102000  60         1,400     SH          Yes      None    1,400     No       No  
PRECISION CASTPARTS                                                                                                      
 CORP                   COM       740189105000  14         500       SH          Yes      None    500       No       No  
RESERVE FUND PRIMARY    COM       761056100000  2085       2,085,475 SH          Yes      None    2,085,475 No       No  
SCHERING PLOUGH CORP    COM       806605101000  11         300       SH          Yes      None    300       No       No  
SCIENTIFIC ATLANTA INC  COM       808655104000  491        20,500    SH          Yes      None    20,500    No       No  
SCIENTIFIC GAMES CORP   COM       80874P109000  175        20,000    SH          Yes      None    20,000    No       No  
SIRIUS SATELLITE                                                                                                         
 RADIO INC              COM       82966U103000  174        15,000    SH          Yes      None    15,000    No       No  
STRYKER CORP            COM       863667101000  426        7,300     SH          Yes      None    7,300     No       No  
TRADITIONAL INDS                                                                                                         
 INC SUB DEB            COM       892682AA3020  0          1,100,000 SH          Yes      None    1,100,000 No       No  
UTS EQUITY INC                                                                                                           
 FD #002-M              COM       294700422000  48         22,849    SH          Yes      None    22,849    No       No  
VIACOM INC-CL B         COM       925524308000  980        22,200    SH          Yes      None    22,200    No       No  

                                5                                                                                        

13F-HR 6th Page of 8 TOC 1st Previous Next ↓Bottom Just 6th
WASTE MANAGEMENT                                                                                                         
 INC DEL                COM       94106L109000  112        3,500     SH          Yes      None    3,500     No       No  
***BARCLAYS BANK                                                                                                         
 PLC-CV CAP NT          OPTION    06738C836000  92         3,500     SH          Yes      None    3,500     No       No  
CALL ABBOTT LABS                                                                                                         
  JAN 030 ****          OPTION    0028299A9068  1          50             CALL   Yes      None    50        No       No  
CALL ABBOTT LABS                                                                                                         
  JAN 035 ****          OPTION    0028299A9078  2          100            CALL   Yes      None    100       No       No  
CALL AMER INTL                                                                                                           
  JAN 53.375****        OPTION    0J599W9A5018  3          100            CALL   Yes      None    100       No       No  
CALL AMGEN INC                                                                                                           
  JAN 050 ****          OPTION    0311659A3108  3          200            CALL   Yes      None    200       No       No  
CALL ANADARKO PET                                                                                                        
 JAN 040 ****           OPTION    0325139A3088  6          250            CALL   Yes      None    250       No       No  
CALL ANADARKO PET                                                                                                        
 JAN 040 ****           OPTION    0325149A1088  4          200            CALL   Yes      None    200       No       No  
CALL ANADARKO PET                                                                                                        
 JAN 050 ****           OPTION    0325139A3108  1          60             CALL   Yes      None    60        No       No  
CALL ANADARKO PETRO                                                                                                      
 JAN 40.00              OPTION    0325149A1088  2          75             CALL   Yes      None    75        No       No  
CALL ANADARKO                                                                                                            
 PETROLEUM JAN 40       OPTION    0325139A3088  2          75             CALL   Yes      None    75        No       No  
CALL AOL TIME WAR                                                                                                        
 JAN 020 ****           OPTION    02364K9A1048  11         700            CALL   Yes      None    700       No       No  
CALL AOL TIME WAR                                                                                                        
 JAN 030                OPTION    0239309A0068  1          100            CALL   Yes      None    100       No       No  
CALL CALPINE CORP                                                                                                        
 JAN 020 ****           OPTION    13134T9A8048  2          300            CALL   Yes      None    300       No       No  
CALL CENDANT CORP                                                                                                        
 JAN 010 ****           OPTION    1509479A9028  2          200            CALL   Yes      None    200       No       No  
CALL CHARTER COMM                                                                                                        
 JAN 010 ****           OPTION    16117U9A9028  4          500            CALL   Yes      None    500       No       No  
CALL CISCO SYSTEM                                                                                                        
 JAN 010 ****           OPTION    17275Q9A4028  8          900            CALL   Yes      None    900       No       No  
CALL CISCO SYSTEMS                                                                                                       
 JAN 10                 OPTION    17275P9A6028  2          200            CALL   Yes      None    200       No       No  
CALL CITIGROUP                                                                                                           
 JAN 035 ****           OPTION    1729729A1078  5          300            CALL   Yes      None    300       No       No  
CALL CITIGROUP                                                                                                           
 JAN 040 ****           OPTION    1729689A9088  1          40             CALL   Yes      None    40        No       No  
CALL CITIGROUP                                                                                                           
 JAN 040 ****           OPTION    1729729A1088  12         932            CALL   Yes      None    932       No       No  
CALL CITIGROUP                                                                                                           
 JAN 37.50              OPTION    1F499W9A3208  6          460            CALL   Yes      None    460       No       No  
CALL CLEAR CHANNE                                                                                                        
 JAN 040 ****           OPTION    18450L9A0088  1          50             CALL   Yes      None    50        No       No  
CALL COMPAQ COMP                                                                                                         
 JAN 010 ****           OPTION    20449T9A3028  1          500            CALL   Yes      None    500       No       No  
CALL FED NATL MTG       OPTION    3135869A9088  8          200            CALL   Yes      None    200       No       No  

                                6                                                                                        

13F-HR 7th Page of 8 TOC 1st Previous Next ↓Bottom Just 7th
CALL FREDDIE MAC                                                                                                         
 JAN 050 ****           OPTION    3129189A5108  4          200            CALL   Yes      None    200       No       No  
CALL FREDDIE MAC                                                                                                         
 JAN 050 ****           OPTION    3129199A3108  3          150            CALL   Yes      None    150       No       No  
CALL HEALTHSOUTH                                                                                                         
 JAN 010 ****           OPTION    4219689A8028  1          200            CALL   Yes      None    200       No       No  
CALL HEALTHSOUTH                                                                                                         
 JAN 010 CBOE           OPTION    4219719A2028  4          800            CALL   Yes      None    800       No       No  
CALL HEALTHSOUTH COP                                                                                                     
 JAN 5.00               OPTION    4219689A8018  1          125            CALL   Yes      None    125       No       No  
CALL HEALTHSOUTH CORP                                                                                                    
 JAN 5.00               OPTION    4219719A2018  1          75             CALL   Yes      None    75        No       No  
CALL INTEL CORP                                                                                                          
 JAN 020 ****           OPTION    45814C9A4048  11         760            CALL   Yes      None    760       No       No  
CALL INTL RECTIFI                                                                                                        
 JAN 020 ****           OPTION    46025Q9A6048  12         590            CALL   Yes      None    590       No       No  
CALL INTL RECTIFIER                                                                                                      
 JAN 30                 OPTION    46025R9A4068  2          200            CALL   Yes      None    200       No       No  
CALL JDS UNIPHASE                                                                                                        
 JAN 5.00               OPTION    4595119A1018  1          200            CALL   Yes      None    200       No       No  
CALL M.S.D.W.&CO                                                                                                         
 JAN 040 ****           OPTION    6174469A9088  1          55             CALL   Yes      None    55        No       No  
CALL MICROSOFT CP                                                                                                        
 JAN 040 ****           OPTION    5G299W9A9088  10         350            CALL   Yes      None    350       No       No  
CALL MICROSOFT CP                                                                                                        
 JAN 050****            OPTION    5949359A8108  4          200            CALL   Yes      None    200       No       No  
CALL MILLIPORE CORP                                                                                                      
 JAN 40                 OPTION    6009049A6088  2          80             CALL   Yes      None    80        No       No  
CALL MILLIPORE CP                                                                                                        
 JAN 040 ****           OPTION    6009049A6088  7          300            CALL   Yes      None    300       No       No  
CALL PFIZER INC                                                                                                          
 JAN 30                 OPTION    7170869A2068  5          450            CALL   Yes      None    450       No       No  
CALL SCHERING PLOUGH                                                                                                     
 JAN 35                 OPTION    8066109A1078  2          300            CALL   Yes      None    300       No       No  
CALL VERITAS SOFT                                                                                                        
 JAN 050                OPTION    8119099A0108  0          100            CALL   Yes      None    100       No       No  
CALL VIACOM-CL B                                                                                                         
 JAN 040 ****           OPTION    92552P9A3088  4          450            CALL   Yes      None    450       No       No  
CALL WAL-MART STR                                                                                                        
 JAN 030 ****           OPTION    9309019A3068  3          100            CALL   Yes      None    100       No       No  
CALL WASTE MGMT                                                                                                          
 JAN 020 ****           OPTION    9029699A4048  7          500            CALL   Yes      None    500       No       No  
PUT  MICRON TECH                                                                                                         
 JAN 030 ****           OPTION    5951129M7068  0          200            PUT    Yes      None    200       No       No  
PUT PMC-SIERRA INC                                                                                                       
 FEB 20.0               OPTION    69344F9N8048  0          100            PUT    Yes      None    100       No       No  
CALL FED NATL MTG                                                                                                        
 JAN 050 ****           OPTION    31358V9A4108  5          150            CALL   Yes      None    150       No       No  
***BSCH FINANCE LTD     PREFERRED G16547286000  13         500       SH          Yes      None    500       No       No  

                                7                                                                                        

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MERRILL LYNCH                                                                                                            
 PREFERRED CAP TR       PREFERRED 589977206000  18         700       SH          Yes      None    700       No       No  


02745002.AA9                                                                    
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Dates Referenced Herein

		Referenced-On Page
This ‘13F-HR’ Filing	Date	First	Last	Other Filings

Filed on:	2/8/02			None on these Dates
For Period end:	12/31/01	1
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Kramer Capital Managemnt Inc. – ‘13F-HR’ for 12/31/01

As of: Friday, 2/8/02 · For: 12/31/01 · Accession #: 919574-2-264 · File #: 28-05531

Previous ‘13F-HR’: ‘13F-HR’ on 11/14/01 for 9/30/01 · Latest ‘13F-HR’: This Filing

Quarterly Holdings and Combination Report by a Money Manager — Form 13FFiling Table of Contents

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Quarterly Holdings and Combination Report by a Money Manager — Form 13F
Filing Table of Contents