SEC Info - Northern Lights Fund Trust II - ‘NSAR-A/A’ for 8/31/14

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Northern Lights Fund Trust II – ‘NSAR-A/A’ for 8/31/14

On: Thursday, 10/30/14, at 2:56pm ET · Effective: 10/30/14 · For: 8/31/14 · Accession #: 910472-14-4804 · File #: 811-22549

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

10/30/14  Northern Lights Fund Trust II     NSAR-A/A    8/31/14    1:7K                                     Gemini Fund Svcs, LLC.
          → WOA All Asset I ⇒ WOA All Asset I Class I (WOAIX)

Amendment to Semi-Annual Report by an Investment Company — Form N-SAR — ICA’40
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: NSAR-A/A    Woa Nsar Answer File                                   7     31K 

NSAR-A/A 1st Page of 7 TOC ↑Top Previous Next ↓Bottom Just 1st
 
PAGE  1
000 A000000 08/31/2014                                                          
000 C000000 1518042                                                             
000 D000000 N                                                                   
000 E000000 NF                                                                  
000 F000000 Y                                                                   
000 G000000 Y                                                                   
000 H000000 N                                                                   
000 I000000 6.1                                                                 
000 J000000 A                                                                   
001 A000000 NORTHERN LIGHTS FUND TRUST II                                       
001 B000000 811-22549                                                           
001 C000000 6314702603                                                          
002 A000000 17605 WRIGHT STREET                                                 
002 B000000 OMAHA                                                               
002 C000000 NE                                                                  
002 D010000 68130                                                               
003  000000 N                                                                   
004  000000 N                                                                   
005  000000 N                                                                   
006  000000 N                                                                   
007 A000000 Y                                                                   
007 B000000 26                                                                  
007 C011300 13                                                                  
007 C021300 WOA ALL ASSET I                                                     
007 C031300 N                                                                   
008 A001301 WATER OAK ADVISORS, LLC                                             
008 B001301 A                                                                   
008 C001301 801-66872                                                           
008 D011301 ORLANDO                                                             
008 D021301 FL                                                                  
008 D031301 32801                                                               
010 A001301 GEMINI FUND SERVICES, LLC                                           
010 C011301 HAUPPAUGE                                                           
010 C021301 NY                                                                  
010 C031301 11788                                                               
011 A001301 NORTHERN LIGHTS DISTRIBUTORS, LLC                                   
011 B001301 8-065857                                                            
011 C011301 OMAHA                                                               
011 C021301 NE                                                                  
011 C031301 68137                                                               
012 A001301 GEMINI FUND SERVICES, LLC                                           
012 B001301 84-1964                                                             
012 C011301 OMAHA                                                               
012 C021301 NE                                                                  
012 C031301 68137                                                               
013 A001301 TAIT, WELLER & BAKER, LLP                                           
013 B011301 PHILADELPHIA                                                        
013 B021301 PA                                                                  
013 B031301 19103                                                               
015 A001301 MUFG Union Bank, N.A                                                
015 B001301 C                                                                   

NSAR-A/A 2nd Page of 7 TOC 1st Previous Next ↓Bottom Just 2nd
PAGE  2
015 C011301 San Francisco                                                       
015 C021301 CA                                                                  
015 C031301 94104                                                               
018  001300 Y                                                                   
019 A001300 N                                                                   
019 B001300    0                                                                
020 A000001 OPPENHEIMER                                                         
020 C000001      0                                                              
020 A000002 TD AMERITRADE INC.                                                  
020 C000002      0                                                              
021  000000        0                                                            
022 A000001 TD AMERITRADE INC.                                                  
022 C000001    176899                                                           
022 D000001    183670                                                           
022 A000002 MUFG Union Bank, N.A                                                
022 C000002     12610                                                           
022 D000002         0                                                           
023 C000000     189509                                                          
023 D000000     183670                                                          
024  001300 N                                                                   
026 A000000 N                                                                   
026 B000000 N                                                                   
026 C000000 N                                                                   
026 D000000 Y                                                                   
026 E000000 N                                                                   
026 F000000 N                                                                   
026 G010000 N                                                                   
026 G020000 N                                                                   
026 H000000 N                                                                   
027  000000 Y                                                                   
028 A011300      2490                                                           
028 A021300         0                                                           
028 A031300         0                                                           
028 A041300       958                                                           
028 B011300     13615                                                           
028 B021300         0                                                           
028 B031300         0                                                           
028 B041300      1184                                                           
028 C011300     14050                                                           
028 C021300         0                                                           
028 C031300         0                                                           
028 C041300      1031                                                           
028 D011300      5881                                                           
028 D021300         0                                                           
028 D031300         0                                                           
028 D041300       843                                                           
028 E011300      3439                                                           
028 E021300         0                                                           
028 E031300         0                                                           
028 E041300      1291                                                           
028 F011300      1361                                                           

NSAR-A/A 3rd Page of 7 TOC 1st Previous Next ↓Bottom Just 3rd
PAGE  3
028 F021300         0                                                           
028 F031300         0                                                           
028 F041300       737                                                           
028 G011300     40836                                                           
028 G021300         0                                                           
028 G031300         0                                                           
028 G041300      6044                                                           
028 H001300         0                                                           
029  001300 N                                                                   
030 A001300      0                                                              
030 B001300  0.00                                                               
030 C001300  0.00                                                               
031 A001300      0                                                              
031 B001300      0                                                              
032  001300      0                                                              
033  001300      0                                                              
034  001300 N                                                                   
035  001300      0                                                              
036 B001300      0                                                              
037  001300 N                                                                   
038  001300      0                                                              
039  001300 N                                                                   
040  001300 Y                                                                   
041  001300 Y                                                                   
042 A001300   0                                                                 
042 B001300   0                                                                 
042 C001300  13                                                                 
042 D001300  87                                                                 
042 E001300   0                                                                 
042 F001300   0                                                                 
042 G001300   0                                                                 
042 H001300   0                                                                 
043  001300     31                                                              
044  001300      0                                                              
045  001300 Y                                                                   
046  001300 N                                                                   
047  001300 Y                                                                   
048  001300  1.000                                                              
048 A011300        0                                                            
048 A021300 0.000                                                               
048 B011300        0                                                            
048 B021300 0.000                                                               
048 C011300        0                                                            
048 C021300 0.000                                                               
048 D011300        0                                                            
048 D021300 0.000                                                               
048 E011300        0                                                            
048 E021300 0.000                                                               
048 F011300        0                                                            
048 F021300 0.000                                                               
048 G011300        0                                                            

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PAGE  4
048 G021300 0.000                                                               
048 H011300        0                                                            
048 H021300 0.000                                                               
048 I011300        0                                                            
048 I021300 0.000                                                               
048 J011300        0                                                            
048 J021300 0.000                                                               
048 K011300        0                                                            
048 K021300 0.000                                                               
049  001300 N                                                                   
050  001300 N                                                                   
051  001300 N                                                                   
052  001300 N                                                                   
053 A001300 N                                                                   
054 A001300 Y                                                                   
054 B001300 Y                                                                   
054 C001300 N                                                                   
054 D001300 N                                                                   
054 E001300 N                                                                   
054 F001300 N                                                                   
054 G001300 N                                                                   
054 H001300 Y                                                                   
054 I001300 N                                                                   
054 J001300 Y                                                                   
054 K001300 N                                                                   
054 L001300 N                                                                   
054 M001300 Y                                                                   
054 N001300 N                                                                   
054 O001300 N                                                                   
055 A001300 N                                                                   
055 B001300 N                                                                   
056  001300 N                                                                   
057  001300 N                                                                   
058 A001300 N                                                                   
059  001300 Y                                                                   
060 A001300 Y                                                                   
060 B001300 Y                                                                   
061  001300  1000000                                                            
062 A001300 N                                                                   
062 B001300   0.0                                                               
062 C001300   0.0                                                               
062 D001300   0.0                                                               
062 E001300   0.0                                                               
062 F001300   0.0                                                               
062 G001300   0.0                                                               
062 H001300   0.0                                                               
062 I001300   0.0                                                               
062 J001300   0.0                                                               
062 K001300   0.0                                                               
062 L001300   0.0                                                               
062 M001300   0.0                                                               

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PAGE  5
062 N001300   0.0                                                               
062 O001300   0.0                                                               
062 P001300   0.0                                                               
062 Q001300   0.0                                                               
062 R001300   0.0                                                               
063 A001300   0                                                                 
063 B001300  0.0                                                                
066 A001300 Y                                                                   
066 B001300 N                                                                   
066 C001300 N                                                                   
066 D001300 N                                                                   
066 E001300 N                                                                   
066 F001300 N                                                                   
066 G001300 Y                                                                   
067  001300 N                                                                   
068 A001300 N                                                                   
068 B001300 N                                                                   
069  001300 N                                                                   
070 A011300 Y                                                                   
070 A021300 N                                                                   
070 B011300 N                                                                   
070 B021300 N                                                                   
070 C011300 N                                                                   
070 C021300 N                                                                   
070 D011300 N                                                                   
070 D021300 N                                                                   
070 E011300 Y                                                                   
070 E021300 N                                                                   
070 F011300 Y                                                                   
070 F021300 N                                                                   
070 G011300 N                                                                   
070 G021300 N                                                                   
070 H011300 N                                                                   
070 H021300 N                                                                   
070 I011300 Y                                                                   
070 I021300 N                                                                   
070 J011300 Y                                                                   
070 J021300 N                                                                   
070 K011300 Y                                                                   
070 K021300 Y                                                                   
070 L011300 Y                                                                   
070 L021300 N                                                                   
070 M011300 Y                                                                   
070 M021300 N                                                                   
070 N011300 Y                                                                   
070 N021300 N                                                                   
070 O011300 Y                                                                   
070 O021300 N                                                                   
070 P011300 N                                                                   
070 P021300 N                                                                   
070 Q011300 Y                                                                   

NSAR-A/A 6th Page of 7 TOC 1st Previous Next ↓Bottom Just 6th
PAGE  6
070 Q021300 N                                                                   
070 R011300 Y                                                                   
070 R021300 N                                                                   
071 A001300    231043                                                           
071 B001300    194522                                                           
071 C001300    114469                                                           
071 D001300  170                                                                
072 A001300  6                                                                  
072 B001300       10                                                            
072 C001300     1636                                                            
072 D001300        0                                                            
072 E001300        0                                                            
072 F001300      596                                                            
072 G001300       50                                                            
072 H001300        0                                                            
072 I001300       15                                                            
072 J001300        6                                                            
072 K001300        0                                                            
072 L001300        5                                                            
072 M001300        4                                                            
072 N001300        4                                                            
072 O001300        0                                                            
072 P001300        0                                                            
072 Q001300       17                                                            
072 R001300        7                                                            
072 S001300       15                                                            
072 T001300       18                                                            
072 U001300        0                                                            
072 V001300        2                                                            
072 W001300       12                                                            
072 X001300      751                                                            
072 Y001300        0                                                            
072 Z001300      895                                                            
072AA001300     2534                                                            
072BB001300        0                                                            
072CC011300     1678                                                            
072CC021300        0                                                            
072DD011300        0                                                            
072DD021300        0                                                            
072EE001300        0                                                            
073 A011300   0.0000                                                            
073 A021300   0.0000                                                            
073 B001300   0.0000                                                            
073 C001300   0.0000                                                            
074 A001300      230                                                            
074 B001300        0                                                            
074 C001300        0                                                            
074 D001300        0                                                            
074 E001300        0                                                            
074 F001300        0                                                            
074 G001300        0                                                            

NSAR-A/A Last Page of 7 TOC 1st Previous Next ↓Bottom Just 7th
PAGE  7
074 H001300        0                                                            
074 I001300   135484                                                            
074 J001300       41                                                            
074 K001300        0                                                            
074 L001300       16                                                            
074 M001300       16                                                            
074 N001300   135787                                                            
074 O001300        0                                                            
074 P001300      120                                                            
074 Q001300        0                                                            
074 R011300        0                                                            
074 R021300        0                                                            
074 R031300        0                                                            
074 R041300       18                                                            
074 S001300        0                                                            
074 T001300   135649                                                            
074 U011300    11722                                                            
074 U021300        0                                                            
074 V011300    11.57                                                            
074 V021300     0.00                                                            
074 W001300   0.0000                                                            
074 X001300      700                                                            
074 Y001300        0                                                            
075 A001300        0                                                            
075 B001300   119467                                                            
076  001300     0.00                                                            
077 A000000 N                                                                   
078  000000 N                                                                   
080 C001300        0                                                            
081 B001300   0                                                                 
082 B001300        0                                                            
083 B001300        0                                                            
084 B001300        0                                                            
086 A010000      0                                                              
086 A020000      0                                                              
086 B010000      0                                                              
086 B020000      0                                                              
086 C010000      0                                                              
086 C020000      0                                                              
086 D010000      0                                                              
086 D020000      0                                                              
086 E010000      0                                                              
086 E020000      0                                                              
086 F010000      0                                                              
086 F020000      0                                                              
SIGNATURE   SAM SINGH                                                           
TITLE       AVP FUND ADMIN

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Filing Submission 0000910472-14-004804 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Northern Lights Fund Trust II – ‘NSAR-A/A’ for 8/31/14

On: Thursday, 10/30/14, at 2:56pm ET · Effective: 10/30/14 · For: 8/31/14 · Accession #: 910472-14-4804 · File #: 811-22549

Previous ‘NSAR-A’: ‘NSAR-A’ on 10/29/14 for 8/31/14 · Next: ‘NSAR-A/A’ on 12/1/14 for 9/30/14 · Latest: ‘NSAR-A/A’ on 4/30/18 for 2/28/18

Amendment to Semi-Annual Report by an Investment Company — Form N-SAR — ICA’40Filing Table of Contents

Amendment to Semi-Annual Report by an Investment Company — Form N-SAR — ICA’40
Filing Table of Contents