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Northern Lights Fund Trust, et al. – ‘485BPOS’ on 10/17/14

On:  Friday, 10/17/14, at 3:05pm ET   ·   Effective:  10/17/14   ·   Accession #:  910472-14-4598   ·   File #s:  811-21720, 333-122917

Previous ‘485BPOS’:  ‘485BPOS’ on 10/15/14   ·   Next:  ‘485BPOS’ on 10/24/14   ·   Latest:  ‘485BPOS’ on 4/25/24

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

10/17/14  Northern Lights Fund Trust        485BPOS    10/17/14   13:738K                                   Gemini Fund Svcs, LLC.Leader Global Bond Fund 4 Classes/Contracts

Post-Effective Amendment of a Form N-1 or N-1A Registration   —   Rule 485(b)
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 485BPOS     Post-Effective Amendment of a Form N-1 or N-1A      HTML     25K 
                Registration                                                     
10: R1          Risk/Return Summary                                 HTML     86K 
11: R5          Risk/Return Detail Data                             HTML    155K 
13: XML         IDEA XML File -- Filing Summary                      XML     13K 
 8: EXCEL       IDEA Workbook of Financial Reports                  XLSX     23K 
 9: EXCEL       IDEA Workbook of Financial Reports (.xls)            XLS     58K 
 2: EX-101.INS  XBRL Instance -- nlfun-20141013                      XML     71K 
 4: EX-101.CAL  XBRL Calculations -- nlfun-20141013_cal              XML     19K 
 5: EX-101.DEF  XBRL Definitions -- nlfun-20141013_def               XML    141K 
 6: EX-101.LAB  XBRL Labels -- nlfun-20141013_lab                    XML    329K 
 7: EX-101.PRE  XBRL Presentations -- nlfun-20141013_pre             XML    369K 
 3: EX-101.SCH  XBRL Schema -- nlfun-20141013                        XSD     23K 
12: ZIP         XBRL Zipped Folder -- 0000910472-14-004598-xbrl      Zip     28K 


‘485BPOS’   —   Post-Effective Amendment of a Form N-1 or N-1A Registration


This is an HTML Document rendered as filed.  [ Alternative Formats ]



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Securities Act File No. 333-122917

ICA No. 811- 21720


As filed with the Securities and Exchange Commission October 17, 2014


SECURITIES AND EXCHANGE COMMISSION

Washington, D.C.  20549


FORM N-1A

REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933


 

Pre-Effective Amendment No.  _______

 

[    ]

 

 

 

 

 

Post-Effective Amendment No. 640

 

[ X ]


and/or


REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940


 

Amendment No. 642

 

[ X ]


 (Check Appropriate Box or Boxes)

Northern Lights Fund Trust

(Exact Name of Registrant as Specified in Charter)


17605 Wright Street

Omaha, NE 68154-1150

Attention:  Andrew Rogers

 (Address of Principal Executive Offices)(Zip Code)


(402) 895-1600

 (Registrant's Telephone Number, Including Area Code)


The Corporation Trust Company

Corporate Trust Center

1209 Orange Street

Wilmington, DE 19801

(Name and Address of Agent for Service)


With a copy to:

 

 

JoAnn M. Strasser, Esq.

Thompson Hine LLP

41 South High Street, Suite 1700

Columbus, Ohio 43215

614-469-3265 (phone)

513-241-4771 (fax)

James P. Ash, Esq.

Gemini Fund Services, LLC

80 Arkay Drive, Suite 110

Hauppauge, New York 11788

(631) 470-2619 (phone)

(631) 813-2884 (fax)


 Approximate Date of Proposed Public Offering:


It is proposed that this filing will become effective (check appropriate box):

(X)  

immediately upon filing pursuant to paragraph (b).

(  )

on (date) pursuant to paragraph (b).

(  )

60 days after filing pursuant to paragraph (a)(1).

(  )  

on (date) pursuant to paragraph (a)(1).

(  )  

75 days after filing pursuant to paragraph (a)(2).

(  )  

on (date) pursuant to paragraph (a)(2) of Rule 485.


If appropriate, check the following box:

(  ) this post-effective amendment designates a new effective date for a previously filed post-effective amendment.




This filing relates solely to Leader Global Bond Fund, a series of the Trust.


Signatures

Pursuant to the requirements of the Securities Act of 1933, as amended, and Investment Company Act of 1940, as amended, the Registrant certifies that it meets all of the requirements for effectiveness of this registration statement under rule 485(b) under the Securities Act and has duly caused this Post-Effective Amendment No. 640 to the Registration Statement on Form N-1A to be signed on its behalf by the undersigned, duly authorized in the City of Hauppauge, State of New York on the 17th day of October, 2014.


                                                              NORTHERN LIGHTS FUND TRUST

                                      (Registrant)


By: Andrew Rogers*,

President, Trustee and Principal Executive Officer


Pursuant to the requirements of the Securities Act of 1933, as amended, and the Investment Company Act of 1940, as amended, this Registration Statement has been signed below by the following persons in the capacities and on the dates indicated.



John V. Palancia*


Trustee

             October 17, 2014


Gary Lanzen*


Trustee

October 17, 2014

 

Anthony Hertl*


Trustee & Chairman

October 17, 2014

 

Mark Taylor*


Trustee

October 17, 2014


Mark D. Gersten*


Trustee

October 17, 2014


Mark Garbin*


Trustee

October 17, 2014


Andrew Rogers*


President, Trustee and Principal Executive Officer

October 17, 2014


Kevin Wolf*


Treasurer and Principal Accounting Officer

October 17, 2014


By:                                     Date:

/s/ James Ash       

October 17, 2014

James Ash

*Attorney-in-Fact – Pursuant to Powers of Attorney previously filed on April 1, 2011, January 9, 2012 and September 27, 2013 to the Registrant’s Registration Statement in Post-Effective Amendment No. 234, No. 346 and No, 535, respectively which are hereby incorporated by reference.






EXHIBIT INDEX

 

 

 

 

 

 

Index No.

  

Description of Exhibit

 

 

 

EX-101.INS

  

XBRL Instance Document

 

 

EX-101.SCH

  

XBRL Taxonomy Extension Schema Document

 

 

 

EX-101.CAL

 

XBRL Taxonomy Extension Calculation Linkbase

 

 

EX-101.DEF

  

XBRL Taxonomy Extension Definition Linkbase

 

 

EX-101.LAB

  

XBRL Taxonomy Extension Labels Linkbase

 

 

EX-101.PRE

  

XBRL Taxonomy Extension Presentation Linkbase





 C: 

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘485BPOS’ Filing    Date    Other Filings
Filed on / Effective on:10/17/1424F-2NT,  N-14
9/27/13485BPOS,  485BXT,  N-Q
1/9/12485BPOS,  N-CSRS
4/1/11485APOS,  N-Q,  NSAR-A,  NSAR-A/A,  NSAR-B/A
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Filing Submission 0000910472-14-004598   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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