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Vollmer Sonya – ‘4’ for 11/30/23 re: CPI Card Group Inc.

On:  Monday, 12/4/23, at 8:03pm ET   ·   For:  11/30/23   ·   As:  Officer   ·   Accession #:  905148-23-1557   ·   File #:  1-37584

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

12/04/23  Vollmer Sonya                     4          Officer     1:8K   CPI Card Group Inc.               Sidley Austin LLP/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      9K 
                Securities by an Insider -- form4.xml/5.8


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
SEC Info℠ rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 

The SEC has not released XSLT Stylesheets needed to render this File’s XML Data as a Form.

This is our “Plain Text” rendering:
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0508
Document Type:  4
Period of Report:  11/30/23
Issuer:
Issuer CIK:  1641614
Issuer Name:  CPI Card Group Inc.
Issuer Trading Symbol:  PMTS
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1903398
Owner Name:  Vollmer Sonya
Reporting Owner Address:
Owner Street 1:  C/O CPI CARD GROUP INC.
Owner Street 2:  10368 W. CENTENNIAL ROAD
Owner City:  LITTLETON
Owner State:  CO
Owner ZIP Code:  80127
Owner State Description:
Reporting Owner Relationship:
Is Officer?  Yes
Officer Title:  Chief Human Resources Officer
Aff 10b5 One?  No
Derivative Table:
Derivative Transaction:
Security Title:
Value:  Restricted Stock Units
Conversion or Exercise Price:
Footnote ID:  F1
Transaction Date:
Value:  11/30/23
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  A
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  1,107
Transaction Price Per Share:
Value:  0
Transaction Acquired-Disposed Code:
Value:  A
Exercise Date:
Footnote ID:  F2
Expiration Date:
Footnote ID:  F2
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  1,107
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  1,107
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Transaction:
Security Title:
Value:  Restricted Stock Units
Conversion or Exercise Price:
Footnote ID:  F1
Transaction Date:
Value:  11/30/23
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  A
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  5,904
Transaction Price Per Share:
Value:  0
Transaction Acquired-Disposed Code:
Value:  A
Exercise Date:
Footnote ID:  F3
Expiration Date:
Footnote ID:  F3
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  5,904
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  5,904
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Transaction:
Security Title:
Value:  Stock Option (Right to Buy)
Conversion or Exercise Price:
Value:  17.79
Transaction Date:
Value:  11/30/23
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  A
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  528
Transaction Price Per Share:
Value:  0
Transaction Acquired-Disposed Code:
Value:  A
Exercise Date:
Footnote ID:  F4
Expiration Date:
Value:  11/30/30
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  528
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  528
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Footnotes:
Footnote - F1:  Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.
Footnote - F2:  50% of the RSUs reported on this line vest on the first anniversary of the November 30, 2023 award date, and 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.
Footnote - F3:  33.4% of the RSUs reported on this line vest on the first anniversary of the November 30, 2023 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.
Footnote - F4:  50% of the options reported on this line vest on the first anniversary of the November 30, 2023 award date, and 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.
Owner Signature:
Signature Name:  /s/ Jessica Browne, attorney-in-fact
Signature Date:  12/4/23


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