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Harris Richard J – ‘SC 13G’ on 2/2/96 re: Nortek Holdings Inc

As of:  Friday, 2/2/96   ·   Accession #:  900795-96-1   ·   File #:  5-30364

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer

 2/02/96  Harris Richard J                  SC 13G                 1:5K   Nortek Holdings Inc

Statement of Beneficial Ownership   —   Schedule 13G
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13G      Statement of Beneficial Ownership                      3±    13K 


Document Table of Contents

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11st Page   -   Filing Submission
"Item 1(a). Name of Issuer: Nortek, Inc
"Item 2(a). Name of Person Filing: Richard J. Harris individually and in connection with defined benefit plans of the Issuer
"Item 2(c). Citizenship: United States of America
"Item 2(d). Title of Class of Securities: Special Common Stock, $1 par value
"Item 3. Type of Person: Not applicable
"Item 5. Ownership of Five Percent or Less of a Class: Not applicable
"Item 6. Ownership of More than Five Percent on Behalf of Another Person:
"Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company:
"Item 8. Identification and Classification of Members of the Group:
"Item 9. Notice of Dissolution of Group:
"Item 10. Certification


Conformed Copy Page 3 of 3 Pages TD/Docs/Sch13G96-rjh SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under The Securities Exchange Act Of 1934 Amendment No.: 9 Date: December 31, 1995 Item 1(a) Name of Issuer: Nortek, Inc. Item 1(b) Address of Issuer's Principal Executive Offices: 50 Kennedy Plaza, Providence, Rhode Island 02903 Item 2(a) Name of Person Filing: Richard J. Harris individually and in connection with defined benefit plans of the Issuer. Item 2(b) Address of Principal Business Office or, if none, Residence: c/o Nortek, Inc., 50 Kennedy Plaza, Providence, RI 02903 Item 2(c) Citizenship: United States of America Item 2(d) Title of Class of Securities: Special Common Stock, $1 par value Item 2(e) CUSIP Number: 656559 20 0 Item 3. Type of Person: Not applicable. Item 4. (a) Amount Beneficially owned: 3,843 individually, and 46,263 held by certain defined benefit plans of the Issuer as to which beneficial ownership is disclaimed. (Under the provisions of the trust agreement governing the defined benefit plans, the Issuer may instruct the trustee regarding the acquisition and disposition of plan assets and the voting of securities held by the trust.) (b) Percent of Class: 10.1% including 0.8% individually, and 9.3% held by defined benefit plans of the Issuer (as to which beneficial ownership is disclaimed). (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote 3,843. (ii) shared power to vote or direct the vote 46,263 (beneficial ownership disclaimed). (iii) sole power to dispose or to direct the disposition of 3,843. (iv) shared power to dispose or to direct the disposition of 46,263 (beneficial ownership disclaimed). Item 5. Ownership of Five Percent or Less of a Class: Not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person: Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company: Not applicable. Item 8. Identification and Classification of Members of the Group: Not applicable. Item 9. Notice of Dissolution of Group: Not applicable. Item 10. Certification. The following certification shall be included if the statement is filed pursuant to Rule 13d-1(b): By signing below, I certify that to the best of my knowledge and belief the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect; provided that this certification is limited to shares held by the defined benefit plans (as to which beneficial ownership is disclaimed). The filing of this statement shall not be construed as an admission that the undersigned is, for the purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, the beneficial owner of the securities held by the defined benefit plans of the Issuer and covered by this statement. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 2, 1996 /s/Richard J. Harris Signature Richard J. Harris Name/Title

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘SC 13G’ Filing    Date    Other Filings
Filed on:2/2/96
12/31/9510-K405,  10-K405/A
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Filing Submission 0000900795-96-000001   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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