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As Of Filer Filing For·On·As Docs:Size Issuer Agent 9/03/15 Lazard Alternative Emerging M… Fd SC TO-I/A 1:70K Lazard Alternative Emerging M… Fd Schulte Roth & Z… LLP/FA |
Document/Exhibit Description Pages Size 1: SC TO-I/A Lazard Alternative Emerging Markets 1099 Fund HTML 13K
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
SCHEDULE TO
Tender
Offer Statement Under Section 14(d)(1) or 13(e)(1)
of the Securities Exchange Act of 1934
FINAL AMENDMENT
LAZARD ALTERNATIVE EMERGING MARKETS 1099 FUND
(Name of Issuer)
LAZARD ALTERNATIVE EMERGING MARKETS 1099 FUND
(Name of Person(s) Filing Statement)
SHARES OF BENEFICIAL
INTEREST
(Title of Class of Securities)
N/A
(CUSIP Number of Class of Securities)
John R. Reinsberg
Lazard Alternative Emerging Markets 1099 Fund
30 Rockefeller
Plaza
New York, New York 10112 - 6300
(212) 632-6000
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications on Behalf of the Person(s) Filing Statement)
With a copy to:
Kenneth S. Gerstein, Esq.
Schulte Roth & Zabel LLP
919 Third Avenue
New
York, New York 10022
(212) 756-2533
(Date Tender
Offer First Published,
Sent or Given to Security Holders)
CALCULATION OF FILING FEE
| Transaction Valuation: $10,000,000.00 | (a) Amount of Filing Fee: $1,162.00 (b) |
| (a) | Calculated as the aggregate maximum purchase price for Shares. |
| (b) | Calculated at $116.20 per $1,000,000 of the Transaction Valuation. |
| [_] | Check the box if any part of the fee is offset as provided by Rule 0-1l(a)(2) and identify the filing with which the offsetting fee was previously paid. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing. |
| Amount Previously Paid:_____________________________ | |
| Form or Registration No.:_____________________________ | |
| Filing Party:________________________________________ | |
| Date Filed:_____________________________________ | |
| [_] | Check the box if the filing relates solely to preliminary communications made before the commencement of a tender offer. |
| Check the appropriate boxes below to designate any transactions to which the statement relates: | |
| [_] | third-party tender offer subject to Rule 14d-1. |
| [X] | issuer tender offer subject to Rule 13e-4. |
| [_] | going-private transaction subject to Rule 13e-3. |
| [_] | amendment to Schedule 13D under Rule 13d-2. |
| Check the following box if the filing is a final amendment reporting the results of the tender offer: [X] | |
This final amendment relates to the Issuer Tender Offer Statement on Schedule TO (the "Statement") originally filed on March 30, 2015, by Lazard Alternative Emerging Markets 1099 Fund (the "Fund") in connection with an offer by the Fund to purchase up to $10,000,000 of shares of beneficial interest in the Fund ("Shares") on the terms and subject to the conditions set forth in the Offer to Purchase and the related Letter of Transmittal (the "Offer"). Copies of the Offer to Purchase and Letter of Transmittal were previously filed as Exhibits B and C to the Statement on March 30, 2015.
This is the final amendment to the Statement and it is being filed to report the results of the Offer. Capitalized terms not otherwise defined herein shall have the meanings ascribed to them in the Offer to Purchase.
The following information is furnished pursuant to Rule 13e-4(c)(4):
1. The Offer expired at 12:00 midnight, Eastern Time, on April 24, 2015.
2. The Valuation Date of the Shares tendered pursuant to the Offer was June 30, 2015.
3. $2,969,020 in Shares were validly tendered and not withdrawn prior to the expiration of the Offer, and all of those Shares were accepted for purchase by the Fund in accordance with the terms of the Offer.
SIGNATURE
After due inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
|
LAZARD ALTERNATIVE EMERGING MARKETS 1099 FUND | ||
| By: | ||
| Name: John R. Reinsberg | ||
| Title: Principal Manager | ||
| This ‘SC TO-I/A’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on: | 9/3/15 | |||
| 6/30/15 | N-PX, N-Q | |||
| 4/24/15 | ||||
| 3/30/15 | SC TO-I | |||
| List all Filings | ||||