SEC Info - Elliott Investment Management L.P. - ‘3’ for 1/1/20 re: Roadrunner Transportation Systems, Inc.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Elliott Investment Management L.P.

(Last)

(First)

(Middle)

40 WEST 57TH STREET

30TH FLOOR

(Street)

NEW YORK

10019

(City)

(State)

(Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
01/01/2020

3. Issuer Name and Ticker or Trading Symbol
Roadrunner Transportation Systems, Inc. [ RRTS ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

Director	X	10% Owner
Officer (give title below)		Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, par value $0.01 per share ("Common Stock")	34,155,020	I	See footnotes ⁽¹⁾ ⁽²⁾

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)

Explanation of Responses:

1. This Form 3 is being filed by Elliott Investment Management L.P., a Delaware limited partnership ("EIM" or the "Reporting Person"), the investment manager of Elliott Associates, L.P., a Delaware limited partnership ("Elliott") and Elliott International, L.P., a Cayman Islands limited partnership ("Elliott International" and together with Elliott, the "Elliott Funds"), with respect to the securities held by the Elliott Funds and/or their respective subsidiaries.

2. Effective January 1, 2020, as the investment manager of the Elliott Funds, the Reporting Person has been delegated all voting and investment power over the shares of Common Stock held by the Elliott Funds and/or their respective subsidiaries. Accordingly, Elliott Associates and Elliott International will no longer be filing under Section 16(a) with respect to the Issuer and such filings will be made by the Reporting Person. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

	Elliott Investment Management L.P. /s/ Elliot Greenberg, Vice President	01/13/2020
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
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Elliott Investment Management L.P. – ‘3’ for 1/1/20 re: Roadrunner Transportation Systems, Inc.

On: Monday, 1/13/20, at 6:57pm ET · For: 1/1/20 · Accession #: 902664-20-191 · File #: 1-34734

Previous ‘3’: ‘3’ on 1/13/20 for 1/1/20 · Next: ‘3’ on 2/12/21 for 2/4/21 · Latest: ‘3/A’ on 7/8/21 for 2/4/21

Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 — SEA’34
Filing Table of Contents

This ‘3’ Document is an XML Data File that may be rendered in various formats:

Elliott Investment Management L.P. – ‘3’ for 1/1/20 re: Roadrunner Transportation Systems, Inc.

On: Monday, 1/13/20, at 6:57pm ET · For: 1/1/20 · Accession #: 902664-20-191 · File #: 1-34734

Previous ‘3’: ‘3’ on 1/13/20 for 1/1/20 · Next: ‘3’ on 2/12/21 for 2/4/21 · Latest: ‘3/A’ on 7/8/21 for 2/4/21

Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 — SEA’34Filing Table of Contents

This ‘3’ Document is an XML Data File that may be rendered in various formats:

Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 — SEA’34
Filing Table of Contents