SEC Info - Owl Creek Asset Management, L.P., et al. - ‘4’ for 3/19/20 re: Anterix Inc.

Ownership Document

Schema Version: X0306

Document Type: 4

Period of Report: 3/19/20

Not Subject to Section 16: 0

Issuer:

Issuer CIK: 1304492

Issuer Name: Anterix Inc.

Issuer Trading Symbol: NASDAQ

Reporting Owner:

Reporting Owner ID:

Owner CIK: 1313756

Owner Name: Owl Creek Asset Management, L.P.

Reporting Owner Address:

Owner Street 1: 640 FIFTH AVENUE

Owner Street 2: 20TH FLOOR

Owner City: NEW YORK

Owner State: NY

Owner ZIP Code: 10019

Owner State Description:

Reporting Owner Relationship:

Is Director? No

Is Officer? No

Is Ten Percent Owner? Yes

Is Other? No

Officer Title:

Other Text:

Reporting Owner:

Reporting Owner ID:

Owner CIK: 1178254

Owner Name: Owl Creek I, L.P.

Reporting Owner Address:

Owner Street 1: 640 FIFTH AVENUE

Owner Street 2: 20TH FLOOR

Owner City: NEW YORK

Owner State: NY

Owner ZIP Code: 10019

Owner State Description:

Reporting Owner Relationship:

Is Director? No

Is Officer? No

Is Ten Percent Owner? Yes

Is Other? No

Officer Title:

Other Text:

Reporting Owner:

Reporting Owner ID:

Owner CIK: 1178296

Owner Name: Owl Creek II, L.P.

Reporting Owner Address:

Owner Street 1: 640 FIFTH AVENUE

Owner Street 2: 20TH FLOOR

Owner City: NEW YORK

Owner State: NY

Owner ZIP Code: 10019

Owner State Description:

Reporting Owner Relationship:

Is Director? No

Is Officer? No

Is Ten Percent Owner? Yes

Is Other? No

Officer Title:

Other Text:

Reporting Owner:

Reporting Owner ID:

Owner CIK: 1531024

Owner Name: OWL CREEK ADVISORS, LLC

Reporting Owner Address:

Owner Street 1: 640 FIFTH AVENUE, 20TH FLOOR

Owner Street 2:

Owner City: NEW YORK

Owner State: NY

Owner ZIP Code: 10019

Owner State Description:

Reporting Owner Relationship:

Is Director? No

Is Officer? No

Is Ten Percent Owner? Yes

Is Other? No

Officer Title:

Other Text:

Reporting Owner:

Reporting Owner ID:

Owner CIK: 1531026

Owner Name: OWL CREEK OVERSEAS MASTER FUND, LTD.

Reporting Owner Address:

Owner Street 1: 89 NEXUS WAY, 2ND FLOOR, CAMANA BAY

Owner Street 2:

Owner City: GRAND CAYMAN

Owner State: E9

Owner ZIP Code: KY1-1205

Owner State Description: CAYMAN ISLANDS

Reporting Owner Relationship:

Is Director? No

Is Officer? No

Is Ten Percent Owner? Yes

Is Other? No

Officer Title:

Other Text:

Reporting Owner:

Reporting Owner ID:

Owner CIK: 1531025

Owner Name: OWL CREEK SRI MASTER FUND, LTD.

Reporting Owner Address:

Owner Street 1: 89 NEXUS WAY, 2ND FLOOR, CAMANA BAY

Owner Street 2:

Owner City: GRAND CAYMAN

Owner State: E9

Owner ZIP Code: KY1-1205

Owner State Description: CAYMAN ISLANDS

Reporting Owner Relationship:

Is Director? No

Is Officer? No

Is Ten Percent Owner? Yes

Is Other? No

Officer Title:

Other Text:

Reporting Owner:

Reporting Owner ID:

Owner CIK: 1774065

Owner Name: Owl Creek Special Situations Fund, L.P.

Reporting Owner Address:

Owner Street 1: 640 FIFTH AVENUE, 20TH FLOOR

Owner Street 2:

Owner City: NEW YORK

Owner State: NY

Owner ZIP Code: 10019

Owner State Description:

Reporting Owner Relationship:

Is Director? No

Is Officer? No

Is Ten Percent Owner? Yes

Is Other? No

Officer Title:

Other Text:

Reporting Owner:

Reporting Owner ID:

Owner CIK: 1269751

Owner Name: ALTMAN JEFFREY A

Reporting Owner Address:

Owner Street 1: 640 FIFTH AVENUE, 20TH FLOOR

Owner Street 2:

Owner City: NEW YORK

Owner State: NY

Owner ZIP Code: 10019

Owner State Description:

Reporting Owner Relationship:

Is Director? No

Is Officer? No

Is Ten Percent Owner? Yes

Is Other? No

Officer Title:

Other Text:

Reporting Owner:

Reporting Owner ID:

Owner CIK: 1651429

Owner Name: Owl Creek Credit Opportunities Master Fund, L.P.

Reporting Owner Address:

Owner Street 1: 89 NEXUS WAY, 2ND FLOOR, CAMANA BAY

Owner Street 2:

Owner City: GRAND CAYMAN

Owner State: E9

Owner ZIP Code: KY1-1205

Owner State Description: CAYMAN ISLANDS

Reporting Owner Relationship:

Is Director? No

Is Officer? No

Is Ten Percent Owner? Yes

Is Other? No

Officer Title:

Other Text:

Non-Derivative Table:

Non-Derivative Transaction:

Security Title:

Value: Common Stock, par value $0.0001 per share ("Common Stock")

Transaction Date:

Value: 3/19/20

Deemed Execution Date:

Transaction Coding:

Transaction Form Type: 4

Transaction Code: P

Equity Swap Involved? No

Transaction Timeliness:

Transaction Amounts:

Transaction Shares:

Value: 300

Transaction Price Per Share:

Value: 34.0533

Transaction Acquired-Disposed Code:

Value: A

Post-Transaction Amounts:

Value Owned Following Transaction:

Value: 5,017,662

Ownership Nature:

Direct or Indirect Ownership:

Value: I

Nature of Ownership:

Value: See footnotes

Footnote ID: F1

Footnote ID: F2

Footnotes:

Footnote - F1: The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI"), Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund") and Owl Creek Special Situations Fund, L.P., a Delaware limited partnership ("Owl Creek Special Situations," and together with Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund, the "Owl Creek Funds").

Footnote - F2: Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II, Owl Creek Credit Fund and Owl Creek Special Situations. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, each of the Owl Creek Funds. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Owner Signature:

Signature Name: Owl Creek Asset Management, L.P. By: /s/ Owl Creek GP, L.L.C., its general partner By: /s/ Jeffrey A. Altman, Managing Member

Signature Date: 3/23/20

Owl Creek Asset Management, L.P., et al. – ‘4’ for 3/19/20 re: Anterix Inc.

On: Monday, 3/23/20, at 9:27pm ET · For: 3/19/20 · Accession #: 902664-20-1618 · File #: 1-36827

Previous ‘4’: ‘4’ on 3/17/20 for 3/13/20 · Next: ‘4’ on 5/15/20 for 5/13/20 · Latest: ‘4’ on 2/12/24 for 2/8/24

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents

‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — ownership.xml/3.6

This ‘4’ Document is an XML Data File that may be rendered in various formats:

Owl Creek Asset Management, L.P., et al. – ‘4’ for 3/19/20 re: Anterix Inc.

On: Monday, 3/23/20, at 9:27pm ET · For: 3/19/20 · Accession #: 902664-20-1618 · File #: 1-36827

Previous ‘4’: ‘4’ on 3/17/20 for 3/13/20 · Next: ‘4’ on 5/15/20 for 5/13/20 · Latest: ‘4’ on 2/12/24 for 2/8/24

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34Filing Table of Contents

‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — ownership.xml/3.6

This ‘4’ Document is an XML Data File that may be rendered in various formats:

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents