SEC Info - Keith Robert F - ‘3’ for 9/19/07 re: First Trust Dividend & Income Fund

Keith Robert F – ‘3’ for 9/19/07 re: First Trust Dividend & Income Fund

On: Wednesday, 9/19/07, at 8:04pm ET · For: 9/19/07 · As: Director · Accession #: 875626-7-2075 · File #: 811-22080

As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 9/19/07 Keith Robert F 3 Director 2:8K First Tr Active Div Income Fund First Trust Ports L.P.

Document/Exhibit Description Pages Size 1: 3 Initial Statement of Beneficial Ownership of HTML 5K Securities by an Insider -- keith3_ex.xml/2.2 2: EX-24 Power of Attorney 2 8K

Ownership Document

Schema Version: X0202

Document Type: 3

Period of Report: 9/19/07

No Securities Owned: 0

Issuer:

Issuer CIK: 1403275

Issuer Name: FIRST TRUST ACTIVE DIVIDEND INCOME FUND

Issuer Trading Symbol: FAV

Reporting Owner:

Reporting Owner ID:

Owner CIK: 1366145

Owner Name: KEITH ROBERT F

Reporting Owner Address:

Owner Street 1: 1001 WARRENVILLE ROAD

Owner Street 2: SUITE 300

Owner City: LISLE

Owner State: IL

Owner ZIP Code: 60532

Owner State Description:

Reporting Owner Relationship:

Is Director? Yes

Is Officer? No

Is Ten Percent Owner? No

Is Other? No

Non-Derivative Table:

Non-Derivative Holding:

Security Title:

Value: Common Shares

Post-Transaction Amounts:

Shares Owned Following Transaction:

Value: 0

Ownership Nature:

Direct or Indirect Ownership:

Value: D

Owner Signature:

Signature Name: /s/ Robert F. Keith, by W. Scott Jardine, attorney-in-fact, pursuant to a Power of Attorney

Signature Date: 9/19/07

Keith Robert F – ‘3’ for 9/19/07 re: First Trust Dividend & Income Fund

On: Wednesday, 9/19/07, at 8:04pm ET · For: 9/19/07 · As: Director · Accession #: 875626-7-2075 · File #: 811-22080

Previous ‘3’: ‘3’ on / for 5/24/07 · Next: ‘3’ on / for 9/27/10 · Latest: ‘3’ on / for 6/25/20

Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 — SEA’34
Filing Table of Contents

‘3’ — Initial Statement of Beneficial Ownership of Securities by an Insider — keith3_ex.xml/2.2

This ‘3’ Document is an XML Data File that may be rendered in various formats:

Keith Robert F – ‘3’ for 9/19/07 re: First Trust Dividend & Income Fund

On: Wednesday, 9/19/07, at 8:04pm ET · For: 9/19/07 · As: Director · Accession #: 875626-7-2075 · File #: 811-22080

Previous ‘3’: ‘3’ on / for 5/24/07 · Next: ‘3’ on / for 9/27/10 · Latest: ‘3’ on / for 6/25/20

Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 — SEA’34Filing Table of Contents

‘3’ — Initial Statement of Beneficial Ownership of Securities by an Insider — keith3_ex.xml/2.2

This ‘3’ Document is an XML Data File that may be rendered in various formats:

Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 — SEA’34
Filing Table of Contents