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Goldman Sachs Bank AG – ‘13F-NT’ for 9/30/09

On:  Friday, 11/13/09, at 11:00am ET   ·   Effective:  11/13/09   ·   For:  9/30/09   ·   Accession #:  769993-9-999   ·   File #:  28-05111

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

11/13/09  Goldman Sachs Bank AG             13F-NT      9/30/09    1:3K                                     Goldman Sachs & Co.

Quarterly Holdings Notice by a Money Manager   —   Form 13F
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 13F-NT      Quarterly Holdings Notice by a Money Manager           2±     5K 



UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 Form 13F Form 13F Cover Page Report for the Calendar Year or Quarter Ended September 30, 2009 If amended report check here: [ ] Amendment Number: _ This Amendment(check only one): [ ] is a restatement [ ] adds new holding Entries Goldman Sachs AG (formerly Goldman, Sachs & Co. Bank) -------------------------------------------------------------------------------- Name of Institutional Investment Manager Munsterhof 4, Postfach Zurich Switzerland 8022 -------------------------------------------------------------------------------- Business Address (Street) (City) (Country) 13F Filing Number: 28-05111 The Institutional Investment Manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, and tables, are considered integral parts of this form. Person signing this report on Behalf of Reporting Manager: Ronald L. Christopher Vice President, Beneficial Ownership 1(212)855-0587 -------------------------------------------------------------------------------- Name Title Phone /s/ Ronald L. Christopher ---------------------------------------- (Manual Signature of Person Duly Authorized to Submit this Report) NEW YORK, NY 11/13/2009 ---------------------------------------- Place and Date of Signing Report Type: [ ] 13F HOLDINGS REPORT [ x ] 13F NOTICE [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager 13F File No: Name 28-04981 Goldman Sachs Group, Inc. (The)

Dates Referenced Herein

This ‘13F-NT’ Filing    Date    Other Filings
Filed on / Effective on:11/13/09None on these Dates
For Period end:9/30/09
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Filing Submission 0000769993-09-000999   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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