SEC Info - Tax-Free Fund of Colorado - ‘NSAR-AT’ for 10/11/13

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Tax-Free Fund of Colorado – ‘NSAR-AT’ for 10/11/13

On: Monday, 12/9/13, at 12:13pm ET · Effective: 12/9/13 · For: 10/11/13 · Accession #: 811239-13-59 · File #: 811-05047

  As Of               Filer                 Filing    For·On·As Docs:Size

12/09/13  Tax-Free Fund of Colorado         NSAR-AT    10/11/13    1:9K
          → Aquila Tax-Free Fund of Colorado ⇒ 4 Classes/Contracts

Semi-Annual-Transition Report by an Investment Company — Form N-SAR — ICA’40
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: NSAR-AT     Aquilatax-Free Fund of Colorado Form N-Sar-At          9     35K 
                10/11/2013                                                       

NSAR-AT 1st Page of 9 TOC ↑Top Previous Next ↓Bottom Just 1st
 
PAGE  1
000 A000000 10/11/2013                                                          
000 C000000 0000811239                                                          
000 D000000 Y                                                                   
000 E000000 NF                                                                  
000 F000000 Y                                                                   
000 G000000 N                                                                   
000 H000000 N                                                                   
000 I000000 6.1                                                                 
000 J000000 A                                                                   
001 A000000 AQUILA TAX-FREE FUND OF COLORADO                                    
001 B000000 811-5047                                                            
001 C000000 2126976666                                                          
002 A000000 380 MADISON AVENUE, SUITE 2300                                      
002 B000000 NEW YORK                                                            
002 C000000 NY                                                                  
002 D010000 10017                                                               
003  000000 N                                                                   
004  000000 Y                                                                   
005  000000 N                                                                   
006  000000 N                                                                   
007 A000000 N                                                                   
007 B000000  0                                                                  
007 C010100  1                                                                  
007 C010200  2                                                                  
007 C010300  3                                                                  
007 C010400  4                                                                  
007 C010500  5                                                                  
007 C010600  6                                                                  
007 C010700  7                                                                  
007 C010800  8                                                                  
007 C010900  9                                                                  
007 C011000 10                                                                  
008 A000001 AQUILA INVESTMENT MANAGEMENT LLC                                    
008 B000001 A                                                                   
008 C000001 801-221196                                                          
008 D010001 NEW YORK                                                            
008 D020001 NY                                                                  
008 D030001 10017                                                               
008 A000002 KIRKPATRICK PETTIS CAPITAL MANAGEMENT                               
008 B000002 S                                                                   
008 C000002 801-115776                                                          
008 D010002 DENVER                                                              
008 D020002 CO                                                                  
008 D030002 80202                                                               
010 A000001 AQUILA INVESTMENT MANAGEMENT LLC                                    
010 B000001 801-22119                                                           
010 C010001 NEW YORK                                                            
010 C020001 NY                                                                  
010 C030001 10017                                                               
011 A000001 AQUILA DISTRIBUTORS, INC.                                           
011 B000001 8-13173                                                             

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PAGE  2
011 C010001 NEW YORK                                                            
011 C020001 NY                                                                  
011 C030001 10017                                                               
012 A000001 BNY MELLON                                                          
012 B000001 85-11196                                                            
012 C010001 WESTBOROUGH                                                         
012 C020001 MA                                                                  
012 C030001 01581                                                               
013 A000001 TAIT WELLER & BAKER, LLP                                            
013 B010001 PHILADELPHIA                                                        
013 B020001 PA                                                                  
013 B030001 19103                                                               
015 A000001 JPMORGAN CHASE BANK, N.A.                                           
015 B000001 C                                                                   
015 C010001 COLUMBUS                                                            
015 C020001 OH                                                                  
015 C030001 43240                                                               
015 E010001 X                                                                   
018  000000 Y                                                                   
019 A000000 Y                                                                   
019 B000000   11                                                                
019 C000000 AQUILAMGMT                                                          
020 C000001      0                                                              
020 C000002      0                                                              
020 C000003      0                                                              
020 C000004      0                                                              
020 C000005      0                                                              
020 C000006      0                                                              
020 C000007      0                                                              
020 C000008      0                                                              
020 C000009      0                                                              
020 C000010      0                                                              
021  000000        0                                                            
022 A000001 WILLIAM BLAIR & CO.                                                 
022 B000001 36-0221460                                                          
022 C000001       833                                                           
022 D000001     14325                                                           
022 A000002 WEDBUSH MORGAN SECURITIES                                           
022 B000002 95-2495390                                                          
022 C000002         0                                                           
022 D000002      1559                                                           
022 A000003 STIFEL, NICOLAUS & CO.                                              
022 B000003 43-0538771                                                          
022 C000003         0                                                           
022 D000003      6867                                                           
022 A000004 GEORGE K. BAUM & CO.                                                
022 B000004 43-1252188                                                          
022 C000004      1447                                                           
022 D000004         0                                                           
022 A000005 OPPENHEIMER & ASSOCIATES                                            
022 B000005 N/A                                                                 

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022 C000005      1432                                                           
022 D000005         0                                                           
022 A000006 JANNEY MONTGOMERY SCOTT INC.                                        
022 B000006 23-0731260                                                          
022 C000006      2289                                                           
022 D000006         0                                                           
022 A000007 RBC CAPITAL                                                         
022 B000007 41-0212020                                                          
022 C000007         0                                                           
022 D000007       259                                                           
022 A000008 PERSHING                                                            
022 B000008 N/A                                                                 
022 C000008         0                                                           
022 D000008      4670                                                           
022 A000009 ROYAL BANK OF CANADA                                                
022 B000009 N/A                                                                 
022 C000009         0                                                           
022 D000009      3732                                                           
022 C000010         0                                                           
022 D000010         0                                                           
023 C000000       6001                                                          
023 D000000      34487                                                          
024  000000 N                                                                   
025 D000001       0                                                             
025 D000002       0                                                             
025 D000003       0                                                             
025 D000004       0                                                             
025 D000005       0                                                             
025 D000006       0                                                             
025 D000007       0                                                             
025 D000008       0                                                             
026 A000000 N                                                                   
026 B000000 N                                                                   
026 C000000 N                                                                   
026 D000000 Y                                                                   
026 E000000 N                                                                   
026 F000000 N                                                                   
026 G010000 N                                                                   
026 G020000 N                                                                   
026 H000000 N                                                                   
027  000000 Y                                                                   
028 A010000      1550                                                           
028 A020000        75                                                           
028 A030000         0                                                           
028 A040000      3965                                                           
028 B010000         0                                                           
028 B020000         0                                                           
028 B030000         0                                                           
028 B040000         0                                                           
028 C010000         0                                                           
028 C020000         0                                                           

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PAGE  4
028 C030000         0                                                           
028 C040000         0                                                           
028 D010000         0                                                           
028 D020000         0                                                           
028 D030000         0                                                           
028 D040000         0                                                           
028 E010000         0                                                           
028 E020000         0                                                           
028 E030000         0                                                           
028 E040000         0                                                           
028 F010000         0                                                           
028 F020000         0                                                           
028 F030000         0                                                           
028 F040000         0                                                           
028 G010000      1550                                                           
028 G020000        75                                                           
028 G030000         0                                                           
028 G040000      3965                                                           
028 H000000       997                                                           
029  000000 Y                                                                   
030 A000000    161                                                              
030 B000000  4.00                                                               
030 C000000  0.00                                                               
031 A000000     35                                                              
031 B000000      0                                                              
032  000000    126                                                              
033  000000      0                                                              
034  000000 Y                                                                   
035  000000     12                                                              
036 A000000 N                                                                   
036 B000000      0                                                              
037  000000 N                                                                   
038  000000      0                                                              
039  000000 N                                                                   
040  000000 Y                                                                   
041  000000 Y                                                                   
042 A000000   0                                                                 
042 B000000   0                                                                 
042 C000000  18                                                                 
042 D000000  82                                                                 
042 E000000   0                                                                 
042 F000000   0                                                                 
042 G000000   0                                                                 
042 H000000   0                                                                 
043  000000    241                                                              
044  000000      0                                                              
045  000000 Y                                                                   
046  000000 N                                                                   
047  000000 Y                                                                   
048  000000  0.500                                                              
048 A010000        0                                                            

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PAGE  5
048 A020000 0.000                                                               
048 B010000        0                                                            
048 B020000 0.000                                                               
048 C010000        0                                                            
048 C020000 0.000                                                               
048 D010000        0                                                            
048 D020000 0.000                                                               
048 E010000        0                                                            
048 E020000 0.000                                                               
048 F010000        0                                                            
048 F020000 0.000                                                               
048 G010000        0                                                            
048 G020000 0.000                                                               
048 H010000        0                                                            
048 H020000 0.000                                                               
048 I010000        0                                                            
048 I020000 0.000                                                               
048 J010000        0                                                            
048 J020000 0.000                                                               
048 K010000        0                                                            
048 K020000 0.000                                                               
049  000000 N                                                                   
050  000000 N                                                                   
051  000000 N                                                                   
052  000000 N                                                                   
053 A000000 Y                                                                   
054 A000000 Y                                                                   
054 B000000 Y                                                                   
054 C000000 Y                                                                   
054 D000000 N                                                                   
054 E000000 N                                                                   
054 F000000 N                                                                   
054 G000000 Y                                                                   
054 H000000 Y                                                                   
054 I000000 N                                                                   
054 J000000 Y                                                                   
054 K000000 N                                                                   
054 L000000 Y                                                                   
054 M000000 Y                                                                   
054 N000000 N                                                                   
054 O000000 N                                                                   
055 A000000 N                                                                   
055 B000000 N                                                                   
056  000000 Y                                                                   
057  000000 N                                                                   
058 A000000 N                                                                   
059  000000 Y                                                                   
060 A000000 N                                                                   
060 B000000 N                                                                   
061  000000     1000                                                            
062 A000000 Y                                                                   

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062 B000000   0.0                                                               
062 C000000   0.0                                                               
062 D000000   0.0                                                               
062 E000000   0.0                                                               
062 F000000   0.0                                                               
062 G000000   0.0                                                               
062 H000000   0.0                                                               
062 I000000   0.0                                                               
062 J000000   0.0                                                               
062 K000000   0.0                                                               
062 L000000   0.0                                                               
062 M000000   0.0                                                               
062 N000000   0.0                                                               
062 O000000  96.1                                                               
062 P000000   0.0                                                               
062 Q000000   0.0                                                               
062 R000000   0.0                                                               
063 A000000   0                                                                 
063 B000000 10.3                                                                
064 A000000 Y                                                                   
064 B000000 N                                                                   
066 A000000 N                                                                   
067  000000 N                                                                   
068 A000000 N                                                                   
068 B000000 N                                                                   
069  000000 N                                                                   
070 A010000 N                                                                   
070 A020000 N                                                                   
070 B010000 N                                                                   
070 B020000 N                                                                   
070 C010000 Y                                                                   
070 C020000 N                                                                   
070 D010000 N                                                                   
070 D020000 N                                                                   
070 E010000 Y                                                                   
070 E020000 N                                                                   
070 F010000 N                                                                   
070 F020000 N                                                                   
070 G010000 Y                                                                   
070 G020000 N                                                                   
070 H010000 N                                                                   
070 H020000 N                                                                   
070 I010000 N                                                                   
070 I020000 N                                                                   
070 J010000 N                                                                   
070 J020000 N                                                                   
070 K010000 Y                                                                   
070 K020000 N                                                                   
070 L010000 N                                                                   
070 L020000 N                                                                   
070 M010000 N                                                                   

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PAGE  7
070 M020000 N                                                                   
070 N010000 N                                                                   
070 N020000 N                                                                   
070 O010000 Y                                                                   
070 O020000 N                                                                   
070 P010000 N                                                                   
070 P020000 N                                                                   
070 Q010000 N                                                                   
070 Q020000 N                                                                   
070 R010000 N                                                                   
070 R020000 N                                                                   
071 A000000      6001                                                           
071 B000000     27683                                                           
071 C000000    306197                                                           
071 D000000    2                                                                
072 A000000  7                                                                  
072 B000000     6200                                                            
072 C000000        0                                                            
072 D000000        0                                                            
072 E000000        0                                                            
072 F000000      824                                                            
072 G000000        0                                                            
072 H000000        3                                                            
072 I000000       64                                                            
072 J000000       12                                                            
072 K000000        0                                                            
072 L000000       31                                                            
072 M000000       74                                                            
072 N000000        7                                                            
072 O000000        0                                                            
072 P000000        0                                                            
072 Q000000        0                                                            
072 R000000       10                                                            
072 S000000       79                                                            
072 T000000      241                                                            
072 U000000        0                                                            
072 V000000        0                                                            
072 W000000       30                                                            
072 X000000     1375                                                            
072 Y000000       33                                                            
072 Z000000     4858                                                            
072AA000000        0                                                            
072BB000000     1490                                                            
072CC010000        0                                                            
072CC020000    12760                                                            
072DD010000     3601                                                            
072DD020000      381                                                            
072EE000000        0                                                            
073 A010000   0.1700                                                            
073 A020000   0.1200                                                            
073 B000000   0.0000                                                            

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PAGE  8
073 C000000   0.0000                                                            
074 A000000     7298                                                            
074 B000000        0                                                            
074 C000000        0                                                            
074 D000000   277724                                                            
074 E000000        0                                                            
074 F000000        0                                                            
074 G000000        0                                                            
074 H000000        0                                                            
074 I000000        0                                                            
074 J000000        0                                                            
074 K000000        0                                                            
074 L000000     4776                                                            
074 M000000        0                                                            
074 N000000   289798                                                            
074 O000000        0                                                            
074 P000000        0                                                            
074 Q000000        0                                                            
074 R010000        0                                                            
074 R020000        0                                                            
074 R030000        0                                                            
074 R040000      691                                                            
074 S000000        0                                                            
074 T000000   289107                                                            
074 U010000    20473                                                            
074 U020000    29560                                                            
074 V010000    10.33                                                            
074 V020000    10.31                                                            
074 W000000   0.0000                                                            
074 X000000     3770                                                            
074 Y000000        0                                                            
075 A000000        0                                                            
075 B000000   310071                                                            
076  000000     0.00                                                            
077 A000000 N                                                                   
078  000000 N                                                                   
080 C000000        0                                                            
081 B000000   0                                                                 
082 B000000        0                                                            
083 B000000        0                                                            
084 B000000        0                                                            
086 A010000      0                                                              
086 A020000      0                                                              
086 B010000      0                                                              
086 B020000      0                                                              
086 C010000      0                                                              
086 C020000      0                                                              
086 D010000      0                                                              
086 D020000      0                                                              
086 E010000      0                                                              
086 E020000      0                                                              

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PAGE  9
086 F010000      0                                                              
086 F020000      0                                                              
SIGNATURE   RANDALL S. FILLMORE                                                 
TITLE       CHIEF FINANCIAL OFFR

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Filing Submission 0000811239-13-000059 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Tax-Free Fund of Colorado – ‘NSAR-AT’ for 10/11/13

On: Monday, 12/9/13, at 12:13pm ET · Effective: 12/9/13 · For: 10/11/13 · Accession #: 811239-13-59 · File #: 811-05047

Semi-Annual-Transition Report by an Investment Company — Form N-SAR — ICA’40Filing Table of Contents

Semi-Annual-Transition Report by an Investment Company — Form N-SAR — ICA’40
Filing Table of Contents