SEC Info - Clarke Michael B - ‘4’ for 6/12/20 re: Arrow Financial Corp.

Ownership Document

Schema Version: X0306

Document Type: 4

Period of Report: 6/12/20

Not Subject to Section 16: 0

Issuer:

Issuer CIK: 717538

Issuer Name: ARROW FINANCIAL CORP

Issuer Trading Symbol: AROW

Reporting Owner:

Reporting Owner ID:

Owner CIK: 1353113

Owner Name: Clarke Michael B

Reporting Owner Address:

Owner Street 1: 58 CHRISTIANA COURT

Owner Street 2:

Owner City: LAKE GEORGE

Owner State: NY

Owner ZIP Code: 12845

Owner State Description:

Reporting Owner Relationship:

Is Director? Yes

Is Officer? No

Is Ten Percent Owner? No

Is Other? No

Officer Title:

Other Text:

Non-Derivative Table:

Non-Derivative Transaction:

Security Title:

Value: Common Stock

Transaction Date:

Value: 6/12/20

Transaction Coding:

Transaction Form Type: 4

Transaction Code: G

Equity Swap Involved? No

Transaction Amounts:

Transaction Shares:

Value: 2,873

Footnote ID: F1

Transaction Price Per Share:

Value: 0

Transaction Acquired-Disposed Code:

Value: D

Post-Transaction Amounts:

Shares Owned Following Transaction:

Value: 979

Ownership Nature:

Direct or Indirect Ownership:

Value: D

Non-Derivative Transaction:

Security Title:

Value: Common Stock

Transaction Date:

Value: 6/12/20

Transaction Coding:

Transaction Form Type: 4

Transaction Code: G

Equity Swap Involved? No

Transaction Amounts:

Transaction Shares:

Value: 2,873

Footnote ID: F1

Transaction Price Per Share:

Value: 0

Transaction Acquired-Disposed Code:

Value: A

Post-Transaction Amounts:

Shares Owned Following Transaction:

Value: 15,473

Ownership Nature:

Direct or Indirect Ownership:

Value: I

Nature of Ownership:

Value: Wife's Trust

Derivative Table:

Footnotes:

Footnote - F1: 2,873 Shares were gifted by the reporting person to his Wife's Trust.

Remarks:

Owner Signature:

Signature Name: Thomas J. Murphy, Attorney in Fact

Signature Date: 6/15/20

Clarke Michael B – ‘4’ for 6/12/20 re: Arrow Financial Corp.

On: Monday, 6/15/20, at 4:36pm ET · For: 6/12/20 · Accession #: 717538-20-133 · File #: 0-12507

Previous ‘4’: ‘4’ on 6/10/20 for 6/9/20 · Next: ‘4’ on 1/14/21 for 8/24/20 · Latest: ‘4’ on 6/30/22 for 5/5/22

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents

This ‘4’ Document is an XML Data File that may be rendered in various formats:

Clarke Michael B – ‘4’ for 6/12/20 re: Arrow Financial Corp.

On: Monday, 6/15/20, at 4:36pm ET · For: 6/12/20 · Accession #: 717538-20-133 · File #: 0-12507

Previous ‘4’: ‘4’ on 6/10/20 for 6/9/20 · Next: ‘4’ on 1/14/21 for 8/24/20 · Latest: ‘4’ on 6/30/22 for 5/5/22

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34Filing Table of Contents

This ‘4’ Document is an XML Data File that may be rendered in various formats:

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents