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Ownership Document |
Schema Version: X0306 |
Document Type: 4 |
Period of Report: 1/16/20 |
Not Subject to Section 16: 0 |
Issuer: |
| Issuer CIK: 711377 |
| Issuer Name: NEOGEN CORP |
| Issuer Trading Symbol: NEOG |
Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1188987 |
| | Owner Name: MORRICAL TERRI A |
| Reporting Owner Address: |
| | Owner Street 1: |
| | Owner Street 2: |
| | Owner City: |
| | Owner State: |
| | Owner ZIP Code: |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? No |
| | Is Officer? Yes |
| | Is Ten Percent Owner? No |
| | Is Other? No |
| | Officer Title: Vice President |
Non-Derivative Table: |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock |
| | Transaction Date: |
| | | Value: 1/16/20 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: M |
| | | Equity Swap Involved? No |
| | Transaction Timeliness: |
| | | Value: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 15,467 |
| | | Transaction Price Per Share: |
| Value: 35.34 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 53,042 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock |
| | Transaction Date: |
| | | Value: 1/16/20 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: M |
| | | Equity Swap Involved? No |
| | Transaction Timeliness: |
| | | Value: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 24,000 |
| | | Transaction Price Per Share: |
| Value: 40.4625 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 77,042 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock |
| | Transaction Date: |
| | | Value: 1/16/20 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: S |
| | | Equity Swap Involved? No |
| | Transaction Timeliness: |
| | | Value: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 39,467 |
| | | Transaction Price Per Share: |
| Value: 69.7719 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 37,575 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
Derivative Table: |
| Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock (Right to Buy) |
| | Conversion or Exercise Price: |
| | | Value: 35.34 |
| | Transaction Date: |
| | | Value: 1/16/20 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: M |
| | | Equity Swap Involved? No |
| | Transaction Timeliness: |
| | | Value: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 15,467 |
| | | Transaction Price Per Share: |
| Value: 0 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Exercise Date: |
| | | Footnote ID: F1 |
| | Expiration Date: |
| | | Value: 11/8/15 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 15,467 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 153,734 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock (Right to Buy) |
| | Conversion or Exercise Price: |
| | | Value: 40.4625 |
| | Transaction Date: |
| | | Value: 1/16/20 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: M |
| | | Equity Swap Involved? No |
| | Transaction Timeliness: |
| | | Value: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 24,000 |
| | | Transaction Price Per Share: |
| Value: 0 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Exercise Date: |
| | | Footnote ID: F2 |
| | Expiration Date: |
| | | Value: 10/29/21 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 24,000 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 129,734 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
Footnotes: |
| Footnote - F1: Options were granted on 10/8/15, have five year lives, and vest in equal annual 20% installments on each of the first five anniversaries of the grant |
| Footnote - F2: Options were granted on 9/29/16, have five year lives, and vest in equal annual 20% installments on each of the first five anniversary dates of the grant |
Owner Signature: |
| Signature Name: Steven J Quinlan (Attorney in Fact) |
| Signature Date: 1/17/20 |