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Morrical Terri A – ‘4’ for 1/16/20 re: Neogen Corp.

On:  Friday, 1/17/20, at 3:30pm ET   ·   For:  1/16/20   ·   Accession #:  711377-20-4   ·   File #:  0-17988

Previous ‘4’:  ‘4’ on 10/17/19 for 10/16/19   ·   Next:  ‘4’ on 3/31/21 for 3/29/21   ·   Latest:  ‘4’ on 5/4/21 for 5/3/21

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 1/17/20  Morrical Terri A                  4                      1:9K   Neogen Corp.                      Neogen Corp.

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      3K 
                Securities by an Insider -- primary_doc.xml/3.6                  




        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
Plain Text rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0306
Document Type:  4
Period of Report:  1/16/20
Not Subject to Section 16:  0
Issuer:
Issuer CIK:  711377
Issuer Name:  NEOGEN CORP
Issuer Trading Symbol:  NEOG
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1188987
Owner Name:  MORRICAL TERRI A
Reporting Owner Address:
Owner Street 1:
Owner Street 2:
Owner City:
Owner State:
Owner ZIP Code:
Owner State Description:
Reporting Owner Relationship:
Is Director?  No
Is Officer?  Yes
Is Ten Percent Owner?  No
Is Other?  No
Officer Title:  Vice President
Non-Derivative Table:
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  1/16/20
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Transaction Timeliness:
Value:
Transaction Amounts:
Transaction Shares:
Value:  15,467
Transaction Price Per Share:
Value:  35.34
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  53,042
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  1/16/20
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Transaction Timeliness:
Value:
Transaction Amounts:
Transaction Shares:
Value:  24,000
Transaction Price Per Share:
Value:  40.4625
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  77,042
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  1/16/20
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  S
Equity Swap Involved?  No
Transaction Timeliness:
Value:
Transaction Amounts:
Transaction Shares:
Value:  39,467
Transaction Price Per Share:
Value:  69.7719
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  37,575
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Table:
Derivative Transaction:
Security Title:
Value:  Common Stock (Right to Buy)
Conversion or Exercise Price:
Value:  35.34
Transaction Date:
Value:  1/16/20
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Transaction Timeliness:
Value:
Transaction Amounts:
Transaction Shares:
Value:  15,467
Transaction Price Per Share:
Value:  0
Transaction Acquired-Disposed Code:
Value:  D
Exercise Date:
Footnote ID:  F1
Expiration Date:
Value:  11/8/15
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  15,467
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  153,734
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Transaction:
Security Title:
Value:  Common Stock (Right to Buy)
Conversion or Exercise Price:
Value:  40.4625
Transaction Date:
Value:  1/16/20
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Transaction Timeliness:
Value:
Transaction Amounts:
Transaction Shares:
Value:  24,000
Transaction Price Per Share:
Value:  0
Transaction Acquired-Disposed Code:
Value:  D
Exercise Date:
Footnote ID:  F2
Expiration Date:
Value:  10/29/21
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  24,000
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  129,734
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Footnotes:
Footnote - F1Options were granted on 10/8/15, have five year lives, and vest in equal annual 20% installments on each of the first five anniversaries of the grant
Footnote - F2Options were granted on 9/29/16, have five year lives, and vest in equal annual 20% installments on each of the first five anniversary dates of the grant
Owner Signature:
Signature Name:  Steven J Quinlan (Attorney in Fact)
Signature Date:  1/17/20


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