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As Of Filer Filing For·On·As Docs:Size Issuer Agent 12/28/10 Bank of New York/ADR Division F-6 3:322K Minera Frisco S.A.B. de C.V. Emmet Marvin & Mart… LLP |
Document/Exhibit Description Pages Size
1: F-6 Registration of Depositary Shares Evidenced by HTML 40K
American Depositary Receipts (Not
Effective Immediately)
2: EX-1 Form of Deposit Agreement HTML 193K
3: EX-4 Opinion of Depositary's Counsel HTML 12K
| Form F-6 |
As filed with the Securities and Exchange Commission on December 28, 2010
Registration No. 333-
_____________________
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_____________________
FORM F-6
REGISTRATION STATEMENT
under
THE SECURITIES ACT OF 1933
For American Depositary Shares
of
MINERA FRISCO S.A.B. DE C.V.
(Exact name of issuer of deposited securities as specified in its charter)
N/A
(Translation of issuer's name into English)
UNITED MEXICAN STATES
(Jurisdiction of incorporation or organization of issuer)
THE BANK OF NEW YORK MELLON
(Exact name of depositary as specified in its charter)
One Wall Street, New York, New York 10286
(212) 495-1784
(Address, including zip code, and telephone number, including area code, of depositary's principal executive offices)
_______________________
The Bank of New York Mellon
ADR Division
One Wall Street, 29th Floor
(212) 495-1784
(Address, including zip code, and telephone number, including area code, of agent for service)
Copies to:
Peter B. Tisne, Esq.
Emmet, Marvin & Martin, LLP
120 Broadway
(212) 238-3010
It is proposed that this filing become effective under Rule 466
[ ] immediately upon filing
[ ] on (Date) at (Time).
If a separate registration statement has been filed to register the deposited shares, check the following box. [ ]
CALCULATION OF REGISTRATION FEE
Title of each class | Amount to be registered | Proposed | Proposed | Amount of registration fee |
American Depositary Shares representing Series A-1 Common Shares of Minera Frisco S.A.B. de C.V. | 50,000,000 American Depositary Shares | $5.00 | $2,500,000 | $290.25 |
1
For the purpose of this table only the term "unit" is defined as 100 American Depositary Shares.
The registrant hereby amends this registration statement on such date or dates as may be necessary to delay its effective date until the registrant shall file a further amendment which specifically states that this Registration Statement shall thereafter become effective in accordance with Section 8(a) of the Securities Act of 1933 or until the Registration Statement shall become effective on such date as the Commission, acting pursuant to said Section 8(a) may determine.
The prospectus consists of the proposed Form of American Depositary Receipt included as Exhibit A to the Form of Deposit Agreement filed as Exhibit 1 to this Registration Statement, which is incorporated herein by reference.
PART I
INFORMATION REQUIRED IN PROSPECTUS
Item - 1.
Description of Securities to be Registered
Cross Reference Sheet
Item Number and Caption | Location in Form of Receipt Filed Herewith as Prospectus |
1. Name and address of depositary | Introductory Article |
2. Title of American Depositary Receipts and identity of deposited securities |
Face of Receipt, top center |
Terms of Deposit:
(i) The amount of deposited securities represented by one unit of American Depositary Receipts | Face of Receipt, upper right corner |
(ii) The procedure for voting, if any, the deposited securities | Articles number 10, 11 and 15 |
(iii) The collection and distribution of dividends | Articles number 4, 9, 10 and 15 |
(iv) The transmission of notices, reports and proxy soliciting material | Articles number 10, 11, 13 and 15 |
(v) The sale or exercise of rights | Articles number 9, 10, and 15 |
(vi) The deposit or sale of securities resulting from dividends, splits or plans of reorganization | Articles number 9, 10, 12, and 15 |
(vii) Amendment, extension or termination of the deposit agreement | Articles number 17 and 18 |
(viii) Rights of holders of Receipts to inspect the transfer books of the depositary and the list of holders of Receipts | Article number 13 |
(ix) Restrictions upon the right to transfer or withdraw the underlying securities | Articles number 2, 3, 4 and 6 |
(x) Limitation upon the liability of the depositary | Articles number 3, 9, 15 and 18 |
3. Fees and Charges | Articles number 3 and 6 |
Item – 2.
Available Information
Public reports and documents furnished by issuer required by foreign law | Article number 13 |
PART II
INFORMATION NOT REQUIRED IN PROSPECTUS
Item - 3.
Exhibits
a.
Form of Deposit Agreement dated as of ___________________, 20__ among Minera Frisco S.A.B. de C.V., The Bank of New York Mellon, as Depositary, and all Owners and Beneficial Owners from time to time of American Depositary Shares issued thereunder. - Filed herewith as Exhibit 1.
b.
Any other agreement to which the Depositary is a party relating to the issuance of the Depositary Shares registered hereby or the custody of the deposited securities represented. - Not Applicable.
c.
Every material contract relating to the deposited securities between the Depositary and the issuer of the deposited securities in effect at any time within the last three years. - See (a) above.
d.
Opinion of Emmet, Marvin & Martin, LLP, counsel for the Depositary, as to legality of the securities to be registered. - Filed herewith as Exhibit 4.
e.
Certification under Rule 466. - Not Applicable.
Item - 4.
Undertakings
(a)
The Depositary hereby undertakes to make available at the principal office of the Depositary in the United States, for inspection by holders of the ADSs, any reports and communications received from the issuer of the deposited securities which are both (1) received by the Depositary as the holder of the deposited securities, and (2) made generally available to the holders of the underlying securities by the issuer.
(b)
If the amounts of fees charged are not disclosed in the prospectus, the Depositary undertakes to prepare a separate document stating the amount of any fee charged and describing the service for which it is charged and to deliver promptly a copy of such fee schedule without charge to anyone upon request. The Depositary undertakes to notify each registered holder of ADSs thirty days before any change in the fee schedule.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that all the requirements for filing on Form F-6 are met and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New York, State of New York, on December 23, 2010.
Legal entity created by the agreement for the issuance of depositary shares representing Series A-1 common shares of Minera Frisco S.A.B. de C.V.
By:
The Bank of New York Mellon,
As Depositary
By: /s/ Joanne F. Di Giovanni
Name: Joanne F. Di Giovanni
Title: Managing Director
Pursuant to the requirements of the Securities Act of 1933, Minera Frisco S.A.B. de C.V. has caused this Registration Statement to be signed on its behalf by the undersigned thereunto duly authorized, in Mexico City, Mexico, on December 23, 2010.
MINERA FRISCO S.A.B. DE C.V.
By: /s/ Justo Wong Salinas
Name: Justo Wong Salinas
Title:
Principal Executive Officer
Each person whose signature appears below hereby constitutes and appoints Justo Wong Salinas, Quintín Humberto Botas Hernández and Alejandro Archundia Becerra, authorized to act jointly or severally, his or her true and lawful attorney-in-fact with power of substitution and resubstitution to sign in his or her name, place and stead in any and all capacities the Registration Statement and any and all amendments thereto (including post-effective amendments) and any documents in connection therewith, and to file the same with the Securities and Exchange Commission, granting unto said attorney full power and authority to do and perform, in his or her name and on his or her behalf, every act whatsoever which such attorney may deem necessary or desirable to be done in connection therewith as fully and to all intents and purposes as he or she might or could do in person, hereby ratifying and confirming all that said attorney-in-fact or their substitute or substitutes, may lawfully do or cause to be done by virtue hereof.
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities indicated on December 23, 2010.
| /s/ Carlos Slim Helú | ||
Carlos Slim Helú | ||
Director | Treasurer of the Board of Directors | |
Director | Alternate Secretary of the Board of Directors | |
Director | Principal Executive Officer | |
Director | ||
Director | ||
Director | ||
Director | ||
Director |
AUTHORIZED UNITED STATES REPRESENTATIVE
Pursuant to the requirements of the Securities Act of 1933, the undersigned, the duly authorized representative in the United States of the aforementioned Registrant, has signed this registration statement in the City of Newark, State of Delaware, on December 23, 2010.
PUGLISI & ASSOCIATES
By: /s/ Donald J. Puglisi
Name: Donald J. Puglisi
Title: Managing Director
Exhibit | |
Number | Exhibit |
1 | Form of Deposit Agreement dated as of _________________, 2011 among Minera Frisco S.A.B. de C.V., The Bank of New York Mellon as Depositary, and all Owners and Beneficial Owners from time to time of American Depositary Shares issued thereunder. |
4 | Opinion of Emmet, Marvin & Martin, LLP, counsel for the Depositary,as to legality of the securities to be registered. |
| This ‘F-6’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on: | 12/28/10 | F-6 | ||
| 12/23/10 | F-6, F-6EF | |||
| List all Filings | ||||