SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Allen & Co Inc/Allen Holding Inc – ‘SC 13D/A’ on 6/23/99 re: Chaparral Resources Inc

On:  Wednesday, 6/23/99   ·   Accession #:  932799-99-68   ·   File #:  5-10253

Previous ‘SC 13D’:  ‘SC 13D/A’ on 5/14/99   ·   Next:  ‘SC 13D’ on 7/16/99   ·   Latest:  ‘SC 13D/A’ on 10/3/03

Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 6/23/99  Allen & Co Inc/Allen Holding Inc  SC 13D/A               1:9K   Chaparral Resources Inc           Heller Ehr… McAuliffe/FA

Amendment to General Statement of Beneficial Ownership   —   Schedule 13D
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13D/A    Amendment to General Statement of Beneficial           5     18K 
                          Ownership                                              


Document Table of Contents

Page (sequential) | (alphabetic) Top
 
11st Page   -   Filing Submission
4Item 5. Interest in Securities of the Issuer
"Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of Issuer
"Item 7. Material to be Filed as Exhibits
SC 13D/A1st Page of 5TOCTopPreviousNextBottomJust 1st
 

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 6) CHAPARRAL RESOURCES, INC. (Name of Issuer) Common Stock, Par Value, $0.10 Per Share (Title of Class of Securities) 159420207 (CUSIP Number) Gaetano J. Casillo Allen & Company Incorporated 711 Fifth Avenue, New York, New York 10022, (212) 832-8000 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) June 3, 1999 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of ss.ss. 240.13d-1(e),(f) or (g), check the following box [ ]. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes)
SC 13D/A2nd Page of 5TOC1stPreviousNextBottomJust 2nd
SCHEDULE 13D ------------------- CUSIP No. 159420207 ------------------- =========================================================================== 1 NAME OF REPORTING PERSON - S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Allen Holding Inc. --------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [x] (b) [ ] --------------------------------------------------------------------------- 3 SEC USE ONLY --------------------------------------------------------------------------- 4 SOURCE OF FUNDS Not Applicable --------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(E) [ ] --------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware -------------------------------------------------------------------------- NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH --------------------------------------------------------------------------- 7 SOLE VOTING POWER 186,286 (includes 44,196 shares underlying warrants to purchase shares of the Issuer's Common Stock.) --------------------------------------------------------------------------- 8 SHARED VOTING POWER 0 --------------------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 186,286 (includes 44,196 shares underlying warrants to purchase shares of the Issuer's Common Stock.) --------------------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 --------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 186,286 (includes 44,196 shares underlying warrants to purchase shares of the Issuer's Common Stock.) ----------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [x] ----------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 18.3% ----------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON HC ==============================================================================
SC 13D/A3rd Page of 5TOC1stPreviousNextBottomJust 3rd
SCHEDULE 13D ------------------- CUSIP No. 159420207 ------------------- ============================================================================== 1 NAME OF REPORTING PERSON - S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Allen & Company Incorporated ----------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [x] (b) [ ] ----------------------------------------------------------------------------- 3 SEC USE ONLY ----------------------------------------------------------------------------- 4 SOURCE OF FUNDS Not Applicable ----------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(E) [ ] ----------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION New York ------------------------------------------------------------------------------ NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ------------------------------------------------------------------------------ 7 SOLE VOTING POWER 186,286 (includes 44,196 shares underlying warrants to purchase shares of the Issuer's Common Stock.) ----------------------------------------------------------------------------- 8 SHARED VOTING POWER 0 ----------------------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 186,286 (includes 44,196 shares underlying warrants to purchase shares of the Issuer's Common Stock.) ----------------------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 --------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 186,286 (includes 44,196 shares underlying warrants to purchase shares of the Issuer's Common Stock.) ----------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [x] ----------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 18.3 % ----------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON CO, BD ==============================================================================
SC 13D/A4th Page of 5TOC1stPreviousNextBottomJust 4th
AMENDMENT NO. 6 TO THE SCHEDULE 13D The Reporting Persons hereby amend their Schedule 13D relating to the common stock, par value $.10 per share (the "Common Stock"), of Chaparral Resources, Inc. (the "Issuer"), to report an additional loan of $1,000,000 made by Allen & Company Incorporated ("ACI") to the Issuer, as more fully explained in Item 6 below. Item 5. Interest in Securities of the Issuer (c) Other than the trades effected by ACI in its capacity as a market maker, no trades involving Issuer's Common Stock were made by ACI or AHI for their own accounts in the past 60 days. Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of Issuer. On June 3, 1999, ACI agreed, at the Issuer's request, to extend a loan of $1,000,000 to the Issuer in exchange for a Promissory Note (the "Note"), with terms substantially the same as those contained in a loan previously made by ACI to the Issuer. Item 7. Material to be Filed as Exhibits. Exhibit A: Promissory Note by Chaparral Resources, Inc. and Related Pledge Agreement - incorporated by reference to Amendment no.4 to this Schedule 13D. Exhibit B: Officers and Directors of Allen Holding Inc. and Allen & Company Incorporated - incorporated by reference to Amendment no.4 to this Schedule 13D.
SC 13D/ALast Page of 5TOC1stPreviousNextBottomJust 5th
After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct. Dated: June 22, 1999 ALLEN HOLDING INC. By: /s/ Gaetano J. Casillo ---------------------------------------- Gaetano J. Casillo Vice President ALLEN & COMPANY INCORPORATED By: /s/ Gaetano J. Casillo ---------------------------------------- Gaetano J. Casillo Vice President 259253

Dates Referenced Herein   and   Documents Incorporated by Reference

Referenced-On Page
This ‘SC 13D/A’ Filing    Date First  Last      Other Filings
Filed on:6/23/99None on these Dates
6/22/995
6/3/9914
 List all Filings 
Top
Filing Submission 0000932799-99-000068   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Fri., Apr. 26, 10:49:04.2am ET