SEC Info - Aspen Technology Inc/DE - ‘8-K’ for 5/6/20

i false i 0000929940 0000929940 2020-05-06 2020-05-06

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

______________________

FORM i 8-K

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): i May 6, 2020

i ASPEN TECHNOLOGY, INC.

(Exact name of registrant as specified in its charter)



i Delaware	i 001-34630	i 04-2739697
(State or other jurisdiction of incorporation)	(Commission File Number)	(IRS Employer Identification No.)



i 20 Crosby Drive,	i Bedford,	i MA	i 01730
(Address of principal executive offices)			(Zip Code)

Registrant’s telephone number, including area code: ( i 781) i 221-6400

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:


i ☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)


i ☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)


i ☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))


i ☐	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))



Securities registered pursuant to Section 12(b) of the Act:
Title of Each Class	Trading Symbol	Name of Each Exchange on Which Registered
i Common stock, $0.10 par value per share	i AZPN	i NASDAQ Global Select Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company □

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. i ☐

Item 2.02 Events Results of Operations and Financial Condition.

On May 6, 2020, we issued a press release announcing financial results for the third quarter of fiscal year 2020, ended March 31, 2020. The full text of the press release issued in connection with this announcement is attached as Exhibit 99.1 to this Current Report on Form 8-K.

The information in this Item 2.02, including Exhibit 99.1, shall not be deemed “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933 or the Securities Exchange Act of 1934 except as expressly set forth by specific reference in such a filing.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits.

The following exhibit relating to Item 2.02 shall be deemed to be furnished, and not filed:



Exhibit No.		Description

99.1		Press release issued by Aspen Technology, Inc. on May 6, 2020

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.



	ASPEN TECHNOLOGY, INC.


Date: May 6, 2020	By:	/s/ *Karl E. Johnsen*
		Karl E. Johnsen
		Senior Vice President and Chief Financial Officer

This ‘8-K’ Filing	Date	Other Filings

Filed on / For Period end:	5/6/20	10-Q
	3/31/20	10-Q, 4
		List all Filings

Aspen Technology Inc/DE – ‘8-K’ for 5/6/20

On: Wednesday, 5/6/20, at 4:10pm ET · For: 5/6/20 · Accession #: 929940-20-24 · File #: 1-34630

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Current Report — Form 8-K — Sect. 13 / 15(d) – SEA’34
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‘8-K’ — Current Report

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