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Borders Group Inc – ‘D’ on 5/21/10

On:  Friday, 5/21/10, at 3:50pm ET   ·   Effective:  5/21/10   ·   Accession #:  940510-10-9   ·   File #:  21-142422

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  As Of                Filer                Filing    For·On·As Docs:Size

 5/21/10  Borders Group Inc                 D           5/21/10    1:14K

Notice of an Offering of Securities Made Without Registration   —   Form D
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: D           Notice of an Offering of Securities Made Without    HTML     14K 
                          Registration -- primary_doc.xml/7.4


        

This ‘D’ Document is an XML Data File that may be rendered in various formats:

  Form D    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
Plain Text rendering:  Notice of an Exempt Offering of Securities
 
                                                                                                                                                                                
EDGAR Submission
 
Schema Version:  X0704
Submission Type:  D
Test or Live:  LIVE
Primary Issuer:
CIK:  940510
Entity Name:  BORDERS GROUP INC
Issuer Address:
Street 1:  100 PHOENIX DRIVE
City:  ANN ARBOR
State or Country:  MI
State or Country Description:  MICHIGAN
ZIP Code:  48108
Issuer Phone Number:  (734) 477-1100
Jurisdiction of Inc.:  MICHIGAN
Issuer Previous Name List:
Value:  None
EDGAR Previous Name List:
Value:  None
Entity Type:  Corporation
Year of Inc.:
Over Five Years?  Yes
Related-Persons List:
Related-Person Info:
Related-Person Name:
First Name:  Thomas
Middle Name:  D.
Last Name:  Carney
Related-Person Address:
Street 1:  100 Phoenix Drive
City:  Ann Arbor
State or Country:  MI
State or Country Description:  MICHIGAN
ZIP Code:  48108
Related-Person Relationship List:
Relationship:  Executive Officer
Relationship Clarification:
Related-Person Info:
Related-Person Name:
First Name:  Michael
Middle Name:  J.
Last Name:  Edwards
Related-Person Address:
Street 1:  100 Phoenix Drive
City:  Ann Arbor
State or Country:  MI
State or Country Description:  MICHIGAN
ZIP Code:  48108
Related-Person Relationship List:
Relationship:  Executive Officer
Relationship Clarification:
Related-Person Info:
Related-Person Name:
First Name:  Mark
Middle Name:  R.
Last Name:  Bierley
Related-Person Address:
Street 1:  100 Phoenix Drive
City:  Ann Arbor
State or Country:  MI
State or Country Description:  MICHIGAN
ZIP Code:  48108
Related-Person Relationship List:
Relationship:  Executive Officer
Relationship Clarification:
Related-Person Info:
Related-Person Name:
First Name:  David
Middle Name:  Scott
Last Name:  Laverty
Related-Person Address:
Street 1:  100 Phoenix Drive
City:  Ann Arbor
State or Country:  MI
State or Country Description:  MICHIGAN
ZIP Code:  48108
Related-Person Relationship List:
Relationship:  Executive Officer
Relationship Clarification:
Related-Person Info:
Related-Person Name:
First Name:  James
Middle Name:  M.
Last Name:  Frering
Related-Person Address:
Street 1:  100 Phoenix Drive
City:  Ann Arbor
State or Country:  MI
State or Country Description:  MICHIGAN
ZIP Code:  48108
Related-Person Relationship List:
Relationship:  Executive Officer
Relationship Clarification:
Related-Person Info:
Related-Person Name:
First Name:  Shereen
Last Name:  Solaiman
Related-Person Address:
Street 1:  100 Phoenix Drive
City:  Ann Arbor
State or Country:  MI
State or Country Description:  MICHIGAN
ZIP Code:  48108
Related-Person Relationship List:
Relationship:  Executive Officer
Relationship Clarification:
Related-Person Info:
Related-Person Name:
First Name:  Michael
Middle Name:  G.
Last Name:  Archbold
Related-Person Address:
Street 1:  100 Phoenix Drive
City:  Ann Arbor
State or Country:  MI
State or Country Description:  MICHIGAN
ZIP Code:  48108
Related-Person Relationship List:
Relationship:  Director
Relationship Clarification:
Related-Person Info:
Related-Person Name:
First Name:  Paul
Middle Name:  J.
Last Name:  Brown
Related-Person Address:
Street 1:  100 Phoenix Drive
City:  Ann Arbor
State or Country:  MI
State or Country Description:  MICHIGAN
ZIP Code:  48108
Related-Person Relationship List:
Relationship:  Director
Relationship Clarification:
Related-Person Info:
Related-Person Name:
First Name:  Ronald
Middle Name:  J.
Last Name:  Floto
Related-Person Address:
Street 1:  100 Phoenix Drive
City:  Ann Arbor
State or Country:  MI
State or Country Description:  MICHIGAN
ZIP Code:  48108
Related-Person Relationship List:
Relationship:  Director
Relationship Clarification:
Related-Person Info:
Related-Person Name:
First Name:  Michael
Last Name:  Grossman
Related-Person Address:
Street 1:  100 Phoenix Drive
City:  Ann Arbor
State or Country:  MI
State or Country Description:  MICHIGAN
ZIP Code:  48108
Related-Person Relationship List:
Relationship:  Director
Relationship Clarification:
Related-Person Info:
Related-Person Name:
First Name:  Bennett
Middle Name:  S.
Last Name:  LeBow
Related-Person Address:
Street 1:  100 Phoenix Drive
City:  Ann Arbor
State or Country:  MI
State or Country Description:  MICHIGAN
ZIP Code:  48108
Related-Person Relationship List:
Relationship:  Director
Relationship Clarification:
Related-Person Info:
Related-Person Name:
First Name:  Dan
Last Name:  Rose
Related-Person Address:
Street 1:  100 Phoenix Drive
City:  Ann Arbor
State or Country:  MI
State or Country Description:  MICHIGAN
ZIP Code:  48108
Related-Person Relationship List:
Relationship:  Director
Relationship Clarification:
Related-Person Info:
Related-Person Name:
First Name:  David
Last Name:  Shelton
Related-Person Address:
Street 1:  100 Phoenix Drive
City:  Ann Arbor
State or Country:  MI
State or Country Description:  MICHIGAN
ZIP Code:  48108
Related-Person Relationship List:
Relationship:  Director
Relationship Clarification:
Related-Person Info:
Related-Person Name:
First Name:  Timothy
Middle Name:  V.
Last Name:  Wolf
Related-Person Address:
Street 1:  100 Phoenix Drive
City:  Ann Arbor
State or Country:  MI
State or Country Description:  MICHIGAN
ZIP Code:  48108
Related-Person Relationship List:
Relationship:  Director
Relationship Clarification:
Related-Person Info:
Related-Person Name:
First Name:  Howard
Middle Name:  M.
Last Name:  Lorber
Related-Person Address:
Street 1:  100 Phoenix Drive
City:  Ann Arbor
State or Country:  MI
State or Country Description:  MICHIGAN
ZIP Code:  48108
Related-Person Relationship List:
Relationship:  Director
Relationship Clarification:
Offering Data:
Industry Group:
Industry Group Type:  Retailing
Issuer Size:
Revenue Range:  Over $100,000,000
Federal Exemptions Exclusions:
Item:  06
Type of Filing:
New or Amendment:
Is Amendment?  No
Date of First Sale:
Value:  5/21/10
Duration of Offering:
More Than One Year?  No
Types of Securities Offered:
Is Equity Type?  Yes
Is Option to Acquire Type?  Yes
Business-Combination Transaction:
Is Business-Combination Transaction?  No
Clarification of Response:
Minimum Investment Accepted:  0
Sales Compensation List:
Recipient:
Recipient Name:  Rothschild Inc.
Recipient CRD Number:  2910
Associated BD Name:  None
Associated BDCRD Number:  None
Recipient Address:
Street 1:  1251 Avanue of the Americas
Street 2:  51st Floor
City:  New York
State or Country:  NY
State or Country Description:  NEW YORK
ZIP Code:  10020
States of Solicitation List:
State:  NY
Description:  NEW YORK
Foreign Solicitation?  No
Offering Sales Amounts:
Total Offering Amount:  111,351,253
Total Amount Sold:  25,000,000
Total Remaining:  86,351,253
Clarification of Response:  Remaining amounts to be sold represents: (i) 35,100,000 shares underlying a Warrant, exercisable at $2.25 per share, which will only be issued if it approved by the Issuer's stockholders; (ii) 2,701,837 shares underlying a Warrant, [continued in Item 15]
Investors:
Has Non-Accredited Investors?  No
Total Number Already Invested:  2
Sales Commissions Finders Fees:
Sales Commissions:
Dollar Amount:  625,000
Finders Fees:
Dollar Amount:  0
Clarification of Response:  [continued from Item 13] exercisable at $0.65 per share; and (iii) 8,542,399 shares underlying a Warrant, exercisable at $0.65 per share, which will only be issued if the Issuer's stockholders approve the warrant noted in (i) above.
Use of Proceeds:
Gross Proceeds Used:
Dollar Amount:  0
Clarification of Response:
Signature Block:
Authorized Representative?  No
Signature:
Issuer Name:  BORDERS GROUP INC
Signature Name:  /s/Thomas D. Carney
Name of Signer:  Thomas D. Carney
Signature Title:  Executive Vice President, General Counsel and Secretary
Signature Date:  5/21/10


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