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As Of Filer Filing For·On·As Docs:Size Issuer Agent 6/06/13 Abax Lotus Ltd. SC 13D/A 2:349K China Natural Gas, Inc. Weil Gotshal & Ma… 04/FA Abax Arhat Fund Abax Claremont Ltd. Abax Global Capital Abax Global Capital (Hong Kong) Ltd Abax Global Opportunities Fund Abax Lotus Ltd. Abax Nai Xin A Ltd. Abax Upland Fund LLC Xiang Dong Yang |
Document/Exhibit Description Pages Size 1: SC 13D/A Amendment No.1 HTML 148K 2: EX-99.1 Ex.1 - Joint Filing Agreement HTML 25K
China Natural Gas, Inc.
|
(Name of Company)
|
Common Stock, $0.0001 par value
|
(Title of class of securities)
|
168910107 |
(CUSIP number)
|
Richard Yee
Abax Global Capital (Hong Kong) Limited
Suite 6708, 67/F Two International Finance Centre
8 Finance Street
Central, Hong Kong SAR
+852 3602 1800
|
(Name, address and telephone number of person authorized to receive notices and communications)
|
(Date of event which requires filing of this statement)
|
CUSIP No. 168910107
|
13D
|
Page 2
|
1.
|
NAME OF REPORTING PERSON:
|
Abax Lotus Ltd.
|
|||
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:
|
(a) [ ]
(b) [X]
|
|||
3.
|
SEC USE ONLY
|
||||
4.
|
SOURCE OF FUNDS:
|
WC
|
|||
5.
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM
2(d) OR 2(e): [ ]
|
||||
6.
|
CITIZENSHIP OR PLACE OF ORGANIZATION:
|
Cayman Islands, British West Indies
|
|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
|
7.
|
SOLE VOTING POWER:
|
0
|
||
8.
|
SHARED VOTING POWER:
|
310,734
|
|||
9.
|
SOLE DISPOSITIVE POWER:
|
0
|
|||
10.
|
SHARED DISPOSITIVE POWER:
|
310,734
|
|||
11.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
|
310,734
|
|||
12.
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES:
|
[__]
|
|||
13.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11):
|
|
|||
14.
|
TYPE OF REPORTING PERSON:
|
CO
|
1.
|
NAME OF REPORTING PERSON:
|
Abax Nai Xin A Ltd.
|
|||
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:
|
(a) [ ]
(b) [X]
|
|||
3.
|
SEC USE ONLY
|
||||
4.
|
SOURCE OF FUNDS:
|
WC
|
|||
5.
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM
2(d) OR 2(e): [ ]
|
||||
6.
|
CITIZENSHIP OR PLACE OF ORGANIZATION:
|
Cayman Islands, British West Indies
|
|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
|
7.
|
SOLE VOTING POWER:
|
0
|
||
8.
|
SHARED VOTING POWER:
|
1,104,266
|
|||
9.
|
SOLE DISPOSITIVE POWER:
|
0
|
|||
10.
|
SHARED DISPOSITIVE POWER:
|
1,104,266
|
|||
11.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
|
1,104,266
|
|||
12.
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES:
|
[__]
|
|||
13.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11):
|
|
|||
14.
|
TYPE OF REPORTING PERSON:
|
CO
|
|
NAME OF REPORTING PERSON:
|
Abax Global Opportunities Fund
|
|||
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:
|
(a) [ ]
(b) [X]
|
|||
3.
|
SEC USE ONLY
|
||||
4.
|
SOURCE OF FUNDS:
|
AF
|
|||
5.
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM
2(d) OR 2(e): [ ]
|
||||
6.
|
CITIZENSHIP OR PLACE OF ORGANIZATION:
|
Cayman Islands, British West Indies
|
|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
|
7.
|
SOLE VOTING POWER:
|
0
|
||
8.
|
SHARED VOTING POWER:
|
1,415,000
|
|||
9.
|
SOLE DISPOSITIVE POWER:
|
0
|
|||
10.
|
SHARED DISPOSITIVE POWER:
|
1,415,000
|
|||
11.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
|
1,415,000
|
|||
12.
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES:
|
[__]
|
|||
13.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11):
|
|
|||
14.
|
TYPE OF REPORTING PERSON:
|
CO
|
1.
|
NAME OF REPORTING PERSON:
|
Abax Arhat Fund
|
|||
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:
|
(a) [ ]
(b) [X]
|
|||
3.
|
SEC USE ONLY
|
||||
4.
|
SOURCE OF FUNDS:
|
AF
|
|||
5.
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM
2(d) OR 2(e): [ ]
|
||||
6.
|
CITIZENSHIP OR PLACE OF ORGANIZATION:
|
Cayman Islands, British West Indies
|
|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
|
7.
|
SOLE VOTING POWER:
|
0
|
||
8.
|
SHARED VOTING POWER:
|
1,415,000
|
|||
9.
|
SOLE DISPOSITIVE POWER:
|
0
|
|||
10.
|
SHARED DISPOSITIVE POWER:
|
1,415,000
|
|||
11.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
|
1,415,000
|
|||
12.
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES:
|
[__]
|
|||
13.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11):
|
|
|||
14.
|
TYPE OF REPORTING PERSON:
|
OO
|
1.
|
NAME OF REPORTING PERSON:
|
Abax Upland Fund LLC
|
|||
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:
|
(a) [ ]
(b) [X]
|
|||
3.
|
SEC USE ONLY
|
||||
4.
|
SOURCE OF FUNDS:
|
AF
|
|||
5.
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM
2(d) OR 2(e): [ ]
|
||||
6.
|
CITIZENSHIP OR PLACE OF ORGANIZATION:
|
Delaware
|
|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
|
7.
|
SOLE VOTING POWER:
|
0
|
||
8.
|
SHARED VOTING POWER:
|
1,415,000
|
|||
9.
|
SOLE DISPOSITIVE POWER:
|
0
|
|||
10.
|
SHARED DISPOSITIVE POWER:
|
1,415,000
|
|||
11.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
|
1,415,000
|
|||
12.
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES:
|
[__]
|
|||
13.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11):
|
|
|||
14.
|
TYPE OF REPORTING PERSON:
|
OO
|
1.
|
NAME OF REPORTING PERSON:
|
Abax Claremont Ltd.
|
|||
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:
|
(a) [ ]
(b) [X]
|
|||
3.
|
SEC USE ONLY
|
||||
4.
|
SOURCE OF FUNDS:
|
AF
|
|||
5.
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [ ]
|
||||
6.
|
CITIZENSHIP OR PLACE OF ORGANIZATION:
|
Cayman Islands, British West Indies
|
|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
|
7.
|
SOLE VOTING POWER:
|
0
|
||
8.
|
SHARED VOTING POWER:
|
1,415,000
|
|||
9.
|
SOLE DISPOSITIVE POWER:
|
0
|
|||
10.
|
SHARED DISPOSITIVE POWER:
|
1,415,000
|
|||
11.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
|
1,415,000
|
|||
12.
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES:
|
[__]
|
|||
13.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11):
|
|
|||
14.
|
TYPE OF REPORTING PERSON:
|
CO
|
|
NAME OF REPORTING PERSON:
|
Abax Global Capital
|
|||
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:
|
(a) [ ]
(b) [X]
|
|||
3.
|
SEC USE ONLY
|
||||
4.
|
SOURCE OF FUNDS:
|
AF
|
|||
5.
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM
2(d) OR 2(e): [ ]
|
||||
6.
|
CITIZENSHIP OR PLACE OF ORGANIZATION:
|
Cayman Islands, British West Indies
|
|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
|
7.
|
SOLE VOTING POWER:
|
0
|
||
8.
|
SHARED VOTING POWER:
|
1,415,000
|
|||
9.
|
SOLE DISPOSITIVE POWER:
|
0
|
|||
10.
|
SHARED DISPOSITIVE POWER:
|
1,415,000
|
|||
11.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
|
1,415,000
|
|||
12.
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES:
|
[__]
|
|||
13.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11):
|
|
|||
14.
|
TYPE OF REPORTING PERSON:
|
CO
|
1.
|
NAME OF REPORTING PERSON:
|
Abax Global Capital (Hong Kong) Limited
|
|||
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:
|
(a) [ ]
(b) [X]
|
|||
3.
|
SEC USE ONLY
|
||||
4.
|
SOURCE OF FUNDS:
|
AF
|
|||
5.
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM
2(d) OR 2(e): [ ]
|
||||
6.
|
CITIZENSHIP OR PLACE OF ORGANIZATION:
|
Hong Kong
|
|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
|
7.
|
SOLE VOTING POWER:
|
0
|
||
8.
|
SHARED VOTING POWER:
|
1,415,000
|
|||
9.
|
SOLE DISPOSITIVE POWER:
|
0
|
|||
10.
|
SHARED DISPOSITIVE POWER:
|
1,415,000
|
|||
11.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
|
1,415,000
|
|||
12.
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES:
|
[__]
|
|||
13.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11):
|
|
|||
14.
|
TYPE OF REPORTING PERSON:
|
CO
|
1.
|
NAME OF REPORTING PERSON:
|
|
|||
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:
|
(a) [ ]
(b) [X]
|
|||
3.
|
SEC USE ONLY
|
||||
4.
|
SOURCE OF FUNDS:
|
OO
|
|||
5.
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM
2(d) OR 2(e): [ ]
|
||||
6.
|
CITIZENSHIP OR PLACE OF ORGANIZATION:
|
Hong Kong
|
|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
|
7.
|
SOLE VOTING POWER:
|
5,000
|
||
8.
|
SHARED VOTING POWER:
|
1,415,000
|
|||
9.
|
SOLE DISPOSITIVE POWER:
|
5,000
|
|||
10.
|
SHARED DISPOSITIVE POWER:
|
1,415,000
|
|||
11.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
|
1,420,000
|
|||
12.
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES:
|
[__]
|
|||
13.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11):
|
|
|||
14.
|
TYPE OF REPORTING PERSON:
|
IN
|
vi.
|
Abax Claremont Ltd., a Cayman Island domiciled exempted company (“Upland Managing Member”) and managing member of Upland;
|
vii.
|
Abax Global Capital, a Cayman Island domiciled exempted company (“Arhat Shareholder”) and sole management shareholder of Arhat;
|
Name
|
Occupation/Position
|
Entity
|
Citizenship
|
Mr. Yang
|
Managing Partner, Chief Investment Officer and Director
|
Arhat Shareholder, Abax HK
|
Hong Kong
|
Mr. William Hoi Hin Chan
|
Partner
|
Arhat Shareholder, Abax HK
|
Hong Kong
|
Mr. John Lu Goh
|
Senior Managing Director
|
Arhat Shareholder, Abax HK
|
Singapore
|
Mr. Richard Yee
|
Managing Director and Chief Operating Officer
|
Arhat Shareholder, Abax HK
|
United States of America
|
Name
|
Occupation/Position
|
Entity
|
Citizenship
|
Mr. Yang
|
Director
|
Investor, Abax Nai Xin A, the Fund, Arhat, Upland Managing Member
|
Hong Kong
|
Mr. Gong Peng
|
Director
|
Investor, Abax Nai Xin A, the Fund, Arhat, Upland Managing Member
|
United States of America
|
Mr. Ron Silverton
|
Director
|
Investor, Abax Nai Xin A, the Fund, Arhat, Upland Managing Member
|
United States of America
|
Mr. Christopher Chang
|
Director
|
Investor, Abax Nai Xin A, the Fund, Arhat, Upland Managing Member
|
United States of America
|
Exhibit 1
|
Agreement as to Joint Filing of Schedule 13D/A by and among the Reporting Persons, dated June 6, 2013
|
ABAX LOTUS LTD.
|
||
By:
|
/s/ Xiang Dong Yang
|
|
Name:
|
||
Title:
|
Director
|
|
ABAX NAI XIN LTD.
|
||
By:
|
/s/ Xiang Dong Yang
|
|
Name:
|
||
Title:
|
Director
|
|
ABAX GLOBAL OPPORTUNITIES FUND
|
||
By:
|
/s/ Xiang Dong Yang
|
|
Name:
|
||
Title:
|
Director
|
|
ABAX ARHAT FUND
|
||
By:
|
/s/ Xiang Dong Yang
|
|
Name:
|
||
Title:
|
Director
|
ABAX UPLAND FUND, LLC
|
||
By:
|
ABAX CLAREMONT LTD. in its capacity as Managing Member
|
|
By:
|
/s/ Xiang Dong Yang
|
|
Name:
|
||
Title:
|
Director
|
|
ABAX CLAREMONT LTD.
|
||
By:
|
/s/ Xiang Dong Yang
|
|
Name:
|
||
Title:
|
Director
|
|
ABAX GLOBAL CAPITAL
|
||
By:
|
/s/ Xiang Dong Yang
|
|
Name:
|
||
Title:
|
Director
|
ABAX GLOBAL CAPITAL (HONG KONG) LIMITED
|
||
By:
|
/s/ Xiang Dong Yang
|
|
Name:
|
||
Title:
|
Director
|
|
/s/ Xiang Dong Yang
|
||
Name:
|
This ‘SC 13D/A’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed on: | 6/6/13 | |||
5/10/13 | ||||
3/31/13 | 10-Q | |||
2/8/13 | 8-K | |||
9/10/12 | ||||
9/5/12 | 8-K | |||
8/21/12 | ||||
7/30/12 | ||||
3/28/11 | ||||
4/30/09 | 8-K | |||
4/28/09 | 8-K | |||
6/30/08 | 10-Q, 10-Q/A | |||
2/6/08 | SC 13D | |||
List all Filings |