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Sit Investment Associates Inc. – ‘13F-HR’ for 9/30/22 – ‘INFO-TABLE’

On: Thursday, 11/10/22, at 8:31am ET · Effective: 11/10/22 · For: 9/30/22 · Accession #: 897101-22-954 · File #: 28-00180

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

11/10/22  Sit Investment Associates Inc.    13F-HR      9/30/22    2:228K                                   American Fin’l P… Inc/FA

Quarterly Holdings and Combination Report by a Money Manager — Form 13F

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 13F-HR      Quarterly Holdings and Combination Report by a      HTML      3K 
                Money Manager -- primary_doc.xml                                 
 2: INFO-TABLE  Portfolio Securities Holdings Info Table --         HTML    225K 
                infotable.xml

‘INFO-TABLE’ — Portfolio Securities Holdings Info Table — infotable.xml

This ‘INFO-TABLE’ Document is an XML Data File that may be rendered in various formats:

Information Table – Plain Text – SEC Website – EDGAR System – XML Data – <?xml?> File

SEC Info℠ rendering: Portfolio Securities Holdings Info Table

Sit Investment Associates Inc.
MN
· Form 13F Holdings Report

§13(f) Securities Holdings · For: 9/30/22 · Assets: $3,344,596,000 · History: Assets Under Management

Security

Market Valueª

Shares or Principal

Investment
Discretion

Other
Managersº

Voting Authority

Issuer Name

Issue Class

Opt.

CUSIP/CINS

$1000s

Weight

Amount

S/P

Price

Sole

Shared

None

↓List

(S/P Amounts or For All)

908 DEVICES INC

COMMON

–

65443P·10·2

633

0.02%

38,450

Sh.

16.46

Sole

–

ABBOTT LABORATORIES

COMMON

–

002824·10·0

18,711

0.56%

193,379

Sh.

96.76

Sole

–

ABIOMED INC

COMMON

–

003654·10·0

0.00%

Sh.

244.44

Sole

–

ACCENTURE PLC CL A

COMMON

–

G1151C·10·1

23,116

0.69%

89,839

Sh.

257.30

Sole

–

ACTIVISION BLIZZARD INC

COMMON

–

00507V·10·9

5,852

0.17%

78,720

Sh.

74.34

Sole

–

ADDUS HOMECARE CORP

COMMON

–

006739·10·6

2,528

0.08%

26,540

Sh.

95.25

Sole

–

ADIDAS AG ADR

DEPOSITARY RECEI

–

00687A·10·7

0.00%

650

Sh.

56.92

Sole

–

ADOBE INC

COMMON

–

00724F·10·1

6,221

0.19%

22,606

Sh.

275.19

Sole

–

AES CORP.

COMMON

–

00130H·10·5

3,491

0.10%

154,475

Sh.

22.60

Sole

–

AFLAC INC

COMMON

–

001055·10·2

236

0.01%

4,200

Sh.

56.19

Sole

–

AGCO CORP

COMMON

–

001084·10·2

1,720

0.05%

17,885

Sh.

96.17

Sole

–

AGILENT TECHNOLOGIES INC

COMMON

–

00846U·10·1

6,729

0.20%

55,362

Sh.

121.55

Sole

–

AIR LEASE CORP

COMMON

–

00912X·30·2

2,390

0.07%

77,075

Sh.

31.01

Sole

–

AIR PRODUCTS & CHEMICALS INC

COMMON

–

009158·10·6

10,222

0.31%

43,921

Sh.

232.74

Sole

–

AIRBNB INC

COMMON

–

009066·10·1

403

0.01%

3,840

Sh.

104.95

Sole

–

ALASKA AIR GROUP INC

COMMON

–

011659·10·9

1,197

0.04%

30,575

Sh.

39.15

Sole

–

ALEXANDRIA REAL ESTATE EQUITIE

REIT

–

015271·10·9

7,256

0.22%

51,760

Sh.

140.19

Sole

–

ALIBABA GROUP HOLDING LTD ADR

DEPOSITARY RECEI

–

01609W·10·2

396

0.01%

4,950

Sh.

80.00

Sole

–

ALIGN TECHNOLOGY INC

COMMON

–

016255·10·1

1,773

0.05%

8,560

Sh.

207.13

Sole

–

ALLIANCEBERNSTEIN HOLDING LP

COMMON

–

01881G·10·6

1,409

0.04%

40,200

Sh.

35.05

Sole

–

Shared

–

ALLIANCEBERNSTEIN NATIONAL MUN

COMMON

–

01864U·10·6

180

0.01%

17,398

Sh.

10.35

Sole

–

Shared

–

ALLIANT ENERGY CORP

COMMON

–

018802·10·8

5,474

0.16%

103,310

Sh.

52.99

Sole

–

ALLIANZ SE ADR

DEPOSITARY RECEI

–

018820·10·0

3,394

0.10%

217,417

Sh.

15.61

Sole

–

ALLSPRING INCOME OPPORTUNITIES

COMMON

–

94987B·10·5

6,645

0.20%

1,071,712

Sh.

6.20

Sole

–

Shared

–

ALPHABET INC – CL A

COMMON

–

02079K·30·5

31,456

0.94%

328,870

Sh.

95.65

Sole

–

ALPHABET INC – CL C

COMMON

–

02079K·10·7

12,732

0.38%

132,420

Sh.

96.15

Sole

–

ALTAIR ENGINEERING INC-A

COMMON

–

021369·10·3

2,723

0.08%

61,583

Sh.

44.22

Sole

–

AMAZON.COM INC

COMMON

–

023135·10·6

18,006

0.54%

159,345

Sh.

113.00

Sole

–

AMBEV SA ADR

DEPOSITARY RECEI

–

02319V·10·3

0.00%

21,575

Sh.

2.83

Sole

–

AMCOR PLC

COMMON

–

G0250X·10·7

175

0.01%

16,275

Sh.

10.75

Sole

–

AMEREN CORP

COMMON

–

023608·10·2

198

0.01%

2,453

Sh.

80.72

Sole

–

AMERICAN FINANCIAL GROUP INC

COMMON

–

025932·10·4

2,234

0.07%

18,175

Sh.

122.92

Sole

–

AMERICAN INTERNATIONAL GROUP I

COMMON

–

026874·78·4

8,140

0.24%

171,444

Sh.

47.48

Sole

–

AMERICAN TOWER CORP

REIT

–

03027X·10·0

14,000

0.42%

65,206

Sh.

214.70

Sole

–

AMERIPRISE FINANCIAL INC

COMMON

–

03076C·10·6

14,256

0.43%

56,581

Sh.

251.96

Sole

–

AMETEK INC

COMMON

–

031100·10·0

1,664

0.05%

14,675

Sh.

113.39

Sole

–

ANALOG DEVICES INC

COMMON

–

032654·10·5

12,085

0.36%

86,732

Sh.

139.34

Sole

–

ANGEL OAK FINANCIAL STRAT INC

COMMON

–

03464A·10·0

16,474

0.49%

1,229,386

Sh.

13.40

Sole

–

Shared

–

ANSYS INC

COMMON

–

03662Q·10·5

3,149

0.09%

14,205

Sh.

221.68

Sole

–

AON PLC

COMMON

–

G0403H·10·8

0.00%

Sh.

259.26

Sole

–

APOLLO SR FLOATING RATE FD AFT

COMMON

–

037636·10·7

3,094

0.09%

247,319

Sh.

12.51

Sole

–

Shared

–

APPLE INC

COMMON

–

037833·10·0

93,447

2.79%

676,171

Sh.

138.20

Sole

–

APPLIED MATERIALS INC

COMMON

–

038222·10·5

20,897

0.62%

255,062

Sh.

81.93

Sole

–

APTIV PLC

COMMON

–

G6095L·10·9

3,302

0.10%

42,220

Sh.

78.21

Sole

–

ARCH CAPITAL GROUP LTD

COMMON

–

G0450A·10·5

233

0.01%

5,125

Sh.

45.46

Sole

–

ARES DYNAMIC CRED ALLOC FD AR

COMMON

–

04014F·10·2

8,606

0.26%

732,464

Sh.

11.75

Sole

–

Shared

–

ARISTA NETWORKS INC

COMMON

–

040413·10·6

7,193

0.22%

63,715

Sh.

112.89

Sole

–

ARTHUR J GALLAGHER & CO

COMMON

–

363576·10·9

6,693

0.20%

39,090

Sh.

171.22

Sole

–

ARTISAN PARTNERS ASSET MG

COMMON

–

04316A·10·8

1,422

0.04%

52,800

Sh.

26.93

Sole

–

ASGN INC

COMMON

–

00191U·10·2

3,291

0.10%

36,415

Sh.

90.37

Sole

–

ASML HOLDING NV

NY REG SHRS

–

N07059·21·0

2,828

0.08%

6,808

Sh.

415.39

Sole

–

ASPEN TECHNOLOGY INC

COMMON

–

29109X·10·6

3,465

0.10%

14,547

Sh.

238.19

Sole

–

ASSOCIATED BANC CORP

COMMON

–

045487·10·5

706

0.02%

35,150

Sh.

20.09

Sole

–

ASTRAZENECA PLC ADR

DEPOSITARY RECEI

–

046353·10·8

15,135

0.45%

275,981

Sh.

54.84

Sole

–

ATLASSIAN CORP PLC

COMMON

–

049468·10·1

10,975

0.33%

52,115

Sh.

210.59

Sole

–

ATRICURE INC

COMMON

–

04963C·20·9

1,369

0.04%

35,025

Sh.

39.09

Sole

–

ATRION CORP

COMMON

–

049904·10·5

311

0.01%

550

Sh.

565.45

Sole

–

AUTODESK INC

COMMON

–

052769·10·6

7,080

0.21%

37,902

Sh.

186.80

Sole

–

AVERY DENNISON CORP

COMMON

–

053611·10·9

209

0.01%

1,285

Sh.

162.65

Sole

–

AVIENT CORPORATION

COMMON

–

05368V·10·6

904

0.03%

29,850

Sh.

30.28

Sole

–

AXIS CAPITAL HOLDINGS LTD

COMMON

–

G0692U·10·9

2,156

0.06%

43,875

Sh.

49.14

Sole

–

AZEK CO INC

COMMON

–

05478C·10·5

761

0.02%

45,800

Sh.

16.62

Sole

–

AZZ INC

COMMON

–

002474·10·4

1,365

0.04%

37,400

Sh.

36.50

Sole

–

BAE SYSTEMS PLC ADR

DEPOSITARY RECEI

–

05523R·10·7

1,482

0.04%

42,275

Sh.

35.06

Sole

–

BAIDU INC ADR

DEPOSITARY RECEI

–

056752·10·8

925

0.03%

7,875

Sh.

117.46

Sole

–

BANCO SANTANDER CHILE ADR

DEPOSITARY RECEI

–

05965X·10·9

0.00%

4,700

Sh.

14.04

Sole

–

BANK OF AMERICA CORP

COMMON

–

060505·10·4

2,791

0.08%

92,411

Sh.

30.20

Sole

–

BARINGS GLOBAL SHORT DUR HI YL

COMMON

–

06760L·10·0

11,061

0.33%

905,191

Sh.

12.22

Sole

–

Shared

–

BAXTER INTERNATIONAL INC

COMMON

–

071813·10·9

7,213

0.22%

133,925

Sh.

53.86

Sole

–

BELDEN INC

COMMON

–

077454·10·6

2,084

0.06%

34,725

Sh.

60.01

Sole

–

BERKSHIRE HATHAWAY INC

COMMON

–

084670·70·2

142

0.00%

533

Sh.

266.42

Sole

–

BGIO LIQUIDATING TRUST BGIO

COMMON

–

092ESC037 ?

0.00%

74,876

Sh.

≈0.04

Sole

–

Shared

–

BHP BILLITON ADR

DEPOSITARY RECEI

–

088606·10·8

4,461

0.13%

89,155

Sh.

50.04

Sole

–

BIO-TECHNE CORP

COMMON

–

09073M·10·4

3,316

0.10%

11,675

Sh.

284.03

Sole

–

BIOMARIN PHARMACEUTICAL INC

COMMON

–

09061G·10·1

1,992

0.06%

23,500

Sh.

84.77

Sole

–

BLACK HILLS CORP

COMMON

–

092113·10·9

538

0.02%

7,950

Sh.

67.67

Sole

–

BLACKROCK CAP ALLOCATION BCAT

COMMON

–

09260U·10·9

20,253

0.61%

1,488,108

Sh.

13.61

Sole

–

Shared

–

BLACKROCK CORE BOND TRUST BHK

COMMON

–

09249E·10·1

9,422

0.28%

942,183

Sh.

10.00

Sole

–

Shared

–

BLACKROCK CORP HIGH YIELD FD H

COMMON

–

09255P·10·7

2,019

0.06%

236,165

Sh.

8.55

Sole

–

Shared

–

BLACKROCK CORP. HIGH YIELD FD

RIGHT

–

09255L·11·4

–

236,165

Sh.

Sole

–

Shared

–

BLACKROCK CREDIT ALLOCATION IN

COMMON

–

092508·10·0

45,551

1.36%

4,774,724

Sh.

9.54

Sole

–

Shared

–

BLACKROCK ENHANCED GOVERNMENT

COMMON

–

09255K·10·8

16,870

0.50%

1,764,693

Sh.

9.56

Sole

–

Shared

–

BLACKROCK INC

CL A

–

09247X·10·1

0.00%

Sh.

551.72

Sole

–

BLACKROCK INCOME TRUST INC BKT

COMMON

–

09247F·10·0

26,099

0.78%

6,304,006

Sh.

4.14

Sole

–

Shared

–

BLACKROCK LONG-TERM MUNI ADVAN

COMMON

–

09250B·10·3

1,888

0.06%

191,881

Sh.

9.84

Sole

–

Shared

–

BLACKROCK MUNI INC TR BFK

COMMON

–

09248F·10·9

191

0.01%

20,000

Sh.

9.55

Sole

–

Shared

–

BLACKROCK MUNICIPAL INC QUALIT

COMMON

–

092479·10·4

914

0.03%

83,353

Sh.

10.97

Sole

–

Shared

–

BLACKROCK MUNICIPAL INCOME FD

COMMON

–

09253X·10·2

2,934

0.09%

270,173

Sh.

10.86

Sole

–

Shared

–

BLACKROCK MUNICIPAL INCOME TRU

COMMON

–

09249N·10·1

927

0.03%

92,720

Sh.

10.00

Sole

–

Shared

–

BLACKROCK MUNIHOLDINGS CA MUC

COMMON

–

09254L·10·7

2,452

0.07%

228,337

Sh.

10.74

Sole

–

Shared

–

BLACKROCK MUNIHOLDINGS FD MHD

COMMON

–

09253N·10·4

4,845

0.14%

430,668

Sh.

11.25

Sole

–

Shared

–

BLACKROCK MUNIHOLDINGS NJ QUAL

COMMON

–

09254X·10·1

1,080

0.03%

91,964

Sh.

11.74

Sole

–

Shared

–

BLACKROCK MUNIHOLDINGS NY QUAL

COMMON

–

09255C·10·6

150

0.00%

15,300

Sh.

9.80

Sole

–

Shared

–

BLACKROCK MUNIHOLDINGS QUALITY

COMMON

–

09254C·10·7

3,913

0.12%

402,559

Sh.

9.72

Sole

–

Shared

–

BLACKROCK MUNIYIELD FD MYD

COMMON

–

09253W·10·4

911

0.03%

91,652

Sh.

9.94

Sole

–

Shared

–

BLACKROCK MUNIYIELD MI QUALITY

COMMON

–

09254V·10·5

2,254

0.07%

182,057

Sh.

12.38

Sole

–

Shared

–

BLACKROCK MUNIYIELD NY QUALITY

COMMON

–

09255E·10·2

292

0.01%

31,000

Sh.

9.42

Sole

–

Shared

–

BLACKROCK MUNIYIELD PA QUALITY

COMMON

–

09255G·10·7

579

0.02%

48,800

Sh.

11.86

Sole

–

Shared

–

BLACKROCK MUNIYIELD QUALITY FD

COMMON

–

09254E·10·3

3,740

0.11%

358,544

Sh.

10.43

Sole

–

Shared

–

BLACKROCK MUNIYIELD QUALITY FD

COMMON

–

09254F·10·0

1,881

0.06%

170,230

Sh.

11.05

Sole

–

Shared

–

BLACKROCK MUNIYIELD QUALITY FD

COMMON

–

09254G·10·8

2,613

0.08%

260,540

Sh.

10.03

Sole

–

Shared

–

BLACKROCK NY MUNI INCOME BNY

COMMON

–

09248L·10·6

0.00%

3,473

Sh.

9.79

Sole

–

Shared

–

BLACKROCK TAXABLE MUNI BOND TR

COMMON

–

09248X·10·0

405

0.01%

24,673

Sh.

16.41

Sole

–

Shared

–

BLACKSTONE GROUP INC

COMMON

–

09260D·10·7

1,071

0.03%

12,800

Sh.

83.67

Sole

–

BLACKSTONE LNG SHRT CRED INC F

COMMON

–

09257D·10·2

5,868

0.18%

538,352

Sh.

10.90

Sole

–

Shared

–

BLACKSTONE STRAT CREDIT FD BGB

COMMON

–

09257R·10·1

16,050

0.48%

1,509,848

Sh.

10.63

Sole

–

Shared

–

BNY MELLON ALCENTRA GLOBAL CRE

COMMON

–

05588N·10·8

257

0.01%

37,650

Sh.

6.83

Sole

–

Shared

–

BNY MELLON HIGH YIELD STRATEGI

COMMON

–

09660L·10·5

3,485

0.10%

1,651,754

Sh.

2.11

Sole

–

Shared

–

BNY MELLON STRATEGIC MUNI BOND

COMMON

–

09662E·10·9

2,555

0.08%

451,444

Sh.

5.66

Sole

–

Shared

–

BNYM STRATEGIC MUNICIPALS INC

COMMON

–

05588W·10·8

881

0.03%

144,841

Sh.

6.08

Sole

–

Shared

–

BOOKING HOLDINGS INC

COMMON

–

09857L·10·8

771

0.02%

469

Sh.

1,643.92

Sole

–

BOOT BARN HLDGS INC

COMMON

–

099406·10·0

1,894

0.06%

32,400

Sh.

58.46

Sole

–

BOOZ ALLEN HAMILTON HOLDING CO

COMMON

–

099502·10·6

13,625

0.41%

147,535

Sh.

92.35

Sole

–

BRINK’S CO/THE

COMMON

–

109696·10·4

271

0.01%

5,600

Sh.

48.39

Sole

–

BRISTOL-MYERS SQUIBB CO

COMMON

–

110122·10·8

10,512

0.31%

147,865

Sh.

71.09

Sole

–

BROADCOM INC

COMMON

–

11135F·10·1

39,677

1.19%

89,360

Sh.

444.01

Sole

–

BROADSTONE NET LEASE INC

REIT

–

11135E·20·3

431

0.01%

27,775

Sh.

15.52

Sole

–

BRP INC CA SUB VOTING

COMMON

–

05577W·20·0

740

0.02%

12,025

Sh.

61.54

Sole

–

CABOT CORP

COMMON

–

127055·10·1

442

0.01%

6,925

Sh.

63.83

Sole

–

CADENCE BANK

COMMON

–

12740C·10·3

0.00%

3,425

Sh.

25.40

Sole

–

CALAMOS LNG/SHRT EQ & DYN CPZ

COMMON

–

12812C·10·6

11,844

0.35%

792,214

Sh.

14.95

Sole

–

Shared

–

CARDINAL HEALTH INC

COMMON

–

14149Y·10·8

212

0.01%

3,185

Sh.

66.56

Sole

–

CARLISLE COS INC

COMMON

–

142339·10·0

13,798

0.41%

49,205

Sh.

280.42

Sole

–

CARLYLE GROUP LP/THE

COMMON

–

14316J·10·8

3,311

0.10%

128,143

Sh.

25.84

Sole

–

CASEY’S GENERAL STORES INC

COMMON

–

147528·10·3

1,483

0.04%

7,325

Sh.

202.46

Sole

–

CATERPILLAR INC

COMMON

–

149123·10·1

706

0.02%

4,300

Sh.

164.19

Sole

–

CENTENE CORP

COMMON

–

15135B·10·1

3,192

0.10%

41,025

Sh.

77.81

Sole

–

CH ROBINSON WORLDWIDE INC

COMMON

–

12541W·20·9

170

0.01%

1,760

Sh.

96.59

Sole

–

CHENIERE ENERGY INC

COMMON

–

16411R·20·8

9,887

0.30%

59,590

Sh.

165.92

Sole

–

CHINA PETROLEUM & CHEMICAL COR

DEPOSITARY RECEI

–

16941R·10·8

0.00%

1,400

Sh.

42.14

Sole

–

CHORD ENERGY CORPORATION

COMMON

–

674215·20·7

5,433

0.16%

39,720

Sh.

136.78

Sole

–

CHUBB LTD

COMMON

–

H1467J·10·4

25,907

0.77%

142,438

Sh.

181.88

Sole

–

CIENA CORP

COMMON

–

171779·30·9

2,130

0.06%

52,685

Sh.

40.43

Sole

–

CLEARBRIDGE ENERGY MLP FD CEM

COMMON

–

184692·20·0

1,333

0.04%

44,736

Sh.

29.80

Sole

–

Shared

–

CLEARBRIDGE ENERGY MLP OPP FD

COMMON

–

18469P·20·9

6,843

0.20%

273,623

Sh.

25.01

Sole

–

Shared

–

CLEARBRIDGE ENERGY MLP TOTAL R

COMMON

–

18469Q·20·7

556

0.02%

21,141

Sh.

26.30

Sole

–

Shared

–

CLOUGH GLOBAL DIV & INC FD GLV

COMMON

–

18913Y·10·3

402

0.01%

60,404

Sh.

6.66

Sole

–

Shared

–

CNO FINL GROUP INC

COMMON

–

12621E·10·3

370

0.01%

20,600

Sh.

17.96

Sole

–

COCA-COLA CO/THE

COMMON

–

191216·10·0

670

0.02%

11,952

Sh.

56.06

Sole

–

COCA-COLA EUROPACIFIC PARTNERS

COMMON

–

G25839·10·4

2,613

0.08%

61,300

Sh.

42.63

Sole

–

COGNIZANT TECH SOLUTIONS CL A

COMMON

–

192446·10·2

172

0.01%

3,000

Sh.

57.33

Sole

–

COHEN & STEERS LTD DUR PFD & I

COMMON

–

19248C·10·5

181

0.01%

10,000

Sh.

18.10

Sole

–

Shared

–

COHEN & STEERS TAX ADVANTAGE P

COMMON

–

19249X·10·8

19,856

0.59%

1,097,043

Sh.

18.10

Sole

–

Shared

–

COHERENT INC

COMMON

–

19247G·10·7

1,917

0.06%

55,000

Sh.

34.85

Sole

–

COLLIERS INTL GROUP INC

COMMON

–

194693·10·7

2,339

0.07%

25,515

Sh.

91.67

Sole

–

COMMERCIAL METALS CO

COMMON

–

201723·10·3

264

0.01%

7,450

Sh.

35.44

Sole

–

COMMSCOPE HLDG CO INC

COMMON

–

20337X·10·9

105

0.00%

11,400

Sh.

9.21

Sole

–

CONAGRA BRANDS INC

COMMON

–

205887·10·2

1,759

0.05%

53,915

Sh.

32.63

Sole

–

CONOCOPHILLIPS

COMMON

–

20825C·10·4

27,334

0.82%

267,090

Sh.

102.34

Sole

–

CONSTELLATION BRANDS INC

COMMON

–

21036P·10·8

18,157

0.54%

79,053

Sh.

229.68

Sole

–

CONSTELLATION ENERGY GROUP

COMMON

–

21037T·10·9

228

0.01%

2,740

Sh.

83.21

Sole

–

COOPER COS INC

COMMON

–

216648·40·2

1,122

0.03%

4,250

Sh.

264.00

Sole

–

CORNERSTONE STRATEGIC VALUE FD

COMMON

–

21924B·30·2

166,871

4.99%

19,471,553

Sh.

8.57

Sole

–

Shared

–

CORNERSTONE TOTAL RETURN FD CR

COMMON

–

21924U·30·0

54,213

1.62%

6,676,464

Sh.

8.12

Sole

–

Shared

–

COSTCO WHOLESALE CORP

COMMON

–

22160K·10·5

383

0.01%

810

Sh.

472.84

Sole

–

CRANE HOLDINGS CO

COMMON

–

224441·10·5

2,593

0.08%

29,625

Sh.

87.53

Sole

–

CREDIT SUISSE HIGH YIELD BOND

COMMON

–

22544F·10·3

4,564

0.14%

2,593,436

Sh.

1.76

Sole

–

Shared

–

CRH PLC ADR

DEPOSITARY RECEI

–

12626K·20·3

749

0.02%

23,225

Sh.

32.25

Sole

–

CROCS INC

COMMON

–

227046·10·9

317

0.01%

4,610

Sh.

68.76

Sole

–

CUBESMART

REIT

–

229663·10·9

399

0.01%

9,950

Sh.

40.10

Sole

–

CUSHING MLP & INF TOTAL RETURN

COMMON

–

231631·30·0

0.00%

1,000

Sh.

33.00

Sole

–

Shared

–

CVS HEALTH CORP

COMMON

–

126650·10·0

15,156

0.45%

158,916

Sh.

95.37

Sole

–

DARLING INGREDIENTS INC

COMMON

–

237266·10·1

5,063

0.15%

76,540

Sh.

66.15

Sole

–

DEERE & CO

COMMON

–

244199·10·5

0.00%

Sh.

338.03

Sole

–

DELAWARE ENHANCED GLOBAL DIVD

COMMON

–

246060·10·7

3,567

0.11%

521,551

Sh.

6.84

Sole

–

Shared

–

DELAWARE INVESTMENTS NATL MUNI

COMMON

–

24610T·10·8

4,959

0.15%

455,387

Sh.

10.89

Sole

–

Shared

–

DELAWARE IVY HIGH INC OPP FD I

COMMON

–

246107·10·6

15,908

0.48%

1,576,587

Sh.

10.09

Sole

–

Shared

–

DEVON ENERGY CORP

COMMON

–

25179M·10·3

2,405

0.07%

40,000

Sh.

60.13

Sole

–

DEXCOM INC

COMMON

–

252131·10·7

10,717

0.32%

133,060

Sh.

80.54

Sole

–

DIAGEO PLC ADR

DEPOSITARY RECEI

–

25243Q·20·5

5,202

0.16%

30,635

Sh.

169.81

Sole

–

DIVIDEND AND INCOME FUND DNI

COMMON

–

25538A·20·4

2,379

0.07%

229,208

Sh.

10.38

Sole

–

Shared

–

DOCUSIGN INC

COMMON

–

256163·10·6

903

0.03%

16,880

Sh.

53.50

Sole

–

DOLLAR GENERAL CORP

COMMON

–

256677·10·5

223

0.01%

930

Sh.

239.78

Sole

–

DOMINION RES INC VA NEW

COMMON

–

25746U·10·9

0.00%

349

Sh.

68.77

Sole

–

DONALDSON INC

COMMON

–

257651·10·9

3,218

0.10%

65,670

Sh.

49.00

Sole

–

DOUBLELINE INCOME SOLUTIO DSL

COMMON

–

258622·10·9

6,179

0.18%

572,113

Sh.

10.80

Sole

–

Shared

–

DOUBLELINE OPP CREDIT FD DBL

COMMON

–

258623·10·7

37,185

1.11%

2,573,351

Sh.

14.45

Sole

–

Shared

–

DOUBLELINE YIELD OPP FD DLY

COMMON

–

25862D·10·5

3,066

0.09%

227,315

Sh.

13.49

Sole

–

Shared

–

DOVER CORP

COMMON

–

260003·10·8

2,580

0.08%

22,128

Sh.

116.59

Sole

–

DTF TAX-FREE INCOME INC DTF

COMMON

–

23334J·10·7

2,011

0.06%

181,190

Sh.

11.10

Sole

–

Shared

–

DUPONT DE NEMOURS INC

COMMON

–

26614N·10·2

2,289

0.07%

45,410

Sh.

50.41

Sole

–

DWS MUNICIPAL INCOME TRUST KTF

COMMON

–

233368·10·9

28,817

0.86%

3,463,568

Sh.

8.32

Sole

–

Shared

–

DWS STRATEGIC MUNI INCOME KSM

COMMON

–

23342Q·10·1

1,839

0.05%

232,533

Sh.

7.91

Sole

–

Shared

–

DYNATRACE INC

COMMON

–

268150·10·9

3,325

0.10%

95,513

Sh.

34.81

Sole

–

EAGLE MATERIALS INC

COMMON

–

26969P·10·8

1,708

0.05%

15,935

Sh.

107.19

Sole

–

EAST WEST BANCORP INC

COMMON

–

27579R·10·4

3,525

0.11%

52,503

Sh.

67.14

Sole

–

EATON CORP PLC

COMMON

–

G29183·10·3

8,278

0.25%

62,069

Sh.

133.37

Sole

–

EATON VANCE LIMITED DURATION I

COMMON

–

27828H·10·5

49,726

1.49%

5,399,118

Sh.

9.21

Sole

–

Shared

–

EATON VANCE MUNICIPAL BOND FUN

COMMON

–

27827X·10·1

6,936

0.21%

716,509

Sh.

9.68

Sole

–

Shared

–

EATON VANCE NEW YORK MUNI ENX

COMMON

–

27827Y·10·9

3,891

0.12%

460,492

Sh.

8.45

Sole

–

Shared

–

EATON VANCE SHORT DUR DIVERSIF

COMMON

–

27828V·10·4

10,865

0.32%

1,108,681

Sh.

9.80

Sole

–

Shared

–

ECOLAB INC

COMMON

–

278865·10·0

1,244

0.04%

8,615

Sh.

144.40

Sole

–

EMCOR GROUP INC

COMMON

–

29084Q·10·0

2,513

0.08%

21,765

Sh.

115.46

Sole

–

EMERSON ELECTRIC CO

COMMON

–

291011·10·4

310

0.01%

4,240

Sh.

73.11

Sole

–

ENCOMPASS HEALTH CORP

COMMON

–

29261A·10·0

3,946

0.12%

87,250

Sh.

45.23

Sole

–

ENPRO INDS INC

COMMON

–

29355X·10·7

419

0.01%

4,925

Sh.

85.08

Sole

–

ENTEGRIS INC

COMMON

–

29362U·10·4

1,117

0.03%

13,459

Sh.

82.99

Sole

–

ENTERGY CORP NEW

COMMON

–

29364G·10·3

9,777

0.29%

97,155

Sh.

100.63

Sole

–

EPAM SYSTEMS INC

COMMON

–

29414B·10·4

1,793

0.05%

4,950

Sh.

362.22

Sole

–

EQUIFAX INC

COMMON

–

294429·10·5

3,743

0.11%

21,832

Sh.

171.45

Sole

–

ERICSSON L M TEL CO ADR

DEPOSITARY RECEI

–

294821·60·8

1,696

0.05%

295,525

Sh.

5.74

Sole

–

ESSENT GROUP LTD

COMMON

–

G3198U·10·2

124

0.00%

3,550

Sh.

34.93

Sole

–

ESSENTIAL PPTYS RLTY TR I

REIT

–

29670E·10·7

427

0.01%

21,975

Sh.

19.43

Sole

–

ESTEE LAUDER COS INC

COMMON

–

518439·10·4

6,177

0.18%

28,611

Sh.

215.90

Sole

–

EURONET WORLDWIDE INC

COMMON

–

298736·10·9

3,279

0.10%

43,275

Sh.

75.77

Sole

–

EVERCORE INC – CL A

COMMON

–

29977A·10·5

467

0.01%

5,675

Sh.

82.29

Sole

–

EVEREST RE GROUP LTD

COMMON

–

G3223R·10·8

8,289

0.25%

31,584

Sh.

262.44

Sole

–

EVERTEC INC

COMMON

–

30040P·10·3

0.00%

1,800

Sh.

31.11

Sole

–

EVOLUTION AB – ADR

COMMON

–

30051E·10·4

157

0.00%

2,000

Sh.

78.50

Sole

–

EXACT SCIENCES CORP

COMMON

–

30063P·10·5

1,758

0.05%

54,100

Sh.

32.50

Sole

–

FANUC CORP-UNSP ADR

DEPOSITARY RECEI

–

307305·10·2

524

0.02%

37,425

Sh.

14.00

Sole

–

FEDERATED PREMIER MUNI INC FD

COMMON

–

31423P·10·8

340

0.01%

32,902

Sh.

10.33

Sole

–

Shared

–

FEDEX CORP

COMMON

–

31428X·10·6

7,764

0.23%

52,291

Sh.

148.48

Sole

–

FIRST HORIZON CORP

COMMON

–

320517·10·5

160

0.00%

7,000

Sh.

22.86

Sole

–

FIRST REPUBLIC BANK

COMMON

–

33616C·10·0

4,820

0.14%

36,918

Sh.

130.56

Sole

–

FIRST TR DYNAMIC EUROPE EQ INC

COMMON

–

33740D·10·7

11,173

0.33%

1,171,146

Sh.

9.54

Sole

–

Shared

–

FIRST TR HIGH INC LONG/SHORT F

COMMON

–

33738E·10·9

8,721

0.26%

804,556

Sh.

10.84

Sole

–

Shared

–

FIRST TR MORTGAGE INCOME FD FM

COMMON

–

33734E·10·3

21,263

0.64%

1,886,366

Sh.

11.27

Sole

–

Shared

–

FIRST TRUST ENERGY INC AND GRO

COMMON

–

33738G·10·4

0.00%

3,000

Sh.

15.00

Sole

–

Shared

–

FIRST TRUST MLP AND ENERGY INC

COMMON

–

33739B·10·4

130

0.00%

18,143

Sh.

7.17

Sole

–

Shared

–

FIRST TRUST NEW OPPORTUNITIES

COMMON

–

33739M·10·0

118

0.00%

21,500

Sh.

5.49

Sole

–

Shared

–

FLEX LTD

COMMON

–

Y2573F·10·2

0.00%

4,000

Sh.

16.75

Sole

–

FOMENTO ECONOMICO MEXICANO ADR

DEPOSITARY RECEI

–

344419·10·6

0.00%

1,575

Sh.

62.86

Sole

–

FRANKLIN LIMITED DURATION INCO

COMMON

–

35472T·10·1

23,993

0.72%

3,882,359

Sh.

6.18

Sole

–

Shared

–

FREEPORT-MCMORAN INC

COMMON

–

35671D·85·7

139

0.00%

5,100

Sh.

27.25

Sole

–

FTI CONSULTING INC

COMMON

–

302941·10·9

1,324

0.04%

7,990

Sh.

165.71

Sole

–

GABELLI GLOBAL UTIL & INC TR

COMMON

–

36242L·10·5

3,518

0.11%

251,496

Sh.

13.99

Sole

–

Shared

–

GABELLI UTILITY TRUST GUT

COMMON

–

36240A·10·1

3,592

0.11%

520,533

Sh.

6.90

Sole

–

Shared

–

GARMIN LTD

COMMON

–

H2906T·10·9

153

0.00%

1,909

Sh.

80.15

Sole

–

GDS HLDGS LTD ADR

DEPOSITARY RECEI

–

36165L·10·8

0.00%

1,575

Sh.

17.78

Sole

–

GENERAL DYNAMICS CORP

COMMON

–

369550·10·8

8,971

0.27%

42,282

Sh.

212.17

Sole

–

GENPACT LTD

COMMON

–

G3922B·10·7

7,217

0.22%

164,875

Sh.

43.77

Sole

–

GENUINE PARTS CO

COMMON

–

372460·10·5

249

0.01%

1,670

Sh.

149.10

Sole

–

GLOBAL PAYMENTS INC

COMMON

–

37940X·10·2

883

0.03%

8,170

Sh.

108.08

Sole

–

GLOBANT SA

COMMON

–

L44385·10·9

5,131

0.15%

27,425

Sh.

187.09

Sole

–

GODADDY INC

COMMON

–

380237·10·7

3,158

0.09%

44,550

Sh.

70.89

Sole

–

GOLAR LNG LTD

COMMON

–

G9456A·10·0

2,022

0.06%

81,150

Sh.

24.92

Sole

–

GOLDMAN SACHS GROUP INC/THE

COMMON

–

38141G·10·4

10,857

0.32%

37,048

Sh.

293.05

Sole

–

GOLDMAN SACHS MLP ENERGY GER

COMMON

–

38148G·20·6

166

0.00%

13,798

Sh.

12.03

Sole

–

Shared

–

GUGGENHEIM TAXABLE MUNI MANAGE

COMMON

–

401664·10·7

535

0.02%

34,724

Sh.

15.41

Sole

–

Shared

–

H & E EQUIPMENT SERVICES

COMMON

–

404030·10·8

2,337

0.07%

82,450

Sh.

28.34

Sole

–

HALOZYME THERAPEUTICS INC

COMMON

–

40637H·10·9

2,126

0.06%

53,775

Sh.

39.54

Sole

–

HANNON ARMSTRONG SUST INF

REIT

–

41068X·10·0

1,563

0.05%

52,225

Sh.

29.93

Sole

–

HANOVER INSURANCE GROUP INC/TH

COMMON

–

410867·10·5

365

0.01%

2,850

Sh.

128.07

Sole

–

HCA HEALTHCARE INC

COMMON

–

40412C·10·1

13,081

0.39%

71,173

Sh.

183.79

Sole

–

HDFC BANK LTD ADR

DEPOSITARY RECEI

–

40415F·10·1

537

0.02%

9,200

Sh.

58.37

Sole

–

HELEN OF TROY LTD

COMMON

–

G4388N·10·6

726

0.02%

7,530

Sh.

96.41

Sole

–

HERCULES CAPITAL INC

COMMON

–

427096·50·8

376

0.01%

32,500

Sh.

11.57

Sole

–

HOME DEPOT INC

COMMON

–

437076·10·2

17,886

0.53%

64,818

Sh.

275.94

Sole

–

HONEYWELL INTERNATIONAL INC

COMMON

–

438516·10·6

7,525

0.22%

45,070

Sh.

166.96

Sole

–

HUBBELL INC

COMMON

–

443510·60·7

4,655

0.14%

20,875

Sh.

222.99

Sole

–

HUBSPOT INC

COMMON

–

443573·10·0

3,210

0.10%

11,885

Sh.

270.09

Sole

–

HUNTINGTON BANCSHARES INC/OH

COMMON

–

446150·10·4

2,011

0.06%

152,572

Sh.

13.18

Sole

–

HUNTSMAN CORP

COMMON

–

447011·10·7

275

0.01%

11,225

Sh.

24.50

Sole

–

IBERDROLA SA ADR

DEPOSITARY RECEI

–

450737·10·1

2,502

0.07%

67,244

Sh.

37.21

Sole

–

INMODE LTD

COMMON

–

M5425M·10·3

3,757

0.11%

129,050

Sh.

29.11

Sole

–

INSIGHT SELECT INCOME FD INSI

COMMON

–

45781W·10·9

27,371

0.82%

1,780,795

Sh.

15.37

Sole

–

Shared

–

INSULET CORP

COMMON

–

45784P·10·1

3,658

0.11%

15,945

Sh.

229.41

Sole

–

INTEL CORP

COMMON

–

458140·10·0

464

0.01%

18,000

Sh.

25.78

Sole

–

INTERCONTINENTAL EXCHANGE INC

COMMON

–

45866F·10·4

2,476

0.07%

27,400

Sh.

90.36

Sole

–

INTL FLAVORS & FRAGRANCES INC

COMMON

–

459506·10·1

177

0.01%

1,945

Sh.

91.00

Sole

–

INTUIT INC

COMMON

–

461202·10·3

13,811

0.41%

35,659

Sh.

387.31

Sole

–

INVESCO ADVANTAGE MUNI INC TRU

COMMON

–

46132E·10·3

9,001

0.27%

1,108,489

Sh.

8.12

Sole

–

Shared

–

INVESCO BOND FUND VBF

COMMON

–

46132L·10·7

14,945

0.45%

1,037,122

Sh.

14.41

Sole

–

Shared

–

INVESCO DYNAMIC CREDIT OPP FD

COMMON

–

46091B·20·7

27,624

0.83%

2,431,699

Sh.

11.36

Sole

–

Shared

–

INVESCO HIGH INC 2023 TARGET T

COMMON

–

46135X·10·8

3,290

0.10%

407,229

Sh.

8.08

Sole

–

Shared

–

INVESCO HIGH INC 2024 TARGET T

COMMON

–

46136K·10·5

4,337

0.13%

561,030

Sh.

7.73

Sole

–

Shared

–

INVESCO HIGH INCOME TR II VLT

COMMON

–

46131F·10·1

3,662

0.11%

374,864

Sh.

9.77

Sole

–

Shared

–

INVESCO MUNICIPAL OPPORTUNITY

COMMON

–

46132C·10·7

9,545

0.29%

1,047,726

Sh.

9.11

Sole

–

Shared

–

INVESCO MUNICIPAL TRUST VKQ

COMMON

–

46131J·10·3

14,250

0.43%

1,559,128

Sh.

9.14

Sole

–

Shared

–

INVESCO PA VALUE MUNI INC TR V

COMMON

–

46132K·10·9

10,602

0.32%

1,098,389

Sh.

9.65

Sole

–

Shared

–

INVESCO QUALITY MUNICIPAL INCO

COMMON

–

46133G·10·7

8,344

0.25%

913,922

Sh.

9.13

Sole

–

Shared

–

INVESCO TR FOR INV GRADE NY MU

COMMON

–

46131T·10·1

540

0.02%

56,473

Sh.

9.56

Sole

–

Shared

–

INVESCO TRUST FOR INV GRADE MU

COMMON

–

46131M·10·6

15,878

0.47%

1,696,329

Sh.

9.36

Sole

–

Shared

–

INVESCO VALUE MUNICIPAL INCOME

COMMON

–

46132P·10·8

4,555

0.14%

395,784

Sh.

11.51

Sole

–

Shared

–

ISHARES MSCI INDIA ETF

EXCHANGE TRADED

–

46429B·59·8

953

0.03%

23,375

Sh.

40.77

Sole

–

JACOBS SOLUTIONS INC

COMMON

–

46982L·10·8

6,739

0.20%

62,115

Sh.

108.49

Sole

–

JAZZ PHARMACEUTICALS PLC

COMMON

–

G50871·10·5

760

0.02%

5,700

Sh.

133.33

Sole

–

JD.COM INC ADR

DEPOSITARY RECEI

–

47215P·10·6

392

0.01%

7,800

Sh.

50.26

Sole

–

JOHN HANCOCK INCOME SECURITIES

COMMON

–

410123·10·3

16,973

0.51%

1,596,704

Sh.

10.63

Sole

–

Shared

–

JOHNSON & JOHNSON

COMMON

–

478160·10·4

32,049

0.96%

196,185

Sh.

163.36

Sole

–

JPMORGAN CHASE & CO

COMMON

–

46625H·10·0

8,919

0.27%

85,348

Sh.

104.50

Sole

–

KAYNE ANDERSON MIDSTREAM/ENERG

COMMON

–

48661E·10·8

478

0.01%

67,679

Sh.

7.06

Sole

–

Shared

–

KAYNE ANDERSON MLP INVESTMENT

COMMON

–

486606·10·6

534

0.02%

65,975

Sh.

8.09

Sole

–

Shared

–

KBR INC

COMMON

–

48242W·10·6

3,261

0.10%

75,450

Sh.

43.22

Sole

–

KEYSIGHT TECHNOLOGIES INC

COMMON

–

49338L·10·3

1,899

0.06%

12,067

Sh.

157.37

Sole

–

KKR INCOME OPPORTUNITIES FD KI

COMMON

–

48249T·10·6

8,893

0.27%

777,338

Sh.

11.44

Sole

–

Shared

–

KLA CORP

COMMON

–

482480·10·0

206

0.01%

680

Sh.

302.94

Sole

–

KNIGHT-SWIFT TRANSPORT INC

COMMON

–

499049·10·4

3,913

0.12%

79,975

Sh.

48.93

Sole

–

KONINKLIJKE PHILIPS NV ADR

DEPOSITARY RECEI

–

500472·30·3

269

0.01%

17,500

Sh.

15.37

Sole

–

LINCOLN ELECTRIC HOLDINGS INC

COMMON

–

533900·10·6

1,452

0.04%

11,550

Sh.

125.71

Sole

–

LINCOLN NATIONAL CORP

COMMON

–

534187·10·9

312

0.01%

7,100

Sh.

43.94

Sole

–

LINDE PLC

COMMON

–

G5494J·10·3

6,665

0.20%

24,723

Sh.

269.59

Sole

–

LOCKHEED MARTIN CORP

COMMON

–

539830·10·9

3,514

0.11%

9,096

Sh.

386.32

Sole

–

LOGITECH INTERNATIONAL SA

COMMON

–

H50430·23·2

2,796

0.08%

60,775

Sh.

46.01

Sole

–

LULULEMON ATHLETICA INC

COMMON

–

550021·10·9

4,642

0.14%

16,605

Sh.

279.55

Sole

–

M D C HLDGS INC

COMMON

–

552676·10·8

397

0.01%

14,463

Sh.

27.45

Sole

–

M&T BANK CORP

COMMON

–

55261F·10·4

635

0.02%

3,601

Sh.

176.34

Sole

–

MACQUARIE GLBL INFRASTRUCTURE

COMMON

–

55608D·10·1

7,946

0.24%

417,093

Sh.

19.05

Sole

–

Shared

–

MARTEN TRANSPORT LTD

COMMON

–

573075·10·8

1,683

0.05%

87,825

Sh.

19.16

Sole

–

MARVELL TECHNOLOGY INC

COMMON

–

573874·10·4

8,637

0.26%

201,286

Sh.

42.91

Sole

–

MATIV HOLDINGS INC

COMMON

–

808541·10·6

145

0.00%

6,585

Sh.

22.02

Sole

–

MCDONALD’S CORP

COMMON

–

580135·10·1

14,685

0.44%

63,642

Sh.

230.74

Sole

–

MEDTRONIC PLC

COMMON

–

G5960L·10·3

19,004

0.57%

235,345

Sh.

80.75

Sole

–

MERCK & CO INC

COMMON

–

58933Y·10·5

0.00%

1,139

Sh.

86.04

Sole

–

MEREO BIOPHARMA GROUP PLC

DEPOSITARY RECEI

–

589492·10·7

0.00%

970

Sh.

≈1.03

Sole

–

META PLATFORMS INC CLASS A

COMMON

–

30303M·10·2

2,023

0.06%

14,913

Sh.

135.65

Sole

–

METLIFE INC

COMMON

–

59156R·10·8

3,591

0.11%

59,075

Sh.

60.79

Sole

–

MFS CHARTER INCOME TRUST MCR

COMMON

–

552727·10·9

6,796

0.20%

1,142,144

Sh.

5.95

Sole

–

Shared

–

MFS GOVERNMENT MARKETS INCOME

COMMON

–

552939·10·0

11,575

0.35%

3,561,630

Sh.

3.25

Sole

–

Shared

–

MFS HIGH INCOME MUNICIPAL TRUS

COMMON

–

59318D·10·4

341

0.01%

101,162

Sh.

3.37

Sole

–

Shared

–

MFS INTERMEDIATE HIGH INCOME F

COMMON

–

59318T·10·9

214

0.01%

125,000

Sh.

1.71

Sole

–

Shared

–

MFS INTERMEDIATE INCOME TRUST

COMMON

–

55273C·10·7

52,485

1.57%

18,677,863

Sh.

2.81

Sole

–

Shared

–

MFS MULTIMARKET INCOME TRUST M

COMMON

–

552737·10·8

216

0.01%

51,098

Sh.

4.23

Sole

–

Shared

–

MICROSOFT CORP

COMMON

–

594918·10·4

82,733

2.47%

355,231

Sh.

232.90

Sole

–

MILLER HOWARD HIGH INC EQ HIE

COMMON

–

600379·10·1

8,680

0.26%

957,013

Sh.

9.07

Sole

–

Shared

–

MKS INSTRUMENTS INC

COMMON

–

55306N·10·4

3,175

0.09%

38,425

Sh.

82.63

Sole

–

MONDELEZ INTERNATIONAL INC

COMMON

–

609207·10·5

10,683

0.32%

194,832

Sh.

54.83

Sole

–

MONOLITHIC POWER SYSTEMS INC

COMMON

–

609839·10·5

6,150

0.18%

16,923

Sh.

363.41

Sole

–

MORGAN STANLEY

COMMON

–

617446·44·8

11,503

0.34%

145,590

Sh.

79.01

Sole

–

MOSAIC CO/THE

COMMON

–

61945C·10·3

801

0.02%

16,581

Sh.

48.31

Sole

–

MOTOROLA SOLUTIONS INC

COMMON

–

620076·30·7

370

0.01%

1,650

Sh.

224.24

Sole

–

MP MATERIALS CORP

COMMON

–

553368·10·1

1,284

0.04%

47,050

Sh.

27.29

Sole

–

MYR GROUP INC DEL

COMMON

–

55405W·10·4

1,144

0.03%

13,500

Sh.

84.74

Sole

–

NANOSTRING TECHNOLOGIES I

COMMON

–

63009R·10·9

287

0.01%

22,475

Sh.

12.77

Sole

–

NATIONAL INSTRUMENTS CORP

COMMON

–

636518·10·2

166

0.00%

4,400

Sh.

37.73

Sole

–

NATIONAL PRESTO INDUSTRIES INC

COMMON

–

637215·10·4

0.00%

1,250

Sh.

64.80

Sole

–

NCINO INC

COMMON

–

63947X·10·1

2,955

0.09%

86,625

Sh.

34.11

Sole

–

NESTLE SA ADR

DEPOSITARY RECEI

–

641069·40·6

3,893

0.12%

36,175

Sh.

107.62

Sole

–

NEW AMERICA HIGH INC FD HYB

COMMON

–

641876·80·0

3,375

0.10%

518,412

Sh.

6.51

Sole

–

Shared

–

NEWMONT MINING CORP

COMMON

–

651639·10·6

125

0.00%

2,975

Sh.

42.02

Sole

–

NEXSTAR MEDIA GROUP INC

COMMON

–

65336K·10·3

6,893

0.21%

41,315

Sh.

166.84

Sole

–

NEXTERA ENERGY INC

COMMON

–

65339F·10·1

17,186

0.51%

219,176

Sh.

78.41

Sole

–

NEXTERA ENERGY PARTNERS LTD

COMMON

–

65341B·10·6

168

0.01%

2,325

Sh.

72.26

Sole

–

NICE LTD ADR

DEPOSITARY RECEI

–

653656·10·8

198

0.01%

1,050

Sh.

188.57

Sole

–

NIKE INC CL B

COMMON

–

654106·10·3

2,539

0.08%

30,542

Sh.

83.13

Sole

–

NORTHERN OIL AND GAS INC

COMMON

–

665531·30·7

861

0.03%

31,400

Sh.

27.42

Sole

–

NORTHROP GRUMMAN CORP

COMMON

–

666807·10·2

12,951

0.39%

27,537

Sh.

470.31

Sole

–

NOVARTIS AG ADR

DEPOSITARY RECEI

–

66987V·10·9

821

0.02%

10,800

Sh.

76.02

Sole

–

NUTRIEN LTD

COMMON

–

67077M·10·8

6,003

0.18%

72,000

Sh.

83.38

Sole

–

NUVEEN AMT-FREE MUNI CREDIT IN

COMMON

–

67071L·10·6

2,669

0.08%

228,740

Sh.

11.67

Sole

–

Shared

–

NUVEEN AMT-FREE QUALITY MUNI I

COMMON

–

670657·10·5

41,953

1.25%

3,957,810

Sh.

10.60

Sole

–

Shared

–

NUVEEN BUILD AMERICA BOND FD N

COMMON

–

67074C·10·3

514

0.02%

32,744

Sh.

15.70

Sole

–

Shared

–

NUVEEN CA DIVIDEND ADV MUNI NA

COMMON

–

67066Y·10·5

225

0.01%

20,500

Sh.

10.98

Sole

–

Shared

–

NUVEEN CORE PLUS IMPACT FUND N

COMMON

–

67080D·10·3

7,534

0.23%

735,706

Sh.

10.24

Sole

–

Shared

–

NUVEEN CORPORATE INCOME 2023 J

COMMON

–

67079F·10·1

468

0.01%

51,990

Sh.

9.00

Sole

–

Shared

–

NUVEEN CREDIT STRATEGIES INC F

COMMON

–

67073D·10·2

15,482

0.46%

3,029,713

Sh.

5.11

Sole

–

Shared

–

NUVEEN FLOATING RATE INC FD JF

COMMON

–

67072T·10·8

369

0.01%

45,549

Sh.

8.10

Sole

–

Shared

–

NUVEEN FLOATING RATE INC OPP F

COMMON

–

6706EN·10·0

2,332

0.07%

289,357

Sh.

8.06

Sole

–

Shared

–

NUVEEN GLOBAL HIGH INCOME FD J

COMMON

–

67075G·10·3

12,960

0.39%

1,229,569

Sh.

10.54

Sole

–

Shared

–

NUVEEN MN QUALITY MUNI INC FD

COMMON

–

670734·10·2

1,633

0.05%

135,710

Sh.

12.03

Sole

–

Shared

–

NUVEEN MORTGAGE & INCOME FD JL

COMMON

–

670735·10·9

25,921

0.78%

1,612,019

Sh.

16.08

Sole

–

Shared

–

NUVEEN MULTI-MARKET INC FD JMM

COMMON

–

67075J·10·7

24,577

0.73%

4,172,717

Sh.

5.89

Sole

–

Shared

–

NUVEEN MUNICIPAL CREDIT INC FD

COMMON

–

67070X·10·1

7,480

0.22%

657,833

Sh.

11.37

Sole

–

Shared

–

NUVEEN NJ QUALITY MUNI INC FD

COMMON

–

67069Y·10·2

11,549

0.35%

1,048,992

Sh.

11.01

Sole

–

Shared

–

NUVEEN NY AMT-FREE MUNICIPAL I

COMMON

–

670656·10·7

718

0.02%

73,163

Sh.

9.81

Sole

–

Shared

–

NUVEEN PA QUALITY MUNI INC FD

COMMON

–

670972·10·8

8,605

0.26%

784,396

Sh.

10.97

Sole

–

Shared

–

NUVEEN PFD & INCOME TERM FD JP

COMMON

–

67075A·10·6

299

0.01%

16,240

Sh.

18.41

Sole

–

Shared

–

NUVEEN PFD INCOME 2022 TERM FD

COMMON

–

67075T·10·5

0.00%

4,044

Sh.

18.30

Sole

–

Shared

–

NUVEEN PREFERRED & INCOME SEC

COMMON

–

67072C·10·5

35,247

1.05%

5,364,818

Sh.

6.57

Sole

–

Shared

–

NUVEEN PREFERRED INCOME OPPORT

COMMON

–

67073B·10·6

13,379

0.40%

1,925,072

Sh.

6.95

Sole

–

Shared

–

NUVEEN QUALITY MUNICIPAL INC F

COMMON

–

67066V·10·1

27,939

0.84%

2,539,889

Sh.

11.00

Sole

–

Shared

–

NUVEEN SENIOR INC FD NSL

COMMON

–

67067Y·10·4

205

0.01%

43,934

Sh.

4.67

Sole

–

Shared

–

NUVEEN SHORT DUR CREDIT OPP FD

COMMON

–

67074X·10·7

3,364

0.10%

284,403

Sh.

11.83

Sole

–

Shared

–

NUVEEN VAR RT PREF & INC NPFD

COMMON

–

67080R·10·2

1,184

0.04%

67,795

Sh.

17.46

Sole

–

Shared

–

NVIDIA CORP

COMMON

–

67066G·10·4

10,549

0.32%

86,901

Sh.

121.39

Sole

–

OLD NATIONAL BANCORP/IN

COMMON

–

680033·10·7

1,065

0.03%

64,650

Sh.

16.47

Sole

–

OLD REPUBLIC INTL CORP

COMMON

–

680223·10·4

164

0.00%

7,840

Sh.

20.92

Sole

–

OLIN CORP

COMMON

–

680665·20·5

3,067

0.09%

71,525

Sh.

42.88

Sole

–

ORACLE CORP

COMMON

–

68389X·10·5

12,755

0.38%

208,851

Sh.

61.07

Sole

–

OREILLY AUTOMOTIVE INC

COMMON

–

67103H·10·7

148

0.00%

210

Sh.

704.76

Sole

–

OTIS WORLDWIDE CORP

COMMON

–

68902V·10·7

560

0.02%

8,780

Sh.

63.78

Sole

–

OUTSET MED INC

COMMON

–

690145·10·7

0.00%

2,668

Sh.

16.12

Sole

–

PARKER-HANNIFIN CORP

COMMON

–

701094·10·4

5,925

0.18%

24,451

Sh.

242.32

Sole

–

PATTERSON COS INC

COMMON

–

703395·10·3

249

0.01%

10,350

Sh.

24.06

Sole

–

PAYCOM SOFTWARE INC

COMMON

–

70432V·10·2

7,417

0.22%

22,476

Sh.

330.00

Sole

–

PAYPAL HOLDINGS INC

COMMON

–

70450Y·10·3

3,823

0.11%

44,420

Sh.

86.06

Sole

–

PEPSICO INC

COMMON

–

713448·10·8

21,979

0.66%

134,624

Sh.

163.26

Sole

–

PERKINELMER INC

COMMON

–

714046·10·9

1,940

0.06%

16,125

Sh.

120.31

Sole

–

PFIZER INC

COMMON

–

717081·10·3

2,061

0.06%

47,093

Sh.

43.76

Sole

–

PGIM GLOBAL SHORT DURATION HIG

COMMON

–

69346J·10·6

23,287

0.70%

2,201,067

Sh.

10.58

Sole

–

Shared

–

PGIM SHORT DUR HI YLD SDHY

COMMON

–

69355J·10·4

17,300

0.52%

1,203,930

Sh.

14.37

Sole

–

Shared

–

PGIM SHORT DURATION HI YLD FD

COMMON

–

69346H·10·0

10,743

0.32%

930,902

Sh.

11.54

Sole

–

Shared

–

PHYSICIANS REALTY TRUST

REIT

–

71943U·10·4

1,492

0.04%

99,211

Sh.

15.04

Sole

–

PIMCO ENRGY & TACT CRDT NRGX

COMMON

–

69346N·10·7

159

0.00%

11,730

Sh.

13.55

Sole

–

Shared

–

PIMCO STRATEGIC INCOME FUND RC

COMMON

–

72200X·10·4

11,787

0.35%

2,486,754

Sh.

4.74

Sole

–

Shared

–

PIONEER DIVERSIFIED HIGH INC F

COMMON

–

723653·10·1

3,613

0.11%

350,418

Sh.

10.31

Sole

–

Shared

–

PIONEER FLOATING RATE TR PHD

COMMON

–

72369J·10·2

0.00%

11,420

Sh.

8.58

Sole

–

Shared

–

PIONEER HIGH INCOME FUND PHT

COMMON

–

72369H·10·6

4,666

0.14%

722,307

Sh.

6.46

Sole

–

Shared

–

PIONEER MUNI HIGH INC OPP MIO

COMMON

–

723760·10·4

12,082

0.36%

1,191,519

Sh.

10.14

Sole

–

Shared

–

PIPER SANDLER COMPANIES

COMMON

–

724078·10·0

359

0.01%

3,425

Sh.

104.82

Sole

–

POTLATCHDELTIC CORP

REIT

–

737630·10·3

263

0.01%

6,410

Sh.

41.03

Sole

–

POWER INTEGRATIONS INC

COMMON

–

739276·10·3

518

0.02%

8,050

Sh.

64.35

Sole

–

PRINCIPAL FINANCIAL GROUP INC

COMMON

–

74251V·10·2

0.00%

575

Sh.

71.30

Sole

–

PROCTER & GAMBLE CO

COMMON

–

742718·10·9

10,596

0.32%

83,930

Sh.

126.25

Sole

–

PROVIDENT FINANCIAL SERVICES I

COMMON

–

74386T·10·5

653

0.02%

33,500

Sh.

19.49

Sole

–

PTC INC

COMMON

–

69370C·10·0

6,296

0.19%

60,190

Sh.

104.60

Sole

–

PUBLIC STORAGE

REIT

–

74460D·10·9

208

0.01%

710

Sh.

292.96

Sole

–

PUBLIC SVC ENTERPRISE GRP

COMMON

–

744573·10·6

193

0.01%

3,425

Sh.

56.35

Sole

–

PUTNAM MASTER INTERMEDIATE INC

COMMON

–

746909·10·0

55,344

1.65%

17,028,881

Sh.

3.25

Sole

–

Shared

–

PUTNAM PREMIER INCOME TRUST PP

COMMON

–

746853·10·0

58,348

1.74%

16,298,259

Sh.

3.58

Sole

–

Shared

–

QUALCOMM INC

COMMON

–

747525·10·3

4,101

0.12%

36,296

Sh.

112.99

Sole

–

QUANTA SERVICES INC

COMMON

–

74762E·10·2

192

0.01%

1,510

Sh.

127.15

Sole

–

QUEST DIAGNOSTICS INC

COMMON

–

74834L·10·0

7,181

0.21%

58,529

Sh.

122.69

Sole

–

RAYTHEON TECHNOLOGIES COR

COMMON

–

75513E·10·1

0.00%

575

Sh.

81.74

Sole

–

REALTY INCOME CORP

REIT

–

756109·10·4

11,481

0.34%

197,276

Sh.

58.20

Sole

–

REGAL REXNORD CORPORATION

COMMON

–

758750·10·3

1,391

0.04%

9,913

Sh.

140.32

Sole

–

REGIONS FINANCIAL CORP

COMMON

–

7591EP·10·0

5,229

0.16%

260,540

Sh.

20.07

Sole

–

REINSURANCE GROUP OF AMERICA I

COMMON

–

759351·60·4

6,709

0.20%

53,325

Sh.

125.81

Sole

–

RELX PLC – ADR

DEPOSITARY RECEI

–

759530·10·8

2,282

0.07%

93,855

Sh.

24.31

Sole

–

RIO TINTO PLC ADR

DEPOSITARY RECEI

–

767204·10·0

1,795

0.05%

32,600

Sh.

55.06

Sole

–

RIVERNORTH DOUBLELINE STR OPP

COMMON

–

76882G·10·7

27,570

0.82%

2,996,702

Sh.

9.20

Sole

–

Shared

–

ROCHE HOLDING AG ADR

DEPOSITARY RECEI

–

771195·10·4

1,198

0.04%

29,500

Sh.

40.61

Sole

–

ROCKWELL AUTOMATION INC

COMMON

–

773903·10·9

1,266

0.04%

5,885

Sh.

215.12

Sole

–

ROSS STORES INC

COMMON

–

778296·10·3

209

0.01%

2,485

Sh.

84.10

Sole

–

S&P GLOBAL INC

COMMON

–

78409V·10·4

0.00%

Sh.

296.30

Sole

–

SAFRAN SA ADR

DEPOSITARY RECEI

–

786584·10·2

766

0.02%

33,780

Sh.

22.68

Sole

–

SALEIAN MLP & ENERGY INFRA FD

COMMON

–

79471L·40·4

2,688

0.08%

396,410

Sh.

6.78

Sole

–

Shared

–

SALESFORCE INC

COMMON

–

79466L·30·2

8,550

0.26%

59,439

Sh.

143.84

Sole

–

SAREPTA THERAPEUTICS INC

COMMON

–

803607·10·0

4,443

0.13%

40,190

Sh.

110.55

Sole

–

SCIENCE APPLICATIONS INTL CORP

COMMON

–

808625·10·7

2,513

0.08%

28,420

Sh.

88.42

Sole

–

SCOTTS MIRACLE-GRO CO

COMMON

–

810186·10·6

1,337

0.04%

31,265

Sh.

42.76

Sole

–

SEA LTD-ADR

DEPOSITARY RECEI

–

81141R·10·0

0.00%

1,225

Sh.

56.33

Sole

–

SENSIENT TECHNOLOGIES CORP

COMMON

–

81725T·10·0

402

0.01%

5,800

Sh.

69.31

Sole

–

SERES THERAPEUTICS INC

COMMON

–

81750R·10·2

1,278

0.04%

199,000

Sh.

6.42

Sole

–

SERVICENOW INC

COMMON

–

81762P·10·2

2,926

0.09%

7,750

Sh.

377.55

Sole

–

SHELL PLC ADR

COMMON

–

780259·30·5

6,395

0.19%

128,525

Sh.

49.76

Sole

–

SHERWIN-WILLIAMS CO/THE

COMMON

–

824348·10·6

5,235

0.16%

25,570

Sh.

204.73

Sole

–

SIEMENS AG ADR

DEPOSITARY RECEI

–

826197·50·1

11,564

0.35%

236,239

Sh.

48.95

Sole

–

SILGAN HOLDINGS INC

COMMON

–

827048·10·9

744

0.02%

17,700

Sh.

42.03

Sole

–

SILK ROAD MEDICAL INC

COMMON

–

82710M·10·0

1,276

0.04%

28,351

Sh.

45.01

Sole

–

SKYWORKS SOLUTIONS INC

COMMON

–

83088M·10·2

8,275

0.25%

97,049

Sh.

85.27

Sole

–

SONY GROUP CORPORATION ADR

DEPOSITARY RECEI

–

835699·30·7

1,827

0.05%

28,525

Sh.

64.05

Sole

–

SOUTHERN COPPER CORP

COMMON

–

84265V·10·5

175

0.01%

3,900

Sh.

44.87

Sole

–

SPIRE INC

COMMON

–

84857L·10·1

720

0.02%

11,550

Sh.

62.34

Sole

–

SPLUNK INC

COMMON

–

848637·10·4

2,947

0.09%

39,195

Sh.

75.19

Sole

–

STAAR SURGICAL CO

COMMON

–

852312·30·5

2,089

0.06%

29,615

Sh.

70.54

Sole

–

STARBUCKS CORP

COMMON

–

855244·10·9

7,179

0.21%

85,195

Sh.

84.27

Sole

–

STELLANTIS NV

COMMON

–

N82405·10·6

818

0.02%

69,075

Sh.

11.84

Sole

–

STEPAN CO

COMMON

–

858586·10·0

103

0.00%

1,100

Sh.

93.64

Sole

–

STERIS PLC

COMMON

–

G8473T·10·0

1,917

0.06%

11,530

Sh.

166.26

Sole

–

STIFEL FINANCIAL CORP

COMMON

–

860630·10·2

1,707

0.05%

32,875

Sh.

51.92

Sole

–

STORE CAPITAL CORP

REIT

–

862121·10·0

376

0.01%

12,000

Sh.

31.33

Sole

–

STRATASYS LTD

COMMON

–

M85548·10·1

1,221

0.04%

84,700

Sh.

14.42

Sole

–

STRATEGIC EDUCATION INC

COMMON

–

86272C·10·3

101

0.00%

1,650

Sh.

61.21

Sole

–

SURMODICS INC

COMMON

–

868873·10·0

505

0.02%

16,624

Sh.

30.38

Sole

–

SVB FINANCIAL GROUP

COMMON

–

78486Q·10·1

1,654

0.05%

4,925

Sh.

335.84

Sole

–

SYNOVUS FINANCIAL CORP

COMMON

–

87161C·50·1

198

0.01%

5,281

Sh.

37.49

Sole

–

SYSCO CORP

COMMON

–

871829·10·7

0.00%

1,033

Sh.

70.67

Sole

–

T ROWE PRICE GROUP INC

COMMON

–

74144T·10·8

741

0.02%

7,055

Sh.

105.03

Sole

–

TAIWAN SEMICONDUCTOR ADR

DEPOSITARY RECEI

–

874039·10·0

968

0.03%

14,125

Sh.

68.53

Sole

–

TAKE-TWO INTERACTIVE SOFTWARE

COMMON

–

874054·10·9

1,059

0.03%

9,712

Sh.

109.04

Sole

–

TARGA RESOURCES CORP

COMMON

–

87612G·10·1

1,199

0.04%

19,875

Sh.

60.33

Sole

–

TARGET CORP

COMMON

–

87612E·10·6

5,338

0.16%

35,971

Sh.

148.40

Sole

–

TC ENERGY CORP

COMMON

–

87807B·10·7

513

0.02%

12,740

Sh.

40.27

Sole

–

TCW STRATEGIC INCOME FD TSI

COMMON

–

872340·10·4

19,782

0.59%

4,191,203

Sh.

4.72

Sole

–

Shared

–

TE CONNECTIVITY LTD

COMMON

–

H84989·10·4

10,152

0.30%

91,994

Sh.

110.36

Sole

–

TEMPLETON GLOBAL INCOME FUND G

COMMON

–

880198·10·6

12,077

0.36%

2,967,386

Sh.

4.07

Sole

–

Shared

–

TENET HEALTHCARE CORP

COMMON

–

88033G·40·7

5,529

0.17%

107,200

Sh.

51.58

Sole

–

TESLA MTRS INC

COMMON

–

88160R·10·1

1,231

0.04%

4,640

Sh.

265.30

Sole

–

TETRALOGIC PHARMACEUTICALS COR

COMMON

–

88165U·10·9

–

3,913

Sh.

Sole

–

TEXAS PACIFIC LAND CORPOR

COMMON

–

88262P·10·2

1,066

0.03%

600

Sh.

1,776.67

Sole

–

TFI INTL INC

COMMON

–

87241L·10·9

2,932

0.09%

32,400

Sh.

90.49

Sole

–

THERMO FISHER SCIENTIFIC INC

COMMON

–

883556·10·2

24,037

0.72%

47,393

Sh.

507.18

Sole

–

THOMSON REUTERS CORP

COMMON

–

884903·70·9

649

0.02%

6,325

Sh.

102.61

Sole

–

THOR INDUSTRIES INC

COMMON

–

885160·10·1

1,506

0.05%

21,525

Sh.

69.97

Sole

–

TJX COS INC/THE

COMMON

–

872540·10·9

16,342

0.49%

263,070

Sh.

62.12

Sole

–

TORTOISE ENERGY INDEPENDENCE N

COMMON

–

89148K·20·0

705

0.02%

24,905

Sh.

28.31

Sole

–

Shared

–

TORTOISE ENERGY INFRASTRUCTURE

COMMON

–

89147L·88·6

8,367

0.25%

279,352

Sh.

29.95

Sole

–

Shared

–

TORTOISE MLP FUND INC NTG

COMMON

–

89148B·20·0

529

0.02%

16,363

Sh.

32.33

Sole

–

Shared

–

TORTOISE PIPELINE & ENERGY TTP

COMMON

–

89148H·20·7

2,018

0.06%

80,664

Sh.

25.02

Sole

–

Shared

–

TORTOISE PWR & ENERGY INF TPZ

COMMON

–

89147X·10·4

3,810

0.11%

305,077

Sh.

12.49

Sole

–

Shared

–

TRANE TECHNOLOGIES PLC

COMMON

–

G8994E·10·3

1,333

0.04%

9,205

Sh.

144.81

Sole

–

TRAVELERS COS INC/THE

COMMON

–

89417E·10·9

0.00%

226

Sh.

154.87

Sole

–

TREX CO INC

COMMON

–

89531P·10·5

2,777

0.08%

63,200

Sh.

43.94

Sole

–

TRIP COM GROUP LTD ADR

DEPOSITARY RECEI

–

89677Q·10·7

229

0.01%

8,400

Sh.

27.26

Sole

–

TRUIST FINANCIAL CORP

COMMON

–

89832Q·10·9

3,373

0.10%

77,470

Sh.

43.54

Sole

–

TWIST BIOSCIENCE CORP

COMMON

–

90184D·10·0

830

0.02%

23,550

Sh.

35.24

Sole

–

TYSON FOODS INC – CL A

COMMON

–

902494·10·3

223

0.01%

3,385

Sh.

65.88

Sole

–

UBER TECHNOLOGIES INC

COMMON

–

90353T·10·0

663

0.02%

25,025

Sh.

26.49

Sole

–

ULTA BEAUTY INC

COMMON

–

90384S·30·3

7,685

0.23%

19,155

Sh.

401.20

Sole

–

UNION PACIFIC CORP

COMMON

–

907818·10·8

18,780

0.56%

96,397

Sh.

194.82

Sole

–

UNITEDHEALTH GROUP INC

COMMON

–

91324P·10·2

34,427

1.03%

68,167

Sh.

505.04

Sole

–

URBAN OUTFITTERS INC

COMMON

–

917047·10·2

0.00%

4,275

Sh.

19.65

Sole

–

US BANCORP

COMMON

–

902973·30·4

1,553

0.05%

38,510

Sh.

40.33

Sole

–

VAIL RESORTS INC

COMMON

–

91879Q·10·9

3,469

0.10%

16,085

Sh.

215.67

Sole

–

VERTICAL CAP INCOME FUND VCIF

COMMON

–

92535C·10·4

4,319

0.13%

484,198

Sh.

8.92

Sole

–

Shared

–

VESTAS WIND SYS-UNSP ADR

DEPOSITARY RECEI

–

925458·10·1

522

0.02%

85,650

Sh.

6.09

Sole

–

VIRTUS CONV & INCOME FD II NCZ

COMMON

–

92838U·10·8

2,427

0.07%

860,684

Sh.

2.82

Sole

–

Shared

–

VIRTUS GLOBAL MULTI-SECTOR INC

COMMON

–

92829B·10·1

3,891

0.12%

520,225

Sh.

7.48

Sole

–

Shared

–

VIRTUS TOTAL RETURN FUND INC Z

COMMON

–

92835W·10·7

35,154

1.05%

5,642,700

Sh.

6.23

Sole

–

Shared

–

VISA INC

COMMON

–

92826C·83·9

18,028

0.54%

101,480

Sh.

177.65

Sole

–

VITAL FARMS INC

COMMON

–

92847W·10·3

586

0.02%

48,925

Sh.

11.98

Sole

–

WA GLOBAL CORPORATE DEFINED OP

COMMON

–

95790C·10·7

566

0.02%

50,764

Sh.

11.15

Sole

–

Shared

–

WA INFLATION – LINKED SEC & IN

COMMON

–

95766Q·10·6

22,222

0.66%

2,482,918

Sh.

8.95

Sole

–

Shared

–

WA INFLATION-LINKED OPP & INC

COMMON

–

95766R·10·4

61,364

1.83%

6,765,647

Sh.

9.07

Sole

–

Shared

–

WALMART INC

COMMON

–

931142·10·3

0.00%

250

Sh.

128.00

Sole

–

WALT DISNEY CO/THE

COMMON

–

254687·10·6

182

0.01%

1,930

Sh.

94.30

Sole

–

WASTE CONNECTIONS INC

COMMON

–

94106B·10·1

8,098

0.24%

59,924

Sh.

135.14

Sole

–

WASTE MANAGEMENT INC

COMMON

–

94106L·10·9

9,657

0.29%

60,280

Sh.

160.20

Sole

–

WEC ENERGY GROUP INC

COMMON

–

92939U·10·6

3,695

0.11%

41,315

Sh.

89.43

Sole

–

WELLS FARGO & CO

COMMON

–

949746·10·1

9,195

0.27%

228,625

Sh.

40.22

Sole

–

WESTERN ALLIANCE BANCORP

COMMON

–

957638·10·9

1,522

0.05%

23,150

Sh.

65.75

Sole

–

WESTERN ASSET DIVERSIFIED INC

COMMON

–

95790K·10·9

21,552

0.64%

1,713,178

Sh.

12.58

Sole

–

Shared

–

WESTERN ASSET GLOBAL HIGH INC

COMMON

–

95766B·10·9

5,257

0.16%

801,430

Sh.

6.56

Sole

–

Shared

–

WESTERN ASSET HIGH INC OPP FD

COMMON

–

95766K·10·9

3,527

0.11%

958,475

Sh.

3.68

Sole

–

Shared

–

WESTERN ASSET INV GRA DEF OPP

COMMON

–

95790A·10·1

3,151

0.09%

205,967

Sh.

15.30

Sole

–

Shared

–

WESTERN ASSET MORTGAGE DEFINED

COMMON

–

95790B·10·9

5,229

0.16%

470,702

Sh.

11.11

Sole

–

Shared

–

WESTERN ASSET PREMIER BOND FUN

COMMON

–

957664·10·5

11,348

0.34%

1,159,149

Sh.

9.79

Sole

–

Shared

–

WILLIAMS COS INC DEL

COMMON

–

969457·10·0

10,892

0.33%

380,455

Sh.

28.63

Sole

–

WOLVERINE WORLD WIDE INC

COMMON

–

978097·10·3

416

0.01%

27,050

Sh.

15.38

Sole

–

WOODSIDE ENERGY GROUP LTD ADR

DEPOSITARY RECEI

–

980228·30·8

405

0.01%

20,091

Sh.

20.16

Sole

–

WORLD FUEL SVCS CORP

COMMON

–

981475·10·6

778

0.02%

33,200

Sh.

23.43

Sole

–

XCEL ENERGY INC

COMMON

–

98389B·10·0

9,592

0.29%

149,875

Sh.

64.00

Sole

–

YETI HOLDINGS INC

COMMON

–

98585X·10·4

4,216

0.13%

147,820

Sh.

28.52

Sole

–

ZIMMER BIOMET HOLDINGS INC

COMMON

–

98956P·10·2

281

0.01%

2,692

Sh.

104.38

Sole

–

ZIMVIE INC

COMMON

–

98888T·10·7

0.00%

242

Sh.

≈8.26

Sole

–

ZOETIS INC

COMMON

–

98978V·10·3

156

0.00%

1,052

Sh.

148.29

Sole

–

ZURICH INSURANCE GROUP AG ADR

DEPOSITARY RECEI

–

989825·10·4

1,309

0.04%

32,900

Sh.

39.79

Sole

–

ZURN WATER SOLUTIONS CORP

COMMON

–

98983L·10·8

559

0.02%

22,800

Sh.

24.52

Sole

–

— 519 Issuers —

— 520 Issues —

— 520 Holdings: $3,344,596,000 —

— 2 Managersº —

____________
ª No market value of any Holding was adjusted.
º Other Included Managers with whom investment discretion is shared as to any Holding: 1 Other Included Manager...

Other Included Manager

Securities

Assets Managed

SEC File #

Related Manager

Issuers

Issues

Holdings

$1000s

Of Above

#1:

028-19972

Sit Fixed Income Advisors II LLC/Adv

519

520

3,344,596

100.0%

See: Recent Holdings Reports for this and Related Money Managers

↑Top

Filing Submission 0000897101-22-000954 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Sit Investment Associates Inc. – ‘13F-HR’ for 9/30/22 – ‘INFO-TABLE’

On: Thursday, 11/10/22, at 8:31am ET · Effective: 11/10/22 · For: 9/30/22 · Accession #: 897101-22-954 · File #: 28-00180

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Quarterly Holdings and Combination Report by a Money Manager — Form 13FFiling Table of Contents

‘INFO-TABLE’ — Portfolio Securities Holdings Info Table — infotable.xml

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Sit Investment Associates Inc. MN · Form 13F Holdings Report

§13(f) Securities Holdings · For: 9/30/22 · Assets: $3,344,596,000 · History: Assets Under Management

Quarterly Holdings and Combination Report by a Money Manager — Form 13F

Filing Table of Contents

Sit Investment Associates Inc.
MN
· Form 13F Holdings Report