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Sit Investment Associates Inc. – ‘13F-HR’ for 3/31/22 – ‘INFO-TABLE’

On: Thursday, 5/12/22, at 7:40am ET · Effective: 5/12/22 · For: 3/31/22 · Accession #: 897101-22-495 · File #: 28-00180

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/12/22  Sit Investment Associates Inc.    13F-HR      3/31/22    2:226K                                   American Fin’l P… Inc/FA

Quarterly Holdings and Combination Report by a Money Manager — Form 13F

Filing Table of Contents

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                Money Manager -- primary_doc.xml                                 
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Sit Investment Associates Inc.
MN
· Form 13F Holdings Report

§13(f) Securities Holdings · For: 3/31/22 · Assets: $3,712,427,000 · History: Assets Under Management

Security

Market Valueª

Shares or Principal

Investment
Discretion

Other
Managersº

Voting Authority

Issuer Name

Issue Class

Opt.

CUSIP/CINS

$1000s

Weight

Amount

S/P

Price

Sole

Shared

None

↓List

(S/P Amounts or For All)

3M CO

COMMON

–

88579Y·10·1

1,094

0.03%

7,350

Sh.

148.84

Sole

–

908 DEVICES INC

COMMON

–

65443P·10·2

731

0.02%

38,450

Sh.

19.01

Sole

–

ABBOTT LABORATORIES

COMMON

–

002824·10·0

17,582

0.47%

148,549

Sh.

118.36

Sole

–

ABBVIE INC

COMMON

–

00287Y·10·9

19,929

0.54%

122,934

Sh.

162.11

Sole

–

ABIOMED INC

COMMON

–

003654·10·0

0.00%

Sh.

333.33

Sole

–

ACCENTURE PLC CL A

COMMON

–

G1151C·10·1

30,289

0.82%

89,816

Sh.

337.23

Sole

–

ACTIVISION BLIZZARD INC

COMMON

–

00507V·10·9

7,267

0.20%

90,710

Sh.

80.11

Sole

–

ADDUS HOMECARE CORP

COMMON

–

006739·10·6

2,476

0.07%

26,540

Sh.

93.29

Sole

–

ADIDAS AG ADR

DEPOSITARY RECEI

–

00687A·10·7

0.00%

650

Sh.

116.92

Sole

–

ADOBE INC

COMMON

–

00724F·10·1

10,751

0.29%

23,596

Sh.

455.63

Sole

–

AES CORP.

COMMON

–

00130H·10·5

5,919

0.16%

230,050

Sh.

25.73

Sole

–

AFLAC INC

COMMON

–

001055·10·2

270

0.01%

4,200

Sh.

64.29

Sole

–

AGCO CORP

COMMON

–

001084·10·2

2,875

0.08%

19,685

Sh.

146.05

Sole

–

AGILENT TECHNOLOGIES INC

COMMON

–

00846U·10·1

8,442

0.23%

63,797

Sh.

132.33

Sole

–

AIR LEASE CORP

COMMON

–

00912X·30·2

6,393

0.17%

143,170

Sh.

44.65

Sole

–

AIR PRODUCTS & CHEMICALS INC

COMMON

–

009158·10·6

11,629

0.31%

46,531

Sh.

249.92

Sole

–

AIRBNB INC

COMMON

–

009066·10·1

800

0.02%

4,660

Sh.

171.67

Sole

–

ALASKA AIR GROUP INC

COMMON

–

011659·10·9

1,774

0.05%

30,575

Sh.

58.02

Sole

–

ALIBABA GROUP HOLDING LTD ADR

DEPOSITARY RECEI

–

01609W·10·2

971

0.03%

8,925

Sh.

108.80

Sole

–

ALIGN TECHNOLOGY INC

COMMON

–

016255·10·1

3,732

0.10%

8,560

Sh.

435.98

Sole

–

ALLIANCEBERNSTEIN HOLDING LP

COMMON

–

01881G·10·6

1,890

0.05%

40,200

Sh.

47.01

Sole

–

Shared

–

ALLIANCEBERNSTEIN NATIONAL MUN

COMMON

–

01864U·10·6

260

0.01%

20,687

Sh.

12.57

Sole

–

Shared

–

ALLIANT ENERGY CORP

COMMON

–

018802·10·8

12,514

0.34%

200,285

Sh.

62.48

Sole

–

ALLIANZ SE ADR

DEPOSITARY RECEI

–

018820·10·0

5,211

0.14%

219,117

Sh.

23.78

Sole

–

ALLSPRING INCOME OPPORTUNITIES

COMMON

–

94987B·10·5

10,120

0.27%

1,281,075

Sh.

7.90

Sole

–

Shared

–

ALPHABET INC – CL A

COMMON

–

02079K·30·5

49,803

1.34%

17,906

Sh.

2,781.36

Sole

–

ALPHABET INC – CL C

COMMON

–

02079K·10·7

19,107

0.51%

6,841

Sh.

2,793.01

Sole

–

ALTAIR ENGINEERING INC-A

COMMON

–

021369·10·3

3,966

0.11%

61,583

Sh.

64.40

Sole

–

AMAZON.COM INC

COMMON

–

023135·10·6

27,159

0.73%

8,331

Sh.

3,259.99

Sole

–

AMBEV SA ADR

DEPOSITARY RECEI

–

02319V·10·3

0.00%

21,575

Sh.

3.24

Sole

–

AMCOR PLC

COMMON

–

G0250X·10·7

208

0.01%

18,400

Sh.

11.30

Sole

–

AMEREN CORP

COMMON

–

023608·10·2

259

0.01%

2,758

Sh.

93.91

Sole

–

AMERICAN FINANCIAL GROUP INC

COMMON

–

025932·10·4

2,647

0.07%

18,175

Sh.

145.64

Sole

–

AMERICAN INTERNATIONAL GROUP I

COMMON

–

026874·78·4

9,325

0.25%

148,559

Sh.

62.77

Sole

–

AMERICAN NATIONAL INSURANCE CO

COMMON

–

02772A·10·9

190

0.01%

1,005

Sh.

189.05

Sole

–

AMERICAN TOWER CORP

REIT

–

03027X·10·0

21,462

0.58%

85,431

Sh.

251.22

Sole

–

AMERIPRISE FINANCIAL INC

COMMON

–

03076C·10·6

20,635

0.56%

68,701

Sh.

300.36

Sole

–

AMETEK INC

COMMON

–

031100·10·0

2,504

0.07%

18,800

Sh.

133.19

Sole

–

ANALOG DEVICES INC

COMMON

–

032654·10·5

14,802

0.40%

89,609

Sh.

165.18

Sole

–

ANGEL OAK DYN FIN STRAT INC DY

COMMON

–

03462A·10·2

6,870

0.19%

371,171

Sh.

18.51

Sole

–

Shared

–

ANGEL OAK FINANCIAL STRAT INC

COMMON

–

03464A·10·0

9,179

0.25%

581,340

Sh.

15.79

Sole

–

Shared

–

ANSYS INC

COMMON

–

03662Q·10·5

4,512

0.12%

14,205

Sh.

317.63

Sole

–

AON PLC

COMMON

–

G0403H·10·8

0.00%

Sh.

333.33

Sole

–

APOLLO SR FLOATING RATE FD AFT

COMMON

–

037636·10·7

3,470

0.09%

237,319

Sh.

14.62

Sole

–

Shared

–

APPLE INC

COMMON

–

037833·10·0

123,635

3.33%

708,062

Sh.

174.61

Sole

–

APPLIED INDUSTRIAL TECHNOLOGIE

COMMON

–

03820C·10·5

1,347

0.04%

13,125

Sh.

102.63

Sole

–

APPLIED MATERIALS INC

COMMON

–

038222·10·5

37,186

1.00%

282,136

Sh.

131.80

Sole

–

APTIV PLC

COMMON

–

G6095L·10·9

4,814

0.13%

40,210

Sh.

119.72

Sole

–

ARCH CAP GROUP LTD

COMMON

–

G0450A·10·5

275

0.01%

5,675

Sh.

48.46

Sole

–

ARES DYNAMIC CRED ALLOC FD AR

COMMON

–

04014F·10·2

10,132

0.27%

701,637

Sh.

14.44

Sole

–

Shared

–

ARISTA NETWORKS INC

COMMON

–

040413·10·6

8,855

0.24%

63,715

Sh.

138.98

Sole

–

ARTHUR J GALLAGHER & CO

COMMON

–

363576·10·9

7,135

0.19%

40,864

Sh.

174.60

Sole

–

ARTISAN PARTNERS ASSET MG

COMMON

–

04316A·10·8

2,228

0.06%

56,625

Sh.

39.35

Sole

–

ASGN INC

COMMON

–

00191U·10·2

4,250

0.11%

36,415

Sh.

116.71

Sole

–

ASML HOLDING NV

NY REG SHRS

–

N07059·21·0

3,772

0.10%

5,648

Sh.

667.85

Sole

–

ASPEN TECHNOLOGY INC

COMMON

–

045327·10·3

5,728

0.15%

34,640

Sh.

165.36

Sole

–

ASSOCIATED BANC CORP

COMMON

–

045487·10·5

552

0.01%

24,275

Sh.

22.74

Sole

–

ASTRAZENECA PLC ADR

DEPOSITARY RECEI

–

046353·10·8

19,053

0.51%

287,196

Sh.

66.34

Sole

–

ATLASSIAN CORP PLC

COMMON

–

G06242·10·4

15,599

0.42%

53,090

Sh.

293.82

Sole

–

ATRICURE INC

COMMON

–

04963C·20·9

2,300

0.06%

35,025

Sh.

65.67

Sole

–

ATRION CORP

COMMON

–

049904·10·5

392

0.01%

550

Sh.

712.73

Sole

–

AUTODESK INC

COMMON

–

052769·10·6

8,312

0.22%

38,777

Sh.

214.35

Sole

–

AVERY DENNISON CORP

COMMON

–

053611·10·9

261

0.01%

1,500

Sh.

174.00

Sole

–

AVID BIOSERVICES INC

COMMON

–

05368M·10·6

385

0.01%

18,900

Sh.

20.37

Sole

–

AVIENT CORPORATION

COMMON

–

05368V·10·6

1,516

0.04%

31,575

Sh.

48.01

Sole

–

AXIS CAPITAL HOLDINGS LTD

COMMON

–

G0692U·10·9

2,502

0.07%

41,375

Sh.

60.47

Sole

–

AZEK CO INC

COMMON

–

05478C·10·5

1,138

0.03%

45,800

Sh.

24.85

Sole

–

AZZ INC

COMMON

–

002474·10·4

1,804

0.05%

37,400

Sh.

48.24

Sole

–

BAE SYSTEMS PLC ADR

DEPOSITARY RECEI

–

05523R·10·7

1,605

0.04%

42,600

Sh.

37.68

Sole

–

BAIDU INC ADR

DEPOSITARY RECEI

–

056752·10·8

1,042

0.03%

7,875

Sh.

132.32

Sole

–

BANCO SANTANDER CHILE ADR

DEPOSITARY RECEI

–

05965X·10·9

106

0.00%

4,700

Sh.

22.55

Sole

–

BANK OF AMERICA CORP

COMMON

–

060505·10·4

4,077

0.11%

98,917

Sh.

41.22

Sole

–

BARINGS GLOBAL SHORT DUR HI YL

COMMON

–

06760L·10·0

13,712

0.37%

884,654

Sh.

15.50

Sole

–

Shared

–

BAXTER INTERNATIONAL INC

COMMON

–

071813·10·9

21,061

0.57%

271,620

Sh.

77.54

Sole

–

BELDEN INC

COMMON

–

077454·10·6

1,978

0.05%

35,700

Sh.

55.41

Sole

–

BERKSHIRE HATHAWAY INC

COMMON

–

084670·70·2

188

0.01%

533

Sh.

352.72

Sole

–

BGIO LIQUIDATING TRUST BGIO

COMMON

–

092ESC037 ?

0.00%

74,876

Sh.

≈0.04

Sole

–

Shared

–

BHP BILLITON ADR

DEPOSITARY RECEI

–

088606·10·8

11,702

0.32%

151,482

Sh.

77.25

Sole

–

BIO-TECHNE CORP

COMMON

–

09073M·10·4

5,056

0.14%

11,675

Sh.

433.06

Sole

–

BIOMARIN PHARMACEUTICAL INC

COMMON

–

09061G·10·1

1,812

0.05%

23,500

Sh.

77.11

Sole

–

BLACK HILLS CORP

COMMON

–

092113·10·9

714

0.02%

9,275

Sh.

76.98

Sole

–

BLACKROCK CAP ALLOCATION BCAT

COMMON

–

09260U·10·9

12,882

0.35%

777,891

Sh.

16.56

Sole

–

Shared

–

BLACKROCK CORE BOND TRUST BHK

COMMON

–

09249E·10·1

8,877

0.24%

682,833

Sh.

13.00

Sole

–

Shared

–

BLACKROCK CREDIT ALLOCATION IN

COMMON

–

092508·10·0

55,951

1.51%

4,454,712

Sh.

12.56

Sole

–

Shared

–

BLACKROCK ENHANCED GOVERNMENT

COMMON

–

09255K·10·8

18,372

0.49%

1,658,146

Sh.

11.08

Sole

–

Shared

–

BLACKROCK INC

CL A

–

09247X·10·1

0.00%

Sh.

758.62

Sole

–

BLACKROCK INCOME TRUST INC BKT

COMMON

–

09247F·10·0

23,386

0.63%

4,558,602

Sh.

5.13

Sole

–

Shared

–

BLACKROCK LONG-TERM MUNI ADVAN

COMMON

–

09250B·10·3

2,989

0.08%

255,018

Sh.

11.72

Sole

–

Shared

–

BLACKROCK MUNICIPAL INC QUALIT

COMMON

–

092479·10·4

1,240

0.03%

93,696

Sh.

13.23

Sole

–

Shared

–

BLACKROCK MUNICIPAL INCOME TRU

COMMON

–

09249N·10·1

147

0.00%

11,961

Sh.

12.29

Sole

–

Shared

–

BLACKROCK MUNIHOLDINGS FD MHD

COMMON

–

09253N·10·4

6,625

0.18%

465,565

Sh.

14.23

Sole

–

Shared

–

BLACKROCK MUNIHOLDINGS INV QUA

COMMON

–

09254P·10·8

3,888

0.10%

317,102

Sh.

12.26

Sole

–

Shared

–

BLACKROCK MUNIHOLDINGS NJ QUAL

COMMON

–

09254X·10·1

2,759

0.07%

206,703

Sh.

13.35

Sole

–

Shared

–

BLACKROCK MUNIHOLDINGS NY QUAL

COMMON

–

09255C·10·6

196

0.01%

15,300

Sh.

12.81

Sole

–

Shared

–

BLACKROCK MUNIHOLDINGS QUALITY

COMMON

–

09254C·10·7

5,637

0.15%

466,262

Sh.

12.09

Sole

–

Shared

–

BLACKROCK MUNIYIELD CALIF MYC

COMMON

–

09254M·10·5

4,907

0.13%

376,871

Sh.

13.02

Sole

–

Shared

–

BLACKROCK MUNIYIELD MI QUALITY

COMMON

–

09254V·10·5

4,212

0.11%

328,815

Sh.

12.81

Sole

–

Shared

–

BLACKROCK MUNIYIELD NJ FUND MY

COMMON

–

09254Y·10·9

779

0.02%

58,236

Sh.

13.38

Sole

–

Shared

–

BLACKROCK MUNIYIELD NY QUALITY

COMMON

–

09255E·10·2

375

0.01%

31,000

Sh.

12.10

Sole

–

Shared

–

BLACKROCK MUNIYIELD PA QUALITY

COMMON

–

09255G·10·7

675

0.02%

51,700

Sh.

13.06

Sole

–

Shared

–

BLACKROCK MUNIYIELD QUALITY FD

COMMON

–

09254E·10·3

4,785

0.13%

381,246

Sh.

12.55

Sole

–

Shared

–

BLACKROCK MUNIYIELD QUALITY FD

COMMON

–

09254F·10·0

2,732

0.07%

198,130

Sh.

13.79

Sole

–

Shared

–

BLACKROCK MUNIYIELD QUALITY FD

COMMON

–

09254G·10·8

3,205

0.09%

263,799

Sh.

12.15

Sole

–

Shared

–

BLACKROCK NY MUNI INCOME BNY

COMMON

–

09248L·10·6

0.00%

3,473

Sh.

12.09

Sole

–

Shared

–

BLACKROCK SCIENCE & TECH TR BS

COMMON

–

09258G·10·4

4,866

0.13%

112,452

Sh.

43.27

Sole

–

Shared

–

BLACKSTONE GROUP INC

COMMON

–

09260D·10·7

1,130

0.03%

8,900

Sh.

126.97

Sole

–

BLACKSTONE LNG SHRT CRED INC F

COMMON

–

09257D·10·2

7,500

0.20%

558,052

Sh.

13.44

Sole

–

Shared

–

BLACKSTONE STRAT CREDIT FD BGB

COMMON

–

09257R·10·1

21,596

0.58%

1,654,869

Sh.

13.05

Sole

–

Shared

–

BNY MELLON HIGH YIELD STRATEGI

COMMON

–

09660L·10·5

2,241

0.06%

806,084

Sh.

2.78

Sole

–

Shared

–

BNY MELLON STRATEGIC MUNI BOND

COMMON

–

09662E·10·9

2,158

0.06%

305,241

Sh.

7.07

Sole

–

Shared

–

BNYM STRATEGIC MUNICIPALS INC

COMMON

–

05588W·10·8

793

0.02%

110,341

Sh.

7.19

Sole

–

Shared

–

BOOKING HOLDINGS INC

COMMON

–

09857L·10·8

1,101

0.03%

469

Sh.

2,347.55

Sole

–

BOOT BARN HLDGS INC

COMMON

–

099406·10·0

1,893

0.05%

19,975

Sh.

94.77

Sole

–

BOOZ ALLEN HAMILTON HOLDING CO

COMMON

–

099502·10·6

9,653

0.26%

109,897

Sh.

87.84

Sole

–

BRINK’S CO/THE

COMMON

–

109696·10·4

597

0.02%

8,775

Sh.

68.03

Sole

–

BROADCOM INC

COMMON

–

11135F·10·1

53,999

1.45%

85,756

Sh.

629.68

Sole

–

BROADSTONE NET LEASE INC

REIT

–

11135E·20·3

605

0.02%

27,775

Sh.

21.78

Sole

–

BRP INC CA SUB VOTING

COMMON

–

05577W·20·0

984

0.03%

12,025

Sh.

81.83

Sole

–

BURLINGTON NORTHERN SANTA FE

CONV BD 6.75 & 0

–

12189T·AN·4

363

0.01%

300,000

Pr.

121.0%

Sole

–

CALAMOS LNG/SHRT EQ & DYN CPZ

COMMON

–

12812C·10·6

18,540

0.50%

910,177

Sh.

20.37

Sole

–

Shared

–

CARLISLE COS INC

COMMON

–

142339·10·0

15,929

0.43%

64,775

Sh.

245.91

Sole

–

CARLYLE GROUP LP/THE

PARTNERSHIP SHAR

–

14316J·10·8

6,427

0.17%

131,413

Sh.

48.91

Sole

–

CASEY’S GENERAL STORES INC

COMMON

–

147528·10·3

1,452

0.04%

7,325

Sh.

198.23

Sole

–

CATERPILLAR INC

COMMON

–

149123·10·1

958

0.03%

4,300

Sh.

222.79

Sole

–

CENTENE CORP

COMMON

–

15135B·10·1

2,708

0.07%

32,160

Sh.

84.20

Sole

–

CERNER CORP

COMMON

–

156782·10·4

167

0.00%

1,790

Sh.

93.30

Sole

–

CH ROBINSON WORLDWIDE INC

COMMON

–

12541W·20·9

187

0.01%

1,735

Sh.

107.78

Sole

–

CHEGG INC

COMMON

–

163092·10·9

4,664

0.13%

128,565

Sh.

36.28

Sole

–

CHINA PETROLEUM & CHEMICAL COR

DEPOSITARY RECEI

–

16941R·10·8

0.00%

1,400

Sh.

49.29

Sole

–

CHUBB LTD

COMMON

–

H1467J·10·4

31,850

0.86%

148,900

Sh.

213.90

Sole

–

CIENA CORP

COMMON

–

171779·30·9

3,158

0.09%

52,085

Sh.

60.63

Sole

–

CLEARBRIDGE ENERGY MLP FD CEM

COMMON

–

184692·20·0

17,578

0.47%

521,292

Sh.

33.72

Sole

–

Shared

–

CLEARBRIDGE ENERGY MLP OPP FD

COMMON

–

18469P·20·9

21,389

0.58%

758,492

Sh.

28.20

Sole

–

Shared

–

CLEARBRIDGE ENERGY MLP TOTAL R

COMMON

–

18469Q·20·7

12,284

0.33%

420,821

Sh.

29.19

Sole

–

Shared

–

CMC MATERIALS INC

COMMON

–

12571T·10·0

5,683

0.15%

30,650

Sh.

185.42

Sole

–

CNO FINL GROUP INC

COMMON

–

12621E·10·3

517

0.01%

20,600

Sh.

25.10

Sole

–

COCA-COLA CO/THE

COMMON

–

191216·10·0

1,067

0.03%

17,202

Sh.

62.03

Sole

–

COCA-COLA EUROPACIFIC PARTNERS

COMMON

–

G25839·10·4

2,980

0.08%

61,300

Sh.

48.61

Sole

–

COGNEX CORP

COMMON

–

192422·10·3

768

0.02%

9,950

Sh.

77.19

Sole

–

COGNIZANT TECH SOLUTIONS CL A

COMMON

–

192446·10·2

269

0.01%

3,000

Sh.

89.67

Sole

–

COHEN & STEERS LTD DUR PFD & I

COMMON

–

19248C·10·5

229

0.01%

10,000

Sh.

22.90

Sole

–

Shared

–

COHEN & STEERS TAX ADVANTAGE P

COMMON

–

19249X·10·8

21,357

0.58%

972,121

Sh.

21.97

Sole

–

Shared

–

COLLIERS INTL GROUP INC

COMMON

–

194693·10·7

3,327

0.09%

25,515

Sh.

130.39

Sole

–

COMMERCIAL METALS CO

COMMON

–

201723·10·3

310

0.01%

7,450

Sh.

41.61

Sole

–

COMMSCOPE HLDG CO INC

COMMON

–

20337X·10·9

1,430

0.04%

181,425

Sh.

7.88

Sole

–

CONAGRA BRANDS INC

COMMON

–

205887·10·2

2,710

0.07%

80,739

Sh.

33.56

Sole

–

CONOCOPHILLIPS

COMMON

–

20825C·10·4

17,404

0.47%

174,045

Sh.

100.00

Sole

–

CONSTELLATION BRANDS INC

COMMON

–

21036P·10·8

17,130

0.46%

74,373

Sh.

230.33

Sole

–

COOPER COS INC

COMMON

–

216648·40·2

1,775

0.05%

4,250

Sh.

417.65

Sole

–

CORNERSTONE STRATEGIC VALUE FD

COMMON

–

21924B·30·2

493

0.01%

35,000

Sh.

14.09

Sole

–

Shared

–

CORNERSTONE TOTAL RETURN FD CR

COMMON

–

21924U·30·0

487

0.01%

35,000

Sh.

13.91

Sole

–

Shared

–

COSTCO WHOLESALE CORP

COMMON

–

22160K·10·5

489

0.01%

850

Sh.

575.29

Sole

–

CRANE CO

COMMON

–

224399·10·5

3,450

0.09%

31,860

Sh.

108.29

Sole

–

CREDIT SUISSE ASSET MANAGEMENT

COMMON

–

224916·10·6

752

0.02%

246,721

Sh.

3.05

Sole

–

Shared

–

CREDIT SUISSE HIGH YIELD BOND

COMMON

–

22544F·10·3

5,717

0.15%

2,622,577

Sh.

2.18

Sole

–

Shared

–

CRH PLC ADR

DEPOSITARY RECEI

–

12626K·20·3

930

0.03%

23,225

Sh.

40.04

Sole

–

CROCS INC

COMMON

–

227046·10·9

933

0.03%

12,210

Sh.

76.41

Sole

–

CUBESMART

REIT

–

229663·10·9

518

0.01%

9,950

Sh.

52.06

Sole

–

CUSHING MLP & INF TOTAL RETURN

COMMON

–

231631·30·0

1,003

0.03%

28,768

Sh.

34.87

Sole

–

Shared

–

CVS HEALTH CORP

COMMON

–

126650·10·0

16,639

0.45%

164,396

Sh.

101.21

Sole

–

DARLING INGREDIENTS INC

COMMON

–

237266·10·1

6,273

0.17%

78,040

Sh.

80.38

Sole

–

DEERE & CO

COMMON

–

244199·10·5

0.00%

Sh.

408.45

Sole

–

DELAWARE ENHANCED GLOBAL DIVD

COMMON

–

246060·10·7

5,528

0.15%

612,207

Sh.

9.03

Sole

–

Shared

–

DELAWARE INVESTMENTS NATL MUNI

COMMON

–

24610T·10·8

2,044

0.06%

161,554

Sh.

12.65

Sole

–

Shared

–

DELAWARE IVY HIGH INC OPP FD I

COMMON

–

246107·10·6

24,392

0.66%

1,925,187

Sh.

12.67

Sole

–

Shared

–

DEVON ENERGY CORP

COMMON

–

25179M·10·3

2,365

0.06%

40,000

Sh.

59.13

Sole

–

DEXCOM INC

COMMON

–

252131·10·7

16,769

0.45%

32,777

Sh.

511.61

Sole

–

DIAGEO PLC ADR

DEPOSITARY RECEI

–

25243Q·20·5

6,288

0.17%

30,955

Sh.

203.13

Sole

–

DIVIDEND AND INCOME FUND DNI

COMMON

–

25538A·20·4

3,287

0.09%

229,208

Sh.

14.34

Sole

–

Shared

–

DOCUSIGN INC

COMMON

–

256163·10·6

4,501

0.12%

42,020

Sh.

107.12

Sole

–

DOLLAR GENERAL CORP

COMMON

–

256677·10·5

204

0.01%

915

Sh.

222.95

Sole

–

DOMINION RES INC VA NEW

COMMON

–

25746U·10·9

0.00%

349

Sh.

85.96

Sole

–

DONALDSON INC

COMMON

–

257651·10·9

3,410

0.09%

65,670

Sh.

51.93

Sole

–

DOUBLELINE INCOME SOLUTIO DSL

COMMON

–

258622·10·9

10,527

0.28%

725,027

Sh.

14.52

Sole

–

Shared

–

DOUBLELINE OPP CREDIT FD DBL

COMMON

–

258623·10·7

37,802

1.02%

2,255,465

Sh.

16.76

Sole

–

Shared

–

DOUBLELINE YIELD OPP FD DLY

COMMON

–

25862D·10·5

4,877

0.13%

291,150

Sh.

16.75

Sole

–

Shared

–

DOVER CORP

COMMON

–

260003·10·8

4,064

0.11%

25,903

Sh.

156.89

Sole

–

DRAGON JADE INTERNAT LTD

COMMON

–

G2830W·10·4

–

462

Sh.

Sole

–

DTF TAX-FREE INCOME INC DTF

COMMON

–

23334J·10·7

2,321

0.06%

178,662

Sh.

12.99

Sole

–

Shared

–

DUPONT DE NEMOURS INC

COMMON

–

26614N·10·2

10,562

0.28%

143,550

Sh.

73.58

Sole

–

DWS MUNICIPAL INCOME TRUST KTF

COMMON

–

233368·10·9

18,076

0.49%

1,736,450

Sh.

10.41

Sole

–

Shared

–

DWS STRATEGIC MUNI INCOME KSM

COMMON

–

23342Q·10·1

1,846

0.05%

178,499

Sh.

10.34

Sole

–

Shared

–

DYNATRACE INC

COMMON

–

268150·10·9

5,531

0.15%

117,438

Sh.

47.10

Sole

–

EAGLE MATERIALS INC

COMMON

–

26969P·10·8

2,045

0.06%

15,935

Sh.

128.33

Sole

–

EAST WEST BANCORP INC

COMMON

–

27579R·10·4

2,402

0.06%

30,400

Sh.

79.01

Sole

–

EATON CORP PLC

COMMON

–

G29183·10·3

10,348

0.28%

68,184

Sh.

151.77

Sole

–

EATON VANCE LIMITED DURATION I

COMMON

–

27828H·10·5

65,456

1.76%

5,594,528

Sh.

11.70

Sole

–

Shared

–

EATON VANCE MUNICIPAL BOND FUN

COMMON

–

27827X·10·1

319

0.01%

27,731

Sh.

11.50

Sole

–

Shared

–

EATON VANCE SHORT DUR DIVERSIF

COMMON

–

27828V·10·4

20,118

0.54%

1,740,353

Sh.

11.56

Sole

–

Shared

–

ECOLAB INC

COMMON

–

278865·10·0

1,521

0.04%

8,615

Sh.

176.55

Sole

–

EMCOR GROUP INC

COMMON

–

29084Q·10·0

2,451

0.07%

21,765

Sh.

112.61

Sole

–

EMERSON ELECTRIC CO

COMMON

–

291011·10·4

416

0.01%

4,240

Sh.

98.11

Sole

–

ENCOMPASS HEALTH CORP

COMMON

–

29261A·10·0

6,204

0.17%

87,250

Sh.

71.11

Sole

–

ENPRO INDS INC

COMMON

–

29355X·10·7

481

0.01%

4,925

Sh.

97.66

Sole

–

ENTERGY CORP NEW

COMMON

–

29364G·10·3

7,588

0.20%

64,995

Sh.

116.75

Sole

–

EPAM SYSTEMS INC

COMMON

–

29414B·10·4

1,333

0.04%

4,495

Sh.

296.55

Sole

–

EQUIFAX INC

COMMON

–

294429·10·5

10,174

0.27%

42,912

Sh.

237.09

Sole

–

ERICSSON L M TEL CO ADR

DEPOSITARY RECEI

–

294821·60·8

2,066

0.06%

226,025

Sh.

9.14

Sole

–

ESSENTIAL PPTYS RLTY TR I

REIT

–

29670E·10·7

556

0.01%

21,975

Sh.

25.30

Sole

–

ESTEE LAUDER COS INC

COMMON

–

518439·10·4

8,143

0.22%

29,902

Sh.

272.32

Sole

–

EURONET WORLDWIDE INC

COMMON

–

298736·10·9

5,632

0.15%

43,275

Sh.

130.14

Sole

–

EVERCORE INC – CL A

COMMON

–

29977A·10·5

632

0.02%

5,675

Sh.

111.37

Sole

–

EVEREST RE GROUP LTD

COMMON

–

G3223R·10·8

10,931

0.29%

36,269

Sh.

301.39

Sole

–

EVERTEC INC

COMMON

–

30040P·10·3

0.00%

1,800

Sh.

41.11

Sole

–

EXACT SCIENCES CORP

COMMON

–

30063P·10·5

3,794

0.10%

54,260

Sh.

69.92

Sole

–

FANUC CORP-UNSP ADR

DEPOSITARY RECEI

–

307305·10·2

866

0.02%

49,350

Sh.

17.55

Sole

–

FEDERATED PREMIER MUNI INC FD

COMMON

–

31423P·10·8

418

0.01%

32,902

Sh.

12.70

Sole

–

Shared

–

FEDEX CORP

COMMON

–

31428X·10·6

13,673

0.37%

59,092

Sh.

231.38

Sole

–

FIRST HORIZON CORP

COMMON

–

320517·10·5

164

0.00%

7,000

Sh.

23.43

Sole

–

FIRST REPUBLIC BANK

COMMON

–

33616C·10·0

6,142

0.17%

37,893

Sh.

162.09

Sole

–

FIRST TR DYNAMIC EUROPE EQ INC

COMMON

–

33740D·10·7

6,637

0.18%

525,514

Sh.

12.63

Sole

–

Shared

–

FIRST TR HIGH INC LONG/SHORT F

COMMON

–

33738E·10·9

10,405

0.28%

773,055

Sh.

13.46

Sole

–

Shared

–

FIRST TR INTER DUR PFD & FPF

COMMON

–

33718W·10·3

312

0.01%

14,200

Sh.

21.97

Sole

–

Shared

–

FIRST TR MORTGAGE INCOME FD FM

COMMON

–

33734E·10·3

21,324

0.57%

1,723,882

Sh.

12.37

Sole

–

Shared

–

FIRST TRUST ENERGY INC AND GRO

COMMON

–

33738G·10·4

0.00%

3,000

Sh.

16.33

Sole

–

Shared

–

FIRST TRUST MLP AND ENERGY INC

COMMON

–

33739B·10·4

162

0.00%

19,643

Sh.

8.25

Sole

–

Shared

–

FIRST TRUST NEW OPPORTUNITIES

COMMON

–

33739M·10·0

535

0.01%

84,829

Sh.

6.31

Sole

–

Shared

–

FLAHERTY & CRUMRINE TOTAL RETU

COMMON

–

338479·10·8

155

0.00%

7,785

Sh.

19.91

Sole

–

Shared

–

FLEX LTD

COMMON

–

Y2573F·10·2

0.00%

4,000

Sh.

18.50

Sole

–

FOMENTO ECONOMICO MEXICANO ADR

DEPOSITARY RECEI

–

344419·10·6

130

0.00%

1,575

Sh.

82.54

Sole

–

FRANKLIN LIMITED DURATION INCO

COMMON

–

35472T·10·1

37,775

1.02%

4,983,489

Sh.

7.58

Sole

–

Shared

–

FREEPORT-MCMORAN INC

COMMON

–

35671D·85·7

332

0.01%

6,675

Sh.

49.74

Sole

–

FTI CONSULTING INC

COMMON

–

302941·10·9

1,256

0.03%

7,990

Sh.

157.20

Sole

–

GABELLI UTIL TRUST RIGHTS GUT–

COMMON

–

36240A·17·6

486

0.01%

2,479,748

Sh.

0.20

Sole

–

Shared

–

GARMIN LTD

COMMON

–

H2906T·10·9

476

0.01%

4,009

Sh.

118.73

Sole

–

GDS HLDGS LTD ADR

DEPOSITARY RECEI

–

36165L·10·8

0.00%

1,575

Sh.

39.37

Sole

–

GENERAL AMERICAN INVESTORS CO

COMMON

–

368802·10·4

11,340

0.31%

267,019

Sh.

42.47

Sole

–

Shared

–

GENERAL DYNAMICS CORP

COMMON

–

369550·10·8

9,906

0.27%

41,075

Sh.

241.17

Sole

–

GENPACT LTD

COMMON

–

G3922B·10·7

8,130

0.22%

186,850

Sh.

43.51

Sole

–

GENUINE PARTS CO

COMMON

–

372460·10·5

288

0.01%

2,285

Sh.

126.04

Sole

–

GLOBAL PAYMENTS INC

COMMON

–

37940X·10·2

1,194

0.03%

8,728

Sh.

136.80

Sole

–

GLOBANT SA

COMMON

–

L44385·10·9

7,187

0.19%

27,425

Sh.

262.06

Sole

–

GODADDY INC

COMMON

–

380237·10·7

3,729

0.10%

44,550

Sh.

83.70

Sole

–

GOLDMAN SACHS GROUP INC/THE

COMMON

–

38141G·10·4

9,826

0.26%

29,767

Sh.

330.10

Sole

–

GOLDMAN SACHS MLP ENERGY GER

COMMON

–

38148G·20·6

167

0.00%

13,798

Sh.

12.10

Sole

–

Shared

–

H & E EQUIPMENT SERVICES

COMMON

–

404030·10·8

3,588

0.10%

82,450

Sh.

43.52

Sole

–

HALOZYME THERAPEUTICS INC

COMMON

–

40637H·10·9

1,652

0.04%

41,425

Sh.

39.88

Sole

–

HANNON ARMSTRONG SUST INF

REIT

–

41068X·10·0

2,032

0.05%

42,850

Sh.

47.42

Sole

–

HANOVER INSURANCE GROUP INC/TH

COMMON

–

410867·10·5

426

0.01%

2,850

Sh.

149.47

Sole

–

HCA HEALTHCARE INC

COMMON

–

40412C·10·1

15,467

0.42%

61,716

Sh.

250.62

Sole

–

HCI GROUP INC

COMMON

–

40416E·10·3

402

0.01%

5,900

Sh.

68.14

Sole

–

HDFC BANK LTD ADR

DEPOSITARY RECEI

–

40415F·10·1

564

0.02%

9,200

Sh.

61.30

Sole

–

HELEN OF TROY LTD

COMMON

–

G4388N·10·6

1,475

0.04%

7,530

Sh.

195.88

Sole

–

HERCULES CAPITAL INC

COMMON

–

427096·50·8

587

0.02%

32,500

Sh.

18.06

Sole

–

HIGH INCOME SECURITIES FUND PC

COMMON

–

42968F·10·8

4,323

0.12%

545,862

Sh.

7.92

Sole

–

Shared

–

HOME DEPOT INC

COMMON

–

437076·10·2

21,044

0.57%

70,303

Sh.

299.33

Sole

–

HONEYWELL INTERNATIONAL INC

COMMON

–

438516·10·6

9,198

0.25%

47,270

Sh.

194.58

Sole

–

HUBBELL INC

COMMON

–

443510·60·7

3,836

0.10%

20,875

Sh.

183.76

Sole

–

HUBSPOT INC

COMMON

–

443573·10·0

5,645

0.15%

11,885

Sh.

474.97

Sole

–

HUNTINGTON BANCSHARES INC/OH

COMMON

–

446150·10·4

2,231

0.06%

152,572

Sh.

14.62

Sole

–

HUNTSMAN CORP

COMMON

–

447011·10·7

421

0.01%

11,225

Sh.

37.51

Sole

–

IBERDROLA SA ADR

DEPOSITARY RECEI

–

450737·10·1

2,964

0.08%

67,894

Sh.

43.66

Sole

–

ICU MED INC

COMMON

–

44930G·10·7

4,225

0.11%

18,975

Sh.

222.66

Sole

–

II-VI INC

COMMON

–

902104·10·8

3,987

0.11%

55,000

Sh.

72.49

Sole

–

INMODE LTD

COMMON

–

M5425M·10·3

4,011

0.11%

108,675

Sh.

36.91

Sole

–

INSIGHT SELECT INCOME FD INSI

COMMON

–

45781W·10·9

24,196

0.65%

1,354,014

Sh.

17.87

Sole

–

Shared

–

INSULET CORP

COMMON

–

45784P·10·1

3,662

0.10%

13,745

Sh.

266.42

Sole

–

INTEL CORP

COMMON

–

458140·10·0

1,042

0.03%

21,025

Sh.

49.56

Sole

–

INTERCONTINENTAL EXCHANGE INC

COMMON

–

45866F·10·4

3,537

0.10%

26,770

Sh.

132.13

Sole

–

INTL FLAVORS & FRAGRANCES INC

COMMON

–

459506·10·1

213

0.01%

1,620

Sh.

131.48

Sole

–

INTUIT INC

COMMON

–

461202·10·3

16,452

0.44%

34,215

Sh.

480.84

Sole

–

INVESCO ADVANTAGE MUNI INC TRU

COMMON

–

46132E·10·3

9,685

0.26%

925,937

Sh.

10.46

Sole

–

Shared

–

INVESCO BOND FUND VBF

COMMON

–

46132L·10·7

13,776

0.37%

786,300

Sh.

17.52

Sole

–

Shared

–

INVESCO DYNAMIC CREDIT OPP FD

COMMON

–

46091B·20·7

40,725

1.10%

3,329,952

Sh.

12.23

Sole

–

Shared

–

INVESCO HIGH INC 2023 TARGET T

COMMON

–

46135X·10·8

1,075

0.03%

122,898

Sh.

8.75

Sole

–

Shared

–

INVESCO HIGH INC 2024 TARGET T

COMMON

–

46136K·10·5

4,669

0.13%

517,059

Sh.

9.03

Sole

–

Shared

–

INVESCO HIGH INCOME TR II VLT

COMMON

–

46131F·10·1

3,632

0.10%

294,100

Sh.

12.35

Sole

–

Shared

–

INVESCO MUNICIPAL OPPORTUNITY

COMMON

–

46132C·10·7

7,667

0.21%

669,634

Sh.

11.45

Sole

–

Shared

–

INVESCO MUNICIPAL TRUST VKQ

COMMON

–

46131J·10·3

8,550

0.23%

742,813

Sh.

11.51

Sole

–

Shared

–

INVESCO PA VALUE MUNI INC TR V

COMMON

–

46132K·10·9

6,879

0.19%

588,994

Sh.

11.68

Sole

–

Shared

–

INVESCO QUALITY MUNICIPAL INCO

COMMON

–

46133G·10·7

10,288

0.28%

908,026

Sh.

11.33

Sole

–

Shared

–

INVESCO TR FOR INV GRADE NY MU

COMMON

–

46131T·10·1

655

0.02%

56,473

Sh.

11.60

Sole

–

Shared

–

INVESCO TRUST FOR INV GRADE MU

COMMON

–

46131M·10·6

10,250

0.28%

882,091

Sh.

11.62

Sole

–

Shared

–

INVESCO VALUE MUNICIPAL INCOME

COMMON

–

46132P·10·8

7,467

0.20%

535,644

Sh.

13.94

Sole

–

Shared

–

ISHARES MSCI INDIA ETF

EXCHANGE TRADED

–

46429B·59·8

1,180

0.03%

26,475

Sh.

44.57

Sole

–

JACOBS ENGINEERING GROUP INC

COMMON

–

469814·10·7

12,801

0.34%

92,890

Sh.

137.81

Sole

–

JAZZ PHARMACEUTICALS PLC

COMMON

–

G50871·10·5

887

0.02%

5,700

Sh.

155.61

Sole

–

JD.COM INC ADR

DEPOSITARY RECEI

–

47215P·10·6

451

0.01%

7,800

Sh.

57.82

Sole

–

JOHN HANCOCK INCOME SECURITIES

COMMON

–

410123·10·3

16,626

0.45%

1,218,002

Sh.

13.65

Sole

–

Shared

–

JOHNSON & JOHNSON

COMMON

–

478160·10·4

36,220

0.98%

204,369

Sh.

177.23

Sole

–

JPMORGAN CHASE & CO

COMMON

–

46625H·10·0

12,766

0.34%

93,648

Sh.

136.32

Sole

–

KAYNE ANDERSON MIDSTREAM/ENERG

COMMON

–

48661E·10·8

508

0.01%

59,280

Sh.

8.57

Sole

–

Shared

–

KAYNE ANDERSON MLP INVESTMENT

COMMON

–

486606·10·6

548

0.01%

59,475

Sh.

9.21

Sole

–

Shared

–

KBR INC

COMMON

–

48242W·10·6

4,034

0.11%

73,700

Sh.

54.74

Sole

–

KEYSIGHT TECHNOLOGIES INC

COMMON

–

49338L·10·3

4,535

0.12%

28,705

Sh.

157.99

Sole

–

KKR INCOME OPPORTUNITIES FD KI

COMMON

–

48249T·10·6

8,893

0.24%

616,318

Sh.

14.43

Sole

–

Shared

–

KLA CORP

COMMON

–

482480·10·0

209

0.01%

570

Sh.

366.67

Sole

–

KNIGHT-SWIFT TRANSPORT INC

COMMON

–

499049·10·4

5,296

0.14%

104,950

Sh.

50.46

Sole

–

KONINKLIJKE PHILIPS NV ADR

DEPOSITARY RECEI

–

500472·30·3

534

0.01%

17,500

Sh.

30.51

Sole

–

LINCOLN ELECTRIC HOLDINGS INC

COMMON

–

533900·10·6

1,998

0.05%

14,500

Sh.

137.79

Sole

–

LINCOLN NATIONAL CORP

COMMON

–

534187·10·9

464

0.01%

7,100

Sh.

65.35

Sole

–

LINDE PLC

COMMON

–

G5494J·10·3

8,415

0.23%

26,343

Sh.

319.44

Sole

–

LOCKHEED MARTIN CORP

COMMON

–

539830·10·9

4,041

0.11%

9,156

Sh.

441.35

Sole

–

LOGITECH INTERNATIONAL SA

COMMON

–

H50430·23·2

4,534

0.12%

61,450

Sh.

73.78

Sole

–

M D C HLDGS INC

COMMON

–

552676·10·8

520

0.01%

13,738

Sh.

37.85

Sole

–

MACQUARIE GLBL INFRASTRUCTURE

COMMON

–

55608D·10·1

23,672

0.64%

920,365

Sh.

25.72

Sole

–

Shared

–

MANTECH INTERNATIONAL CORP/VA

COMMON

–

564563·10·4

259

0.01%

3,000

Sh.

86.33

Sole

–

MARTEN TRANSPORT LTD

COMMON

–

573075·10·8

1,854

0.05%

104,400

Sh.

17.76

Sole

–

MARVELL TECHNOLOGY INC

COMMON

–

573874·10·4

15,290

0.41%

213,221

Sh.

71.71

Sole

–

MCDONALD’S CORP

COMMON

–

580135·10·1

17,315

0.47%

70,022

Sh.

247.28

Sole

–

MDU RESOURCES GROUP INC

COMMON

–

552690·10·9

119

0.00%

4,475

Sh.

26.59

Sole

–

MEDTRONIC PLC

COMMON

–

G5960L·10·3

25,513

0.69%

229,954

Sh.

110.95

Sole

–

MERCK & CO INC

COMMON

–

58933Y·10·5

0.00%

1,189

Sh.

82.42

Sole

–

MEREO BIOPHARMA GROUP PLC

DEPOSITARY RECEI

–

589492·10·7

0.00%

970

Sh.

≈1.03

Sole

–

META PLATFORMS INC CLASS A

COMMON

–

30303M·10·2

8,526

0.23%

38,342

Sh.

222.37

Sole

–

METLIFE INC

COMMON

–

59156R·10·8

4,598

0.12%

65,425

Sh.

70.28

Sole

–

MFS CHARTER INCOME TRUST MCR

COMMON

–

552727·10·9

1,518

0.04%

206,746

Sh.

7.34

Sole

–

Shared

–

MFS GOVERNMENT MARKETS INCOME

COMMON

–

552939·10·0

9,410

0.25%

2,489,537

Sh.

3.78

Sole

–

Shared

–

MFS INTERMEDIATE INCOME TRUST

COMMON

–

55273C·10·7

44,283

1.19%

14,058,058

Sh.

3.15

Sole

–

Shared

–

MFS MULTIMARKET INCOME TRUST M

COMMON

–

552737·10·8

271

0.01%

51,098

Sh.

5.30

Sole

–

Shared

–

MICROSOFT CORP

COMMON

–

594918·10·4

114,580

3.09%

371,640

Sh.

308.31

Sole

–

MILLER HOWARD HIGH INC EQ HIE

COMMON

–

600379·10·1

6,954

0.19%

623,112

Sh.

11.16

Sole

–

Shared

–

MKS INSTRUMENTS INC

COMMON

–

55306N·10·4

5,998

0.16%

39,990

Sh.

149.99

Sole

–

MONDELEZ INTERNATIONAL INC

COMMON

–

609207·10·5

10,872

0.29%

173,172

Sh.

62.78

Sole

–

MONOLITHIC POWER SYSTEMS INC

COMMON

–

609839·10·5

7,051

0.19%

14,518

Sh.

485.67

Sole

–

MORGAN STANLEY

COMMON

–

617446·44·8

16,114

0.43%

184,375

Sh.

87.40

Sole

–

MOSAIC CO/THE

COMMON

–

61945C·10·3

873

0.02%

13,126

Sh.

66.51

Sole

–

MOTOROLA SOLUTIONS INC

COMMON

–

620076·30·7

400

0.01%

1,650

Sh.

242.42

Sole

–

MP MATERIALS CORP

COMMON

–

553368·10·1

2,038

0.05%

35,550

Sh.

57.33

Sole

–

MSC INDL DIRECT INC

CL A

–

553530·10·6

119

0.00%

1,400

Sh.

85.00

Sole

–

MYR GROUP INC DEL

COMMON

–

55405W·10·4

1,270

0.03%

13,500

Sh.

94.07

Sole

–

NANOSTRING TECHNOLOGIES I

COMMON

–

63009R·10·9

1,326

0.04%

38,161

Sh.

34.75

Sole

–

NATIONAL PRESTO INDUSTRIES INC

COMMON

–

637215·10·4

0.00%

1,250

Sh.

76.80

Sole

–

NCINO INC

COMMON

–

63947X·10·1

1,946

0.05%

47,475

Sh.

40.99

Sole

–

NEENAH INC

COMMON

–

640079·10·9

192

0.01%

4,850

Sh.

39.59

Sole

–

NESTLE SA ADR

DEPOSITARY RECEI

–

641069·40·6

4,958

0.13%

38,107

Sh.

130.11

Sole

–

NEUROCRINE BIOSCIENCES INC

COMMON

–

64125C·10·9

1,847

0.05%

19,700

Sh.

93.76

Sole

–

NEW AMERICA HIGH INC FD HYB

COMMON

–

641876·80·0

5,236

0.14%

645,633

Sh.

8.11

Sole

–

Shared

–

NEWMONT MINING CORP

COMMON

–

651639·10·6

139

0.00%

1,750

Sh.

79.43

Sole

–

NEXSTAR MEDIA GROUP INC

COMMON

–

65336K·10·3

7,813

0.21%

41,455

Sh.

188.47

Sole

–

NEXTERA ENERGY INC

COMMON

–

65339F·10·1

18,995

0.51%

224,239

Sh.

84.71

Sole

–

NEXTERA ENERGY PARTNERS LTD

COMMON

–

65341B·10·6

194

0.01%

2,325

Sh.

83.44

Sole

–

NICE LTD ADR

DEPOSITARY RECEI

–

653656·10·8

230

0.01%

1,050

Sh.

219.05

Sole

–

NIKE INC CL B

COMMON

–

654106·10·3

11,345

0.31%

84,309

Sh.

134.56

Sole

–

NORTHROP GRUMMAN CORP

COMMON

–

666807·10·2

4,725

0.13%

10,565

Sh.

447.23

Sole

–

NOVARTIS AG ADR

DEPOSITARY RECEI

–

66987V·10·9

948

0.03%

10,800

Sh.

87.78

Sole

–

NUTRIEN LTD

COMMON

–

67077M·10·8

6,378

0.17%

61,330

Sh.

103.99

Sole

–

NUVEEN AMT-FREE MUNI CREDIT IN

COMMON

–

67071L·10·6

3,826

0.10%

258,716

Sh.

14.79

Sole

–

Shared

–

NUVEEN AMT-FREE QUALITY MUNI I

COMMON

–

670657·10·5

26,147

0.70%

1,989,876

Sh.

13.14

Sole

–

Shared

–

NUVEEN CA DIVIDEND ADV MUNI NA

COMMON

–

67066Y·10·5

269

0.01%

20,500

Sh.

13.12

Sole

–

Shared

–

NUVEEN CORE PLUS IMPACT FUND N

COMMON

–

67080D·10·3

13,644

0.37%

907,762

Sh.

15.03

Sole

–

Shared

–

NUVEEN CORPORATE INCOME 2023 J

COMMON

–

67079F·10·1

591

0.02%

62,598

Sh.

9.44

Sole

–

Shared

–

NUVEEN CREDIT STRATEGIES INC F

COMMON

–

67073D·10·2

22,510

0.61%

3,642,322

Sh.

6.18

Sole

–

Shared

–

NUVEEN FLOATING RATE INC FD JF

COMMON

–

67072T·10·8

580

0.02%

57,968

Sh.

10.01

Sole

–

Shared

–

NUVEEN FLOATING RATE INC OPP F

COMMON

–

6706EN·10·0

2,881

0.08%

284,090

Sh.

10.14

Sole

–

Shared

–

NUVEEN GLOBAL HIGH INCOME FD J

COMMON

–

67075G·10·3

18,294

0.49%

1,284,659

Sh.

14.24

Sole

–

Shared

–

NUVEEN INTER DUR MUNI TERM FD

COMMON

–

670671·10·6

1,189

0.03%

85,876

Sh.

13.85

Sole

–

Shared

–

NUVEEN MN QUALITY MUNI INC FD

COMMON

–

670734·10·2

2,372

0.06%

159,408

Sh.

14.88

Sole

–

Shared

–

NUVEEN MORTGAGE & INCOME FD JL

COMMON

–

670735·10·9

27,595

0.74%

1,511,200

Sh.

18.26

Sole

–

Shared

–

NUVEEN MULTI-MARKET INC FD JMM

COMMON

–

67075J·10·7

25,970

0.70%

3,995,309

Sh.

6.50

Sole

–

Shared

–

NUVEEN MUNICIPAL CREDIT INC FD

COMMON

–

67070X·10·1

360

0.01%

24,608

Sh.

14.63

Sole

–

Shared

–

NUVEEN NJ QUALITY MUNI INC FD

COMMON

–

67069Y·10·2

8,875

0.24%

663,289

Sh.

13.38

Sole

–

Shared

–

NUVEEN NY AMT-FREE MUNICIPAL I

COMMON

–

670656·10·7

888

0.02%

73,163

Sh.

12.14

Sole

–

Shared

–

NUVEEN OHIO QUALITY INCOME MUN

COMMON

–

670980·10·1

4,508

0.12%

325,017

Sh.

13.87

Sole

–

Shared

–

NUVEEN PA QUALITY MUNI INC FD

COMMON

–

670972·10·8

5,195

0.14%

384,796

Sh.

13.50

Sole

–

Shared

–

NUVEEN PFD & INCOME TERM FD JP

COMMON

–

67075A·10·6

4,851

0.13%

220,581

Sh.

21.99

Sole

–

Shared

–

NUVEEN PREFERRED & INCOME SEC

COMMON

–

67072C·10·5

23,666

0.64%

2,817,357

Sh.

8.40

Sole

–

Shared

–

NUVEEN PREFERRED INCOME OPPORT

COMMON

–

67073B·10·6

14,653

0.39%

1,707,862

Sh.

8.58

Sole

–

Shared

–

NUVEEN QUALITY MUNICIPAL INC F

COMMON

–

67066V·10·1

28,267

0.76%

2,115,775

Sh.

13.36

Sole

–

Shared

–

NUVEEN SENIOR INC FD NSL

COMMON

–

67067Y·10·4

249

0.01%

43,934

Sh.

5.67

Sole

–

Shared

–

NUVEEN SHORT DUR CREDIT OPP FD

COMMON

–

67074X·10·7

13,292

0.36%

934,090

Sh.

14.23

Sole

–

Shared

–

NVIDIA CORP

COMMON

–

67066G·10·4

29,357

0.79%

107,591

Sh.

272.86

Sole

–

OLD NATIONAL BANCORP/IN

COMMON

–

680033·10·7

1,112

0.03%

67,900

Sh.

16.38

Sole

–

OLD REPUBLIC INTL CORP

COMMON

–

680223·10·4

203

0.01%

7,840

Sh.

25.89

Sole

–

OLIN CORP

COMMON

–

680665·20·5

3,739

0.10%

71,525

Sh.

52.28

Sole

–

ORACLE CORP

COMMON

–

68389X·10·5

17,475

0.47%

211,225

Sh.

82.73

Sole

–

OREILLY AUTOMOTIVE INC

COMMON

–

67103H·10·7

233

0.01%

340

Sh.

685.29

Sole

–

OTIS WORLDWIDE CORP

COMMON

–

68902V·10·7

805

0.02%

10,455

Sh.

77.00

Sole

–

OUTSET MED INC

COMMON

–

690145·10·7

121

0.00%

2,668

Sh.

45.35

Sole

–

PACIFIC BIOSCIENCES CALIF

COMMON

–

69404D·10·8

395

0.01%

43,450

Sh.

9.09

Sole

–

PAGSEGURO DIGITAL LTD-CL A

COMMON

–

G68707·10·1

0.00%

3,800

Sh.

20.00

Sole

–

PARKER-HANNIFIN CORP

COMMON

–

701094·10·4

12,396

0.33%

43,686

Sh.

283.75

Sole

–

PATTERSON COS INC

COMMON

–

703395·10·3

266

0.01%

8,225

Sh.

32.34

Sole

–

PAYCOM SOFTWARE INC

COMMON

–

70432V·10·2

7,851

0.21%

22,666

Sh.

346.38

Sole

–

PAYPAL HOLDINGS INC

COMMON

–

70450Y·10·3

5,534

0.15%

47,850

Sh.

115.65

Sole

–

PENSKE AUTOMOTIVE GRP INC

COMMON

–

70959W·10·3

115

0.00%

1,225

Sh.

93.88

Sole

–

PEOPLES UNITED FINANCIAL INC

COMMON

–

712704·10·5

610

0.02%

30,525

Sh.

19.98

Sole

–

PEPSICO INC

COMMON

–

713448·10·8

22,925

0.62%

136,961

Sh.

167.38

Sole

–

PERKINELMER INC

COMMON

–

714046·10·9

2,813

0.08%

16,125

Sh.

174.45

Sole

–

PFIZER INC

COMMON

–

717081·10·3

2,652

0.07%

51,232

Sh.

51.76

Sole

–

PGIM GLOBAL SHORT DURATION HIG

COMMON

–

69346J·10·6

33,170

0.89%

2,480,908

Sh.

13.37

Sole

–

Shared

–

PGIM SHORT DUR HI YLD SDHY

COMMON

–

69355J·10·4

25,346

0.68%

1,514,992

Sh.

16.73

Sole

–

Shared

–

PGIM SHORT DURATION HI YLD FD

COMMON

–

69346H·10·0

12,359

0.33%

861,260

Sh.

14.35

Sole

–

Shared

–

PHYSICIANS REALTY TRUST

REIT

–

71943U·10·4

1,842

0.05%

105,025

Sh.

17.54

Sole

–

PIMCO ENRGY & TACT CRDT NRGX

COMMON

–

69346N·10·7

168

0.00%

11,330

Sh.

14.83

Sole

–

Shared

–

PIMCO STRATEGIC INCOME FUND RC

COMMON

–

72200X·10·4

14,163

0.38%

2,408,725

Sh.

5.88

Sole

–

Shared

–

PIONEER DIVERSIFIED HIGH INC F

COMMON

–

723653·10·1

4,236

0.11%

329,152

Sh.

12.87

Sole

–

Shared

–

PIONEER HIGH INCOME FUND PHT

COMMON

–

72369H·10·6

979

0.03%

120,523

Sh.

8.12

Sole

–

Shared

–

PIONEER MUNI HIGH INC OPP MIO

COMMON

–

723760·10·4

11,522

0.31%

774,299

Sh.

14.88

Sole

–

Shared

–

PIPER SANDLER COMPANIES

COMMON

–

724078·10·0

450

0.01%

3,425

Sh.

131.39

Sole

–

POTLATCHDELTIC CORP

REIT

–

737630·10·3

338

0.01%

6,410

Sh.

52.73

Sole

–

POWER INTEGRATIONS INC

COMMON

–

739276·10·3

746

0.02%

8,050

Sh.

92.67

Sole

–

PRINCIPAL FINANCIAL GROUP INC

COMMON

–

74251V·10·2

0.00%

1,072

Sh.

73.69

Sole

–

PROCTER & GAMBLE CO

COMMON

–

742718·10·9

12,622

0.34%

82,605

Sh.

152.80

Sole

–

PROVIDENT FINANCIAL SERVICES I

COMMON

–

74386T·10·5

755

0.02%

32,275

Sh.

23.39

Sole

–

PTC INC

COMMON

–

69370C·10·0

6,489

0.17%

60,235

Sh.

107.73

Sole

–

PUBLIC STORAGE

REIT

–

74460D·10·9

174

0.00%

445

Sh.

391.01

Sole

–

PUBLIC SVC ENTERPRISE GRP

COMMON

–

744573·10·6

240

0.01%

3,425

Sh.

70.07

Sole

–

PUTNAM MASTER INTERMEDIATE INC

COMMON

–

746909·10·0

50,782

1.37%

14,184,869

Sh.

3.58

Sole

–

Shared

–

PUTNAM PREMIER INCOME TRUST PP

COMMON

–

746853·10·0

57,331

1.54%

14,368,689

Sh.

3.99

Sole

–

Shared

–

QUALCOMM INC

COMMON

–

747525·10·3

7,001

0.19%

45,811

Sh.

152.82

Sole

–

QUANTA SERVICES INC

COMMON

–

74762E·10·2

199

0.01%

1,510

Sh.

131.79

Sole

–

QUEST DIAGNOSTICS INC

COMMON

–

74834L·10·0

0.00%

209

Sh.

138.76

Sole

–

RAYTHEON TECHNOLOGIES COR

COMMON

–

75513E·10·1

0.00%

575

Sh.

99.13

Sole

–

REALTY INCOME CORP

REIT

–

756109·10·4

13,289

0.36%

191,756

Sh.

69.30

Sole

–

REGAL REXNORD CORPORATION

COMMON

–

758750·10·3

1,475

0.04%

9,913

Sh.

148.79

Sole

–

REGIONS FINANCIAL CORP

COMMON

–

7591EP·10·0

4,113

0.11%

184,750

Sh.

22.26

Sole

–

RELX PLC – ADR

DEPOSITARY RECEI

–

759530·10·8

2,765

0.07%

88,920

Sh.

31.10

Sole

–

RINGCENTRAL INC-CLASS A

COMMON

–

76680R·20·6

1,894

0.05%

16,163

Sh.

117.18

Sole

–

RIO TINTO PLC ADR

DEPOSITARY RECEI

–

767204·10·0

2,850

0.08%

35,450

Sh.

80.39

Sole

–

RIVERNORTH DOUBLELINE STR OPP

COMMON

–

76882G·10·7

11,730

0.32%

941,376

Sh.

12.46

Sole

–

Shared

–

RIVERNORTH OPPRTUNITIES FD RIV

COMMON

–

76881Y·10·9

3,737

0.10%

234,026

Sh.

15.97

Sole

–

Shared

–

ROCHE HOLDING AG ADR

DEPOSITARY RECEI

–

771195·10·4

2,051

0.06%

41,500

Sh.

49.42

Sole

–

ROCKWELL AUTOMATION INC

COMMON

–

773903·10·9

1,662

0.04%

5,935

Sh.

280.03

Sole

–

ROSS STORES INC

COMMON

–

778296·10·3

195

0.01%

2,160

Sh.

90.28

Sole

–

S&P GLOBAL INC

COMMON

–

78409V·10·4

0.00%

Sh.

407.41

Sole

–

SABA CAPITAL INC & OPP FD BRW

COMMON

–

78518H·10·3

825

0.02%

182,478

Sh.

4.52

Sole

–

Shared

–

SAFRAN SA ADR

DEPOSITARY RECEI

–

786584·10·2

993

0.03%

33,780

Sh.

29.40

Sole

–

SALESFORCE INC

COMMON

–

79466L·30·2

13,464

0.36%

63,412

Sh.

212.33

Sole

–

SALIENT MIDSTREAM & MLP FUND S

COMMON

–

79471V·10·5

5,284

0.14%

641,247

Sh.

8.24

Sole

–

Shared

–

SAREPTA THERAPEUTICS INC

COMMON

–

803607·10·0

3,235

0.09%

41,415

Sh.

78.11

Sole

–

SCIENCE APPLICATIONS INTL CORP

COMMON

–

808625·10·7

1,640

0.04%

17,790

Sh.

92.19

Sole

–

SCOTTS MIRACLE-GRO CO

COMMON

–

810186·10·6

5,918

0.16%

48,130

Sh.

122.96

Sole

–

SEA LTD-ADR

DEPOSITARY RECEI

–

81141R·10·0

641

0.02%

5,350

Sh.

119.81

Sole

–

SENSIENT TECHNOLOGIES CORP

COMMON

–

81725T·10·0

487

0.01%

5,800

Sh.

83.97

Sole

–

SERES THERAPEUTICS INC

COMMON

–

81750R·10·2

445

0.01%

62,450

Sh.

7.13

Sole

–

SERVICENOW INC

COMMON

–

81762P·10·2

4,072

0.11%

7,312

Sh.

556.89

Sole

–

SHELL PLC ADR

COMMON

–

780259·30·5

1,086

0.03%

19,775

Sh.

54.92

Sole

–

SHERWIN-WILLIAMS CO/THE

COMMON

–

824348·10·6

6,948

0.19%

27,835

Sh.

249.61

Sole

–

SIEMENS AG ADR

DEPOSITARY RECEI

–

826197·50·1

18,786

0.51%

271,705

Sh.

69.14

Sole

–

SILGAN HOLDINGS INC

COMMON

–

827048·10·9

818

0.02%

17,700

Sh.

46.21

Sole

–

SILK ROAD MEDICAL INC

COMMON

–

82710M·10·0

1,171

0.03%

28,351

Sh.

41.30

Sole

–

SKYWORKS SOLUTIONS INC

COMMON

–

83088M·10·2

14,114

0.38%

105,899

Sh.

133.28

Sole

–

SONY GROUP CORPORATION ADR

DEPOSITARY RECEI

–

835699·30·7

2,683

0.07%

26,125

Sh.

102.70

Sole

–

SOUTHERN COPPER CORP

COMMON

–

84265V·10·5

296

0.01%

3,900

Sh.

75.90

Sole

–

SPIRE INC

COMMON

–

84857L·10·1

1,735

0.05%

24,175

Sh.

71.77

Sole

–

SPLUNK INC

COMMON

–

848637·10·4

6,285

0.17%

42,295

Sh.

148.60

Sole

–

STAAR SURGICAL CO

COMMON

–

852312·30·5

2,339

0.06%

29,270

Sh.

79.91

Sole

–

STARBUCKS CORP

COMMON

–

855244·10·9

9,196

0.25%

101,087

Sh.

90.97

Sole

–

STATE STREET CORP

COMMON

–

857477·10·3

9,537

0.26%

109,475

Sh.

87.12

Sole

–

STELLANTIS N.V

COMMON

–

N82405·10·6

914

0.02%

56,150

Sh.

16.28

Sole

–

STERIS PLC

COMMON

–

G8473T·10·0

2,854

0.08%

11,805

Sh.

241.76

Sole

–

STIFEL FINANCIAL CORP

COMMON

–

860630·10·2

1,983

0.05%

29,200

Sh.

67.91

Sole

–

STORE CAPITAL CORP

REIT

–

862121·10·0

3,718

0.10%

127,215

Sh.

29.23

Sole

–

STRATASYS LTD

COMMON

–

M85548·10·1

511

0.01%

20,125

Sh.

25.39

Sole

–

STRATEGIC EDUCATION INC

COMMON

–

86272C·10·3

110

0.00%

1,650

Sh.

66.67

Sole

–

SURMODICS INC

COMMON

–

868873·10·0

754

0.02%

16,624

Sh.

45.36

Sole

–

SVB FINANCIAL GROUP

COMMON

–

78486Q·10·1

1,832

0.05%

3,275

Sh.

559.39

Sole

–

SYNOVUS FINANCIAL CORP

COMMON

–

87161C·50·1

259

0.01%

5,281

Sh.

49.04

Sole

–

SYSCO CORP

COMMON

–

871829·10·7

0.00%

208

Sh.

81.73

Sole

–

T ROWE PRICE GROUP INC

COMMON

–

74144T·10·8

2,176

0.06%

14,390

Sh.

151.22

Sole

–

TAIWAN SEMICONDUCTOR ADR

DEPOSITARY RECEI

–

874039·10·0

1,230

0.03%

11,800

Sh.

104.24

Sole

–

TAKE-TWO INTERACTIVE SOFTWARE

COMMON

–

874054·10·9

741

0.02%

4,820

Sh.

153.73

Sole

–

TARGET CORP

COMMON

–

87612E·10·6

13,255

0.36%

62,457

Sh.

212.23

Sole

–

TC ENERGY CORP

COMMON

–

87807B·10·7

662

0.02%

11,740

Sh.

56.39

Sole

–

TCW STRATEGIC INCOME FD TSI

COMMON

–

872340·10·4

14,523

0.39%

2,820,070

Sh.

5.15

Sole

–

Shared

–

TE CONNECTIVITY LTD

COMMON

–

H84989·10·4

10,818

0.29%

82,594

Sh.

130.98

Sole

–

TEMPLETON GLOBAL INCOME FUND G

COMMON

–

880198·10·6

7,653

0.21%

1,521,547

Sh.

5.03

Sole

–

Shared

–

TENET HEALTHCARE CORP

COMMON

–

88033G·40·7

9,215

0.25%

107,200

Sh.

85.96

Sole

–

TESLA MTRS INC

COMMON

–

88160R·10·1

488

0.01%

453

Sh.

1,077.26

Sole

–

TETRALOGIC PHARMACEUTICALS COR

COMMON

–

88165U·10·9

–

3,913

Sh.

Sole

–

TFI INTL INC

COMMON

–

87241L·10·9

3,760

0.10%

35,300

Sh.

106.52

Sole

–

THERMO FISHER SCIENTIFIC INC

COMMON

–

883556·10·2

26,673

0.72%

45,159

Sh.

590.65

Sole

–

THOR INDUSTRIES INC

COMMON

–

885160·10·1

1,694

0.05%

21,525

Sh.

78.70

Sole

–

TJX COS INC/THE

COMMON

–

872540·10·9

16,151

0.44%

266,605

Sh.

60.58

Sole

–

TORTOISE ENERGY INFRASTRUCTURE

COMMON

–

89147L·88·6

11,727

0.32%

339,311

Sh.

34.56

Sole

–

Shared

–

TORTOISE MLP FUND INC NTG

COMMON

–

89148B·20·0

9,881

0.27%

260,244

Sh.

37.97

Sole

–

Shared

–

TORTOISE PWR & ENERGY INF TPZ

COMMON

–

89147X·10·4

4,509

0.12%

316,675

Sh.

14.24

Sole

–

Shared

–

TRANE TECHNOLOGIES PLC

COMMON

–

G8994E·10·3

2,509

0.07%

16,430

Sh.

152.71

Sole

–

TRAVELERS COS INC/THE

COMMON

–

89417E·10·9

0.00%

226

Sh.

181.42

Sole

–

TREX CO INC

COMMON

–

89531P·10·5

4,129

0.11%

63,200

Sh.

65.33

Sole

–

TRIP COM GROUP LTD ADR

DEPOSITARY RECEI

–

89677Q·10·7

194

0.01%

8,400

Sh.

23.10

Sole

–

TRUIST FINANCIAL CORP

COMMON

–

89832Q·10·9

15,534

0.42%

273,975

Sh.

56.70

Sole

–

TWIST BIOSCIENCE CORP

COMMON

–

90184D·10·0

1,189

0.03%

24,075

Sh.

49.39

Sole

–

TYSON FOODS INC – CL A

COMMON

–

902494·10·3

238

0.01%

2,650

Sh.

89.81

Sole

–

UBER TECHNOLOGIES INC

COMMON

–

90353T·10·0

881

0.02%

24,700

Sh.

35.67

Sole

–

ULTA BEAUTY INC

COMMON

–

90384S·30·3

8,219

0.22%

20,640

Sh.

398.21

Sole

–

UNION PACIFIC CORP

COMMON

–

907818·10·8

25,386

0.68%

92,919

Sh.

273.21

Sole

–

UNITEDHEALTH GROUP INC

COMMON

–

91324P·10·2

38,116

1.03%

74,741

Sh.

509.97

Sole

–

URBAN OUTFITTERS INC

COMMON

–

917047·10·2

720

0.02%

28,675

Sh.

25.11

Sole

–

US BANCORP

COMMON

–

902973·30·4

2,047

0.06%

38,510

Sh.

53.16

Sole

–

VAIL RESORTS INC

COMMON

–

91879Q·10·9

4,186

0.11%

16,085

Sh.

260.24

Sole

–

VERTICAL CAP INCOME FUND VCIF

COMMON

–

92535C·10·4

3,777

0.10%

377,676

Sh.

10.00

Sole

–

Shared

–

VESTAS WIND SYS-UNSP ADR

DEPOSITARY RECEI

–

925458·10·1

890

0.02%

90,250

Sh.

9.86

Sole

–

VIRTUS ALLIANZGI CN & INC II N

COMMON

–

92838U·10·8

3,900

0.11%

900,684

Sh.

4.33

Sole

–

Shared

–

VIRTUS ALLIANZGI EQ & CONV NIE

COMMON

–

92841M·10·1

5,385

0.15%

198,432

Sh.

27.14

Sole

–

Shared

–

VIRTUS TOTAL RETURN FUND INC Z

COMMON

–

92835W·10·7

441

0.01%

45,173

Sh.

9.76

Sole

–

Shared

–

VISA INC

COMMON

–

92826C·83·9

23,647

0.64%

106,627

Sh.

221.77

Sole

–

VITAL FARMS INC

COMMON

–

92847W·10·3

637

0.02%

51,500

Sh.

12.37

Sole

–

WA GLOBAL CORPORATE DEFINED OP

COMMON

–

95790C·10·7

192

0.01%

12,929

Sh.

14.85

Sole

–

Shared

–

WA INFLATION – LINKED SEC & IN

COMMON

–

95766Q·10·6

24,247

0.65%

2,072,375

Sh.

11.70

Sole

–

Shared

–

WA INFLATION-LINKED OPP & INC

COMMON

–

95766R·10·4

76,864

2.07%

6,400,009

Sh.

12.01

Sole

–

Shared

–

WALMART INC

COMMON

–

931142·10·3

0.00%

250

Sh.

148.00

Sole

–

WALT DISNEY CO/THE

COMMON

–

254687·10·6

313

0.01%

2,280

Sh.

137.28

Sole

–

WASTE CONNECTIONS INC

COMMON

–

94106B·10·1

7,452

0.20%

53,340

Sh.

139.71

Sole

–

WASTE MANAGEMENT INC

COMMON

–

94106L·10·9

4,779

0.13%

30,154

Sh.

158.49

Sole

–

WEC ENERGY GROUP INC

COMMON

–

92939U·10·6

4,156

0.11%

41,640

Sh.

99.81

Sole

–

WELLS FARGO MULTI-SECTOR INC F

COMMON

–

94987D·10·1

1,081

0.03%

103,812

Sh.

10.41

Sole

–

Shared

–

WESTERN ALLIANCE BANCORP

COMMON

–

957638·10·9

2,091

0.06%

25,250

Sh.

82.81

Sole

–

WESTERN ASSET DIVERSIFIED INC

COMMON

–

95790K·10·9

25,651

0.69%

1,582,412

Sh.

16.21

Sole

–

Shared

–

WESTERN ASSET GLOBAL HIGH INC

COMMON

–

95766B·10·9

5,037

0.14%

594,647

Sh.

8.47

Sole

–

Shared

–

WESTERN ASSET HIGH INC OPP FD

COMMON

–

95766K·10·9

3,106

0.08%

694,905

Sh.

4.47

Sole

–

Shared

–

WESTERN ASSET INV GRA DEF OPP

COMMON

–

95790A·10·1

844

0.02%

45,065

Sh.

18.73

Sole

–

Shared

–

WESTERN ASSET MORTGAGE DEFINED

COMMON

–

95790B·10·9

5,173

0.14%

386,882

Sh.

13.37

Sole

–

Shared

–

WESTERN ASSET PREMIER BOND FUN

COMMON

–

957664·10·5

10,548

0.28%

879,016

Sh.

12.00

Sole

–

Shared

–

WESTPAC BANKING CORP ADR

DEPOSITARY RECEI

–

961214·30·1

1,370

0.04%

75,400

Sh.

18.17

Sole

–

WOLVERINE WORLD WIDE INC

COMMON

–

978097·10·3

1,422

0.04%

63,050

Sh.

22.55

Sole

–

WORLD FUEL SVCS CORP

COMMON

–

981475·10·6

2,368

0.06%

87,575

Sh.

27.04

Sole

–

XCEL ENERGY INC

COMMON

–

98389B·10·0

8,812

0.24%

122,095

Sh.

72.17

Sole

–

YETI HOLDINGS INC

COMMON

–

98585X·10·4

9,182

0.25%

153,080

Sh.

59.98

Sole

–

ZIMMER BIOMET HOLDINGS INC

COMMON

–

98956P·10·2

311

0.01%

2,432

Sh.

127.88

Sole

–

ZIMVIE INC

COMMON

–

98888T·10·7

0.00%

242

Sh.

≈24.79

Sole

–

ZOETIS INC

COMMON

–

98978V·10·3

198

0.01%

1,052

Sh.

188.21

Sole

–

ZURICH INSURANCE GROUP AG ADR

DEPOSITARY RECEI

–

989825·10·4

1,619

0.04%

32,900

Sh.

49.21

Sole

–

ZURN WATER SOLUTIONS CORP

COMMON

–

98983L·10·8

807

0.02%

22,800

Sh.

35.39

Sole

–

ZYNGA INC

COMMON

–

98986T·10·8

1,113

0.03%

120,500

Sh.

9.24

Sole

–

— 515 Issuers —

— 516 Issues —

— 516 Holdings: $3,712,427,000 —

— 2 Managersº —

____________
ª No market value of any Holding was adjusted.
º Other Included Managers with whom investment discretion is shared as to any Holding: 1 Other Included Manager...

Other Included Manager

Securities

Assets Managed

SEC File #

Related Manager

Issuers

Issues

Holdings

$1000s

Of Above

#1:

028-19972

Sit Fixed Income Advisors II LLC/Adv

515

516

3,712,427

100.0%

See: Recent Holdings Reports for this and Related Money Managers

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Filing Submission 0000897101-22-000495 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Sit Investment Associates Inc. – ‘13F-HR’ for 3/31/22 – ‘INFO-TABLE’

On: Thursday, 5/12/22, at 7:40am ET · Effective: 5/12/22 · For: 3/31/22 · Accession #: 897101-22-495 · File #: 28-00180

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Quarterly Holdings and Combination Report by a Money Manager — Form 13FFiling Table of Contents

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Sit Investment Associates Inc. MN · Form 13F Holdings Report

§13(f) Securities Holdings · For: 3/31/22 · Assets: $3,712,427,000 · History: Assets Under Management

Quarterly Holdings and Combination Report by a Money Manager — Form 13F

Filing Table of Contents

Sit Investment Associates Inc.
MN
· Form 13F Holdings Report